0001104659-22-009866.txt : 20220131
0001104659-22-009866.hdr.sgml : 20220131
20220131181330
ACCESSION NUMBER: 0001104659-22-009866
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220127
FILED AS OF DATE: 20220131
DATE AS OF CHANGE: 20220131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thelen Matthew Jonathan Alan
CENTRAL INDEX KEY: 0001888065
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41055
FILM NUMBER: 22575932
MAIL ADDRESS:
STREET 1: C/O WINC, INC.
STREET 2: 1751 BERKELEY ST, STUDIO 3
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Winc, Inc.
CENTRAL INDEX KEY: 0001782627
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900]
IRS NUMBER: 452988896
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5340 ALLA RD., SUITE 105
CITY: LOS ANGELES,
STATE: CA
ZIP: 90066
BUSINESS PHONE: 408.348.0337
MAIL ADDRESS:
STREET 1: 5340 ALLA RD., SUITE 105
CITY: LOS ANGELES,
STATE: CA
ZIP: 90066
4
1
tm224903-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-01-27
0
0001782627
Winc, Inc.
WBEV
0001888065
Thelen Matthew Jonathan Alan
1751 BERKELEY ST., STUDIO 3
SANTA MONICA
CA
90404
0
1
0
0
See remarks
Common Stock
2022-01-27
4
A
0
37613
0
A
206969
D
Common Stock
31250
I
See footnote
Represents an award of restricted stock units (RSUs), which will vest with respect to 25% of the RSUs on January 1, 2023, and the remaining 75% of the RSUs will vest in 16 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting.
Represents securities held of record by Little Lion's Share LLC. The Reporting Person may be deemed to beneficially own shares held by Little Lion's Share LLC by virtue of his shared control over Little Lion's Share LLC.
Title of Reporting Person: General Counsel and Chief Strategy Officer
/s/ Matthew Thelen
2022-01-31