Chief Compliance Officer

0001775863-20-000003.txt : 20201027 0001775863-20-000003.hdr.sgml : 20201027 20201027122245 ACCESSION NUMBER: 0001775863-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201027 DATE AS OF CHANGE: 20201027 EFFECTIVENESS DATE: 20201027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET ADVISORY SERVICES, LLC CENTRAL INDEX KEY: 0001775863 IRS NUMBER: 391990426 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19499 FILM NUMBER: 201263079 BUSINESS ADDRESS: STREET 1: 111 N. WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 9204301400 MAIL ADDRESS: STREET 1: 111 N. WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001775863 XXXXXXXX 09-30-2020 09-30-2020 David Loasby

111 N Washington Street Green Bay WI 54301

13F HOLDINGS REPORT 028-19499 N David Loasby Chief Compliance Officer 920-617-5407 David Loasby Green Bay WI 10-27-2020 0 183 643576 false INFORMATION TABLE 2 information_table.xml INFORMATION TABLE 3M CO COM 88579Y101 252 1571 SH SOLE 0 0 1571 ABBOTT LABS COM 002824100 829 7616 SH SOLE 0 0 7616 ABBVIE INC COM 00287Y109 548 6257 SH SOLE 0 0 6257 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 238 810 SH SOLE 0 0 810 ALLIANT ENERGY CORP COM 018802108 437 8465 SH SOLE 0 0 8465 ALPHABET INC CAP STK CL A 02079K305 426 291 SH SOLE 0 0 291 ALPHABET INC CAP STK CL C 02079K107 802 546 SH SOLE 0 0 546 ALPS ETF TR ALERIAN MLP 00162Q452 5168 258679 SH SOLE 0 0 258679 ALTRIA GROUP INC COM 02209S103 478 12364 SH SOLE 0 0 12364 AMAZON COM INC COM 023135106 2321 737 SH SOLE 0 0 737 AMAZON COM INC COM 023135106 2 100 SH Call SOLE 0 0 100 AMERICAN TOWER CORP NEW COM 03027X100 212 876 SH SOLE 0 0 876 AMGEN INC COM 031162100 736 2896 SH SOLE 0 0 2896 AON PLC SHS CL A G0403H108 980 4750 SH SOLE 0 0 4750 APPLE INC COM 037833100 9533 82315 SH SOLE 0 0 82315 APPLE INC COM 037833100 2 500 SH Call SOLE 0 0 500 APPLE INC COM 037833100 0 500 SH Call SOLE 0 0 500 APPLE INC COM 037833100 1 100 SH Call SOLE 0 0 100 ASSOCIATED BANC CORP COM 045487105 1320 104634 SH SOLE 0 0 104634 AT&T INC COM 00206R102 1753 61477 SH SOLE 0 0 61477 BADGER METER INC COM 056525108 366 5600 SH SOLE 0 0 5600 BANK FIRST CORP COM 06211J100 538 9166 SH SOLE 0 0 9166 BANK MONTREAL QUE COM 063671101 292 4996 SH SOLE 0 0 4996 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2517 11818 SH SOLE 0 0 11818 BK OF AMERICA CORP COM 060505104 479 19895 SH SOLE 0 0 19895 BOEING CO COM 097023105 355 2149 SH SOLE 0 0 2149 BP PLC SPONSORED ADR 055622104 178 10204 SH SOLE 0 0 10204 CARRIER GLOBAL CORPORATION COM 14448C104 504 16505 SH SOLE 0 0 16505 CATERPILLAR INC DEL COM 149123101 331 2216 SH SOLE 0 0 2216 CHEVRON CORP NEW COM 166764100 872 12117 SH SOLE 0 0 12117 CISCO SYS INC COM 17275R102 524 13302 SH SOLE 0 0 13302 COCA COLA CO COM 191216100 1744 35333 SH SOLE 0 0 35333 COMCAST CORP NEW CL A 20030N101 393 8505 SH SOLE 0 0 8505 CONTANGO OIL & GAS CO COM NEW 21075N204 113 84602 SH SOLE 0 0 84602 COUNTY BANCORP INC COM 221907108 614 32685 SH SOLE 0 0 32685 DBX ETF TR XTRACK MSCI EAFE 233051200 275 9000 SH SOLE 0 0 9000 DEERE & CO COM 244199105 289 1304 SH SOLE 0 0 1304 DISNEY WALT CO COM DISNEY 254687106 1291 10405 SH SOLE 0 0 10405 DNP SELECT INCOME FD INC COM 23325P104 329 32814 SH SOLE 0 0 32814 DUKE ENERGY CORP NEW COM NEW 26441C204 464 5236 SH SOLE 0 0 5236 ENTERPRISE PRODS PARTNERS L COM 293792107 200 12687 SH SOLE 0 0 12687 EXXON MOBIL CORP COM 30231G102 1171 34101 SH SOLE 0 0 34101 FACEBOOK INC CL A 30303M102 403 1540 SH SOLE 0 0 1540 FIDELITY NATL INFORMATION SV COM 31620M106 1595 10833 SH SOLE 0 0 10833 FIRST BUS FINL SVCS INC WIS COM 319390100 270 18862 SH SOLE 0 0 18862 FLEXSHARES TR MORNSTAR UPSTR 33939L407 1637 58959 SH SOLE 0 0 58959 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 9803 356212 SH SOLE 0 0 356212 FORD MTR CO DEL COM 345370860 141 21128 SH SOLE 0 0 21128 FS KKR CAP CORP II COM 35952V303 412 27984 SH SOLE 0 0 27984 GENERAL ELECTRIC CO COM 369604103 141 22581 SH SOLE 0 0 22581 GENPREX INC COM 372446104 50 15000 SH SOLE 0 0 15000 GLOBAL PMTS INC COM 37940X102 201 1134 SH SOLE 0 0 1134 HEARTLAND FINL USA INC COM 42234Q102 1261 42050 SH SOLE 0 0 42050 HENRY JACK & ASSOC INC COM 426281101 293 1800 SH SOLE 0 0 1800 HOME DEPOT INC COM 437076102 625 2250 SH SOLE 0 0 2250 HUMANA INC COM 444859102 237 573 SH SOLE 0 0 573 IMMUNOMEDICS INC COM 452907108 2366 27830 SH SOLE 0 0 27830 INTEL CORP COM 458140100 491 9482 SH SOLE 0 0 9482 INTERNATIONAL BUSINESS MACHS COM 459200101 648 5324 SH SOLE 0 0 5324 INTUITIVE SURGICAL INC COM NEW 46120E602 365 515 SH SOLE 0 0 515 INVESCO QQQ TR UNIT SER 1 73935A104 246 884 SH SOLE 0 0 884 ISHARES INC CORE MSCI EMKT 46434G103 13135 248777 SH SOLE 0 0 248777 ISHARES TR CORE S&P500 ETF 464287200 3568 10617 SH SOLE 0 0 10617 ISHARES TR RUS 1000 VAL ETF 464287598 328 2775 SH SOLE 0 0 2775 ISHARES TR RUS 1000 GRW ETF 464287614 966 4455 SH SOLE 0 0 4455 ISHARES TR MSCI EAFE ETF 464287465 251 3943 SH SOLE 0 0 3943 ISHARES TR RUS MD CP GR ETF 464287481 352 2037 SH SOLE 0 0 2037 ISHARES TR TIPS BD ETF 464287176 1182 9341 SH SOLE 0 0 9341 ISHARES TR CORE S&P TTL STK 464287150 18707 247805 SH SOLE 0 0 247805 ISHARES TR IBOXX HI YD ETF 464288513 6868 81861 SH SOLE 0 0 81861 ISHARES TR NATIONAL MUN ETF 464288414 224 1928 SH SOLE 0 0 1928 ISHARES TR EAFE SML CP ETF 464288273 5128 86931 SH SOLE 0 0 86931 ISHARES TR GLB INFRASTR ETF 464288372 5105 132314 SH SOLE 0 0 132314 ISHARES TR MODERT ALLOC ETF 464289875 821 19991 SH SOLE 0 0 19991 ISHARES TR CONSER ALLOC ETF 464289883 386 10376 SH SOLE 0 0 10376 ISHARES TR GRWT ALLOCAT ETF 464289867 1341 27694 SH SOLE 0 0 27694 ISHARES TR SHRT NAT MUN ETF 464288158 241 2233 SH SOLE 0 0 2233 ISHARES TR AGGRES ALLOC ETF 464289859 721 12438 SH SOLE 0 0 12438 ISHARES TR 0-5 YR TIPS ETF 46429B747 1604 15413 SH SOLE 0 0 15413 ISHARES TR GLOBAL REIT ETF 46434V647 4018 191065 SH SOLE 0 0 191065 J P MORGAN EXCHANGE-TRADED F HIGH YLD RESRCH 46641Q878 7708 154163 SH SOLE 0 0 154163 JOHNSON & JOHNSON COM 478160104 1229 8252 SH SOLE 0 0 8252 JPMORGAN CHASE & CO COM 46625H100 3774 39200 SH SOLE 0 0 39200 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 5503 510449 SH SOLE 0 0 510449 KIMBERLY CLARK CORP COM 494368103 1462 9902 SH SOLE 0 0 9902 KINROSS GOLD CORP COM 496902404 111 12627 SH SOLE 0 0 12627 LILLY ELI & CO COM 532457108 473 3199 SH SOLE 0 0 3199 LOCKHEED MARTIN CORP COM 539830109 311 811 SH SOLE 0 0 811 LOWES COS INC COM 548661107 339 2046 SH SOLE 0 0 2046 MANITOWOC CO INC COM NEW 563571405 226 26854 SH SOLE 0 0 26854 MARATHON OIL CORP COM 565849106 43 10475 SH SOLE 0 0 10475 MASTERCARD INCORPORATED CL A 57636Q104 288 851 SH SOLE 0 0 851 MAYVILLE ENGINEERING CO INC COM 578605107 103 11247 SH SOLE 0 0 11247 MCDONALDS CORP COM 580135101 686 3127 SH SOLE 0 0 3127 MERCK & CO. INC COM 58933Y105 607 7315 SH SOLE 0 0 7315 MGM RESORTS INTERNATIONAL COM 552953101 211 9683 SH SOLE 0 0 9683 MICROSOFT CORP COM 594918104 2841 13509 SH SOLE 0 0 13509 MICROSOFT CORP COM 594918104 1 100 SH Call SOLE 0 0 100 MONDELEZ INTL INC CL A 609207105 270 4697 SH SOLE 0 0 4697 NEXTERA ENERGY INC COM 65339F101 287 1035 SH SOLE 0 0 1035 NIKE INC CL B 654106103 479 3819 SH SOLE 0 0 3819 NOKIA CORP SPONSORED ADR 654902204 79 20195 SH SOLE 0 0 20195 NVIDIA CORPORATION COM 67066G104 154 284 SH SOLE 0 0 284 NVIDIA CORPORATION COM 67066G104 58 400 SH Call SOLE 0 0 400 NVIDIA CORPORATION COM 67066G104 34 200 SH Call SOLE 0 0 200 OLD SECOND BANCORP INC ILL COM 680277100 151 20210 SH SOLE 0 0 20210 ORACLE CORP COM 68389X105 590 9887 SH SOLE 0 0 9887 OSHKOSH CORP COM 688239201 797 10840 SH SOLE 0 0 10840 OTIS WORLDWIDE CORP COM 68902V107 236 3777 SH SOLE 0 0 3777 PEPSICO INC COM 713448108 1233 8898 SH SOLE 0 0 8898 PERKINELMER INC COM 714046109 392 3121 SH SOLE 0 0 3121 PFIZER INC COM 717081103 801 21818 SH SOLE 0 0 21818 PHILIP MORRIS INTL INC COM 718172109 436 5813 SH SOLE 0 0 5813 PLEXUS CORP COM 729132100 405 5728 SH SOLE 0 0 5728 PNC FINL SVCS GROUP INC COM 693475105 216 1964 SH SOLE 0 0 1964 PROCTER AND GAMBLE CO COM 742718109 10726 77171 SH SOLE 0 0 77171 PROLOGIS INC. COM 74340W103 388 3854 SH SOLE 0 0 3854 RAYTHEON TECHNOLOGIES CORP COM 75513E101 560 9728 SH SOLE 0 0 9728 SALESFORCE COM INC COM 79466L302 255 1014 SH SOLE 0 0 1014 SCHNEIDER NATIONAL INC CL B 80689H102 239 9666 SH SOLE 0 0 9666 SIRIUS XM HOLDINGS INC COM 82968B103 56 10362 SH SOLE 0 0 10362 SOUTHERN CO COM 842587107 203 3738 SH SOLE 0 0 3738 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 2968 66782 SH SOLE 0 0 66782 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2979 81480 SH SOLE 0 0 81480 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 2502 82419 SH SOLE 0 0 82419 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 9818 335550 SH SOLE 0 0 335550 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 1664 42138 SH SOLE 0 0 42138 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 918 24460 SH SOLE 0 0 24460 SPDR S&P 500 ETF TR TR UNIT 78462F103 662 1975 SH SOLE 0 0 1975 SPDR SER TR PRTFLO S&P500 GW 78464A409 97961 1954922 SH SOLE 0 0 1954922 SPDR SER TR PORTFOLI S&P1500 78464A805 5374 131417 SH SOLE 0 0 131417 SPDR SER TR PRTFLO S&P500 VL 78464A508 91528 3030717 SH SOLE 0 0 3030717 SPDR SER TR NUVEEN BLMBRG SR 78468R739 6617 132676 SH SOLE 0 0 132676 SPDR SER TR PORTFOLIO S&P400 78464A847 4805 147272 SH SOLE 0 0 147272 SPDR SER TR NUVEEN BRC MUNIC 78468R721 5387 103743 SH SOLE 0 0 103743 SPDR SER TR SPDR BLOOMBERG 78468R663 770 8410 SH SOLE 0 0 8410 SPDR SER TR BLOOMBERG BRCLYS 78468R622 2404 23053 SH SOLE 0 0 23053 SPDR SER TR PORTFOLIO S&P500 78464A854 375 9523 SH SOLE 0 0 9523 SPDR SER TR PORTFOLIO AGRGTE 78464A649 12176 395183 SH SOLE 0 0 395183 SPDR SER TR PORTFOLIO SHORT 78464A474 5338 170163 SH SOLE 0 0 170163 SPDR SER TR PORTFOLIO SH TSR 78468R101 244 7949 SH SOLE 0 0 7949 SPDR SER TR BLOOMBERG SRT TR 78468R408 2236 86421 SH SOLE 0 0 86421 SPDR SER TR PORTFOLIO S&P600 78468R853 289 10560 SH SOLE 0 0 10560 TESLA INC COM 88160R101 1324 3086 SH SOLE 0 0 3086 TESLA INC COM 88160R101 1 200 SH Put SOLE 0 0 200 TESLA INC COM 88160R101 1 100 SH Call SOLE 0 0 100 TESLA INC COM 88160R101 1 200 SH Call SOLE 0 0 200 THERMO FISHER SCIENTIFIC INC COM 883556102 737 1670 SH SOLE 0 0 1670 UNION PAC CORP COM 907818108 584 2965 SH SOLE 0 0 2965 UNITED PARCEL SERVICE INC CL B 911312106 203 1217 SH SOLE 0 0 1217 US BANCORP DEL COM NEW 902973304 286 7966 SH SOLE 0 0 7966 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 568 2727 SH SOLE 0 0 2727 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 523 4801 SH SOLE 0 0 4801 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 14198 170956 SH SOLE 0 0 170956 VANGUARD BD INDEX FDS INTERMED TERM 921937819 372 3981 SH SOLE 0 0 3981 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 89540 1014958 SH SOLE 0 0 1014958 VANGUARD INDEX FDS TOTAL STK MKT 922908769 841 4941 SH SOLE 0 0 4941 VANGUARD INDEX FDS VALUE ETF 922908744 7536 72105 SH SOLE 0 0 72105 VANGUARD INDEX FDS MID CAP ETF 922908629 13717 77820 SH SOLE 0 0 77820 VANGUARD INDEX FDS SMALL CP ETF 922908751 4798 31199 SH SOLE 0 0 31199 VANGUARD INDEX FDS GROWTH ETF 922908736 12406 54506 SH SOLE 0 0 54506 VANGUARD INDEX FDS SML CP GRW ETF 922908595 605 2815 SH SOLE 0 0 2815 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1229 6824 SH SOLE 0 0 6824 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 228 2249 SH SOLE 0 0 2249 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1709 39522 SH SOLE 0 0 39522 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 807 15989 SH SOLE 0 0 15989 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 302 2871 SH SOLE 0 0 2871 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2315 17991 SH SOLE 0 0 17991 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 45814 1120146 SH SOLE 0 0 1120146 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 555 6862 SH SOLE 0 0 6862 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1949 10510 SH SOLE 0 0 10510 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 291 1427 SH SOLE 0 0 1427 VANGUARD WORLD FDS INF TECH ETF 92204A702 224 719 SH SOLE 0 0 719 VERIZON COMMUNICATIONS INC COM 92343V104 540 9083 SH SOLE 0 0 9083 VISA INC COM CL A 92826C839 210 1050 SH SOLE 0 0 1050 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 7 10000 SH SOLE 0 0 10000 WALMART INC COM 931142103 1727 12342 SH SOLE 0 0 12342 WEC ENERGY GROUP INC COM 92939U106 8311 85771 SH SOLE 0 0 85771 WELBILT INC COM 949090104 130 21052 SH SOLE 0 0 21052 WELLS FARGO CO NEW COM 949746101 320 13611 SH SOLE 0 0 13611 WISDOMTREE TR US LARGECAP DIVD 97717W307 400 4125 SH SOLE 0 0 4125 XCEL ENERGY INC COM 98389B100 226 3271 SH SOLE 0 0 3271 ZIOPHARM ONCOLOGY INC COM 98973P101 57 22555 SH SOLE 0 0 22555