0001783139-20-000006.txt : 20201116
0001783139-20-000006.hdr.sgml : 20201116
20201116152330
ACCESSION NUMBER: 0001783139-20-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201116
DATE AS OF CHANGE: 20201116
EFFECTIVENESS DATE: 20201116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: III Capital Management
CENTRAL INDEX KEY: 0001783139
IRS NUMBER: 880302775
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19553
FILM NUMBER: 201316157
BUSINESS ADDRESS:
STREET 1: 777 YAMATO ROAD
STREET 2: SUITE 300
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: 561-544-4400
MAIL ADDRESS:
STREET 1: 777 YAMATO ROAD
STREET 2: SUITE 300
CITY: BOCA RATON
STATE: FL
ZIP: 33431
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001783139
XXXXXXXX
09-30-2020
09-30-2020
III Capital Management
777 YAMATO ROAD
SUITE 300
BOCA RATON
FL
33431
13F HOLDINGS REPORT
028-19553
N
Scott Wyler
President
561-544-4400
Scott Wyler
Boca Raton
FL
11-16-2020
0
87
633801
false
INFORMATION TABLE
2
September2020.xml
AAL 3 3/4 10/15/25
Convertible Bond
023771S41
2168
4000000
PRN
SOLE
4000000
0
0
AAL 4.4 09/22/23
Convertible Bond
02377BAC0
2082
5000000
PRN
SOLE
5000000
0
0
AEROJET ROCKETDYNE HLDGS INC
Convertible Bond
007800AB1
23906
15000000
PRN
SOLE
15000000
0
0
ALIBABA GROUP HLDG LTD
COM
01609W102
2586
445
SH
Call
SOLE
445
0
0
ALPHABET INC
COM
02079K107
1322
900
SH
SOLE
900
0
0
ALTAIR ENGR INC
Convertible Bond
021369AA1
6107
5500000
PRN
SOLE
5500000
0
0
AMPLIFY ENERGY CORP
COM
03212B103
0
211
SH
SOLE
211
0
0
ANTERO RES CORP
Convertible Bond
03674XAL0
4058
5000000
PRN
SOLE
5000000
0
0
ASPIRATIONAL CONSUMER LIFEST
COM
G05436129
500
50000
SH
SOLE
50000
0
0
BECTON DICKINSON & CO
COM
075887109
3536
15200
SH
SOLE
15200
0
0
BOOKING HLDGS INC
COM
09857L108
350
40
SH
Call
SOLE
40
0
0
BOOKING HLDGS INC
COM
09857L108
2309
1350
SH
SOLE
1350
0
0
CHEGG INC
Convertible Bond
163092AD1
25656
16900000
PRN
SOLE
16900000
0
0
CINEMARK HOLDINGS INC
COM
17243V102
218
21891
SH
SOLE
21891
0
0
COHN ROBBINS HOLDINGS CORP
COM
G23726121
335
33261
SH
SOLE
33261
0
0
COLONY STARWOOD HOMES
Convertible Bond
19625XAB8
18549
14349000
PRN
SOLE
14349000
0
0
COMM 5 1/2 03/01/24
Convertible Bond
20338QAB9
6167
6000000
PRN
SOLE
6000000
0
0
CORNERSTONE BLDG BRANDS INC
COM
21925D109
1939
243015
SH
SOLE
243015
0
0
DANAHER CORPORATION
COM
235851300
16247
11000
SH
SOLE
11000
0
0
DELL TECHNOLOGIES INC
COM
24703L202
1353
20000
SH
SOLE
20000
0
0
DISH NETWORK CORP
COM
25470M109
580
20000
SH
SOLE
20000
0
0
DOCUSIGN INC
Convertible Bond
256163AB2
49938
16500000
PRN
SOLE
16500000
0
0
ETSY INC
COM
29786A106
1
500
SH
Put
SOLE
500
0
0
ETSY INC
Convertible Bond
29786AAJ5
2983
1893000
PRN
SOLE
1893000
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
27
200
SH
Call
SOLE
200
0
0
FACEBOOK INC
COM
30303M102
1309
5000
SH
SOLE
5000
0
0
FTI CONSULTING INC
Convertible Bond
302941AP4
10493
8500000
PRN
SOLE
8500000
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
1987
53806
SH
SOLE
53806
0
0
GFL ENVIRONMENTAL INC UNIT
COM
36168Q120
5334
100000
SH
SOLE
100000
0
0
GO ACQUISITION CORP
COM
362019200
756
75000
SH
SOLE
75000
0
0
GUIDEWIRE SOFTWARE INC
Convertible Bond
40171VAA8
9218
8070000
PRN
SOLE
8070000
0
0
ILLUMINA INC
COM
452327109
56
115
SH
Call
SOLE
115
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
195
1000
SH
Put
SOLE
1000
0
0
IQIYI INC
COM
46267X108
570
9500
SH
Put
SOLE
9500
0
0
IQIYI INC
Convertible Bond
46267XAD0
5074
5325000
PRN
SOLE
5325000
0
0
J2 GLOBAL INC
COM
48123V102
90
1250
SH
Put
SOLE
1250
0
0
J2 GLOBAL INC
Convertible Bond
48123VAC6
11413
10000000
PRN
SOLE
10000000
0
0
KISMET ACQUISITION ONE CORP
COM
G52753129
319
25000
SH
SOLE
25000
0
0
LIBERTY BROADBAND CORP
COM
530307305
3390
23730
SH
SOLE
23730
0
0
LIBERTY MEDIA CORP DELAWARE
COM
531229409
1641
49500
SH
SOLE
49500
0
0
LIONHEART ACQUISITION CORP
COM
53625R203
747
75000
SH
SOLE
75000
0
0
LIVE NATION ENTERTAINMENT IN
Convertible Bond
538034AQ2
3326
3010000
PRN
SOLE
3010000
0
0
LUMENTUM HLDGS INC
Convertible Bond
55024UAB5
18089
12932000
PRN
SOLE
12932000
0
0
M D C HLDGS INC
COM
552676108
353
7500
SH
SOLE
7500
0
0
MDLA 0 1/8 09/15/25
Convertible Bond
584021AA7
11087
11000000
PRN
SOLE
11000000
0
0
NAVSIGHT HOLDINGS INC
COM
639358209
251
25000
SH
SOLE
25000
0
0
NEUROCRINE BIOSCIENCES INC
Convertible Bond
64125CAD1
17262
12500000
PRN
SOLE
12500000
0
0
NEXTERA ENERGY INC
COM
65339F739
7136
150000
SH
SOLE
150000
0
0
NEXTERA ENERGY INC
COM
65339F770
8883
189755
SH
SOLE
189755
0
0
NEXTERA ENERGY PARTNERS LP
COM
65341B106
5
31
SH
Put
SOLE
31
0
0
NICE LTD
Convertible Bond
653656AA6
13215
13000000
PRN
SOLE
13000000
0
0
NIO INC
COM
62914V106
294
12406
SH
Put
SOLE
12406
0
0
NIO INC
COM
62914V106
2202
103800
SH
SOLE
103800
0
0
NIO INC
Convertible Bond
62914VAB2
6495
2730000
PRN
SOLE
2730000
0
0
NUVASIVE INC
Convertible Bond
670704AG0
5794
5620000
PRN
SOLE
5620000
0
0
OMNICELL INC
Convertible Bond
68213NAC3
23172
22500000
PRN
SOLE
22500000
0
0
ON SEMICONDUCTOR CORP
COM
682189105
36
1607
SH
Put
SOLE
1607
0
0
OUTFRONT MEDIA INC
COM
69007J106
367
25278
SH
SOLE
25278
0
0
PALO ALTO NETWORKS INC
Convertible Bond
697435AD7
3390
3000000
PRN
SOLE
3000000
0
0
PAN AMERICAN SILVER CORP
COM
697900108
2138
66506
SH
SOLE
66506
0
0
PARSONS CORPORATION
Convertible Bond
70202LAA0
14596
14500000
PRN
SOLE
14500000
0
0
PG&E CORP
COM
69331C140
12267
125000
SH
SOLE
125000
0
0
PINDUODUO INC
COM
722304102
10
250
SH
Put
SOLE
250
0
0
PINDUODUO INC
Convertible Bond
722304AB8
5428
3000000
PRN
SOLE
3000000
0
0
PROOFPOINT INC
Convertible Bond
743424AF0
7567
7568000
PRN
SOLE
7568000
0
0
PULTE GROUP INC
COM
745867101
740
16000
SH
SOLE
16000
0
0
PURE STORAGE INC
Convertible Bond
74624MAB8
966
1000000
PRN
SOLE
1000000
0
0
QURATE RETAIL INC
COM
74915M100
1220
170000
SH
SOLE
170000
0
0
QURATE RETAIL INC
COM
74915M308
502
5098
SH
SOLE
5098
0
0
RINGCENTRAL INC
Convertible Bond
76680RAG2
2971
3000000
PRN
SOLE
3000000
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
1
10
SH
Put
SOLE
10
0
0
ROYAL CARIBBEAN CRUISES LTD COM
COM
V7780T103
1
10
SH
Put
SOLE
10
0
0
SENSEONICS HLDGS INC
Convertible Bond
81727UAA3
1153
2500000
PRN
SOLE
2500000
0
0
SERVICENOW INC
Convertible Bond
81762PAC6
17353
4835000
PRN
SOLE
4835000
0
0
SOUTHERN CO
COM
842587602
2329
50000
SH
SOLE
50000
0
0
SPLUNK INC
Convertible Bond
848637AC8
6964
5000000
PRN
SOLE
5000000
0
0
SQUARE INC
Convertible Bond
852234AD5
32386
15000000
PRN
SOLE
15000000
0
0
SYNAPTICS INC
COM
87157D109
130
1000
SH
Put
SOLE
1000
0
0
SYNAPTICS INC
Convertible Bond
87157DAD1
18416
14829000
PRN
SOLE
14829000
0
0
TESLA INC
COM
88160R101
62
2920
SH
Put
SOLE
2920
0
0
TESLA INC
Convertible Bond
88160RAC5
104084
17500000
PRN
SOLE
17500000
0
0
VIAVI SOLUTIONS INC
Convertible Bond
925550AE5
5852
5250000
PRN
SOLE
5250000
0
0
VICI PPTYS INC
COM
925652109
3004
128562
SH
SOLE
128562
0
0
WILLSCOT CORP
COM
971378104
2260
135500
SH
SOLE
135500
0
0
WIX COM LTD
Convertible Bond
92940WAB5
15984
8500000
PRN
SOLE
8500000
0
0
WORLD WRESTLING ENTMT INC
COM
98156Q108
40
1010
SH
SOLE
1010
0
0
ZYNGA INC
Convertible Bond
98986TAB4
28511
22500000
PRN
SOLE
22500000
0
0