SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Frampton Marcus

(Last) (First) (Middle)
800 F STREET
UNIT #P2

(Street)
JUNEAU AK 99801

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/06/2019
3. Issuer Name and Ticker or Trading Symbol
SCIENTIFIC INDUSTRIES INC [ SCND ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
COMMON STOCK(1) 81,812(1)(2)(3)(4) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This Form 3 is being jointly filed by Marcus Frampton (MF) a resident of Alaska and Falcon Juneau, LLC (FJ), a Delaware limited liability company. The foregoing person(s) are hereinafter sometimes collectively referred to as the Reporting Person(s).
2. Marcus Frampton (MF) is a Director of the issuer (SCND) and the managing member of FJ and has the power to direct the affairs of FJ, including the voting and disposition of shares. As the discretionary investment manager of FJ and certain other accounts, MF has power to direct the voting and disposition of shares held by the FJ and such accounts.
3. MF and FJ may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of MF and FJ disclaims such beneficial ownership except to the extent ultimately realized.
4. 81,812 shares of common stock are the aggregate number of shares of common stock owned by the Reporting Person(s).
/s/ Marcus Frampton 03/06/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.