0001085146-19-002631.txt : 20191024 0001085146-19-002631.hdr.sgml : 20191024 20191024135903 ACCESSION NUMBER: 0001085146-19-002631 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191024 DATE AS OF CHANGE: 20191024 EFFECTIVENESS DATE: 20191024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBA Wealth Management, LLC CENTRAL INDEX KEY: 0001776296 IRS NUMBER: 823420087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19528 FILM NUMBER: 191165969 BUSINESS ADDRESS: STREET 1: 520 NEWPORT CENTER DRIVE STREET 2: SUITE 740 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9499452104 MAIL ADDRESS: STREET 1: 520 NEWPORT CENTER DRIVE STREET 2: SUITE 740 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001776296 XXXXXXXX 09-30-2019 09-30-2019 false RBA Wealth Management, LLC

520 NEWPORT CENTER DRIVE SUITE 740 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-19528 N Matthew Bradley 949-945-2104 /s/Matthew Bradley NEWPORT BEACH CA 10-23-2019 0 100 131081 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 605 3678 SH SOLE 0 0 3678 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2501 14957 SH SOLE 0 0 14957 ALLERGAN PLC SHS G0177J108 430 2557 SH SOLE 0 0 2557 ALPHABET INC CAP STK CL A 02079K305 3317 2716 SH SOLE 0 0 2716 AMAZON COM INC COM 023135106 422 243 SH SOLE 0 0 243 AMGEN INC COM 031162100 214 1105 SH SOLE 0 0 1105 APPLE INC COM 037833100 3868 17271 SH SOLE 0 0 17271 ARCH CAP GROUP LTD ORD G0450A105 227 5415 SH SOLE 0 0 5415 AT&T INC COM 00206R102 2125 56166 SH SOLE 0 0 56166 AUTOZONE INC COM 053332102 2588 2386 SH SOLE 0 0 2386 BANK AMER CORP COM 060505104 270 9268 SH SOLE 0 0 9268 BARCLAYS PLC ADR 06738E204 358 48764 SH SOLE 0 0 48764 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 598 2877 SH SOLE 0 0 2877 BLACKROCK FLOAT RATE OME STR COM 09255X100 310 24575 SH SOLE 0 0 24575 BOSTON SCIENTIFIC CORP COM 101137107 503 12366 SH SOLE 0 0 12366 BRISTOL MYERS SQUIBB CO COM 110122108 1938 38223 SH SOLE 0 0 38223 BROADCOM INC COM 11135F101 2223 8054 SH SOLE 0 0 8054 CHEVRON CORP NEW COM 166764100 3042 25651 SH SOLE 0 0 25651 CHUBB LIMITED COM H1467J104 2454 15201 SH SOLE 0 0 15201 CISCO SYS INC COM 17275R102 405 8193 SH SOLE 0 0 8193 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 423 7017 SH SOLE 0 0 7017 COMCAST CORP NEW CL A 20030N101 247 5488 SH SOLE 0 0 5488 CONOCOPHILLIPS COM 20825C104 658 11549 SH SOLE 0 0 11549 CORNING INC COM 219350105 216 7559 SH SOLE 0 0 7559 COSTCO WHSL CORP NEW COM 22160K105 217 752 SH SOLE 0 0 752 CUMMINS INC COM 231021106 2857 17564 SH SOLE 0 0 17564 CVS HEALTH CORP COM 126650100 2068 32795 SH SOLE 0 0 32795 DELTA AIR LINES INC DEL COM NEW 247361702 3016 52363 SH SOLE 0 0 52363 DIODES INC COM 254543101 3011 75003 SH SOLE 0 0 75003 DISCOVERY INC COM SER A 25470F104 2502 93958 SH SOLE 0 0 93958 DISNEY WALT CO COM DISNEY 254687106 2777 21308 SH SOLE 0 0 21308 DOW INC COM 260557103 319 6694 SH SOLE 0 0 6694 DUKE ENERGY CORP NEW COM NEW 26441C204 209 2177 SH SOLE 0 0 2177 DUPONT DE NEMOURS INC COM 26614N102 469 6577 SH SOLE 0 0 6577 ENDO INTL PLC SHS G30401106 85 26503 SH SOLE 0 0 26503 EQUITY RESIDENTIAL SH BEN INT 29476L107 229 2650 SH SOLE 0 0 2650 EXELON CORP COM 30161N101 2258 46739 SH SOLE 0 0 46739 FEDEX CORP COM 31428X106 212 1455 SH SOLE 0 0 1455 GENTEX CORP COM 371901109 220 8004 SH SOLE 0 0 8004 GILEAD SCIENCES INC COM 375558103 1214 19147 SH SOLE 0 0 19147 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 40 175300 SH Call SOLE 0 0 175300 HDFC BANK LTD SPONSORED ADS 40415F101 2577 45174 SH SOLE 0 0 45174 HOME DEPOT INC COM 437076102 2954 12731 SH SOLE 0 0 12731 HONEYWELL INTL INC COM 438516106 2616 15462 SH SOLE 0 0 15462 ICON PLC SHS G4705A100 2219 15060 SH SOLE 0 0 15060 INDEXIQ ETF TR IQ S&P HGH YLD 45409B412 547 21590 SH SOLE 0 0 21590 INTEL CORP COM 458140100 2609 50623 SH SOLE 0 0 50623 INTERDIGITAL INC NOTE 1.500% 3/0 458660AD9 1287 24524 SH SOLE 0 0 24524 INTERNATIONAL BUSINESS MACHS COM 459200101 2717 18683 SH SOLE 0 0 18683 INVESCO EXCHANGE TRADED FD T S&P 500A EQL 46137Y609 230 9246 SH SOLE 0 0 9246 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 498 4764 SH SOLE 0 0 4764 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 626 14349 SH SOLE 0 0 14349 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 655 3342 SH SOLE 0 0 3342 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 479 3785 SH SOLE 0 0 3785 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 336 2394 SH SOLE 0 0 2394 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 1089 6092 SH SOLE 0 0 6092 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 256 17013 SH SOLE 0 0 17013 ISHARES TR FLTG RATE NT ETF 46429B655 251 4924 SH SOLE 0 0 4924 ISHARES TR TIPS BD ETF 464287176 487 4191 SH SOLE 0 0 4191 JOHNSON & JOHNSON COM 478160104 1707 13190 SH SOLE 0 0 13190 JPMORGAN CHASE & CO COM 46625H100 3114 26461 SH SOLE 0 0 26461 LANDSTAR SYS INC COM 515098101 2387 21206 SH SOLE 0 0 21206 LIBERTY PPTY TR SH BEN INT 531172104 2262 44077 SH SOLE 0 0 44077 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1785 19951 SH SOLE 0 0 19951 MCDONALDS CORP COM 580135101 509 2370 SH SOLE 0 0 2370 MEDTRONIC PLC SHS G5960L103 335 3086 SH SOLE 0 0 3086 MERCK & CO INC COM 58933Y105 365 4341 SH SOLE 0 0 4341 METLIFE INC COM 59156R108 2806 59496 SH SOLE 0 0 59496 MICROSOFT CORP COM 594918104 3256 23423 SH SOLE 0 0 23423 MOSAIC CO NEW COM 61945C103 1841 89829 SH SOLE 0 0 89829 MYLAN N V SHS EURO N59465109 2014 101812 SH SOLE 0 0 101812 NEXTERA ENERGY INC COM 65339F101 358 1537 SH SOLE 0 0 1537 NIKE INC CL B 654106103 3524 37525 SH SOLE 0 0 37525 PEPSICO INC COM 713448108 3161 23055 SH SOLE 0 0 23055 PFIZER INC COM 717081103 402 11198 SH SOLE 0 0 11198 PROCTER & GAMBLE CO COM 742718109 3816 30677 SH SOLE 0 0 30677 RAYMOND JAMES FINANCIAL INC COM 754730109 1973 23931 SH SOLE 0 0 23931 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 975 18115 SH SOLE 0 0 18115 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 236 2806 SH SOLE 0 0 2806 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 212 3738 SH SOLE 0 0 3738 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 216 3816 SH SOLE 0 0 3816 SEMPRA ENERGY COM 816851109 2992 20268 SH SOLE 0 0 20268 SIMON PPTY GROUP INC NEW COM 828806109 242 1555 SH SOLE 0 0 1555 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 229 5894 SH SOLE 0 0 5894 STARBUCKS CORP COM 855244109 888 10048 SH SOLE 0 0 10048 SUNCOR ENERGY INC NEW COM 867224107 1685 53367 SH SOLE 0 0 53367 SYNOPSYS INC COM 871607107 307 2238 SH SOLE 0 0 2238 TESLA INC COM 88160R101 343 1422 SH SOLE 0 0 1422 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 2369 17615 SH SOLE 0 0 17615 TRAVELERS COMPANIES INC COM 89417E109 236 1590 SH SOLE 0 0 1590 UGI CORP NEW COM 902681105 279 5557 SH SOLE 0 0 5557 UNITEDHEALTH GROUP INC COM 91324P102 2360 10859 SH SOLE 0 0 10859 US BANCORP DEL COM NEW 902973304 360 6514 SH SOLE 0 0 6514 VALERO ENERGY CORP NEW COM 91913Y100 1941 22766 SH SOLE 0 0 22766 VERIZON COMMUNICATIONS INC COM 92343V104 227 3762 SH SOLE 0 0 3762 VISA INC COM CL A 92826C839 569 3305 SH SOLE 0 0 3305 VISHAY INTERTECHNOLOGY INC COM 928298108 1364 80541 SH SOLE 0 0 80541 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 412 20712 SH SOLE 0 0 20712 WALMART INC COM 931142103 2728 22990 SH SOLE 0 0 22990 WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 218 18780 SH SOLE 0 0 18780