0001420506-21-000826.txt : 20210603 0001420506-21-000826.hdr.sgml : 20210603 20210603093139 ACCESSION NUMBER: 0001420506-21-000826 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210603 DATE AS OF CHANGE: 20210603 EFFECTIVENESS DATE: 20210603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bleichroeder LP CENTRAL INDEX KEY: 0001781002 IRS NUMBER: 842006600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-20050 FILM NUMBER: 21991455 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 917-769-2999 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001781002 XXXXXXXX 03-31-2021 03-31-2021 true 1 NEW HOLDINGS false Bleichroeder LP

1345 AVENUE OF THE AMERICAS 47TH FLOOR NEW YORK NY 10105

13F HOLDINGS REPORT 028-20050 N Michael M. Kellen 917-769-2999 Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP NEW YORK NY 06-03-2021 0 81 592328 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR BLEICHROEDER LP ABBVIE INC COM 00287Y109 56 515 SH SOLE 515 0 0 ADARA ACQUISITION CORP UNIT 99/99/9999 00653H201 3968 400000 SH SOLE 400000 0 0 AJAX I COM G0190X100 103 10000 SH SOLE 10000 0 0 AJAX I *W EXP 10/27/202 G0190X126 4 2500 SH SOLE 2500 0 0 ALTICE USA INC CL A 02156K103 22888 703600 SH SOLE 703600 0 0 ALTRIA GROUP INC COM 02209S103 61 1200 SH SOLE 1200 0 0 AMERICAN EXPRESS CO COM 025816109 3536 25000 SH SOLE 25000 0 0 AMERIPRISE FINL INC COM 03076C106 3718 15993 SH SOLE 15993 0 0 ARKO CORP *W EXP 12/22/202 041242116 683 333333 SH SOLE 333333 0 0 AT&T INC COM 00206R102 50 1650 SH SOLE 1650 0 0 AVIAT NETWORKS INC COM NEW 05366Y201 2 33 SH SOLE 33 0 0 B RILEY PRINCIPAL 150 MERGER UNIT 99/99/9999 05601V202 2250 225000 SH SOLE 225000 0 0 BANK NEW YORK MELLON CORP COM 064058100 95 2000 SH SOLE 2000 0 0 BLACKSTONE GROUP INC COM 09260D107 5962 80000 SH SOLE 80000 0 0 BRUNSWICK CORP COM 117043109 47685 500000 SH SOLE 500000 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 72 525 SH SOLE 525 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 253 6000 SH SOLE 6000 0 0 CASSAVA SCIENCES INC COM 14817C107 22475 500000 SH SOLE 500000 0 0 CELCUITY INC COM 15102K100 717 50000 SH SOLE 50000 0 0 CM LIFE SCIENCES II INC UNIT 02/25/2028 125842203 897 70100 SH SOLE 70100 0 0 CM LIFE SCIENCES INC COM CL A 18978W109 1489 100000 SH SOLE 100000 0 0 CODEXIS INC COM 192005106 13256 579116 SH SOLE 579116 0 0 CONSTELLATION PHARMCETICLS I COM 210373106 4269 182500 SH SOLE 182500 0 0 CUE BIOPHARMA INC COM 22978P106 915 75000 SH SOLE 75000 0 0 CURIS INC COM NEW 231269200 3532 311978 SH SOLE 311978 0 0 DISH NETWORK CORPORATION CL A 25470M109 2806 77500 SH SOLE 77500 0 0 DUOS TECHNOLOGIES GROUP INC COM 266042407 4953 453616 SH SOLE 453616 0 0 DURECT CORP COM 266605104 52301 26414656 SH SOLE 26414656 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 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SOLE 4949355 0 0 ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 9690 1000000 SH SOLE 1000000 0 0 ISLEWORTH HEALTHCARE ACQU CO *W EXP 08/02/202 46468P110 233 500000 SH SOLE 500000 0 0 JPMORGAN CHASE & CO COM 46625H100 4567 30000 SH SOLE 30000 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 324 1600 SH SOLE 1600 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 590 22989 SH SOLE 22989 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 1778 69618 SH SOLE 69618 0 0 LIBERTY LATIN AMERICA LTD COM CL A G9001E102 52 4017 SH SOLE 4017 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 214 16522 SH SOLE 16522 0 0 LIBERTY MEDIA CORP DEL COM A BRAVES GRP 531229706 295 10356 SH SOLE 10356 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 10427 236396 SH SOLE 236396 0 0 LIBERTY MEDIA CORP DEL COM C BRAVES GRP 531229888 576 20717 SH SOLE 20717 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 4567 103602 SH SOLE 103602 0 0 LINDE PLC SHS G5494J103 53963 192627 SH SOLE 192627 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 212 16413 SH SOLE 16413 0 0 LIQTECH INTL INC COM 53632A201 17462 2158448 SH SOLE 2158448 0 0 LUMENTUM HLDGS INC COM 55024U109 60 660 SH SOLE 660 0 0 MAGENTA THERAPEUTICS INC COM 55910K108 5143 434400 SH SOLE 434400 0 0 MARINUS PHARMACEUTICALS INC COM NEW 56854Q200 12847 829910 SH SOLE 829910 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 4310 2112695 SH SOLE 2112695 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 7443 435500 SH SOLE 435500 0 0 OTIS WORLDWIDE CORP COM 68902V107 205 3000 SH SOLE 3000 0 0 PAYPAL HLDGS INC COM 70450Y103 1214 5000 SH SOLE 5000 0 0 QUMU CORP COM 749063103 978 144726 SH SOLE 144726 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 464 6000 SH SOLE 6000 0 0 RICEBRAN TECHNOLOGIES COM NEW 762831204 1686 1703334 SH SOLE 1703334 0 0 ROTH CH ACQUISITION III CO UNIT 02/26/2026 77867Q201 150 15000 SH SOLE 15000 0 0 ROYALTY PHARMA PLC SHS CLASS A G7709Q104 8724 200000 SH SOLE 200000 0 0 S&P GLOBAL INC COM 78409V104 14115 40000 SH SOLE 40000 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 12184 913347 SH SOLE 913347 0 0 SONOS INC COM 83570H108 2436 65000 SH SOLE 65000 0 0 SPDR GOLD TR GOLD SHS 78463V107 75981 475000 SH SOLE 475000 0 0 SPROTT PHYSICAL GOLD TR UNIT 85207H104 168 12540 SH SOLE 12540 0 0 TERADYNE INC COM 880770102 73 600 SH SOLE 600 0 0 THOR INDS INC COM 885160101 14788 109753 SH SOLE 109753 0 0 X4 PHARMACEUTICALS INC COM 98420X103 308 35730 SH SOLE 35730 0 0 XILINX INC COM 983919101 66 530 SH SOLE 530 0 0 XPERI HOLDING CORP COM 98390M103 2 90 SH SOLE 90 0 0 YEXT INC COM 98585N106 869 60000 SH SOLE 60000 0 0