0000950103-20-022065.txt : 20201112 0000950103-20-022065.hdr.sgml : 20201112 20201112162144 ACCESSION NUMBER: 0000950103-20-022065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201109 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kurtz George CENTRAL INDEX KEY: 0001778564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38933 FILM NUMBER: 201307050 MAIL ADDRESS: STREET 1: CROWDSTRIKE HOLDINGS, INC. STREET 2: 150 MATHILDA PLACE, SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CrowdStrike Holdings, Inc. CENTRAL INDEX KEY: 0001535527 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453788918 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 888-512-8906 MAIL ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 dp140782_4-kurtz.xml FORM 4 X0306 4 2020-11-09 0 0001535527 CrowdStrike Holdings, Inc. CRWD 0001778564 Kurtz George C/O CROWDSTRIKE HOLDINGS, INC. 150 MATHILDA PLACE, SUITE 300 SUNNYVALE CA 94086 1 1 0 0 PRESIDENT AND CEO Class A common stock 2020-11-09 4 C 0 178749 A 178749 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-11-09 4 S 0 13151 126.56 D 165598 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-11-09 4 S 0 14308 127.84 D 151290 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-11-09 4 S 0 22709 128.70 D 128581 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-11-09 4 S 0 21638 129.60 D 106943 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-11-09 4 S 0 15901 130.83 D 91042 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-11-09 4 S 0 15370 131.82 D 75672 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-11-09 4 S 0 39520 132.76 D 36152 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-11-09 4 S 0 31000 133.56 D 5152 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-11-09 4 S 0 4284 134.46 D 868 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-11-09 4 S 0 868 136.93 D 0 I Kurtz 2009 Spendthrift Trust Class A common stock 201955 D Class B common stock 0 2020-11-09 4 C 0 178749 0 D Class A common stock 178749 11073170 I Kurtz 2009 Spendthrift Trust Class B common stock 0 Class A common stock 100000 100000 I Kurtz Family Dynasty Trust Class B common stock 0 Class A common stock 1430658 1430658 D Class B common stock convert into Class A common stock on a one-for-one basis. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares. These transactions were executed in multiple trades at prices ranging from $126.175 to $127.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $127.18 to $128.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $128.18 to $129.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $129.18 to $130.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $130.23 to $131.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $131.23 to $132.225. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $132.23 to $133.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $133.23 to $134.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $134.23 to $134.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $136.67 to $137.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. All or a portion of the Class B common stock was issued in connection with the exercise of an unvested stock option subject to an early exercise provision, and as such, the unvested portion may be repurchased by the Company at the original exercise price paid by the Reporting Person for the shares. All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person. This represents the first of two Form 4s relating to transactions of the Reporting Person on November 9, 2020. Holdings for the Allegra Kurtz Irrevocable Gift Trust and the Alexander Kurtz Irrevocable Gift Trust appear on the second of these two Forms. /s/ Remie Solano, as Attorney-in-Fact for George Kurtz 2020-11-12