0000950103-21-001738.txt : 20210203 0000950103-21-001738.hdr.sgml : 20210203 20210203163147 ACCESSION NUMBER: 0000950103-21-001738 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210201 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Colin CENTRAL INDEX KEY: 0001778552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38933 FILM NUMBER: 21586604 MAIL ADDRESS: STREET 1: CROWDSTRIKE HOLDINGS, INC. STREET 2: 150 MATHILDA PLACE, SUITE 300 CITY: SUNNYVAL STATE: CA ZIP: 94086 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CrowdStrike Holdings, Inc. CENTRAL INDEX KEY: 0001535527 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453788918 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 888-512-8906 MAIL ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 dp145605_4-black.xml FORM 4 X0306 4 2021-02-01 0 0001535527 CrowdStrike Holdings, Inc. CRWD 0001778552 Black Colin C/O CROWDSTRIKE HOLDINGS, INC. 150 MATHILDA PLACE, SUITE 300 SUNNYVALE CA 94086 0 1 0 0 CHIEF OPERATING OFFICER Class A common stock 2021-02-01 4 C 0 20000 A 141173 D Class A common stock 2021-02-01 4 S 0 3405 211.38 D 137768 D Class A common stock 2021-02-01 4 S 0 4002 212.48 D 133766 D Class A common stock 2021-02-01 4 S 0 1736 213.96 D 132030 D Class A common stock 2021-02-01 4 S 0 1230 214.82 D 130800 D Class A common stock 2021-02-01 4 S 0 3000 216.26 D 127800 D Class A common stock 2021-02-01 4 S 0 5827 216.99 D 121973 D Class A common stock 2021-02-01 4 S 0 800 217.86 D 121173 D Stock Options (Right to Buy) 1.76 2021-02-01 4 M 0 20000 0 D 2027-02-04 Class B common stock 20000 48152 D Class B common stock 0 2021-02-01 4 M 0 20000 1.76 A Class A common stock 20000 207890 D Class B common stock 0 2021-02-01 4 C 0 20000 0 D Class A common stock 20000 187890 D The Class B common stock was converted into Class A common stock on a one-for-one basis. Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). These transactions were executed in multiple trades at prices ranging from $211.00 to $211.755. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $212.03 to $212.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $213.15 to $214.08. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $214.46 to $215.239. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $215.604 to $216.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $216.61 to $217.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $217.80 to $217.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and 25% vested on December 26, 2017, with 1/48 of the remaining stock options vesting monthly thereafter for the following 36 months. Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person. /s/ Remie Solano, as Attorney-in-Fact for Colin Black 2021-02-03