0001783139-19-000002.txt : 20191115 0001783139-19-000002.hdr.sgml : 20191115 20191114182048 ACCESSION NUMBER: 0001783139-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191115 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: III Capital Management CENTRAL INDEX KEY: 0001783139 IRS NUMBER: 880302775 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19553 FILM NUMBER: 191221935 BUSINESS ADDRESS: STREET 1: 777 YAMATO ROAD STREET 2: SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 561-544-4400 MAIL ADDRESS: STREET 1: 777 YAMATO ROAD STREET 2: SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001783139 XXXXXXXX 09-30-2019 09-30-2019 III Capital Management

777 YAMATO ROAD SUITE 300 BOCA RATON FL 33431

13F HOLDINGS REPORT 028-19553 N Scott Wyler 561-544-4400 Scott Wyler Boca Raton FL 11-14-2019 0 48 224206 false INFORMATION TABLE 2 Sept19.xml AEROJET ROCKETDYNE HLDGS INC Convertible Bond 007800AB1 25523 12750000 PRN SOLE 12750000 0 0 AMERICAN ELEC PWR CO INC COM 025537127 4134 75000 SH SOLE 75000 0 0 AMPLIFY ENERGY CORP COM 03212B103 1 211 SH SOLE 211 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 169 7019 SH SOLE 7019 0 0 BOOKING HLDGS INC Option 09857L108 459 20 SH Call SOLE 20 0 0 BOYD GAMING CORP COM 103304101 2827 118038 SH SOLE 118038 0 0 CAESARS ENTMT CORP Convertible Bond 127686AA1 17017 10000000 PRN SOLE 10000000 0 0 CHARTER COMMUNICATIONS INC N COM 16119P108 2061 5000 SH SOLE 5000 0 0 CHESAPEAKE ENERGY CORP Convertible Bond 165167CY1 3591 6000000 PRN SOLE 6000000 0 0 COLONY STARWOOD HOMES Convertible Bond 19625XAB8 17828 13380000 PRN SOLE 13380000 0 0 CONTURA ENERGY INC COM 21241B100 859 30715 SH SOLE 30715 0 0 DANAHER CORPORATION COM 235851102 6340 43900 SH SOLE 43900 0 0 DEXCOM INC Convertible Bond 252131AF4 14319 9000000 PRN SOLE 9000000 0 0 DISH NETWORK CORP Convertible Bond 25470MAB5 2297 2500000 PRN SOLE 2500000 0 0 DISH NETWORK CORP Convertible Bond 25470MAD1 10565 12000000 PRN SOLE 12000000 0 0 DOMINION ENERGY INC COM 25746U133 23786 225000 SH SOLE 225000 0 0 EURONET WORLDWIDE INC COM 298736109 3628 24800 SH SOLE 24800 0 0 FIVE9 INC Convertible Bond 338307AB7 7961 5500000 PRN SOLE 5500000 0 0 FORD MTR CO DEL Option 345370860 250 5000 SH Put SOLE 5000 0 0 FORTIVE CORP COM 34959J207 1352 1500 SH SOLE 1500 0 0 FRONTIER COMMUNICATIONS CORP Option 35906A306 308 2500 SH Put SOLE 2500 0 0 GOL LINHAS AEREAS INTLG S A COM 38045R206 449 29000 SH SOLE 29000 0 0 IAC INTERACTIVECORP COM 44919P508 873 4006 SH SOLE 4006 0 0 ILLUMINA INC Option 452327109 178 150 SH Call SOLE 150 0 0 ILLUMINA INC COM 452327109 981 3225 SH SOLE 3225 0 0 INPHI CORP Convertible Bond 45772FAB3 3915 2500000 PRN SOLE 2500000 0 0 iShares Option 464288513 675 61000 SH Put SOLE 61000 0 0 iShares Option 464287432 261 1000 SH Put SOLE 1000 0 0 iShares COM 464287432 6796 47500 SH SOLE 47500 0 0 NEXTERA ENERGY INC COM 65339F796 12557 250000 SH SOLE 250000 0 0 NIO INC Option 62914V106 1334 9906 SH Put SOLE 9906 0 0 OLIN CORP COM 680665205 10 516 SH SOLE 516 0 0 PAN AMERICAN SILVER CORP COM 697900108 2711 172883 SH SOLE 172883 0 0 PERFICIENT INC Convertible Bond 71375UAB7 1482 1250000 PRN SOLE 1250000 0 0 PRICELINE GRP INC Convertible Bond 741503AS5 7480 5000000 PRN SOLE 5000000 0 0 PULTE GROUP INC COM 745867101 942 25765 SH SOLE 25765 0 0 QUDIAN INC Option 747798106 194 4500 SH Put SOLE 4500 0 0 RH Option 74967X103 11 250 SH Put SOLE 250 0 0 RH Convertible Bond 74967XAA1 3790 3500000 PRN SOLE 3500000 0 0 SANDRIDGE ENERGY INC COM 80007P869 4 10472 SH SOLE 10472 0 0 SENSEONICS HLDGS INC Convertible Bond 81727UAA3 2526 2500000 PRN SOLE 2500000 0 0 TESLA INC COM 88160R101 191 792 SH SOLE 792 0 0 TESLA INC Option 88160R101 791 1113 SH Put SOLE 1113 0 0 TESLA INC Convertible Bond 88160RAD3 3569 3500000 PRN SOLE 3500000 0 0 TESLA INC Convertible Bond 88160RAG6 8646 8500000 PRN SOLE 8500000 0 0 WORKDAY INC Convertible Bond 98138HAF8 18318 14000000 PRN SOLE 14000000 0 0 YY INC Option 98426T106 94 500 SH Put SOLE 500 0 0 ZILLOW GROUP INC Option 98954M200 155 1500 SH Put SOLE 1500 0 0