0001420506-20-001201.txt : 20201112 0001420506-20-001201.hdr.sgml : 20201112 20201112110529 ACCESSION NUMBER: 0001420506-20-001201 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bleichroeder LP CENTRAL INDEX KEY: 0001781002 IRS NUMBER: 842006600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20050 FILM NUMBER: 201304658 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 917-769-2999 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001781002 XXXXXXXX 09-30-2020 09-30-2020 false Bleichroeder LP

1345 AVENUE OF THE AMERICAS 47TH FLOOR NEW YORK NY 10105

13F HOLDINGS REPORT 028-20050 N Michael M. Kellen 917-769-2999 Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP NEW YORK NY 11-12-2020 0 75 558880 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR BLEICHROEDER LP ABBVIE INC COM 00287Y109 45 515 SH SOLE 515 0 0 ADVERUM BIOTECHNOLOGIES INC COM 00773U108 1545 150000 SH SOLE 150000 0 0 ALTICE USA INC CL A 02156K103 15694 603600 SH SOLE 603600 0 0 ALTRIA GROUP INC COM 02209S103 46 1200 SH SOLE 1200 0 0 AMAG PHARMACEUTICALS INC COM 00163U106 12220 1299994 SH SOLE 1299994 0 0 AMERICAN EXPRESS CO COM 025816109 2506 25000 SH SOLE 25000 0 0 AMERIPRISE FINL INC COM 03076C106 2465 15993 SH SOLE 15993 0 0 AT&T INC COM 00206R102 47 1650 SH SOLE 1650 0 0 AVIAT NETWORKS INC COM NEW 05366Y201 1 33 SH SOLE 33 0 0 B RILEY PRIN MERGER CORP II CL A 05600U106 5005 500000 SH SOLE 500000 0 0 B RILEY PRIN MERGER CORP II *W EXP 05/06/202 05600U114 338 250000 SH SOLE 250000 0 0 BANK NEW YORK MELLON CORP COM 064058100 69 2000 SH SOLE 2000 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 4176 80000 SH SOLE 80000 0 0 BLUEBIRD BIO INC COM 09609G100 1349 25000 SH SOLE 25000 0 0 BRUNSWICK CORP COM 117043109 18032 306099 SH SOLE 306099 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 56 525 SH SOLE 525 0 0 CAREDX INC COM 14167L103 4742 125000 SH SOLE 125000 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 183 6000 SH SOLE 6000 0 0 CASSAVA SCIENCES INC COM 14817C107 7879 684503 SH SOLE 684503 0 0 CODEXIS INC COM 192005106 6799 579116 SH SOLE 579116 0 0 CUE BIOPHARMA INC COM 22978P106 2258 150000 SH SOLE 150000 0 0 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 31821 2848805 SH SOLE 2848805 0 0 DISH NETWORK CORPORATION CL A 25470M109 2250 77500 SH SOLE 77500 0 0 DUOS TECHNOLOGIES GROUP INC COM 266042407 1725 453616 SH SOLE 453616 0 0 DURECT CORP COM 266605104 45169 26414656 SH SOLE 26414656 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1994 126301 SH SOLE 126301 0 0 EXXON MOBIL CORP COM 30231G102 37 1075 SH SOLE 1075 0 0 FATE THERAPEUTICS INC COM 31189P102 3997 100000 SH SOLE 100000 0 0 FG NEW AMER ACQUISITION CORP UNIT 08/31/2027 30259V205 5005 500000 SH SOLE 500000 0 0 GRACE W R & CO DEL NEW COM 38388F108 8096 200934 SH SOLE 200934 0 0 GRITSTONE ONCOLOGY INC COM 39868T105 448 169039 SH SOLE 169039 0 0 HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 330 333333 SH SOLE 333333 0 0 HC2 HLDGS INC COM 404139107 173 71543 SH SOLE 71543 0 0 IDENTIV INC COM NEW 45170X205 13749 2196389 SH SOLE 2196389 0 0 INDEPENDENCE HLDG CO NEW COM NEW 453440307 2063 54711 SH SOLE 54711 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 292 250000 SH SOLE 250000 0 0 INTELLICHECK INC COM NEW 45817G201 18265 2738314 SH SOLE 2738314 0 0 INTEVAC INC COM 461148108 27271 4949355 SH SOLE 4949355 0 0 JPMORGAN CHASE & CO COM 46625H100 2888 30000 SH SOLE 30000 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 272 1600 SH SOLE 1600 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 1430 69618 SH SOLE 69618 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 483 22989 SH SOLE 22989 0 0 LIBERTY LATIN AMERICA LTD COM CL A G9001E102 33 4017 SH SOLE 4017 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 134 16522 SH SOLE 16522 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 3436 103602 SH SOLE 103602 0 0 LIBERTY MEDIA CORP DEL COM C BRAVES GRP 531229888 435 20717 SH SOLE 20717 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 7820 236396 SH SOLE 236396 0 0 LIBERTY MEDIA CORP DEL COM A BRAVES GRP 531229706 216 10356 SH SOLE 10356 0 0 LINDE PLC SHS G5494J103 45870 192627 SH SOLE 192627 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 143 16413 SH SOLE 16413 0 0 LIQTECH INTL INC COM 53632A201 18239 2158448 SH SOLE 2158448 0 0 LUMENTUM HLDGS INC COM 55024U109 50 660 SH SOLE 660 0 0 MAGENTA THERAPEUTICS INC COM 55910K108 2393 351875 SH SOLE 351875 0 0 MARINUS PHARMACEUTICALS INC COM NEW 56854Q200 7459 580462 SH SOLE 580462 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 10751 2714937 SH SOLE 2714937 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 4625 435500 SH SOLE 435500 0 0 ORBITAL ENERGY GROUP INC COM 68559A109 2294 3700542 SH SOLE 3700542 0 0 ORCHARD THERAPEUTICS PLC ADS 68570P101 1028 250000 SH SOLE 250000 0 0 OTIS WORLDWIDE CORP COM 68902V107 187 3000 SH SOLE 3000 0 0 PAYPAL HLDGS INC COM 70450Y103 985 5000 SH SOLE 5000 0 0 PRGX GLOBAL INC COM NEW 69357C503 38 7938 SH SOLE 7938 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 345 6000 SH SOLE 6000 0 0 RICEBRAN TECHNOLOGIES COM NEW 762831204 715 1703334 SH SOLE 1703334 0 0 ROYALTY PHARMA PLC SHS CL A G7709Q104 46949 1115980 SH SOLE 1115980 0 0 S&P GLOBAL INC COM 78409V104 14424 40000 SH SOLE 40000 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 8640 913347 SH SOLE 913347 0 0 SPDR GOLD TR GOLD SHS 78463V107 84132 475000 SH SOLE 475000 0 0 SPROTT PHYSICAL GOLD TR UNIT 85207H104 189 12540 SH SOLE 12540 0 0 TERADYNE INC COM 880770102 48 600 SH SOLE 600 0 0 TG THERAPEUTICS INC COM 88322Q108 1873 70000 SH SOLE 70000 0 0 THOR INDS INC COM 885160101 10455 109753 SH SOLE 109753 0 0 X4 PHARMACEUTICALS INC COM 98420X103 242 35730 SH SOLE 35730 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 31463 1676225 SH SOLE 1676225 0 0 XILINX INC COM 983919101 55 530 SH SOLE 530 0 0 XPERI HOLDING CORP COM 98390M103 1 90 SH SOLE 90 0 0