0001778396-19-000004.txt : 20191030 0001778396-19-000004.hdr.sgml : 20191030 20191030131916 ACCESSION NUMBER: 0001778396-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191030 DATE AS OF CHANGE: 20191030 EFFECTIVENESS DATE: 20191030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRADITION ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001778396 IRS NUMBER: 384102720 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19559 FILM NUMBER: 191179042 BUSINESS ADDRESS: STREET 1: 901 EAST BYRD STREET STREET 2: SUITE 1001 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 8043408100 MAIL ADDRESS: STREET 1: 901 EAST BYRD STREET STREET 2: SUITE 1001 CITY: RICHMOND STATE: VA ZIP: 23219 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001778396 XXXXXXXX 09-30-2019 09-30-2019 TRADITION ASSET MANAGEMENT LLC

901 EAST BYRD STREET SUITE 1001 RICHMOND VA 23219

13F HOLDINGS REPORT 028-19559 N Sharon Buccafusco 9085980909 Sharon Buccafusco Summit NJ 10-30-2019 0 188 386181 false INFORMATION TABLE 2 TAM093019inftable.xml TRADITION ASSET MGMT 9-30-19 13F FILING 3M Company COM 88579Y101 4641 28235 SH SOLE 25795 0 2440 AFLAC Inc. COM 001055102 549 10500 SH SOLE 9100 0 1400 AT&T Inc. COM 00206R102 3026 79979 SH SOLE 68151 0 11828 ATC Healthcare Inc-A COM 00209C102 0 21930 SH SOLE 21930 0 0 AbbVie Inc. COM 00287Y109 6693 88391 SH SOLE 81390 0 7001 Abbott Laboratories COM 002824100 4145 49544 SH SOLE 43469 0 6075 Accenture Plc COM G1151C101 293 1525 SH SOLE 515 0 1010 Adobe Systems Inc. COM 00724F101 766 2775 SH SOLE 2175 0 600 Air Products & Chemicals COM 009158106 565 2550 SH SOLE 0 0 2550 Airbus SE COM 009279100 1534 47246 SH SOLE 45161 0 2085 Airtrax COM 008920100 0 33200 SH SOLE 33200 0 0 Alcon COM H01301128 619 10626 SH SOLE 10287 0 339 Alibaba Group Holding Ltd COM 01609w102 2293 13716 SH SOLE 11356 0 2360 Allegion plc COM G0176J109 444 4286 SH SOLE 4286 0 0 Alphabet Inc. Class A COM 02079K305 749 614 SH SOLE 182 0 432 Alphabet Inc. Class C COM 02079K107 4368 3584 SH SOLE 3199 0 385 Amazon.com Inc. COM 023135106 385 222 SH SOLE 97 0 125 Amdocs Limited COM G02602103 249 3775 SH SOLE 3425 0 350 American Express Co. COM 025816109 2923 24714 SH SOLE 19220 0 5494 American Intl Group, Inc. COM 026874784 1481 26598 SH SOLE 23423 0 3175 American Water Works COM 030420103 502 4042 SH SOLE 4042 0 0 Analog Devices Inc. COM 032654105 710 6355 SH SOLE 4495 0 1860 Aon plc COM G0408V102 1641 8480 SH SOLE 7935 0 545 Apple Inc. COM 037833100 5597 24992 SH SOLE 22847 0 2145 Ares Management LP COM 03990B101 1244 46432 SH SOLE 44932 0 1500 Automatic Data Processing Inc. COM 053015103 460 2855 SH SOLE 2855 0 0 Avery Dennison Corp. COM 053611109 7260 63926 SH SOLE 61031 0 2895 Bank of America Corp COM 060505104 295 10136 SH SOLE 5890 0 4246 Becton Dickinson & Co. COM 075887109 1669 6599 SH SOLE 4897 0 1702 Berkshire Hathaway Class B COM 084670702 894 4300 SH SOLE 3100 0 1200 Boeing Company COM 097023105 8066 21201 SH SOLE 18301 0 2900 Bristol-Myers Squibb Co. COM 110122108 7967 157116 SH SOLE 148001 0 9115 CVS Health Corp. COM 126650100 4358 69102 SH SOLE 66082 0 3020 Canadian Solar Inc COM 136635109 610 32345 SH SOLE 30070 0 2275 CarMax Inc. COM 143130102 2456 27915 SH SOLE 27085 0 830 Chevron Corp COM 166764100 1456 12277 SH SOLE 7268 0 5009 Chipotle Mexican Grill COM 169656105 281 335 SH SOLE 295 0 40 Cisco Systems Inc. COM 17275R102 4981 100815 SH SOLE 95350 0 5465 Citigroup Inc. 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COM 410345102 178 11625 SH SOLE 11125 0 500 Hanover Insurance Grp (The) COM 410867105 298 2199 SH SOLE 2199 0 0 Home Depot Inc. COM 437076102 2251 9704 SH SOLE 9704 0 0 Honeywell Intl Inc COM 438516106 666 3939 SH SOLE 0 0 3939 Horizon Bancorp IN COM 440407104 2761 159086 SH SOLE 153961 0 5125 Hudson's Bay Co COM 444218101 123 16136 SH SOLE 16136 0 0 Huntington Bancshares, Inc. COM 446150104 3064 214763 SH SOLE 208313 0 6450 IAC/InterActiveCorp COM 44919P508 263 1210 SH SOLE 700 0 510 IBM Corp COM 459200101 4118 28324 SH SOLE 27349 0 975 Illinois Tool Works Inc. COM 452308109 1870 11955 SH SOLE 11955 0 0 Ingersoll-Rand Plc COM G47791101 863 7012 SH SOLE 7012 0 0 Intel Corporation COM 458140100 6277 121815 SH SOLE 107633 0 14182 JPMorgan Chase & Co COM 46625H100 8298 70510 SH SOLE 59984 0 10526 Johnson & Johnson COM 478160104 9370 72425 SH SOLE 64280 0 8144 Kimberly-Clark Corp. COM 494368103 3013 21211 SH SOLE 20226 0 985 Kinder Morgan Inc cl P COM 49456B101 2466 119665 SH SOLE 112515 0 7150 Kohl's Corporation COM 500255104 2497 50300 SH SOLE 48475 0 1825 Laboratory Corp of America COM 50540R409 2761 16439 SH SOLE 16439 0 0 Landstar System Inc. COM 515098101 980 8707 SH SOLE 8127 0 580 Lazard Ltd. COM G54050102 703 20109 SH SOLE 20109 0 0 Lincoln National Corp COM 534187109 6445 106850 SH SOLE 102170 0 4680 Linde PLC COM G5494J103 1915 9887 SH SOLE 9687 0 200 Lowes Companies Inc. COM 548661107 2439 22188 SH SOLE 20330 0 1858 MSC Industrial Direct Co-A COM 553530106 1824 25150 SH SOLE 24215 0 935 Marsh & McLennan Company Inc COM 571748102 5028 50263 SH SOLE 48373 0 1890 McCormick & Co, Inc. COM 579780206 437 2800 SH SOLE 2100 0 700 McDonald's Corp. COM 580135101 322 1500 SH SOLE 1300 0 200 Medical Properties Trust Inc COM 58463J304 285 14591 SH SOLE 11191 0 3400 Medtronic, PLC COM G5960L103 2273 20928 SH SOLE 20183 0 745 Mercadolibre COM 58733R102 457 830 SH SOLE 320 0 510 Merck & Co. Inc. COM 58933Y105 7179 85282 SH SOLE 79393 0 5888 Metal Storm Limited-Spon ADR COM 591120100 0 22750 SH SOLE 22750 0 0 Microsoft Corporation COM 594918104 8927 64213 SH SOLE 55713 0 8500 NVIDIA Corp COM 67066G104 853 4905 SH SOLE 4595 0 310 NXP Semiconductors NV COM n6596x109 2624 24050 SH SOLE 20890 0 3160 Nestle S.A. ADR COM 641069406 3510 32381 SH SOLE 29896 0 2485 Noble Energy Inc. COM 655044105 305 13605 SH SOLE 12805 0 800 Norwegian Cruise Line Hldgs COM G66721104 2033 39285 SH SOLE 37560 0 1725 Novartis AG COM 66987V109 4090 47068 SH SOLE 45438 0 1630 OceanFirst Financial Corp COM 675234108 349 14830 SH SOLE 14830 0 0 Oracle Corporation COM 68389X105 215 3910 SH SOLE 910 0 3000 PNC Financial Services COM 693475105 3889 27753 SH SOLE 26423 0 1330 PPG Industries Inc. COM 693506107 355 3000 SH SOLE 0 0 3000 Packaging Corp of America COM 695156109 3979 37511 SH SOLE 33961 0 3550 Paypal Holdings COM 70450Y103 293 2835 SH SOLE 980 0 1855 PepsiCo, Inc. COM 713448108 1570 11458 SH SOLE 7585 0 3873 Pfizer Inc. COM 717081103 642 17878 SH SOLE 5062 0 12816 Philip Morris Intl COM 718172109 532 7009 SH SOLE 7009 0 0 Phillips 66 COM 718546104 4329 42275 SH SOLE 41160 0 1115 Procter & Gamble Co. COM 742718109 722 5811 SH SOLE 1413 0 4398 Prudential Financial Inc COM 744320102 4205 46758 SH SOLE 45138 0 1620 Qualcomm Inc. COM 747525103 4610 60440 SH SOLE 56745 0 3695 RPM International, Inc. COM 749685103 262 3815 SH SOLE 3815 0 0 Royal Dutch Shell PLC - ADR A COM 780259206 905 15395 SH SOLE 13620 0 1775 Royal Dutch Shell PLC - ADR B COM 780259107 3355 56024 SH SOLE 52989 0 3035 Sabine Royalty Trust COM 785688102 216 5000 SH SOLE 5000 0 0 Schlumberger Ltd. COM 806857108 386 11316 SH SOLE 6616 0 4700 Starbucks Corporation COM 855244109 375 4250 SH SOLE 2375 0 1875 Stonepath Group Inc COM 861837102 0 138000 SH SOLE 138000 0 0 Stryker Corp COM 863667101 1376 6363 SH SOLE 5573 0 790 Suncor Energy COM 867224107 4783 151468 SH SOLE 143858 0 7610 Texas Instruments, Inc. COM 882508104 4345 33622 SH SOLE 29586 0 4036 The Travelers Companies COM 89417E109 246 1655 SH SOLE 659 0 996 Thermo Fisher Scientific, Inc. COM 883556102 5375 18457 SH SOLE 17802 0 655 Toyota Motor Corporation COM 892331307 3075 22865 SH SOLE 22165 0 700 U.S. Bancorp COM 902973304 3148 56896 SH SOLE 54327 0 2569 Unilever N.V. COM 904784709 518 8639 SH SOLE 3289 0 5350 Unilever PLC ADR COM 904767704 3762 62598 SH SOLE 59303 0 3295 Union Pacific Corp. COM 907818108 546 3372 SH SOLE 497 0 2875 United Parcel Service Inc. COM 911312106 1694 14141 SH SOLE 13641 0 500 United Technologies Corp COM 913017109 401 2940 SH SOLE 2715 0 225 Univest Corp of Penn. COM 915271100 375 14714 SH SOLE 14714 0 0 V.F. Corporation COM 918204108 537 6042 SH SOLE 6042 0 0 VISA Inc. COM 92826C839 338 1970 SH SOLE 1970 0 0 Veeva Systems Inc-Class A COM 922475108 263 1725 SH SOLE 510 0 1215 Verisk Analytics, Inc. cl A COM 92345Y106 3387 21419 SH SOLE 21419 0 0 Verizon Communications, Inc. COM 92343V104 2303 38163 SH SOLE 33417 0 4746 Walt Disney Company COM 254687106 2788 21394 SH SOLE 18194 0 3200 Waste Management Inc. COM 94106L109 376 3270 SH SOLE 3270 0 0 Whirlpool Corporation COM 963320106 6528 41225 SH SOLE 39585 0 1640 WhiteHorse Finance Inc. COM 96524V106 969 69588 SH SOLE 66663 0 2925 Willis Towers Watson Plc Ltd COM G96629103 4037 20922 SH SOLE 20392 0 530 Wyndham Destinations Inc COM 98310W108 2367 51440 SH SOLE 49425 0 2015 Yum China Holdings COM 98850P109 206 4535 SH SOLE 4300 0 235 Yum! Brands, Inc. COM 988498101 593 5235 SH SOLE 5000 0 235 Zimmer Biomet Holdings Inc COM 98956P102 1158 8440 SH SOLE 8085 0 355 Zoetis Inc. COM 98978V103 4978 39960 SH SOLE 35385 0 4575 AIM Charter Fund Income COM 001413103 209 11968 SH SOLE 11968 0 0 Akre Focus Fund Institutional COM 742935125 217 4783 SH SOLE 4783 0 0 Davis New York Venture Fund COM 239080104 290 10359 SH SOLE 10359 0 0 Deer Park Total Return Credit COM 66537X167 672 61234 SH SOLE 61234 0 0 Elements US Portfolio COM 861728731 3123 249305 SH SOLE 249305 0 0 Elements US Small Cap Portfoli COM 861728723 165 15347 SH SOLE 15347 0 0 Fidelity 500 Index Instl Premi COM 315911750 342 3293 SH SOLE 3293 0 0 Fidelity Total Market Index COM 315911693 302 3584 SH SOLE 3584 0 0 JPMorgan Growth Advantage-I COM 4812A3718 1198 54088 SH SOLE 54088 0 0 JPMorgan Small Cap Equity Fund COM 4812A1373 263 4529 SH SOLE 4529 0 0 Predex-I COM 74036J101 797 30585 SH SOLE 30585 0 0 Primecap Odyssey Stock Fund COM 74160Q301 1463 44038 SH SOLE 44038 0 0 USQ Core Real Estate Fund COM 90351Y101 2380 92743 SH SOLE 92743 0 0 Vanguard 500 Index-Adm COM 922908710 322 1173 SH SOLE 1173 0 0 SPDR Port S&P 500 Value COM 78464A508 2122 66402 SH SOLE 66402 0 0 SPDR Port Total Stock Market COM 78464A805 5647 153704 SH SOLE 153704 0 0 SPDR Portfolio S&P 500 Growth COM 78464A409 3086 79363 SH SOLE 79363 0 0 SPDR Portfolio S&P 500 High COM 78468R788 1928 50774 SH SOLE 50774 0 0 SPDR S&P 500 ETF Trust Series COM 78462F103 8696 29303 SH SOLE 27767 0 1536 SPDR S&P MidCap 400 ETF Trust COM 78467Y107 339 963 SH SOLE 942 0 21 VanEck Vectors BDC Inc ETF COM 92189F411 823 48821 SH SOLE 48821 0 0 Vanguard Growth ETF COM 922908736 1212 7293 SH SOLE 7293 0 0 Vanguard High Dividend Yield E COM 921946406 929 10471 SH SOLE 10471 0 0 Vanguard Small Cap ETF COM 922908751 355 2311 SH SOLE 2311 0 0 Vanguard Total Stock Mkt COM 922908769 998 6614 SH SOLE 6614 0 0 Vanguard Value ETF COM 922908744 801 7185 SH SOLE 7185 0 0 WisdomTree Total Dividend COM 97717W109 509 5143 SH SOLE 5143 0 0 iShares Core S&P 500 Index Fun COM 464287200 220 740 SH SOLE 740 0 0 iShares Russell 1000 Growth COM 464287614 361 2267 SH SOLE 2112 0 155 iShares Russell 1000 Value COM 464287598 810 6321 SH SOLE 6243 0 78 iShares Russell Midcap ETF COM 464287499 279 5000 SH SOLE 5000 0 0 iShares S&P 500 Growth Index COM 464287309 1047 5816 SH SOLE 5816 0 0 iShares S&P MidCap 400 COM 464287507 1031 5337 SH SOLE 5337 0 0 Vanguard FTSE All-World Ex COM 922042718 242 2374 SH SOLE 2374 0 0