CHIEF COMPLIANCE OFFICER

0001221073-20-000059.txt : 20200421 0001221073-20-000059.hdr.sgml : 20200421 20200421163047 ACCESSION NUMBER: 0001221073-20-000059 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200421 DATE AS OF CHANGE: 20200421 EFFECTIVENESS DATE: 20200421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET ADVISORY SERVICES, LLC CENTRAL INDEX KEY: 0001775863 IRS NUMBER: 391990426 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19499 FILM NUMBER: 20805505 BUSINESS ADDRESS: STREET 1: 111 N. WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 9204301400 MAIL ADDRESS: STREET 1: 111 N. WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001775863 XXXXXXXX 03-31-2020 03-31-2020 false NICOLET ADVISORY SERVICES, LLC

111 N. WASHINGTON STREET GREEN BAY WI 54301

13F HOLDINGS REPORT 028-19499 N DAVID LOASBY CHIEF COMPLIANCE OFFICER 920-617-5407 /s/DAVID LOASBY as Above) WI 04-21-2020 0 198 567726 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 287 2103 SH SOLE 0 0 2103 ABBOTT LABS COM 002824100 974 12337 SH SOLE 0 0 12337 ABBVIE INC COM 00287Y109 590 7749 SH SOLE 0 0 7749 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 243 1491 SH SOLE 0 0 1491 ADOBE INC COM 00724F101 227 714 SH SOLE 0 0 714 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 202 1040 SH SOLE 0 0 1040 ALLIANT ENERGY CORP COM 018802108 452 9354 SH SOLE 0 0 9354 ALPHABET INC CAP STK CL A 02079K305 555 478 SH SOLE 0 0 478 ALPHABET INC CAP STK CL C 02079K107 954 820 SH SOLE 0 0 820 ALPS ETF TR ALERIAN MLP 00162Q866 2622 762105 SH SOLE 0 0 762105 ALPS ETF TR ALERIAN MLP 00162Q866 0 200 SH Call SOLE 0 0 200 ALTRIA GROUP INC COM 02209S103 649 16792 SH SOLE 0 0 16792 AMAZON COM INC COM 023135106 1809 928 SH SOLE 0 0 928 AMERICAN TOWER CORP NEW COM 03027X100 209 959 SH SOLE 0 0 959 AMERICAN WTR WKS CO INC NEW COM 030420103 237 1980 SH SOLE 0 0 1980 AMGEN INC COM 031162100 723 3565 SH SOLE 0 0 3565 AON PLC SHS CL A G0408V102 1207 7314 SH SOLE 0 0 7314 APPLE INC COM 037833100 6579 25870 SH SOLE 0 0 25870 ASSOCIATED BANC CORP COM 045487105 1467 114737 SH SOLE 0 0 114737 AT&T INC COM 00206R102 2246 77062 SH SOLE 0 0 77062 BADGER METER INC COM 056525108 300 5600 SH SOLE 0 0 5600 BANK FIRST CORP COM 06211J100 617 11011 SH SOLE 0 0 11011 BANK MONTREAL COM 063671101 500 9947 SH SOLE 0 0 9947 BAXTER INTL INC COM 071813109 215 2643 SH SOLE 0 0 2643 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2370 12963 SH SOLE 0 0 12963 BK OF AMERICA CORP COM 060505104 459 21630 SH SOLE 0 0 21630 BOEING CO COM 097023105 515 3451 SH SOLE 0 0 3451 BP PLC SPONSORED ADR 055622104 334 13702 SH SOLE 0 0 13702 BRISTOL-MYERS SQUIBB CO COM 110122108 316 5675 SH SOLE 0 0 5675 CATERPILLAR INC DEL COM 149123101 418 3602 SH SOLE 0 0 3602 CHEVRON CORP NEW COM 166764100 984 13586 SH SOLE 0 0 13586 CISCO SYS INC COM 17275R102 716 18223 SH SOLE 0 0 18223 CITIGROUP INC COM NEW 172967424 211 5005 SH SOLE 0 0 5005 COCA COLA CO COM 191216100 3621 81829 SH SOLE 0 0 81829 COMCAST CORP NEW CL A 20030N101 355 10320 SH SOLE 0 0 10320 CONTANGO OIL & GAS CO COM NEW 21075N204 127 84602 SH SOLE 0 0 84602 COSTCO WHSL CORP NEW COM 22160K105 436 1529 SH SOLE 0 0 1529 COUNTY BANCORP INC COM 221907108 572 30935 SH SOLE 0 0 30935 CVS HEALTH CORP COM 126650100 219 3688 SH SOLE 0 0 3688 DANAHER CORPORATION COM 235851102 510 3687 SH SOLE 0 0 3687 DBX ETF TR XTRACK MSCI EAFE 233051200 241 9000 SH SOLE 0 0 9000 DEERE & CO COM 244199105 389 2812 SH SOLE 0 0 2812 DISNEY WALT CO COM DISNEY 254687106 1621 16782 SH SOLE 0 0 16782 DIXIE GROUP INC CL A 255519100 8 13000 SH SOLE 0 0 13000 DNP SELECT INCOME FD COM 23325P104 657 67077 SH SOLE 0 0 67077 DUKE ENERGY CORP NEW COM NEW 26441C204 393 4858 SH SOLE 0 0 4858 EATON CORP PLC SHS G29183103 228 2940 SH SOLE 0 0 2940 ENTERPRISE PRODS PARTNERS L COM 293792107 160 11174 SH SOLE 0 0 11174 EXXON MOBIL CORP COM 30231G102 1791 47179 SH SOLE 0 0 47179 FACEBOOK INC CL A 30303M102 310 1860 SH SOLE 0 0 1860 FIDELITY NATL INFORMATION SV COM 31620M106 1404 11539 SH SOLE 0 0 11539 FIRST BUS FINL SVCS INC WIS COM 319390100 292 18862 SH SOLE 0 0 18862 FLEXSHARES TR GLB QLT R/E IDX 33939L787 228 4807 SH SOLE 0 0 4807 FLEXSHARES TR IBOXX 3R TARGT 33939L506 1899 77230 SH SOLE 0 0 77230 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 6062 234889 SH SOLE 0 0 234889 FLEXSHARES TR MORNSTAR UPSTR 33939L407 3808 169018 SH SOLE 0 0 169018 FORD MTR CO DEL COM 345370860 227 47092 SH SOLE 0 0 47092 GENERAL ELECTRIC CO COM 369604103 340 42767 SH SOLE 0 0 42767 GILEAD SCIENCES INC COM 375558103 239 3190 SH SOLE 0 0 3190 GLOBAL PMTS INC COM 37940X102 209 1451 SH SOLE 0 0 1451 HENRY JACK & ASSOC INC COM 426281101 279 1800 SH SOLE 0 0 1800 HOME DEPOT INC COM 437076102 584 3128 SH SOLE 0 0 3128 HONEYWELL INTL INC COM 438516106 392 2932 SH SOLE 0 0 2932 IMMUNOMEDICS INC COM 452907108 270 20000 SH SOLE 0 0 20000 INTEL CORP COM 458140100 952 17598 SH SOLE 0 0 17598 INTERNATIONAL BUSINESS MACHS COM 459200101 640 5765 SH SOLE 0 0 5765 INTUITIVE SURGICAL INC COM NEW 46120E602 255 515 SH SOLE 0 0 515 ISHARES INC CORE MSCI EMKT 46434G103 5663 139931 SH SOLE 0 0 139931 ISHARES TR 0-5 YR TIPS ETF 46429B747 3406 34093 SH SOLE 0 0 34093 ISHARES TR AGGRES ALLOC ETF 464289859 805 16961 SH SOLE 0 0 16961 ISHARES TR CONSER ALLOC ETF 464289883 311 9214 SH SOLE 0 0 9214 ISHARES TR CORE S&P TTL STK 464287150 9976 174369 SH SOLE 0 0 174369 ISHARES TR CORE S&P500 ETF 464287200 3512 13590 SH SOLE 0 0 13590 ISHARES TR EAFE SML CP ETF 464288273 1334 29749 SH SOLE 0 0 29749 ISHARES TR GLB INFRASTR ETF 464288372 2800 81997 SH SOLE 0 0 81997 ISHARES TR GLOBAL REIT ETF 46434V647 1779 92883 SH SOLE 0 0 92883 ISHARES TR GRWT ALLOCAT ETF 464289867 1136 27456 SH SOLE 0 0 27456 ISHARES TR IBOXX HI YD ETF 464288513 2302 29863 SH SOLE 0 0 29863 ISHARES TR MODERT ALLOC ETF 464289875 726 19764 SH SOLE 0 0 19764 ISHARES TR MSCI EAFE ETF 464287465 1787 33427 SH SOLE 0 0 33427 ISHARES TR NATIONAL MUN ETF 464288414 210 1855 SH SOLE 0 0 1855 ISHARES TR RUS 1000 ETF 464287622 754 5327 SH SOLE 0 0 5327 ISHARES TR RUS 1000 GRW ETF 464287614 2311 15340 SH SOLE 0 0 15340 ISHARES TR RUS 1000 VAL ETF 464287598 530 5344 SH SOLE 0 0 5344 ISHARES TR RUS MD CP GR ETF 464287481 219 1802 SH SOLE 0 0 1802 ISHARES TR RUSSELL 2000 ETF 464287655 212 1854 SH SOLE 0 0 1854 ISHARES TR S&P 500 GRWT ETF 464287309 1235 7482 SH SOLE 0 0 7482 ISHARES TR SHRT NAT MUN ETF 464288158 237 2233 SH SOLE 0 0 2233 ISHARES TR TIPS BD ETF 464287176 2215 18780 SH SOLE 0 0 18780 J P MORGAN EXCHANGE-TRADED F HIGH YLD RESRCH 46641Q878 7956 179559 SH SOLE 0 0 179559 JOHNSON & JOHNSON COM 478160104 1708 13027 SH SOLE 0 0 13027 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 5122 567255 SH SOLE 0 0 567255 JPMORGAN CHASE & CO COM 46625H100 4119 45750 SH SOLE 0 0 45750 KIMBERLY CLARK CORP COM 494368103 1481 11579 SH SOLE 0 0 11579 KINROSS GOLD CORP COM 496902404 50 12627 SH SOLE 0 0 12627 KRAFT HEINZ CO COM 500754106 260 10522 SH SOLE 0 0 10522 LILLY ELI & CO COM 532457108 516 3719 SH SOLE 0 0 3719 LOCKHEED MARTIN CORP COM 539830109 275 811 SH SOLE 0 0 811 LOWES COS INC COM 548661107 479 5566 SH SOLE 0 0 5566 MANITOWOC CO INC COM NEW 563571405 212 24943 SH SOLE 0 0 24943 MASTERCARD INC CL A 57636Q104 273 1130 SH SOLE 0 0 1130 MCDONALDS CORP COM 580135101 853 5157 SH SOLE 0 0 5157 MEDTRONIC PLC SHS G5960L103 297 3296 SH SOLE 0 0 3296 MERCK & CO. INC COM 58933Y105 857 11133 SH SOLE 0 0 11133 MICROSOFT CORP COM 594918104 3701 23468 SH SOLE 0 0 23468 MONDELEZ INTL INC CL A 609207105 422 8417 SH SOLE 0 0 8417 NETFLIX INC COM 64110L106 232 617 SH SOLE 0 0 617 NEXTERA ENERGY INC COM 65339F101 391 1623 SH SOLE 0 0 1623 NIKE INC CL B 654106103 540 6525 SH SOLE 0 0 6525 NOKIA CORP SPONSORED ADR 654902204 66 21434 SH SOLE 0 0 21434 OLD SECOND BANCORP INC ILL COM 680277100 140 20210 SH SOLE 0 0 20210 ORACLE CORP COM 68389X105 813 16830 SH SOLE 0 0 16830 OSHKOSH CORP COM 688239201 648 10072 SH SOLE 0 0 10072 PEPSICO INC COM 713448108 1488 12386 SH SOLE 0 0 12386 PERKINELMER INC COM 714046109 242 3221 SH SOLE 0 0 3221 PFIZER INC COM 717081103 876 26827 SH SOLE 0 0 26827 PHILIP MORRIS INTL INC COM 718172109 621 8510 SH SOLE 0 0 8510 PLEXUS CORP COM 729132100 313 5728 SH SOLE 0 0 5728 PNC FINL SVCS GROUP INC COM 693475105 203 2117 SH SOLE 0 0 2117 PROCTER & GAMBLE CO COM 742718109 8489 77172 SH SOLE 0 0 77172 PROLOGIS INC. COM 74340W103 312 3887 SH SOLE 0 0 3887 RAYTHEON CO COM NEW 755111507 246 1879 SH SOLE 0 0 1879 SALESFORCE COM INC COM 79466L302 236 1639 SH SOLE 0 0 1639 SCHNEIDER NATIONAL INC CL B 80689H102 198 10212 SH SOLE 0 0 10212 SELECT SECTOR SPDR TR ENERGY 81369Y506 294 10105 SH SOLE 0 0 10105 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 295 14152 SH SOLE 0 0 14152 SIRIUS XM HLDGS INC COM 82968B103 96 19477 SH SOLE 0 0 19477 SOUTHERN CO COM 842587107 283 5232 SH SOLE 0 0 5232 SPDR GOLD TRUST GOLD SHS 78463V107 350 2367 SH SOLE 0 0 2367 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 6371 176974 SH SOLE 0 0 176974 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 2174 70277 SH SOLE 0 0 70277 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 19030 794919 SH SOLE 0 0 794919 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 5986 210322 SH SOLE 0 0 210322 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 8896 227857 SH SOLE 0 0 227857 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 5532 242973 SH SOLE 0 0 242973 SPDR S&P 500 ETF TR TR UNIT 78462F103 1868 7246 SH SOLE 0 0 7246 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 348 1325 SH SOLE 0 0 1325 SPDR SER TR BLOOMBERG BRCLYS 78468R622 1721 18161 SH SOLE 0 0 18161 SPDR SER TR BLOOMBERG SRT TR 78468R408 7073 300205 SH SOLE 0 0 300205 SPDR SER TR NUVEEN BLMBRG SR 78468R739 13999 286277 SH SOLE 0 0 286277 SPDR SER TR NUVEEN BRC MUNIC 78468R721 10056 201113 SH SOLE 0 0 201113 SPDR SER TR PORTFOLI S&P1500 78464A805 5403 171794 SH SOLE 0 0 171794 SPDR SER TR PORTFOLIO AGRGTE 78464A649 26808 887110 SH SOLE 0 0 887110 SPDR SER TR PORTFOLIO S&P400 78464A847 12275 484584 SH SOLE 0 0 484584 SPDR SER TR PORTFOLIO S&P500 78464A854 936 30951 SH SOLE 0 0 30951 SPDR SER TR PORTFOLIO S&P600 78468R853 2542 116375 SH SOLE 0 0 116375 SPDR SER TR PORTFOLIO SH TSR 78468R101 1664 54170 SH SOLE 0 0 54170 SPDR SER TR PORTFOLIO SHORT 78464A474 18669 617166 SH SOLE 0 0 617166 SPDR SER TR PRTFLO S&P500 GW 78464A409 68361 1912737 SH SOLE 0 0 1912737 SPDR SER TR PRTFLO S&P500 VL 78464A508 69732 2698588 SH SOLE 0 0 2698588 SPDR SER TR S&P PHARMAC 78464A722 355 9846 SH SOLE 0 0 9846 SPDR SER TR SPDR BLOOMBERG 78468R663 1081 11798 SH SOLE 0 0 11798 STARBUCKS CORP COM 855244109 321 4888 SH SOLE 0 0 4888 TESLA INC COM 88160R101 312 595 SH SOLE 0 0 595 TESLA INC COM 88160R101 1 100 SH Call SOLE 0 0 100 THERMO FISHER SCIENTIFIC INC COM 883556102 636 2244 SH SOLE 0 0 2244 UNION PAC CORP COM 907818108 515 3654 SH SOLE 0 0 3654 UNITED PARCEL SERVICE INC CL B 911312106 211 2255 SH SOLE 0 0 2255 UNITED TECHNOLOGIES CORP COM 913017109 502 5324 SH SOLE 0 0 5324 UNITEDHEALTH GROUP INC COM 91324P102 291 1167 SH SOLE 0 0 1167 US BANCORP DEL COM NEW 902973304 483 14009 SH SOLE 0 0 14009 VALERO ENERGY CORP COM 91913Y100 217 4775 SH SOLE 0 0 4775 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 497 3340 SH SOLE 0 0 3340 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 543 5821 SH SOLE 0 0 5821 VANGUARD BD INDEX FDS INTERMED TERM 921937819 854 9557 SH SOLE 0 0 9557 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 4697 57159 SH SOLE 0 0 57159 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 39116 458296 SH SOLE 0 0 458296 VANGUARD INDEX FDS GROWTH ETF 922908736 11251 71807 SH SOLE 0 0 71807 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1596 13475 SH SOLE 0 0 13475 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 925 7304 SH SOLE 0 0 7304 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 245 3009 SH SOLE 0 0 3009 VANGUARD INDEX FDS MID CAP ETF 922908629 6072 46120 SH SOLE 0 0 46120 VANGUARD INDEX FDS SM CP VAL ETF 922908611 201 2266 SH SOLE 0 0 2266 VANGUARD INDEX FDS SMALL CP ETF 922908751 2787 24141 SH SOLE 0 0 24141 VANGUARD INDEX FDS SML CP GRW ETF 922908595 469 3120 SH SOLE 0 0 3120 VANGUARD INDEX FDS TOTAL STK MKT 922908769 920 7140 SH SOLE 0 0 7140 VANGUARD INDEX FDS VALUE ETF 922908744 8067 90583 SH SOLE 0 0 90583 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1766 43064 SH SOLE 0 0 43064 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2863 85323 SH SOLE 0 0 85323 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 350 4468 SH SOLE 0 0 4468 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 215 2470 SH SOLE 0 0 2470 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 387 4888 SH SOLE 0 0 4888 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2251 21776 SH SOLE 0 0 21776 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 23116 693330 SH SOLE 0 0 693330 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 518 7321 SH SOLE 0 0 7321 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1374 10811 SH SOLE 0 0 10811 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 234 1410 SH SOLE 0 0 1410 VANGUARD WORLD FDS INF TECH ETF 92204A702 257 1215 SH SOLE 0 0 1215 VBI VACCINES INC COM NEW 91822J103 10 10000 SH SOLE 0 0 10000 VERIZON COMMUNICATIONS INC COM 92343V104 737 13710 SH SOLE 0 0 13710 VISA INC COM CL A 92826C839 328 2033 SH SOLE 0 0 2033 WALGREENS BOOTS ALLIANCE INC COM 931427108 233 5088 SH SOLE 0 0 5088 WALMART INC COM 931142103 1345 11842 SH SOLE 0 0 11842 WASTE MGMT INC DEL COM 94106L109 203 2192 SH SOLE 0 0 2192 WEC ENERGY GROUP INC COM 92939U106 7883 89449 SH SOLE 0 0 89449 WELBILT INC COM 949090104 121 23513 SH SOLE 0 0 23513 WELLS FARGO CO NEW COM 949746101 1100 38318 SH SOLE 0 0 38318 XCEL ENERGY INC COM 98389B100 508 8427 SH SOLE 0 0 8427