Founder and Chief Compliance Officer

0001776033-19-000003.txt : 20190809 0001776033-19-000003.hdr.sgml : 20190809 20190809153643 ACCESSION NUMBER: 0001776033-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190809 DATE AS OF CHANGE: 20190809 EFFECTIVENESS DATE: 20190809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Golden State Wealth Management, LLC CENTRAL INDEX KEY: 0001776033 IRS NUMBER: 463329328 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19519 FILM NUMBER: 191012811 BUSINESS ADDRESS: STREET 1: 201 E. SANDPOINTE AVE STREET 2: #460 CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 7143227410 MAIL ADDRESS: STREET 1: 201 E. SANDPOINTE AVE STREET 2: #460 CITY: SANTA ANA STATE: CA ZIP: 92707 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001776033 XXXXXXXX 06-30-2019 06-30-2019 Golden State Wealth Management, LLC

201 E. SANDPOINTE AVE #460 SANTA ANA CA 92707

13F HOLDINGS REPORT 028-19519 N Patrick Catone Founder and Chief Compliance Officer 818-626-9747 Patrick Catone South Coast Metro CA 08-09-2019 0 1134 315294 false INFORMATION TABLE 2 13F2QGSWM.xml 2U INC COM 90214J101 2 76 SH SOLE 76 0 0 3M COMPANY COM 88579Y101 233 1349 SH SOLE 494 0 855 9REAVES UTILITY MF Closed and MF Open 756158101 24 686 SH SOLE 171 0 515 ABB LIMITED COM 000375204 11 595 SH SOLE 595 0 0 ABBOTT LABORATORIES COM 002824100 82 980 SH SOLE 254 0 726 ABERDEEN GLOBAL COM 003013109 0 54 SH SOLE 0 0 54 ABM INDUSTRIES COM 000957100 25 625 SH SOLE 0 0 625 ABRAXAS PETROLEUM COM 003830106 1 1000 SH SOLE 0 0 1000 ACCENTURE PLC COM G1151C101 160 870 SH SOLE 11 0 859 ADIENT PLC COM G0084W101 0 6 SH SOLE 0 0 6 ADOBE INC COM 00724F101 546 1856 SH SOLE 971 0 885 ADVANCE AUTO COM 00751Y106 4 31 SH SOLE 0 0 31 ADVANCED MICRO COM 007903107 112 3700 SH SOLE 700 0 3000 ADVANSIX INC COM 00773T101 0 23 SH SOLE 0 0 23 ADVENT CLAYMORE MF Closed and MF Open 00764C109 15 1026 SH SOLE 0 0 1026 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302445101 5 102 SH SOLE 102 0 0 FORTIS INC COM 349553107 2 55 SH SOLE 0 0 55 FOX CORP COM 35137L105 1 30 SH SOLE 12 0 18 FRANKLIN LIBERTY MF Closed and MF Open 353506108 1677 17717 SH SOLE 449 0 17268 FRANKLIN LIBERTY MF Closed and MF Open 35473P850 2 100 SH SOLE 0 0 100 FREEPORT MCMORAN COM 35671D857 13 1204 SH SOLE 671 0 533 FRONTIER COMMUNICATIONS COM 35906A306 0 46 SH SOLE 40 0 6 FS KKR MF Closed and MF Open 302635107 464 77915 SH SOLE 2921 0 74994 FTE NETWORKS COM 30283R402 0 2 SH SOLE 0 0 2 FUNKO INC COM 361008105 23 950 SH SOLE 950 0 0 GABELLI EQUITY MF Closed and MF Open 362397101 33 5390 SH SOLE 0 0 5390 GABELLI GLOBAL MF Closed and MF Open 36242L105 5 300 SH SOLE 300 0 0 GABELLI HEALTHCARE MF Closed and MF Open 36246K103 19 1811 SH SOLE 0 0 1811 GAIN CAPITAL COM 36268W100 3 833 SH SOLE 833 0 0 GAMCO NATURAL MF Closed and MF Open 36465E101 1 310 SH SOLE 0 0 310 GAMING & LEISURE COM 36467J108 36 948 SH SOLE 883 0 65 GARRETT MOTION COM 366505105 0 52 SH SOLE 0 0 52 GENERAL DYNAMICS COM 369550108 143 787 SH SOLE 125 0 662 GENERAL MILLS COM 370334104 55 1056 SH SOLE 135 0 921 GENERAL MOTORS COM 37045V100 22 591 SH SOLE 0 0 591 GENERAL MOTORS Rights and Bearer Warrants except Bearer 37045V126 1 92 SH SOLE 0 0 92 GILEAD SCIENCES COM 375558103 43 646 SH SOLE 100 0 546 GLAXOSMITHKLINE PLC COM 37733W105 185 4647 SH SOLE 1790 0 2857 GLOBAL X MF Closed and MF Open 37950E549 37 2150 SH SOLE 750 0 1400 GLOBAL X MF Closed and MF Open 37954Y483 6 273 SH SOLE 273 0 0 GLOBAL X MF Closed and MF Open 37954Y509 14 550 SH SOLE 0 0 550 GLOBAL X MF Closed and MF Open 37954Y715 51 2500 SH SOLE 0 0 2500 GLOBAL X MF Closed and MF Open 37954Y780 14 750 SH SOLE 0 0 750 GLOBAL X MF Closed and MF Open 37954Y830 6 310 SH SOLE 0 0 310 GLOBAL X MF Closed and MF Open 37954Y855 13 534 SH SOLE 0 0 534 GLOBAL X MF Closed and MF Open 37954Y871 6 500 SH SOLE 0 0 500 GLOBAL X FINTECH MF Closed and MF Open 37954Y814 350 11885 SH SOLE 4225 0 7660 GMS INC COM 36251C103 13 600 SH SOLE 600 0 0 GOLDEN STAR COM 38119T807 6 1600 SH SOLE 0 0 1600 GOLDMAN SACHS COM 38141G104 330 1617 SH SOLE 262 0 1355 GOLDMAN SACHS MF Closed and MF Open 38148G107 33 6315 SH SOLE 0 0 6315 GOPRO INC COM 38268T103 0 110 SH SOLE 10 0 100 GRANITE CONSTRUCTION COM 387328107 209 4355 SH SOLE 1900 0 2455 GREENE COUNTY COM 394357107 37 1283 SH SOLE 0 0 1283 GRUBHUB INC COM 400110102 14 190 SH SOLE 0 0 190 GUGGENHEIM ENHANCED MF Closed and MF Open 40167B100 4 600 SH SOLE 0 0 600 GUGGENHEIM STRATEGIC MF Closed and MF Open 40167F101 6 300 SH SOLE 0 0 300 HALLIBURTON COMPANY COM 406216101 15 687 SH SOLE 385 0 302 HANESBRANDS INC COM 410345102 43 2514 SH SOLE 2100 0 414 HANNON ARMSTRONG COM 41068X100 206 7315 SH SOLE 3900 0 3415 HARTFORD FINANCIAL COM 416515104 0 17 SH SOLE 0 0 17 HCA HEALTHCARE COM 40412C101 6 48 SH SOLE 0 0 48 HCP INC COM 40414L109 13 426 SH SOLE 0 0 426 HD SUPPLY COM 40416M105 8 200 SH SOLE 200 0 0 HEALTHCARE SVCS GROUP COM 421906108 58 1920 SH SOLE 470 0 1450 HEALTHCARE TRUST COM 42225P501 39 1428 SH SOLE 108 0 1320 HERSHEY COMPANY COM 427866108 7 56 SH SOLE 0 0 56 HERZFELD CARIBBEAN MF Closed and MF Open 42804T106 2 362 SH SOLE 362 0 0 HESS CORP COM 42809H107 3 60 SH SOLE 0 0 60 HEWLETT PACKARD COM 42824C109 16 1073 SH SOLE 0 0 1073 HIMAX TECHNOLOGIES COM 43289P106 6 2000 SH SOLE 2000 0 0 HOME DEPOT COM 437076102 1308 6290 SH SOLE 1923 0 4367 HONEYWELL INTL COM 438516106 232 1329 SH SOLE 113 0 1216 HOSPITALITY PROPERTIES COM 44106M102 101 4067 SH SOLE 1030 0 3037 HP INC COM 40434L105 3 173 SH SOLE 0 0 173 HSBC HOLDINGS COM 404280406 4 104 SH SOLE 104 0 0 HUMANA INC COM 444859102 3 15 SH SOLE 6 0 9 HUNTSMAN CORP COM 447011107 1 50 SH SOLE 0 0 50 IAC / INTERACTIVECORP COM 44919P508 5 25 SH SOLE 0 0 25 IAMGOLD CORP COM 450913108 2 600 SH SOLE 100 0 500 IBERIABANK CORP COM 450828108 7 104 SH SOLE 104 0 0 ILLINOIS TOOL COM 452308109 46 307 SH SOLE 61 0 246 ILLUMINA INC COM 452327109 0 2 SH SOLE 0 0 2 INDIA GLOBALIZATION COM 45408X308 0 225 SH SOLE 0 0 225 INGERSOLL RAND COM G47791101 76 607 SH SOLE 0 0 607 INGREDION INC COM 457187102 23 284 SH SOLE 0 0 284 INTEL CORP COM 458140100 283 5919 SH SOLE 1434 0 4485 INTERCONTINENTAL EXCH COM 45866F104 22 256 SH SOLE 0 0 256 INTERNATIONAL PAPER COM 460146103 5 119 SH SOLE 0 0 119 INTERXION HOLDING COM N47279109 19 250 SH SOLE 0 0 250 INTL BUSINESS COM 459200101 451 3273 SH SOLE 1896 0 1377 INTL GAME COM G4863A108 3 300 SH SOLE 0 0 300 INVESCO BULLETSHARES MF Closed and MF Open 46138J304 140 6662 SH SOLE 0 0 6662 INVESCO BULLETSHARES MF Closed and MF Open 46138J502 140 6630 SH SOLE 0 0 6630 INVESCO BULLETSHARES MF Closed and MF Open 46138J700 143 6757 SH SOLE 0 0 6757 INVESCO BULLETSHARES MF Closed and MF Open 46138J882 3 181 SH SOLE 0 0 181 INVESCO BUYBACK MF Closed and MF Open 46137V308 89 1427 SH SOLE 0 0 1427 INVESCO CA MF Closed and MF Open 46132H106 151 11694 SH SOLE 5333 0 6361 INVESCO CEF MF Closed and MF Open 46138E404 76 3400 SH SOLE 0 0 3400 INVESCO CHINA MF Closed and MF Open 46138E800 86 1900 SH SOLE 100 0 1800 INVESCO DB COM 46138B103 266 16930 SH SOLE 650 0 16280 INVESCO DWA MF Closed and MF Open 46137V795 100 3100 SH SOLE 0 0 3100 INVESCO DYNAMIC MF Closed and MF Open 46137V662 13 219 SH SOLE 0 0 219 INVESCO DYNAMIC MF Closed and MF Open 46137V696 8 257 SH SOLE 0 0 257 INVESCO DYNAMIC MF Closed and MF Open 46137V753 5 150 SH SOLE 0 0 150 INVESCO DYNAMIC MF Closed and MF Open 46137V787 6 120 SH SOLE 0 0 120 INVESCO ESG MF Closed and MF Open 46138J627 54 1741 SH SOLE 0 0 1741 INVESCO EXCHANGE MF Closed and MF Open 46137V225 9 144 SH SOLE 0 0 144 INVESCO EXCHANGE MF Closed and MF Open 46138E198 18 358 SH SOLE 0 0 358 INVESCO EXCHANGE MF Closed and MF Open 46138E354 38 692 SH SOLE 0 0 692 INVESCO EXCHANGE MF Closed and MF Open 46138G870 1787 71703 SH SOLE 5184 0 66519 INVESCO FINANCIAL MF Closed and MF Open 46137V621 29 1600 SH SOLE 0 0 1600 INVESCO FTSE MF Closed and MF Open 46137V613 13 119 SH SOLE 0 0 119 INVESCO LTD COM G491BT108 6 310 SH SOLE 0 0 310 INVESCO PA MF Closed and MF Open 46132K109 357 28039 SH SOLE 0 0 28039 INVESCO PFD MF Closed and MF Open 46138E511 390 26667 SH SOLE 17694 0 8973 INVESCO S&P MF Closed and MF Open 46137V274 13 140 SH SOLE 0 0 140 INVESCO S&P MF Closed and MF Open 46137V282 6 35 SH SOLE 35 0 0 INVESCO S&P MF Closed and MF Open 46137V357 687 6380 SH SOLE 0 0 6380 INVESCO S&P MF Closed and MF Open 46138E255 3 140 SH SOLE 0 0 140 INVESCO S&P MF Closed and MF Open 46138E362 973 23110 SH SOLE 0 0 23110 INVESCO S&P MF Closed and MF Open 46138G102 77 1614 SH SOLE 0 0 1614 INVESCO S&P MF Closed and MF Open 46138G656 48 1300 SH SOLE 0 0 1300 INVESCO SENIOR MF Closed and MF Open 46138G508 6 265 SH SOLE 0 0 265 INVESCO SOLAR MF Closed and MF Open 46138G706 432 15295 SH SOLE 0 0 15295 INVESCO WATER MF Closed and MF Open 46137V142 17 482 SH SOLE 0 0 482 IONIS PHARMACEUTICALS COM 462222100 15 246 SH SOLE 126 0 120 ISHARES MF Closed and MF Open 46434V407 22 485 SH SOLE 0 0 485 ISHARES 1-3 MF Closed and MF Open 464288125 7 96 SH SOLE 0 0 96 ISHARES 1-3YR MF Closed and MF Open 464287457 29 343 SH SOLE 0 0 343 ISHARES 20 PLUS MF Closed and MF Open 464287432 77 584 SH SOLE 0 0 584 ISHARES 7-10YR MF Closed and MF Open 464287440 146 1334 SH SOLE 523 0 811 ISHARES CALIFORNIA MF Closed and MF Open 464288356 1623 26771 SH SOLE 0 0 26771 ISHARES CHINA MF Closed and MF Open 464287184 4 106 SH SOLE 106 0 0 ISHARES CONV MF Closed and MF Open 46435G102 55 928 SH SOLE 0 0 928 ISHARES CORE MF Closed and MF Open 464287150 3610 54180 SH SOLE 34565 0 19615 ISHARES CORE MF Closed and MF Open 464287200 12642 42891 SH SOLE 8431 0 34460 ISHARES CORE MF Closed and MF Open 464287507 3777 19444 SH SOLE 9962 0 9482 ISHARES CORE MF Closed and MF Open 464288521 4 86 SH SOLE 86 0 0 ISHARES CORE MF Closed and MF Open 464289859 7 139 SH SOLE 139 0 0 ISHARES CORE MF Closed and MF Open 464289867 30 653 SH SOLE 372 0 281 ISHARES CORE MF Closed and MF Open 464289875 17 456 SH SOLE 410 0 46 ISHARES CORE MF Closed and MF Open 46429B663 29 311 SH SOLE 166 0 145 ISHARES CORE MF Closed and MF Open 46432F834 11 200 SH SOLE 0 0 200 ISHARES CORE MF Closed and MF Open 46432F859 57 1145 SH SOLE 305 0 840 ISHARES CORE MF Closed and MF Open 46434G103 30 586 SH SOLE 41 0 545 ISHARES CORE MF Closed and MF Open 46434V613 242 4699 SH SOLE 4699 0 0 ISHARES CORE MF Closed and MF Open 46435G326 167 3050 SH SOLE 900 0 2150 ISHARES CORE MF Closed and MF Open 46435G417 12 255 SH SOLE 153 0 102 ISHARES CORE MF Closed and MF Open 46435G672 785 14425 SH SOLE 0 0 14425 ISHARES CURRENCY MF Closed and MF Open 46434V803 17 585 SH SOLE 0 0 585 ISHARES EDGE MF Closed and MF Open 464286525 3 32 SH SOLE 0 0 32 ISHARES EDGE MF Closed and MF Open 464286533 4 77 SH SOLE 0 0 77 ISHARES EDGE MF Closed and MF Open 46429B689 13 182 SH SOLE 0 0 182 ISHARES EDGE MF Closed and MF Open 46429B697 1590 25762 SH SOLE 1706 0 24056 ISHARES EDGE MF Closed and MF Open 46432F339 16 180 SH SOLE 0 0 180 ISHARES EDGE MF Closed and MF Open 46434V274 1 55 SH SOLE 0 0 55 ISHARES EDGE MF Closed and MF Open 46434V282 15 493 SH SOLE 0 0 493 ISHARES EDGE MF Closed and MF Open 46434V290 1 46 SH SOLE 0 0 46 ISHARES EDGE MF Closed and MF Open 46435U796 27 271 SH SOLE 0 0 271 ISHARES EMERGING MF Closed and MF Open 464286285 12 255 SH SOLE 55 0 200 ISHARES EMERGING MF Closed and MF Open 464286319 36 901 SH SOLE 0 0 901 ISHARES EXPONENTIAL MF Closed and MF Open 46434V381 9 250 SH SOLE 0 0 250 ISHARES FLOATING MF Closed and MF Open 46429B655 22 449 SH SOLE 0 0 449 ISHARES GLOBAL MF Closed and MF Open 464287291 10 56 SH SOLE 0 0 56 ISHARES GLOBAL MF Closed and MF Open 464287341 5 165 SH SOLE 0 0 165 ISHARES GOLD COM 464285105 73 5469 SH SOLE 0 0 5469 ISHARES IBOXX MF Closed and MF Open 464287242 177 1425 SH SOLE 0 0 1425 ISHARES IBOXX MF Closed and MF Open 464288513 909 10437 SH SOLE 208 0 10229 ISHARES INTEREST MF Closed and MF Open 46431W606 841 9489 SH SOLE 600 0 8889 ISHARES INTL MF Closed and MF Open 464288489 611 20516 SH SOLE 0 0 20516 ISHARES INTL MF Closed and MF Open 46429B135 196 12972 SH SOLE 12972 0 0 ISHARES JPMORGAN MF Closed and MF Open 464288281 779 6883 SH SOLE 0 0 6883 ISHARES MBS MF Closed and MF Open 464288588 17 164 SH SOLE 0 0 164 ISHARES MORNINGSTAR MF Closed and MF Open 464287119 3 20 SH SOLE 0 0 20 ISHARES MORNINGSTAR MF Closed and MF Open 464287127 155 942 SH SOLE 0 0 942 ISHARES MORNINGSTAR MF Closed and MF Open 464288208 9 50 SH SOLE 0 0 50 ISHARES MORTGAGE MF Closed and MF Open 46435G342 4 102 SH SOLE 0 0 102 ISHARES MSCI MF Closed and MF Open 464286103 3 150 SH SOLE 150 0 0 ISHARES MSCI MF Closed and MF Open 464286392 1 13 SH SOLE 13 0 0 ISHARES MSCI MF Closed and MF Open 464286509 261 9148 SH SOLE 9148 0 0 ISHARES MSCI MF Closed and MF Open 464286608 2 62 SH SOLE 62 0 0 ISHARES MSCI MF Closed and MF Open 464286632 4 89 SH SOLE 89 0 0 ISHARES MSCI MF Closed and MF Open 464286780 1 20 SH SOLE 20 0 0 ISHARES MSCI MF Closed and MF Open 464287234 1555 36256 SH SOLE 0 0 36256 ISHARES MSCI MF Closed and MF Open 464287465 613 9330 SH SOLE 4006 0 5324 ISHARES MSCI MF Closed and MF Open 464288240 9 194 SH SOLE 0 0 194 ISHARES MSCI MF Closed and MF Open 464288257 678 9208 SH SOLE 0 0 9208 ISHARES MSCI MF Closed and MF Open 464288273 19 341 SH SOLE 199 0 142 ISHARES MSCI MF Closed and MF Open 464288570 92 841 SH SOLE 0 0 841 ISHARES MSCI MF Closed and MF Open 464288885 128 1596 SH SOLE 1315 0 281 ISHARES MSCI MF Closed and MF Open 46434G814 2 75 SH SOLE 75 0 0 ISHARES MSCI MF Closed and MF Open 46434V464 144 1209 SH SOLE 0 0 1209 ISHARES NASDAQ MF Closed and MF Open 464287556 253 2323 SH SOLE 1404 0 919 ISHARES NATIONAL MF Closed and MF Open 464288414 190 1688 SH SOLE 0 0 1688 ISHARES PHLX MF Closed and MF Open 464287523 139 701 SH SOLE 678 0 23 ISHARES RUSS MF Closed and MF Open 464287473 53 598 SH SOLE 388 0 210 ISHARES RUSSELL MF Closed and MF Open 464287481 1752 12293 SH SOLE 1097 0 11196 ISHARES RUSSELL MF Closed and MF Open 464287499 36 657 SH SOLE 329 0 328 ISHARES RUSSELL MF Closed and MF Open 464287614 204 1296 SH SOLE 288 0 1008 ISHARES RUSSELL MF Closed and MF Open 464287622 12 78 SH SOLE 78 0 0 ISHARES RUSSELL MF Closed and MF Open 464287630 254 2111 SH SOLE 386 0 1725 ISHARES RUSSELL MF Closed and MF Open 464287648 4347 21643 SH SOLE 974 0 20669 ISHARES RUSSELL MF Closed and MF Open 464287655 932 5998 SH SOLE 348 0 5650 ISHARES S&P COM 46428R107 492 31446 SH SOLE 5291 0 26155 ISHARES S&P MF Closed and MF Open 464287101 31 240 SH SOLE 0 0 240 ISHARES S&P MF Closed and MF Open 464287309 160 897 SH SOLE 369 0 528 ISHARES S&P MF Closed and MF Open 464287408 93 803 SH SOLE 0 0 803 ISHARES S&P MF Closed and MF Open 464287671 3893 62124 SH SOLE 1950 0 60174 ISHARES SELECT MF Closed and MF Open 464287168 450 4529 SH SOLE 0 0 4529 ISHARES SHORT MF Closed and MF Open 464288646 20 378 SH SOLE 0 0 378 ISHARES SILVER COM 46428Q109 1334 93158 SH SOLE 0 0 93158 ISHARES TECHNOLOGY MF Closed and MF Open 464287721 99 505 SH SOLE 405 0 100 ISHARES TIPS MF Closed and MF Open 464287176 94 820 SH SOLE 130 0 690 ISHARES TRANSPORTATION MF Closed and MF Open 464287192 15 81 SH SOLE 0 0 81 ISHARES TREASURY MF Closed and MF Open 46434V860 10 200 SH SOLE 0 0 200 ISHARES TRUST MF Closed and MF Open 46435G193 99 3864 SH SOLE 0 0 3864 ISHARES U S MF Closed and MF Open 464287697 86 572 SH SOLE 0 0 572 ISHARES U S MF Closed and MF Open 464287713 5 200 SH SOLE 0 0 200 ISHARES U S MF Closed and MF Open 464287739 44 513 SH SOLE 0 0 513 ISHARES U S MF Closed and MF Open 464287754 3 24 SH SOLE 0 0 24 ISHARES U S MF Closed and MF Open 464287762 39 200 SH SOLE 16 0 184 ISHARES U S MF Closed and MF Open 464287770 5 38 SH SOLE 0 0 38 ISHARES U S MF Closed and MF Open 464287796 13 400 SH SOLE 0 0 400 ISHARES U S MF Closed and MF Open 464287846 17 120 SH SOLE 0 0 120 ISHARES U S MF Closed and MF Open 464288687 500 13575 SH SOLE 6707 0 6868 ISHARES U S MF Closed and MF Open 464288752 43 1136 SH SOLE 0 0 1136 ISHARES U S MF Closed and MF Open 464288794 2 44 SH SOLE 0 0 44 ISHARES U S MF Closed and MF Open 464288851 0 17 SH SOLE 17 0 0 ISHARES U S MF Closed and MF Open 46429B267 423 16399 SH SOLE 0 0 16399 ISHARES US MF Closed and MF Open 464286178 209 4256 SH SOLE 0 0 4256 J ALEXANDERS COM 46609J106 1 147 SH SOLE 0 0 147 JACOBS ENGINEERNG COM 469814107 7 90 SH SOLE 0 0 90 JD.COM INC COM 47215P106 95 3150 SH SOLE 950 0 2200 JEFFERIES FINANCIAL COM 47233W109 2 121 SH SOLE 0 0 121 JETBLUE AIRWAYS COM 477143101 14 794 SH SOLE 0 0 794 JOHNSON & JOHNSON COM 478160104 440 3161 SH SOLE 679 0 2482 JOHNSON CONTROLS COM G51502105 25 613 SH SOLE 188 0 425 JPMORGAN MF Closed and MF Open 46641Q837 41 813 SH SOLE 0 0 813 JPMORGAN BETABUILDERS MF Closed and MF Open 46641Q696 3 138 SH SOLE 0 0 138 JPMORGAN CHASE COM 46625H100 1637 14649 SH SOLE 3312 0 11337 KAYNE ANDERSON MF Closed and MF Open 486606106 7 500 SH SOLE 0 0 500 KBR INC COM 48242W106 5 201 SH SOLE 0 0 201 KELLOGG CO COM 487836108 2 50 SH SOLE 50 0 0 KEURIG DR COM 49271V100 3 114 SH SOLE 0 0 114 KEYCORP NEW COM 493267108 30 1731 SH SOLE 0 0 1731 KEYSIGHT TECHNOLOGIES COM 49338L103 28 312 SH SOLE 0 0 312 KIMBERLY CLARK COM 494368103 49 368 SH SOLE 0 0 368 KINDER MORGAN COM 49456B101 19 934 SH SOLE 83 0 851 KINROSS GOLD COM 496902404 1 359 SH SOLE 0 0 359 KKR & CO COM 48251W104 118 4695 SH SOLE 0 0 4695 KONTOOR BRANDS COM 50050N103 2 76 SH SOLE 16 0 60 KOREA ELECTRIC COM 500631106 3 280 SH SOLE 0 0 280 KRAFT HEINZ COM 500754106 162 5230 SH SOLE 396 0 4834 KRANESHARES TR MF Closed and MF Open 500767306 10 250 SH SOLE 0 0 250 KROGER CO COM 501044101 11 545 SH SOLE 0 0 545 L3 TECHNOLOGIES COM 502413107 25 104 SH SOLE 104 0 0 LADDER CAP COM 505743104 9 592 SH SOLE 0 0 592 LAM RESEARCH CORPORATION COM 512807108 101 539 SH SOLE 302 0 237 LAMB WESTON COM 513272104 41 650 SH SOLE 200 0 450 LAS VEGAS SANDS COM 517834107 317 5379 SH SOLE 1722 0 3657 LATTICE HARTFORD MF Closed and MF Open 518416102 4504 159963 SH SOLE 6778 0 153185 LATTICE HARTFORD MF Closed and MF Open 518416409 6 200 SH SOLE 0 0 200 LATTICE HARTFORD MF Closed and MF Open 518416508 51 1780 SH SOLE 500 0 1280 LATTICE HARTFORD MF Closed and MF Open 518416706 3 100 SH SOLE 0 0 100 LEAR CORP COM 521865204 46 337 SH SOLE 0 0 337 LEGG MASON MF Closed and MF Open 524682101 69 2200 SH SOLE 300 0 1900 LEGG MASON INC COM 524901105 7 189 SH SOLE 0 0 189 LEGGETT & PLATT COM 524660107 9 246 SH SOLE 246 0 0 LIBERTY ALL MF Closed and MF Open 529900102 126 21650 SH SOLE 4850 0 16800 LIBERTY MEDIA COM 531229409 0 17 SH SOLE 17 0 0 LIBERTY MEDIA COM 531229607 2 55 SH SOLE 55 0 0 LINCOLN NATL CORP IN COM 534187109 11 182 SH SOLE 0 0 182 LINDE PLC COM G5494J103 13 69 SH SOLE 0 0 69 LIQUIDITY SERVICES COM 53635B107 36 5950 SH SOLE 0 0 5950 LOEWS CORP COM 540424108 49 900 SH SOLE 450 0 450 LOGMEIN INC COM 54142L109 0 9 SH SOLE 9 0 0 LOWES COMPANIES COM 548661107 224 2226 SH SOLE 336 0 1890 LPL FINANCIAL COM 50212V100 49 605 SH SOLE 0 0 605 LRAD CORP COM 50213V109 4 1380 SH SOLE 0 0 1380 LULULEMON ATHLETICA COM 550021109 18 100 SH SOLE 0 0 100 LUMENTUM HOLDINGS COM 55024U109 14 268 SH SOLE 2 0 266 LYFT INC COM 55087P104 171 2610 SH SOLE 1150 0 1460 M D C HOLDINGS COM 552676108 0 27 SH SOLE 0 0 27 MACYS INC COM 55616P104 165 7708 SH SOLE 3854 0 3854 MADDEN STEVEN COM 556269108 0 7 SH SOLE 0 0 7 MADISON SQUARE COM 55825T103 153 550 SH SOLE 78 0 472 MAGAL SECURITIES SYS COM M6786D104 0 50 SH SOLE 50 0 0 MAGELLAN MIDSTREAM Oil Gas Real Estate and REIT 559080106 28 450 SH SOLE 350 0 100 MAINSTAY DEFINEDTERM MF Closed and MF Open 56064K100 402 19279 SH SOLE 17902 0 1377 MALLINCKRODT PUBLIC COM G5785G107 135 14776 SH SOLE 0 0 14776 MANNKIND CORP COM 56400P706 0 208 SH SOLE 4 0 204 MANULIFE FINANCIAL COM 56501R106 10 562 SH SOLE 0 0 562 MARATHON OIL COM 565849106 9 702 SH SOLE 400 0 302 MARATHON PETROLEUM COM 56585A102 20 358 SH SOLE 0 0 358 MARRIOTT INTL COM 571903202 15 114 SH SOLE 0 0 114 MARSH & MCLENNAN COM 571748102 4 46 SH SOLE 20 0 26 MARTIN MARIETTA COM 573284106 9 41 SH SOLE 0 0 41 MARVELL TECHNOLOGY COM G5876H105 14 605 SH SOLE 0 0 605 MASCO CORP COM 574599106 0 19 SH SOLE 0 0 19 MATTEL INC COM 577081102 2 200 SH SOLE 0 0 200 MAXIM INTEGRATED COM 57772K101 5 100 SH SOLE 0 0 100 MC CORMICK COM 579780206 16 109 SH SOLE 0 0 109 MCDONALDS CORP COM 580135101 327 1575 SH SOLE 81 0 1494 MCKESSON CORP COM 58155Q103 22 170 SH SOLE 0 0 170 MDU RESOURCES GROUP COM 552690109 1 55 SH SOLE 0 0 55 MEDTRONIC PLC COM G5960L103 71 731 SH SOLE 0 0 731 MERCK & COMPANY COM 58933Y105 512 6116 SH SOLE 1143 0 4973 MERITOR INC COM 59001K100 23 967 SH SOLE 0 0 967 MESABI TRUST CBI COM 590672101 2 80 SH SOLE 0 0 80 METLIFE INC COM 59156R108 17 358 SH SOLE 22 0 336 MFS MULTIMARKET MF Closed and MF Open 552737108 8 1400 SH SOLE 0 0 1400 MGM RESORTS COM 552953101 25 900 SH SOLE 0 0 900 MICROCHIP TECHNOLOGY INC COM 595017104 8 101 SH SOLE 0 0 101 MICRON TECHNOLOGY INC COM 595112103 579 15015 SH SOLE 4770 0 10245 MILACRON HOLDINGS COM 59870L106 2 200 SH SOLE 200 0 0 MITSUBISHI UFJ COM 606822104 4 1000 SH SOLE 0 0 1000 MOHAWK INDS COM 608190104 6 45 SH SOLE 0 0 45 MOLSON COORS BREWING COM 60871R209 2 48 SH SOLE 40 0 8 MOMO INC COM 60879B107 12 350 SH SOLE 0 0 350 MONDELEZ INTERNATIONAL COM 609207105 85 1580 SH SOLE 138 0 1442 MONGODB INC COM 60937P106 8 55 SH SOLE 0 0 55 MONSTER BEVERAGE COM 61174X109 12 200 SH SOLE 200 0 0 MORGAN STANLEY COM 617446448 634 14476 SH SOLE 7243 0 7233 MOSAIC COMPANY COM 61945C103 0 25 SH SOLE 0 0 25 MYLAN N V COM N59465109 14 740 SH SOLE 0 0 740 NASDAQ INC COM 631103108 24 250 SH SOLE 0 0 250 NATIONAL GRID COM 636274409 2 43 SH SOLE 0 0 43 NEOPHOTONICS CORP COM 64051T100 0 150 SH SOLE 0 0 150 NETFLIX INC COM 64110L106 510 1389 SH SOLE 538 0 851 NETSCOUT SYSTEM COM 64115T104 4 160 SH SOLE 0 0 160 NEUROCRINE BIOSCIENCES COM 64125C109 84 1000 SH SOLE 0 0 1000 NEW AGE COM 64157V108 3 650 SH SOLE 500 0 150 NEW RELIC COM 64829B100 113 1312 SH SOLE 600 0 712 NEW YORK COM 649604501 7 1250 SH SOLE 0 0 1250 NEWELL BRANDS COM 651229106 6 443 SH SOLE 0 0 443 NEXTERA ENERGY COM 65339F101 16 82 SH SOLE 21 0 61 NIKE INC COM 654106103 832 9914 SH SOLE 1131 0 8783 NIO INC COM 62914V106 39 15675 SH SOLE 1850 0 13825 NISOURCE INC COM 65473P105 0 23 SH SOLE 0 0 23 NOBLE ENERGY COM 655044105 1 76 SH SOLE 0 0 76 NOKIA CORP COM 654902204 0 3 SH SOLE 0 0 3 NORDSON CORP COM 655663102 121 857 SH SOLE 0 0 857 NORDSTROM INC COM 655664100 8 270 SH SOLE 90 0 180 NORFOLK SOUTHERN COM 655844108 21 109 SH SOLE 73 0 36 NORTHERN TRUST COM 665859104 7 79 SH SOLE 0 0 79 NORTHROP GRUMMAN COM 666807102 1049 3248 SH SOLE 1650 0 1598 NORTHSTAR REALTY COM 66706L101 1 86 SH SOLE 0 0 86 NOVARTIS AG COM 66987V109 59 650 SH SOLE 100 0 550 NOVO NORDISK COM 670100205 117 2300 SH SOLE 2300 0 0 NRG ENERGY COM 629377508 1 34 SH SOLE 0 0 34 NUCOR CORP COM 670346105 99 1812 SH SOLE 1662 0 150 NUVEEN CA MF Closed and MF Open 67066Y105 162 11222 SH SOLE 5611 0 5611 NUVEEN CALIF MF Closed and MF Open 67062C107 100 9996 SH SOLE 4998 0 4998 NUVEEN CALIFORNIA MF Closed and MF Open 670651108 9 656 SH SOLE 0 0 656 NUVEEN ENHANCED MF Closed and MF Open 67092P102 2 96 SH SOLE 0 0 96 NUVEEN ESG MF Closed and MF Open 67092P409 151 4508 SH SOLE 0 0 4508 NUVEEN ESG MF Closed and MF Open 67092P607 56 1894 SH SOLE 0 0 1894 NUVEEN FLOATING RATE MF Closed and MF Open 67072T108 39 4018 SH SOLE 0 0 4018 NUVEEN GLOBAL MF Closed and MF Open 67075G103 17 1150 SH SOLE 0 0 1150 NUVEEN HIGH MF Closed and MF Open 67075L102 75 7700 SH SOLE 3850 0 3850 NUVEEN PFD MF Closed and MF Open 67075A106 51 2176 SH SOLE 1076 0 1100 NUVEEN PREFERRED MF Closed and MF Open 67072C105 128 13578 SH SOLE 4643 0 8935 NVENT ELECTRIC COM G6700G107 2 95 SH SOLE 57 0 38 NVIDIA CORP COM 67066G104 813 4955 SH SOLE 1430 0 3525 NXP SEMICONDUCTORS COM N6596X109 282 2890 SH SOLE 1600 0 1290 NXT-ID INC COM 67091J206 0 100 SH SOLE 0 0 100 O REILLY AUTOMOTIVE COM 67103H107 22 61 SH SOLE 0 0 61 OASIS PETROLEUM COM 674215108 80 14145 SH SOLE 3495 0 10650 OBSIDIAN ENERGY COM 674482203 0 6 SH SOLE 6 0 0 OCCIDENTAL PETROLEUM COM 674599105 54 1080 SH SOLE 691 0 389 OGE ENERGY CORP COM 670837103 31 732 SH SOLE 0 0 732 OMEGA HEALTHCARE COM 681936100 335 9132 SH SOLE 763 0 8369 ORACLE CORP COM 68389X105 262 4602 SH SOLE 439 0 4163 ORGANIGRAM HOLDINGS COM 68620P101 0 100 SH SOLE 0 0 100 OSI OSHARES MF Closed and MF Open 67110P100 32 1201 SH SOLE 0 0 1201 OSI OSHARES MF Closed and MF Open 67110P704 81 3250 SH SOLE 300 0 2950 OWENS CORNING COM 690742101 23 400 SH SOLE 400 0 0 PACCAR INC COM 693718108 25 355 SH SOLE 0 0 355 PACER TRENDPILOT MF Closed and MF Open 69374H105 276 9048 SH SOLE 8814 0 234 PACIFIC PREMIER COM 69478X105 133 4335 SH SOLE 0 0 4335 PACKAGING CORP COM 695156109 20 218 SH SOLE 109 0 109 PALO ALTO COM 697435105 124 613 SH SOLE 336 0 277 PARK HOTELS COM 700517105 50 1836 SH SOLE 620 0 1216 PARKER-HANNIFIN CORP COM 701094104 79 465 SH SOLE 88 0 377 PATTERN ENERGY COM 70338P100 63 2740 SH SOLE 0 0 2740 PAYCHEX INC COM 704326107 32 400 SH SOLE 0 0 400 PAYCOM SOFTWARE COM 70432V102 56 250 SH SOLE 0 0 250 PAYPAL HOLDINGS COM 70450Y103 679 5940 SH SOLE 1760 0 4180 PEMBINA PIPELINE COM 706327103 11 317 SH SOLE 317 0 0 PENN NATIONAL COM 707569109 5 280 SH SOLE 280 0 0 PENNEY J C COM 708160106 0 10 SH SOLE 0 0 10 PENNSYLVANIA REAL COM 709102107 32 5000 SH SOLE 0 0 5000 PENSKE AUTOMOTIVE COM 70959W103 1 38 SH SOLE 0 0 38 PENTAIR PLC COM G7S00T104 3 94 SH SOLE 56 0 38 PEOPLES UNITED COM 712704105 2 173 SH SOLE 0 0 173 PERKINELMER INC COM 714046109 28 300 SH SOLE 0 0 300 PERMIAN BASIN COM 714236106 14 2446 SH SOLE 0 0 2446 PERSPECTA INC COM 715347100 0 7 SH SOLE 0 0 7 PERUSAHAN PERSEROAN COM 715684106 3 112 SH SOLE 0 0 112 PETROLEO BRASILEIRO COM 71654V408 3 250 SH SOLE 250 0 0 PFIZER INC COM 717081103 420 9705 SH SOLE 1791 0 7914 PG&E CORP COM 69331C108 84 3665 SH SOLE 0 0 3665 PGIM ULTRA MF Closed and MF Open 69344A107 61 1227 SH SOLE 0 0 1227 PHILIP MORRIS COM 718172109 194 2472 SH SOLE 250 0 2222 PHILLIPS 66 COM 718546104 55 597 SH SOLE 169 0 428 PIMCO 0-5 MF Closed and MF Open 72201R783 20 202 SH SOLE 0 0 202 PIMCO 1-5 MF Closed and MF Open 72201R205 85 1621 SH SOLE 0 0 1621 PIMCO ACTIVE MF Closed and MF Open 72201R775 27 255 SH SOLE 0 0 255 PIMCO CA MUN INC FD III MF Closed and MF Open 72201C109 701 62773 SH SOLE 57475 0 5298 PIMCO DYNAMIC MF Closed and MF Open 72201Y101 399 12433 SH SOLE 11133 0 1300 PIMCO DYNAMIC MF Closed and MF Open 72202D106 1816 76031 SH SOLE 40763 0 35268 PIMCO EHNANCED MF Closed and MF Open 72201R833 420 4132 SH SOLE 0 0 4132 PIONEER NATURAL COM 723787107 0 6 SH SOLE 0 0 6 PNC FINANCIAL COM 693475105 9 66 SH SOLE 0 0 66 PPG INDUSTRIES COM 693506107 13 113 SH SOLE 0 0 113 PPL CORP COM 69351T106 12 400 SH SOLE 0 0 400 PRICE T COM 74144T108 11 102 SH SOLE 0 0 102 PROLOGIS INC COM 74340W103 20 255 SH SOLE 5 0 250 PROOFPOINT INC COM 743424103 12 100 SH SOLE 0 0 100 PROSHARES INVESTMENT MF Closed and MF Open 74347B607 2533 33698 SH SOLE 1093 0 32605 PROSHARES LARGE MF Closed and MF Open 74347R248 95 1359 SH SOLE 0 0 1359 PROSHARES S&P MF Closed and MF Open 74347B680 49 855 SH SOLE 855 0 0 PROSHARES TRUST MF Closed and MF Open 74348A467 222 3211 SH SOLE 475 0 2736 PROSHARES ULTRA MF Closed and MF Open 74347W247 1 66 SH SOLE 0 0 66 PROSHARES ULTRASHORT MF Closed and MF Open 74347B201 2 91 SH SOLE 0 0 91 PROSHARES ULTRASHORT MF Closed and MF Open 74347B383 0 24 SH SOLE 0 0 24 PROSPECT CAPITAL MF Closed and MF Open 74348T102 15 2450 SH SOLE 0 0 2450 PROTHENA CORP COM G72800108 0 24 SH SOLE 0 0 24 PRUDENTIAL FINANCIAL COM 744320102 104 1035 SH SOLE 0 0 1035 PTC INC COM 69370C100 8 100 SH SOLE 0 0 100 PUBLIC STORAGE COM 74460D109 7 31 SH SOLE 1 0 30 QORVO INC COM 74736K101 66 994 SH SOLE 994 0 0 QUALCOMM INC COM 747525103 758 9975 SH SOLE 90 0 9885 QUANTA SERVICES COM 74762E102 3 100 SH SOLE 100 0 0 RAYTHEON COMPANY COM 755111507 265 1525 SH SOLE 0 0 1525 REALITY NASDAQ MF Closed and MF Open 75605A702 35 1550 SH SOLE 300 0 1250 REALTY INCOME COM 756109104 170 2478 SH SOLE 302 0 2176 RED ROCK COM 75700L108 3 142 SH SOLE 0 0 142 REDWOOD TRUST INC COM 758075402 17 1058 SH SOLE 0 0 1058 REGIONS FINANCIAL COM 7591EP100 4 309 SH SOLE 0 0 309 RESIDEO TECHNOLOGIES COM 76118Y104 1 89 SH SOLE 3 0 86 RH COM 74967X103 5 50 SH SOLE 50 0 0 RIO TINTO COM 767204100 12 200 SH SOLE 0 0 200 RITE AID COM 767754872 1 175 SH SOLE 50 0 125 RMR REAL MF Closed and MF Open 76970B101 18 982 SH SOLE 0 0 982 ROCKWELL AUTOMATION COM 773903109 527 3222 SH SOLE 0 0 3222 ROKU INC COM 77543R102 81 900 SH SOLE 0 0 900 ROYAL DUTCH COM 780259107 26 400 SH SOLE 0 0 400 ROYAL DUTCH COM 780259206 63 973 SH SOLE 0 0 973 ROYAL GOLD COM 780287108 15 150 SH SOLE 0 0 150 SALESFORCE.COM INC COM 79466L302 404 2665 SH SOLE 1037 0 1628 SANOFI COM 80105N105 20 470 SH SOLE 0 0 470 SANOFI CONTINGENT Rights and Bearer Warrants except Bearer 80105N113 0 40 SH SOLE 0 0 40 SAREPTA THERAPEUTICS COM 803607100 3 25 SH SOLE 0 0 25 SCHLUMBERGER LTD COM 806857108 45 1147 SH SOLE 900 0 247 SCHWAB CHARLES COM 808513105 42 1069 SH SOLE 0 0 1069 SCHWAB EMERGING MF Closed and MF Open 808524706 213 8132 SH SOLE 8132 0 0 SCHWAB FUNDAMENTAL MF Closed and MF Open 808524748 0 6 SH SOLE 0 0 6 SCHWAB INTL MF Closed and MF Open 808524805 290 9063 SH SOLE 9057 0 6 SCHWAB INTL MF Closed and MF Open 808524888 0 6 SH SOLE 0 0 6 SCHWAB SHORT MF Closed and MF Open 808524862 25 500 SH SOLE 500 0 0 SCHWAB US MF Closed and MF Open 808524300 250 3006 SH SOLE 3006 0 0 SCHWAB US MF Closed and MF Open 808524508 5 93 SH SOLE 93 0 0 SCHWAB US MF Closed and MF Open 808524607 1 24 SH SOLE 24 0 0 SCHWAB US MF Closed and MF Open 808524847 0 5 SH SOLE 0 0 5 SCHWAB US MF Closed and MF Open 808524870 3 59 SH SOLE 59 0 0 SCOTTS MIRACLE-GRO COM 810186106 292 2974 SH SOLE 0 0 2974 SEA LTD COM 81141R100 10 330 SH SOLE 0 0 330 SECTOR CONSUMER MF Closed and MF Open 81369Y308 1851 31891 SH SOLE 550 0 31341 SECTOR ENERGY MF Closed and MF Open 81369Y506 156 2458 SH SOLE 1422 0 1036 SECTOR FINANCIAL MF Closed and MF Open 81369Y605 2604 94369 SH SOLE 22613 0 71756 SECTOR HEALTHCARE MF Closed and MF Open 81369Y209 595 6426 SH SOLE 0 0 6426 SECTOR INDUSTRIAL MF Closed and MF Open 81369Y704 193 2505 SH SOLE 0 0 2505 SECTOR TECHNOLOGY MF Closed and MF Open 81369Y803 588 7537 SH SOLE 392 0 7145 SELECT SECTOR MF Closed and MF Open 81369Y852 68 1400 SH SOLE 0 0 1400 SELECT SECTOR MF Closed and MF Open 81369Y860 6 190 SH SOLE 13 0 177 SELECT UTILITIES MF Closed and MF Open 81369Y886 53 900 SH SOLE 0 0 900 SEMPRA ENERGY COM 816851109 388 2829 SH SOLE 0 0 2829 SHOPIFY INC COM 82509L107 15 50 SH SOLE 0 0 50 SHUTTERFLY INC COM 82568P304 11 235 SH SOLE 0 0 235 SIBANYE STILLWATER COM 825724206 0 118 SH SOLE 0 0 118 SIENNA BIOPHARMACEUTICAL COM 82622H108 157 180552 SH SOLE 0 0 180552 SIMON PROPERTY COM 828806109 26 168 SH SOLE 26 0 142 SINOPEC SHANGHAI PETRO COM 82935M109 11 300 SH SOLE 300 0 0 SIRIUS XM COM 82968B103 5 1036 SH SOLE 36 0 1000 SK TELECOM COM 78440P108 6 282 SH SOLE 0 0 282 SKYWORKS SOLUTIONS COM 83088M102 37 490 SH SOLE 0 0 490 SLACK TECHNOLOGIES COM 83088V102 449 11990 SH SOLE 4750 0 7240 SMUCKER JM COM 832696405 11 100 SH SOLE 0 0 100 SNAP INC COM 83304A106 7 500 SH SOLE 0 0 500 SOCIAL CAP Units G8250R111 10 1000 SH SOLE 0 0 1000 SOLAREDGE TECHNOLOGIES COM 83417M104 62 1001 SH SOLE 0 0 1001 SONY CORP COM 835699307 18 347 SH SOLE 338 0 9 SOUTHERN COMPANY COM 842587107 39 714 SH SOLE 0 0 714 SOUTHWEST AIRLINES COM 844741108 259 5120 SH SOLE 1250 0 3870 SPDR BLACKSTONE MF Closed and MF Open 78467V608 6 141 SH SOLE 0 0 141 SPDR BLOOMBERG MF Closed and MF Open 78464A391 55 1997 SH SOLE 0 0 1997 SPDR BLOOMBERG MF Closed and MF Open 78464A656 105 1861 SH SOLE 0 0 1861 SPDR BLOOMBERG MF Closed and MF Open 78468R200 15 500 SH SOLE 500 0 0 SPDR BLOOMBERG MF Closed and MF Open 78468R408 670 24620 SH SOLE 0 0 24620 SPDR BLOOMBERG MF Closed and MF Open 78468R622 15 146 SH SOLE 0 0 146 SPDR BLOOMBERG MF Closed and MF Open 78468R663 2748 29999 SH SOLE 1275 0 28724 SPDR DOUBLELINE MF Closed and MF Open 78467V848 227 4627 SH SOLE 0 0 4627 SPDR DOW MF Closed and MF Open 78463X749 38 764 SH SOLE 0 0 764 SPDR DOW MF Closed and MF Open 78467X109 340 1281 SH SOLE 740 0 541 SPDR GOLD COM 78463V107 78 588 SH SOLE 223 0 365 SPDR INDEX MF Closed and MF Open 78463X426 76 1290 SH SOLE 0 0 1290 SPDR INDEX MF Closed and MF Open 78463X434 138 2196 SH SOLE 0 0 2196 SPDR INDEX MF Closed and MF Open 78463X459 1216 18017 SH SOLE 0 0 18017 SPDR INDEX MF Closed and MF Open 78470E106 2 32 SH SOLE 0 0 32 SPDR MSCI MF Closed and MF Open 78468R812 251 2917 SH SOLE 0 0 2917 SPDR PORTFOLIO MF Closed and MF Open 78463X509 56 1578 SH SOLE 0 0 1578 SPDR PORTFOLIO MF Closed and MF Open 78463X889 154 5215 SH SOLE 0 0 5215 SPDR PORTFOLIO MF Closed and MF Open 78464A367 2 90 SH SOLE 0 0 90 SPDR PORTFOLIO MF Closed and MF Open 78464A375 73 2100 SH SOLE 0 0 2100 SPDR PORTFOLIO MF Closed and MF Open 78464A409 73 1909 SH SOLE 1449 0 460 SPDR PORTFOLIO MF Closed and MF Open 78464A474 36 1191 SH SOLE 600 0 591 SPDR PORTFOLIO MF Closed and MF Open 78464A508 31 1014 SH SOLE 0 0 1014 SPDR PORTFOLIO MF Closed and MF Open 78464A649 387 13291 SH SOLE 0 0 13291 SPDR PORTFOLIO MF Closed and MF Open 78464A664 18 481 SH SOLE 0 0 481 SPDR PORTFOLIO MF Closed and MF Open 78464A847 7 226 SH SOLE 0 0 226 SPDR PORTFOLIO MF Closed and MF Open 78464A854 299 8665 SH SOLE 0 0 8665 SPDR PORTFOLIO MF Closed and MF Open 78468R101 60 2013 SH SOLE 0 0 2013 SPDR PORTFOLIO MF Closed and MF Open 78468R788 1069 28119 SH SOLE 0 0 28119 SPDR PORTFOLIO MF Closed and MF Open 78468R853 155 5085 SH SOLE 0 0 5085 SPDR S&P MF Closed and MF Open 78462F103 8835 30155 SH SOLE 2847 0 27308 SPDR S&P MF Closed and MF Open 78463X756 19 433 SH SOLE 0 0 433 SPDR S&P MF Closed and MF Open 78463X772 141 3599 SH SOLE 0 0 3599 SPDR S&P MF Closed and MF Open 78463X871 38 1270 SH SOLE 0 0 1270 SPDR S&P MF Closed and MF Open 78464A532 12 200 SH SOLE 0 0 200 SPDR S&P MF Closed and MF Open 78464A599 0 2 SH SOLE 0 0 2 SPDR S&P MF Closed and MF Open 78464A797 4 100 SH SOLE 0 0 100 SPDR S&P MF Closed and MF Open 78467Y107 812 2290 SH SOLE 1640 0 650 SPDR S&P MF Closed and MF Open 78468R796 362 5065 SH SOLE 0 0 5065 SPDR SERIES MF Closed and MF Open 78464A813 75 1110 SH SOLE 0 0 1110 SPDR SERIES MF Closed and MF Open 78464A870 29 335 SH SOLE 0 0 335 SPDR SERIES MF Closed and MF Open 78464A888 8 198 SH SOLE 0 0 198 SPDR SSGA MF Closed and MF Open 78467V103 36 1460 SH SOLE 0 0 1460 SPDR SSGA MF Closed and MF Open 78468R887 4 44 SH SOLE 0 0 44 SPIRE INC COM 84857L101 16 200 SH SOLE 0 0 200 SPLUNK INC COM 848637104 251 2000 SH SOLE 900 0 1100 SPOTIFY TECHNOLOGY COM L8681T102 4 30 SH SOLE 20 0 10 SPRINT CORP COM 85207U105 0 41 SH SOLE 41 0 0 SQUARE INC COM 852234103 99 1366 SH SOLE 390 0 976 STANLEY BLACK COM 854502101 37 262 SH SOLE 45 0 217 STARBUCKS CORP COM 855244109 425 5075 SH SOLE 225 0 4850 STARS GROUP COM 85570W100 51 3000 SH SOLE 750 0 2250 STATE STREET COM 857477103 5 90 SH SOLE 0 0 90 STEEL DYNAMICS INC COM 858119100 18 626 SH SOLE 0 0 626 STMICROELECTRONICS N V COM 861012102 31 1775 SH SOLE 0 0 1775 STRYKER CORP COM 863667101 10 50 SH SOLE 0 0 50 SUBURBAN PROPANE Oil Gas Real Estate and REIT 864482104 24 1000 SH SOLE 0 0 1000 SUMMIT STATE COM 866264203 9 849 SH SOLE 0 0 849 SUNCOR ENERGY COM 867224107 16 517 SH SOLE 0 0 517 SUNTRUST BANKS COM 867914103 6 100 SH SOLE 0 0 100 SVB FINANCIAL COM 78486Q101 72 325 SH SOLE 116 0 209 SYMANTEC CORP COM 871503108 4 214 SH SOLE 0 0 214 SYNCHRONY FINANCIAL COM 87165B103 6 200 SH SOLE 200 0 0 SYNOPSYS INC COM 871607107 7 60 SH SOLE 0 0 60 SYSCO CORP COM 871829107 8 120 SH SOLE 0 0 120 T-MOBILE US COM 872590104 0 6 SH SOLE 0 0 6 TAKEDA PHARMACEUTICAL COM 874060205 6 377 SH SOLE 0 0 377 TARGA RESOURCES COM 87612G101 69 1760 SH SOLE 0 0 1760 TARGET CORP COM 87612E106 115 1336 SH SOLE 252 0 1084 TC ENERGY COM 87807B107 0 14 SH SOLE 0 0 14 TD AMERITRADE COM 87236Y108 4 100 SH SOLE 0 0 100 TE CONNECTIVITY COM H84989104 35 370 SH SOLE 180 0 190 TECH DATA COM 878237106 188 1800 SH SOLE 1200 0 600 TEJON RANCH COM 879080109 1 101 SH SOLE 0 0 101 TEKLA HEALTHCARE MF Closed and MF Open 87911J103 113 5657 SH SOLE 2643 0 3014 TEKLA WORLD MF Closed and MF Open 87911L108 24 1932 SH SOLE 0 0 1932 TERADATA CORP COM 88076W103 1 41 SH SOLE 0 0 41 TERADYNE INC COM 880770102 81 1691 SH SOLE 0 0 1691 TESLA INC COM 88160R101 290 1300 SH SOLE 80 0 1220 TEUCRIUM SOYBEAN MF Closed and MF Open 88166A607 47 3050 SH SOLE 300 0 2750 TEVA PHARMACEUTICAL COM 881624209 212 23000 SH SOLE 0 0 23000 TEXAS CAPITAL COM 88224Q107 6 100 SH SOLE 0 0 100 TEXAS INSTRUMENTS COM 882508104 64 558 SH SOLE 0 0 558 THERMO FISHER COM 883556102 239 815 SH SOLE 48 0 767 TIFFANY & CO COM 886547108 4 50 SH SOLE 0 0 50 TILRAY INC COM 88688T100 7 155 SH SOLE 0 0 155 TIVO CORP COM 88870P106 0 16 SH SOLE 0 0 16 TJX COS COM 872540109 68 1304 SH SOLE 1260 0 44 TOTAL S A COM 89151E109 35 639 SH SOLE 111 0 528 TOYOTA MOTOR COM 892331307 3 29 SH SOLE 0 0 29 TPG SPECIALTY MF Closed and MF Open 87265K102 102 5240 SH SOLE 5000 0 240 TRACTOR SUPPLY COM 892356106 8 75 SH SOLE 0 0 75 TRADE DESK COM 88339J105 56 247 SH SOLE 0 0 247 TRANSOCEAN LTD COM H8817H100 0 52 SH SOLE 0 0 52 TRAVELERS COS COM 89417E109 60 407 SH SOLE 0 0 407 TRICO BANCSHARES COM 896095106 49 1321 SH SOLE 0 0 1321 TRIUMPH GROUP COM 896818101 7 310 SH SOLE 0 0 310 TURTLE BEACH COM 900450206 10 935 SH SOLE 500 0 435 TWILIO INC COM 90138F102 147 1085 SH SOLE 850 0 235 TWITTER INC COM 90184L102 76 2201 SH SOLE 611 0 1590 TYSON FOODS COM 902494103 9 114 SH SOLE 0 0 114 U S BANCORP DE COM 902973304 158 3019 SH SOLE 1531 0 1488 U S CONCRETE COM 90333L201 167 3370 SH SOLE 1800 0 1570 UBER TECHNOLOGIES COM 90353T100 215 4654 SH SOLE 2100 0 2554 UBS AG Preferred Stock 902641737 0 50 SH SOLE 50 0 0 UBS GROUP COM H42097107 17 1475 SH SOLE 0 0 1475 ULTA BEAUTY COM 90384S303 63 182 SH SOLE 170 0 12 UNDER ARMOUR COM 904311107 81 3230 SH SOLE 1450 0 1780 UNDER ARMOUR COM 904311206 37 1672 SH SOLE 956 0 716 UNILEVER PLC COM 904767704 2 40 SH SOLE 0 0 40 UNION PACIFIC CORP COM 907818108 132 783 SH SOLE 300 0 483 UNIT CORP COM 909218109 4 500 SH SOLE 100 0 400 UNITED CONTINENTAL COM 910047109 0 9 SH SOLE 0 0 9 UNITED PARCEL COM 911312106 166 1612 SH SOLE 67 0 1545 UNITED RENTALS COM 911363109 361 2726 SH SOLE 1060 0 1666 UNITED STATES MF Closed and MF Open 91232N108 4 400 SH SOLE 0 0 400 UNITED STS STEEL CRP NEW COM 912909108 1 80 SH SOLE 0 0 80 UNITED TECHNOLOGIES COM 913017109 347 2671 SH SOLE 684 0 1987 UNITEDHEALTH GROUP COM 91324P102 1481 6069 SH SOLE 3002 0 3067 UNITY BIOTECHNOLOGY COM 91381U101 4 500 SH SOLE 0 0 500 UNUM GROUP COM 91529Y106 6 204 SH SOLE 0 0 204 V F CORP COM 918204108 48 557 SH SOLE 119 0 438 VALERO ENERGY COM 91913Y100 109 1273 SH SOLE 852 0 421 VANECK VECTORS MF Closed and MF Open 92189F106 13 537 SH SOLE 0 0 537 VANECK VECTORS MF Closed and MF Open 92189F643 107 2238 SH SOLE 1331 0 907 VANECK VECTORS MF Closed and MF Open 92189F676 41 379 SH SOLE 0 0 379 VANECK VECTORS MF Closed and MF Open 92189F700 7 105 SH SOLE 105 0 0 VANECK VECTORS MF Closed and MF Open 92189F726 54 425 SH SOLE 0 0 425 VANECK VECTORS MF Closed and MF Open 92189H201 11 230 SH SOLE 0 0 230 VANECK VECTORS MF Closed and MF Open 92189H300 20 582 SH SOLE 451 0 131 VANECK VECTORS MF Closed and MF Open 92189H409 11 184 SH SOLE 0 0 184 VANGUARD COMMUNICATION MF Closed and MF Open 92204A884 27 312 SH SOLE 0 0 312 VANGUARD CONSUMER MF Closed and MF Open 92204A108 46 258 SH SOLE 0 0 258 VANGUARD EMERGING MF Closed and MF Open 921946885 82 1031 SH SOLE 1031 0 0 VANGUARD ENERGY MF Closed and MF Open 92204A306 159 1880 SH SOLE 0 0 1880 VANGUARD FTSE MF Closed and MF Open 922042718 94 902 SH SOLE 863 0 39 VANGUARD FTSE MF Closed and MF Open 922042775 124 2442 SH SOLE 2194 0 248 VANGUARD GROWTH MF Closed and MF Open 922908736 172 1057 SH SOLE 0 0 1057 VANGUARD HEALTH MF Closed and MF Open 92204A504 211 1218 SH SOLE 958 0 260 VANGUARD HIGH MF Closed and MF Open 921946406 133 1523 SH SOLE 132 0 1391 VANGUARD INDUSTRIALS MF Closed and MF Open 92204A603 43 296 SH SOLE 0 0 296 VANGUARD INFORMATION MF Closed and MF Open 92204A702 391 1858 SH SOLE 292 0 1566 VANGUARD INTERMEDIATE MF Closed and MF Open 921937819 740 8565 SH SOLE 6404 0 2161 VANGUARD INTERMEDIATE MF Closed and MF Open 92206C706 121 1841 SH SOLE 1841 0 0 VANGUARD INTERMEDIATE MF Closed and MF Open 92206C870 71 792 SH SOLE 792 0 0 VANGUARD LARGE MF Closed and MF Open 922908637 51 382 SH SOLE 227 0 155 VANGUARD LONG MF Closed and MF Open 921937793 990 10209 SH SOLE 0 0 10209 VANGUARD LONG MF Closed and MF Open 92206C813 58 607 SH SOLE 570 0 37 VANGUARD MATERIALS MF Closed and MF Open 92204A801 39 306 SH SOLE 0 0 306 VANGUARD MEGA MF Closed and MF Open 921910816 287 2219 SH SOLE 0 0 2219 VANGUARD MEGA MF Closed and MF Open 921910873 54 540 SH SOLE 540 0 0 VANGUARD MID MF Closed and MF Open 922908512 156 1404 SH SOLE 0 0 1404 VANGUARD MID MF Closed and MF Open 922908629 292 1751 SH SOLE 0 0 1751 VANGUARD MORTGAGE MF Closed and MF Open 92206C771 205 3899 SH SOLE 3899 0 0 VANGUARD MUNICIPAL MF Closed and MF Open 922907746 539 10173 SH SOLE 0 0 10173 VANGUARD REAL MF Closed and MF Open 922908553 62 716 SH SOLE 124 0 592 VANGUARD RUSSELL MF Closed and MF Open 92206C664 190 1525 SH SOLE 0 0 1525 VANGUARD S&P MF Closed and MF Open 921932505 8 51 SH SOLE 0 0 51 VANGUARD S&P MF Closed and MF Open 921932778 27 215 SH SOLE 215 0 0 VANGUARD S&P MF Closed and MF Open 921932794 80 514 SH SOLE 514 0 0 VANGUARD S&P MF Closed and MF Open 921932844 79 648 SH SOLE 648 0 0 VANGUARD S&P MF Closed and MF Open 921932869 137 979 SH SOLE 979 0 0 VANGUARD S&P MF Closed and MF Open 922908363 458 1702 SH SOLE 1089 0 613 VANGUARD SHORT MF Closed and MF Open 921937827 25 312 SH SOLE 32 0 280 VANGUARD SHORT MF Closed and MF Open 922020805 3 67 SH SOLE 0 0 67 VANGUARD SHORT MF Closed and MF Open 92206C409 64 799 SH SOLE 644 0 155 VANGUARD SMALL MF Closed and MF Open 922908595 80 433 SH SOLE 188 0 245 VANGUARD SMALL MF Closed and MF Open 922908611 99 764 SH SOLE 267 0 497 VANGUARD SMALL MF Closed and MF Open 922908751 348 2226 SH SOLE 0 0 2226 VANGUARD TOTAL MF Closed and MF Open 921909768 63 1208 SH SOLE 833 0 375 VANGUARD TOTAL MF Closed and MF Open 92203J407 45 788 SH SOLE 788 0 0 VANGUARD TOTAL MF Closed and MF Open 922042742 894 11896 SH SOLE 11896 0 0 VANGUARD TOTAL MF Closed and MF Open 922908769 894 5963 SH SOLE 0 0 5963 VANGUARD UTILITIES MF Closed and MF Open 92204A876 55 418 SH SOLE 0 0 418 VANGUARD VALUE MF Closed and MF Open 922908744 731 6598 SH SOLE 60 0 6538 VEREIT INC COM 92339V100 6 746 SH SOLE 0 0 746 VERINT SYSTEMS COM 92343X100 19 355 SH SOLE 0 0 355 VERIZON COMMUNICATIONS COM 92343V104 456 7982 SH SOLE 1762 0 6220 VERSUM MATERIALS COM 92532W103 0 12 SH SOLE 0 0 12 VERTEX PHARMACEUTICALS COM 92532F100 13 71 SH SOLE 65 0 6 VIACOM INC COM 92553P102 1 50 SH SOLE 50 0 0 VIAVI SOLUTIONS COM 925550105 1 93 SH SOLE 12 0 81 VICTORYSHARES U S MF Closed and MF Open 92647N824 41 902 SH SOLE 0 0 902 VICTORYSHARES US MF Closed and MF Open 92647N766 9720 185302 SH SOLE 2894 0 182408 VICTORYSHARES US MF Closed and MF Open 92647N782 50 1027 SH SOLE 0 0 1027 VICTORYSHARES US MF Closed and MF Open 92647N873 46 1060 SH SOLE 1060 0 0 VMWARE INC COM 928563402 206 1237 SH SOLE 610 0 627 VODAFONE GROUP COM 92857W308 10 661 SH SOLE 226 0 435 VULCAN MATERIALS COM 929160109 122 894 SH SOLE 210 0 684 W P CAREY COM 92936U109 271 3342 SH SOLE 0 0 3342 WABTEC COM 929740108 6 90 SH SOLE 37 0 53 WAITR HOLDINGS COM 930752100 6 1000 SH SOLE 0 0 1000 WALGREENS BOOTS COM 931427108 38 704 SH SOLE 700 0 4 WALMART INC COM 931142103 139 1260 SH SOLE 0 0 1260 WASTE CONNECTIONS COM 94106B101 0 10 SH SOLE 0 0 10 WASTE MANAGEMENT COM 94106L109 26 232 SH SOLE 39 0 193 WD 40 COM 929236107 17 107 SH SOLE 0 0 107 WEBSTER FINANCIAL COM 947890109 1 37 SH SOLE 0 0 37 WEC ENERGY COM 92939U106 6 78 SH SOLE 0 0 78 WELBILT INC COM 949090104 156 9350 SH SOLE 4300 0 5050 WELLTOWER INC COM 95040Q104 53 659 SH SOLE 101 0 558 WESTAMERICA BANCORP COM 957090103 392 6366 SH SOLE 23 0 6343 WESTERN ASSET MF Closed and MF Open 95766J102 14 2056 SH SOLE 0 0 2056 WESTERN DIGITAL COM 958102105 4 98 SH SOLE 98 0 0 WESTERN UNION COM 959802109 5 253 SH SOLE 0 0 253 WEX INC COM 96208T104 0 4 SH SOLE 0 0 4 WHEATON PRECIOUS COM 962879102 2 100 SH SOLE 0 0 100 WHEELER REIT Preferred Stock 963025309 398 28699 SH SOLE 1250 0 27449 WHIRLPOOL CORP COM 963320106 10 72 SH SOLE 0 0 72 WHITESTONE REIT COM 966084204 18 1424 SH SOLE 0 0 1424 WHITING PETROLEUM COM 966387409 4 250 SH SOLE 0 0 250 WILLIAMS COS COM 969457100 1 70 SH SOLE 0 0 70 WILLIS TOWERS COM G96629103 76 400 SH SOLE 0 0 400 WISDOMTREE DEFA MF Closed and MF Open 97717W703 10 213 SH SOLE 0 0 213 WISDOMTREE EMERGING MF Closed and MF Open 97717X578 26 902 SH SOLE 0 0 902 WISDOMTREE INTL MF Closed and MF Open 97717W760 9 150 SH SOLE 0 0 150 WISDOMTREE JAPAN MF Closed and MF Open 97717W521 18 500 SH SOLE 0 0 500 WISDOMTREE JAPAN MF Closed and MF Open 97717W851 50 1039 SH SOLE 4 0 1035 WISDOMTREE TRUST MF Closed and MF Open 97717W380 12 261 SH SOLE 0 0 261 WISDOMTREE TRUST MF Closed and MF Open 97717X610 88 3400 SH SOLE 1650 0 1750 WISDOMTREE TRUST MF Closed and MF Open 97717X669 132 3041 SH SOLE 0 0 3041 WISDOMTREE TRUST MF Closed and MF Open 97717X701 24 370 SH SOLE 0 0 370 WISDOMTREE TRUST MF Closed and MF Open 97717X867 11 319 SH SOLE 0 0 319 WISDOMTREE U S MF Closed and MF Open 97717W208 105 1445 SH SOLE 0 0 1445 WISDOMTREE U S MF Closed and MF Open 97717W307 222 2299 SH SOLE 0 0 2299 WISDOMTREE U S MF Closed and MF Open 97717W406 8 100 SH SOLE 0 0 100 WISDOMTREE U S MF Closed and MF Open 97717W505 4080 112731 SH SOLE 1565 0 111166 WISDOMTREE U S MF Closed and MF Open 97717W562 2196 61217 SH SOLE 1071 0 60146 WISDOMTREE U S MF Closed and MF Open 97717W588 53 1640 SH SOLE 0 0 1640 WISDOMTREE US MF Closed and MF Open 97717X651 22 632 SH SOLE 0 0 632 WOODWARD INC COM 980745103 2 25 SH SOLE 0 0 25 WORKDAY INC COM 98138H101 152 743 SH SOLE 725 0 18 WORLD WRESTLING COM 98156Q108 0 10 SH SOLE 10 0 0 WYNDHAM DESTINATIONS COM 98310W108 10 250 SH SOLE 0 0 250 WYNDHAM HOTELS COM 98311A105 13 250 SH SOLE 0 0 250 WYNN RESORTS COM 983134107 59 479 SH SOLE 119 0 360 X TRACKERS MF Closed and MF Open 233051200 362 11477 SH SOLE 12 0 11465 X TRACKERS MF Closed and MF Open 233051432 27 544 SH SOLE 0 0 544 XCEL ENERGY COM 98389B100 32 550 SH SOLE 0 0 550 XENIA HOTELS COM 984017103 2 140 SH SOLE 0 0 140 XILINX INC COM 983919101 13 112 SH SOLE 0 0 112 XPERI CORP COM 98421B100 36 1779 SH SOLE 0 0 1779 YATRA ONLINE COM G98338109 7 2000 SH SOLE 0 0 2000 YUM BRANDS INC COM 988498101 5 53 SH SOLE 50 0 3 YUM CHINA COM 98850P109 2 53 SH SOLE 50 0 3 ZENDESK INC COM 98936J101 11 125 SH SOLE 125 0 0 ZILLOW GROUP COM 98954M200 38 830 SH SOLE 0 0 830 ZIMMER BIOMET COM 98956P102 41 350 SH SOLE 0 0 350 ZION OIL COM 989696109 2 6228 SH SOLE 0 0 6228 ZIONS BANCORPORATION COM 989701107 2 50 SH SOLE 0 0 50 ZOETIS INC COM 98978V103 48 423 SH SOLE 225 0 198 ZOOM VIDEO COM 98980L101 8 100 SH SOLE 0 0 100 ZSCALER INC COM 98980G102 12 160 SH SOLE 160 0 0 ZUORA INC COM 98983V106 140 9200 SH SOLE 4600 0 4600 ZYNGA INC COM 98986T108 1 200 SH SOLE 200 0 0 ABBVIE INC COM 00287Y109 278 3833 SH SOLE 1995 0 1838 ABERDEEN ASIA COM 003009107 790 189175 SH SOLE 29153 0 160022 ACTIVISION BLIZZARD COM 00507V109 88 1876 SH SOLE 265 0 1611 ARBOR REALTY COM 038923108 224 18539 SH SOLE 1022 0 17517 BLACKROCK MULTI MF Closed and MF Open 09258A107 1293 74135 SH SOLE 10218 0 63917 DIGITAL REALTY COM 253868103 471 4004 SH SOLE 1362 0 2642 DOUBLELINE INCOME MF Closed and MF Open 258622109 1777 89013 SH SOLE 7942 0 81071 DUFF & PHELPS MF Closed and MF Open 26433C105 1822 119009 SH SOLE 13068 0 105941 EATON VANCE MF Closed and MF Open 27829C105 17 1836 SH SOLE 1228 0 608 ENTERPRISE PRODUCTS Oil Gas Real Estate and REIT 293792107 201 6976 SH SOLE 2179 0 4797 EXCHANGE TRADED MF Closed and MF Open 301505707 128 3213 SH SOLE 300 0 2913 FORD MOTOR COM 345370860 70 6891 SH SOLE 485 0 6406 GENERAL ELECTRIC COM 369604103 149 14239 SH SOLE 3028 0 11211 GLADSTONE LAND COM 376549101 224 19436 SH SOLE 1612 0 17824 INVESCO QQQ MF Closed and MF Open 46090E103 5405 28947 SH SOLE 9041 0 19906 ISHARES AEROSPACE MF Closed and MF Open 464288760 1386 6472 SH SOLE 165 0 6307 ISHARES CORE MF Closed and MF Open 464287226 29124 261556 SH SOLE 162241 0 99315 ISHARES CORE MF Closed and MF Open 464287804 2782 35541 SH SOLE 22330 0 13211 ISHARES CORE MF Closed and MF Open 46432F842 40 656 SH SOLE 87 0 569 ISHARES EDGE MF Closed and MF Open 46432F396 4290 36177 SH SOLE 25018 0 11159 ISHARES INTL MF Closed and MF Open 464288448 129 4231 SH SOLE 2617 0 1614 ISHARES MSCI MF Closed and MF Open 464288877 47 994 SH SOLE 437 0 557 ISHARES MSCI MF Closed and MF Open 46429B671 322 5423 SH SOLE 639 0 4784 ISHARES MSCI MF Closed and MF Open 46434G822 127 2332 SH SOLE 376 0 1956 ISHARES RUSSELL MF Closed and MF Open 464287598 283 2230 SH SOLE 938 0 1292 JANUS HENDERSON MF Closed and MF Open 47103U886 5546 111112 SH SOLE 5643 0 105469 LIBERTY ALL-STAR MF Closed and MF Open 530158104 1114 173603 SH SOLE 22388 0 151215 LOCKHEED MARTIN COM 539830109 1439 3958 SH SOLE 25 0 3933 MASTERCARD INC COM 57636Q104 554 2094 SH SOLE 623 0 1471 MICROSOFT CORP COM 594918104 1311 9789 SH SOLE 2351 0 7438 NEW RESIDENTIAL COM 64828T201 684 44490 SH SOLE 5547 0 38943 NUVEEN NASDAQ MF Closed and MF Open 670699107 211 9454 SH SOLE 551 0 8903 PEPSICO INC COM 713448108 228 1743 SH SOLE 337 0 1406 PROCTER & GAMBLE COM 742718109 311 2842 SH SOLE 1194 0 1648 ROYCE VALUE MF Closed and MF Open 780910105 187 13505 SH SOLE 550 0 12955 SPDR SERIES MF Closed and MF Open 78464A763 2433 24124 SH SOLE 507 0 23617 TEKLA HEALTHCARE MF Closed and MF Open 879105104 50 2811 SH SOLE 1195 0 1616 VANGUARD CONSUMER MF Closed and MF Open 92204A207 1760 11835 SH SOLE 7788 0 4047 VANGUARD DIVIDEND MF Closed and MF Open 921908844 158 1372 SH SOLE 1139 0 233 VANGUARD FINANCIALS MF Closed and MF Open 92204A405 163 2373 SH SOLE 763 0 1610 VANGUARD FSTE MF Closed and MF Open 922042858 589 13862 SH SOLE 5694 0 8168 VANGUARD FTSE MF Closed and MF Open 921943858 485 11629 SH SOLE 8014 0 3615 VANGUARD FTSE MF Closed and MF Open 922042874 66 1204 SH SOLE 862 0 342 VANGUARD TOTAL MF Closed and MF Open 921937835 3079 37067 SH SOLE 2017 0 35050 VISA INC COM 92826C839 1398 8059 SH SOLE 2892 0 5167 WALT DISNEY COM 254687106 725 5193 SH SOLE 1177 0 4016 WELLS FARGO COM 949746101 410 8682 SH SOLE 6676 0 2006 WEYERHAEUSER CO COM 962166104 12 461 SH SOLE 250 0 211 WISDOMTREE FLOATING MF Closed and MF Open 97717X628 394 15723 SH SOLE 1207 0 14516