Chief Compliance Officer

0001775863-21-000002.txt : 20210209 0001775863-21-000002.hdr.sgml : 20210209 20210209140246 ACCESSION NUMBER: 0001775863-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210209 DATE AS OF CHANGE: 20210209 EFFECTIVENESS DATE: 20210209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET ADVISORY SERVICES, LLC CENTRAL INDEX KEY: 0001775863 IRS NUMBER: 391990426 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19499 FILM NUMBER: 21605543 BUSINESS ADDRESS: STREET 1: 111 N. WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 9204301400 MAIL ADDRESS: STREET 1: 111 N. WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001775863 XXXXXXXX 12-31-2020 12-31-2020 David Loasby

111 N Washington Street Green Bay WI 54301

13F HOLDINGS REPORT 028-19499 N David Loasby Chief Compliance Officer 920-617-5407 David Loasby Green Bay WI 02-09-2021 0 179 713250 false INFORMATION TABLE 2 information_table.xml INFORMATION TABLE PFIZER INC COM 717081103 808 21941 SH SOLE 0 0 21941 DEERE & CO COM 244199105 352 1308 SH SOLE 0 0 1308 DISCOVER FINL SVCS COM 254709108 204 2255 SH SOLE 0 0 2255 GENERAL ELECTRIC CO COM 369604103 224 20771 SH SOLE 0 0 20771 ISHARES TR NATIONAL MUN ETF 464288414 290 2477 SH SOLE 0 0 2477 KIMBERLY-CLARK CORP COM 494368103 1341 9946 SH SOLE 0 0 9946 AMERICAN TOWER CORP NEW COM 03027X100 215 956 SH SOLE 0 0 956 DISNEY WALT CO COM 254687106 1791 9884 SH SOLE 0 0 9884 MASTERCARD INCORPORATED CL A 57636Q104 349 977 SH SOLE 0 0 977 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 3046 61046 SH SOLE 0 0 61046 SPDR S&P 500 ETF TR TR UNIT 78462F103 1527 4085 SH SOLE 0 0 4085 ABBOTT LABS COM 002824100 878 8018 SH SOLE 0 0 8018 INTUITIVE SURGICAL INC COM NEW 46120E602 421 515 SH SOLE 0 0 515 BK OF AMERICA CORP COM 060505104 615 20281 SH SOLE 0 0 20281 IDEXX LABS INC COM 45168D104 478 956 SH SOLE 0 0 956 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 991 22140 SH SOLE 0 0 22140 PEPSICO INC COM 713448108 1411 9513 SH SOLE 0 0 9513 ISHARES TR TIPS BD ETF 464287176 1133 8873 SH SOLE 0 0 8873 DBX ETF TR XTRACK MSCI EAFE 233051200 302 9000 SH SOLE 0 0 9000 FS KKR CAP CORP II COM 35952V303 335 20428 SH SOLE 0 0 20428 AON PLC SHS CL A G0403H108 1004 4750 SH SOLE 0 0 4750 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 54797 1160711 SH SOLE 0 0 1160711 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 549 2384 SH SOLE 0 0 2384 MGM RESORTS INTERNATIONAL COM 552953101 263 8353 SH SOLE 0 0 8353 NEXTERA ENERGY INC COM 65339F101 586 7597 SH SOLE 0 0 7597 UNION PAC CORP COM 907818108 590 2832 SH SOLE 0 0 2832 ISHARES TR 0-5 YR TIPS ETF 46429B747 1512 14480 SH SOLE 0 0 14480 CATERPILLAR INC COM 149123101 371 2039 SH SOLE 0 0 2039 SHOPIFY INC CL A 82509L107 1 100 SH Call SOLE 0 0 100 SPDR SER TR BLOOMBERG BRCLYS 78468R622 3212 29482 SH SOLE 0 0 29482 LOWES COS INC COM 548661107 305 1900 SH SOLE 0 0 1900 APPLE INC COM 037833100 10896 82115 SH SOLE 0 0 82115 AT&T INC COM 00206R102 1806 62781 SH SOLE 0 0 62781 AMAZON COM INC COM 023135106 2970 912 SH SOLE 0 0 912 XCEL ENERGY INC COM 98389B100 268 4020 SH SOLE 0 0 4020 MERCK & CO. INC COM 58933Y105 682 8335 SH SOLE 0 0 8335 PHILIP MORRIS INTL INC COM 718172109 481 5814 SH SOLE 0 0 5814 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 16160 194936 SH SOLE 0 0 194936 BANK FIRST CORP COM 06211J100 594 9166 SH SOLE 0 0 9166 APPLE INC COM 037833100 2 100 SH Call SOLE 0 0 100 DELTA AIR LINES INC DEL COM NEW 247361702 315 7823 SH SOLE 0 0 7823 PROCTER AND GAMBLE CO COM 742718109 10385 74634 SH SOLE 0 0 74634 ISHARES TR EAFE SML CP ETF 464288273 5547 81156 SH SOLE 0 0 81156 BOEING CO COM 097023105 450 2103 SH SOLE 0 0 2103 VANGUARD INDEX FDS GROWTH ETF 922908736 13077 51619 SH SOLE 0 0 51619 ORACLE CORP COM 68389X105 623 9637 SH SOLE 0 0 9637 SPDR SER TR PORTFOLIO SH TSR 78468R101 240 7818 SH SOLE 0 0 7818 ALPS ETF TR ALERIAN MLP 00162Q452 6851 267008 SH SOLE 0 0 267008 WISDOMTREE TR US LARGECAP DIVD 97717W307 443 4125 SH SOLE 0 0 4125 ENTERPRISE PRODS PARTNERS L COM 293792107 252 12865 SH SOLE 0 0 12865 DUKE ENERGY CORP NEW COM NEW 26441C204 478 5217 SH SOLE 0 0 5217 NIKE INC CL B 654106103 563 3977 SH SOLE 0 0 3977 FIDELITY MERRIMACK STR TR LTD TRM BD ETF 316188200 1032 19523 SH SOLE 0 0 19523 INTEL CORP COM 458140100 547 10987 SH SOLE 0 0 10987 US BANCORP DEL COM NEW 902973304 480 10295 SH SOLE 0 0 10295 WALMART INC COM 931142103 1818 12613 SH SOLE 0 0 12613 CINTAS CORP COM 172908105 264 748 SH SOLE 0 0 748 JPMORGAN CHASE & CO COM 46625H100 5092 40074 SH SOLE 0 0 40074 MICROSOFT CORP COM 594918104 1 100 SH Call SOLE 0 0 100 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 2550 72012 SH SOLE 0 0 72012 ISHARES TR CORE S&P US GWT 464287671 255 2875 SH SOLE 0 0 2875 COMCAST CORP NEW CL A 20030N101 438 8354 SH SOLE 0 0 8354 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 19 10000 SH SOLE 0 0 10000 SHOPIFY INC CL A 82509L107 235 208 SH SOLE 0 0 208 CISCO SYS INC COM 17275R102 598 13355 SH SOLE 0 0 13355 EXXON MOBIL CORP COM 30231G102 1421 34482 SH SOLE 0 0 34482 PLEXUS CORP COM 729132100 448 5728 SH SOLE 0 0 5728 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 724 12403 SH SOLE 0 0 12403 ABBVIE INC COM 00287Y109 746 6965 SH SOLE 0 0 6965 CHEVRON CORP NEW COM 166764100 523 6193 SH SOLE 0 0 6193 SPDR SER TR BLOOMBERG SRT TR 78468R408 2112 78362 SH SOLE 0 0 78362 ISHARES INC CORE MSCI EMKT 46434G103 14354 231361 SH SOLE 0 0 231361 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2726 11758 SH SOLE 0 0 11758 FLEXSHARES TR MORNSTAR UPSTR 33939L407 1841 56590 SH SOLE 0 0 56590 VANGUARD INDEX FDS VALUE ETF 922908744 8516 71588 SH SOLE 0 0 71588 GENPREX INC COM 372446104 62 15000 SH SOLE 0 0 15000 ISHARES TR GRWT ALLOCAT ETF 464289867 1445 27686 SH SOLE 0 0 27686 VANGUARD INDEX FDS MID CAP ETF 922908629 15150 73270 SH SOLE 0 0 73270 ZIOPHARM ONCOLOGY INC COM 98973P101 57 22555 SH SOLE 0 0 22555 ISHARES TR CONSER ALLOC ETF 464289883 524 13528 SH SOLE 0 0 13528 VANGUARD INDEX FDS SML CP GRW ETF 922908595 753 2813 SH SOLE 0 0 2813 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2490 17640 SH SOLE 0 0 17640 MONDELEZ INTL INC CL A 609207105 289 4950 SH SOLE 0 0 4950 SPDR SER TR NUVEEN BRC MUNIC 78468R721 5224 99527 SH SOLE 0 0 99527 ISHARES TR RUS 1000 VAL ETF 464287598 357 2608 SH SOLE 0 0 2608 PROLOGIS INC. COM 74340W103 384 3854 SH SOLE 0 0 3854 J P MORGAN EXCHANGE-TRADED F HIGH YLD RESRCH 46641Q878 7917 152549 SH SOLE 0 0 152549 WALGREENS BOOTS ALLIANCE INC COM 931427108 235 5904 SH SOLE 0 0 5904 ASSOCIATED BANC CORP COM 045487105 2305 135180 SH SOLE 0 0 135180 VANGUARD INDEX FDS SMALL CP ETF 922908751 5435 27918 SH SOLE 0 0 27918 LILLY ELI & CO COM 532457108 550 3256 SH SOLE 0 0 3256 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 287 1283 SH SOLE 0 0 1283 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 96712 1096627 SH SOLE 0 0 1096627 ISHARES TR CORE S&P TTL STK 464287150 23930 277546 SH SOLE 0 0 277546 FACEBOOK INC CL A 30303M102 579 2118 SH SOLE 0 0 2118 SPDR SER TR PORTFOLIO S&P500 78464A854 372 8462 SH SOLE 0 0 8462 DNP SELECT INCOME FD INC COM 23325P104 302 29401 SH SOLE 0 0 29401 VANGUARD INDEX FDS TOTAL STK MKT 922908769 965 4957 SH SOLE 0 0 4957 HUMANA INC COM 444859102 235 573 SH SOLE 0 0 573 SALESFORCE COM INC COM 79466L302 253 1137 SH SOLE 0 0 1137 ISHARES TR IBOXX HI YD ETF 464288513 7388 84628 SH SOLE 0 0 84628 ALTRIA GROUP INC COM 02209S103 493 12030 SH SOLE 0 0 12030 HENRY JACK & ASSOC INC COM 426281101 292 1800 SH SOLE 0 0 1800 PNC FINL SVCS GROUP INC COM 693475105 293 1964 SH SOLE 0 0 1964 HOME DEPOT INC COM 437076102 652 2453 SH SOLE 0 0 2453 ISHARES TR AGGRES ALLOC ETF 464289859 836 13019 SH SOLE 0 0 13019 INVESCO QQQ TR UNIT SER 1 73935A104 599 1908 SH SOLE 0 0 1908 SPDR SER TR PORTFOLIO S&P400 78464A847 4983 123332 SH SOLE 0 0 123332 SPDR SER TR SPDR BLOOMBERG 78468R663 770 8410 SH SOLE 0 0 8410 WELLS FARGO CO NEW COM 949746101 326 10816 SH SOLE 0 0 10816 COCA COLA CO COM 191216100 1895 34562 SH SOLE 0 0 34562 OLD SECOND BANCORP INC ILL COM 680277100 204 20210 SH SOLE 0 0 20210 TESLA INC COM 88160R101 2115 2997 SH SOLE 0 0 2997 AMGEN INC COM 031162100 660 2871 SH SOLE 0 0 2871 NOKIA CORP SPONSORED ADR 654902204 79 20195 SH SOLE 0 0 20195 SOUTHERN CO COM 842587107 230 3741 SH SOLE 0 0 3741 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 328 2694 SH SOLE 0 0 2694 INTERNATIONAL BUSINESS MACHS COM 459200101 701 5568 SH SOLE 0 0 5568 CARRIER GLOBAL CORPORATION COM 14448C104 623 16505 SH SOLE 0 0 16505 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 273 2292 SH SOLE 0 0 2292 3M CO COM 88579Y101 268 1536 SH SOLE 0 0 1536 SIRIUS XM HOLDINGS INC COM 82968B103 66 10362 SH SOLE 0 0 10362 VERIZON COMMUNICATIONS INC COM 92343V104 552 9400 SH SOLE 0 0 9400 VANGUARD WORLD FD MEGA GRWTH IND 921910816 2148 10544 SH SOLE 0 0 10544 LOCKHEED MARTIN CORP COM 539830109 260 733 SH SOLE 0 0 733 FIDELITY NATL INFORMATION SV COM 31620M106 1548 10943 SH SOLE 0 0 10943 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 566 6190 SH SOLE 0 0 6190 ISHARES TR S&P 500 GRWT ETF 464287309 551 8634 SH SOLE 0 0 8634 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 569 4598 SH SOLE 0 0 4598 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 7391 532121 SH SOLE 0 0 532121 STARBUCKS CORP COM 855244109 565 5279 SH SOLE 0 0 5279 MICROSOFT CORP COM 594918104 3155 14186 SH SOLE 0 0 14186 ISHARES TR RUSSELL 2000 ETF 464287655 275 1405 SH SOLE 0 0 1405 RAYTHEON TECHNOLOGIES CORP COM 75513E101 674 9422 SH SOLE 0 0 9422 VANGUARD WORLD FDS INF TECH ETF 92204A702 254 719 SH SOLE 0 0 719 BANK MONTREAL QUE COM 063671101 364 4781 SH SOLE 0 0 4781 SPDR SER TR PORTFOLIO AGRGTE 78464A649 11486 373052 SH SOLE 0 0 373052 WEC ENERGY GROUP INC COM 92939U106 8055 87526 SH SOLE 0 0 87526 ISHARES TR RUS 1000 GRW ETF 464287614 1103 4573 SH SOLE 0 0 4573 ISHARES TR S&P 500 VAL ETF 464287408 422 3298 SH SOLE 0 0 3298 PERKINELMER INC COM 714046109 448 3121 SH SOLE 0 0 3121 MCDONALDS CORP COM 580135101 594 2769 SH SOLE 0 0 2769 COUNTY BANCORP INC COM 221907108 701 31769 SH SOLE 0 0 31769 SPDR SER TR PRTFLO S&P500 GW 78464A409 108774 1967345 SH SOLE 0 0 1967345 SPDR SER TR PORTFOLIO S&P600 78468R853 299 8362 SH SOLE 0 0 8362 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3230 76621 SH SOLE 0 0 76621 TESLA INC COM 88160R101 4 100 SH Call SOLE 0 0 100 ALLIANT ENERGY CORP COM 018802108 494 9590 SH SOLE 0 0 9590 AMAZON COM INC COM 023135106 2 100 SH Call SOLE 0 0 100 ISHARES TR GLOBAL REIT ETF 46434V647 2197 91807 SH SOLE 0 0 91807 ALPHABET INC CAP STK CL A 02079K305 508 290 SH SOLE 0 0 290 SPDR SER TR PORTFOLIO SHORT 78464A474 4907 156277 SH SOLE 0 0 156277 MARATHON OIL CORP COM 565849106 68 10198 SH SOLE 0 0 10198 ALPHABET INC CAP STK CL C 02079K107 964 550 SH SOLE 0 0 550 ISHARES TR MSCI EAFE ETF 464287465 489 6698 SH SOLE 0 0 6698 SPDR SER TR NUVEEN BLMBRG SR 78468R739 5828 117044 SH SOLE 0 0 117044 HONEYWELL INTL INC COM 438516106 200 942 SH SOLE 0 0 942 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 9986 295886 SH SOLE 0 0 295886 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 664 14930 SH SOLE 0 0 14930 ISHARES TR RUS MD CP GR ETF 464287481 362 3528 SH SOLE 0 0 3528 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2013 40179 SH SOLE 0 0 40179 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 10963 394284 SH SOLE 0 0 394284 FORD MTR CO DEL COM 345370860 172 19525 SH SOLE 0 0 19525 OSHKOSH CORP COM 688239201 920 10685 SH SOLE 0 0 10685 VANGUARD BD INDEX FDS INTERMED TERM 921937819 370 3981 SH SOLE 0 0 3981 ISHARES TR CORE S&P500 ETF 464287200 4358 11608 SH SOLE 0 0 11608 SPDR SER TR PRTFLO S&P500 VL 78464A508 106889 3108145 SH SOLE 0 0 3108145 ISHARES TR MODERT ALLOC ETF 464289875 864 20010 SH SOLE 0 0 20010 THERMO FISHER SCIENTIFIC INC COM 883556102 755 1621 SH SOLE 0 0 1621 CONTANGO OIL & GAS CO COM NEW 21075N204 194 84602 SH SOLE 0 0 84602 JOHNSON & JOHNSON COM 478160104 1076 6840 SH SOLE 0 0 6840 SCHNEIDER NATIONAL INC CL B 80689H102 202 9745 SH SOLE 0 0 9745 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1445 6815 SH SOLE 0 0 6815 APPLE INC COM 037833100 4 100 SH Call SOLE 0 0 100 FIRST BUS FINL SVCS INC WIS COM 319390100 347 18862 SH SOLE 0 0 18862 VANGUARD INDEX FDS SM CP VAL ETF 922908611 239 1681 SH SOLE 0 0 1681 OTIS WORLDWIDE CORP COM 68902V107 255 3768 SH SOLE 0 0 3768 SPDR SER TR PORTFOLI S&P1500 78464A805 5187 112539 SH SOLE 0 0 112539 ISHARES TR GLB INFRASTR ETF 464288372 5730 131095 SH SOLE 0 0 131095