0001606587-21-000396.txt : 20210423 0001606587-21-000396.hdr.sgml : 20210423 20210423123419 ACCESSION NUMBER: 0001606587-21-000396 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210423 DATE AS OF CHANGE: 20210423 EFFECTIVENESS DATE: 20210423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Joseph P. Lucia & Associates, LLC CENTRAL INDEX KEY: 0001775391 IRS NUMBER: 262909413 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19484 FILM NUMBER: 21848184 BUSINESS ADDRESS: STREET 1: 3505 HILL BLVD. STREET 2: SUITE J CITY: YORKTOWN HEIGHTS STATE: NY ZIP: 10598 BUSINESS PHONE: 9143526600 MAIL ADDRESS: STREET 1: 3505 HILL BLVD. STREET 2: SUITE J CITY: YORKTOWN HEIGHTS STATE: NY ZIP: 10598 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001775391 XXXXXXXX 03-31-2021 03-31-2021 false Joseph P. Lucia & Associates, LLC

3505 Hill Blvd. Suite J Yorktown Heights NY 10598

13F HOLDINGS REPORT 028-19484 N Joseph P. Lucia 845-621-7200 Joseph P. Lucia Yorktown Heights NY 04-23-2021 0 597 224186 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABB LTD SPONSORED ADR 000375204 1 42 SH SOLE NONE 0 0 42 ALPS ETF TR ALERIAN MLP 00162Q452 5 176 SH SOLE NONE 0 0 176 ALPS ETF TR SECTR DIV DOGS 00162Q858 1657 32200 SH SOLE NONE 0 0 32200 AMC ENTMT HLDGS INC CL A COM 00165C104 1 110 SH SOLE NONE 0 0 110 AT&T INC COM 00206R102 123 4060 SH SOLE NONE 0 0 4060 ARK ETF TR INNOVATION ETF 00214Q104 42 348 SH SOLE NONE 0 0 348 ARK ETF TR GENOMIC REV ETF 00214Q302 3 32 SH SOLE NONE 0 0 32 ARK ETF TR FINTECH INNOVA 00214Q708 3 50 SH SOLE NONE 0 0 50 ABBVIE INC COM 00287Y109 27 254 SH SOLE NONE 0 0 254 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 10 1000 SH SOLE NONE 0 0 1000 ADOBE SYSTEMS INCORPORATED COM 00724F101 3 6 SH SOLE NONE 0 0 6 ADVISORSHARES TR PURE US CANNABIS 00768Y453 107 2520 SH SOLE NONE 0 0 2520 ADVISORSHARES TR VICE E T F 00768Y545 4 130 SH SOLE NONE 0 0 130 ADVANSIX INC COM 00773T101 0 1 SH SOLE NONE 0 0 1 ADVANCED MICRO DEVICES INC COM 007903107 2 21 SH SOLE NONE 0 0 21 AEVA TECHNOLOGIES INC COM 00835Q103 0 20 SH SOLE NONE 0 0 20 AGEAGLE AERIAL SYS INC NEW COM 00848K101 1 101 SH SOLE NONE 0 0 101 ALEXANDERS INC COM 014752109 3 10 SH SOLE NONE 0 0 10 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 62 274 SH SOLE NONE 0 0 274 ALPHABET INC CAP STK CL C 02079K107 869 420 SH SOLE NONE 0 0 420 ALPHABET INC CAP STK CL A 02079K305 1217 590 SH SOLE NONE 0 0 590 ALTRIA GROUP INC COM 02209S103 31 600 SH SOLE NONE 0 0 600 AMARIN CORP PLC SPONS ADR NEW 023111206 4 575 SH SOLE NONE 0 0 575 AMAZON COM INC COM 023135106 2076 671 SH SOLE NONE 0 0 671 AMERICAN CENTY ETF TR STOXX US QUALT 025072208 139 2942 SH SOLE NONE 0 0 2942 AMERICAN CENTY ETF TR QUALITY DIVRSFED 025072406 64 1279 SH SOLE NONE 0 0 1279 AMERICAN CENTY ETF TR DIVERSIFIED MU 025072505 21 380 SH SOLE NONE 0 0 380 AMERICAN CENTY ETF TR SUSTAINABLE EQTY 025072752 74 1484 SH SOLE NONE 0 0 1484 AMERICAN EXPRESS CO COM 025816109 42 300 SH SOLE NONE 0 0 300 AMERICAN FINL GROUP INC OHIO COM 025932104 3 22 SH SOLE NONE 0 0 22 AMERICAN TOWER CORP NEW COM 03027X100 2 8 SH SOLE NONE 0 0 8 AMERISOURCEBERGEN CORP COM 03073E105 2 13 SH SOLE NONE 0 0 13 AMERIPRISE FINL INC COM 03076C106 17 75 SH SOLE NONE 0 0 75 AMGEN INC COM 031162100 19 75 SH SOLE NONE 0 0 75 AMPHENOL CORP NEW CL A 032095101 7 100 SH SOLE NONE 0 0 100 ANALOG DEVICES INC COM 032654105 0 1 SH SOLE NONE 0 0 1 ANNALY CAPITAL MANAGEMENT IN COM 035710409 46 5320 SH SOLE NONE 0 0 5320 APPLE INC COM 037833100 3523 28838 SH SOLE NONE 0 0 28838 ARENA PHARMACEUTICALS INC COM NEW 040047607 16 225 SH SOLE NONE 0 0 225 ARROW ETF TR ARROW DJ GLB YLD 04273H104 38 2695 SH SOLE NONE 0 0 2695 AVANTOR INC COM 05352A100 3 89 SH SOLE NONE 0 0 89 AVERY DENNISON CORP COM 053611109 2 13 SH SOLE NONE 0 0 13 BHP GROUP PLC SPONSORED ADR 05545E209 12 200 SH SOLE NONE 0 0 200 BP PLC SPONSORED ADR 055622104 5 207 SH SOLE NONE 0 0 207 BRP INC COM SUN VTG 05577W200 1 13 SH SOLE NONE 0 0 13 BAIDU INC SPON ADR REP A 056752108 13 62 SH SOLE NONE 0 0 62 BANCO BRADESCO S A SP ADR PFD NEW 059460303 1 172 SH SOLE NONE 0 0 172 BANCO SANTANDER S.A. ADR 05964H105 2 521 SH SOLE NONE 0 0 521 BK OF AMERICA CORP COM 060505104 162 4189 SH SOLE NONE 0 0 4189 BARCLAYS BANK PLC IPSPGS TTL ETN 06738C794 88 6804 SH SOLE NONE 0 0 6804 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 116 456 SH SOLE NONE 0 0 456 BEST BUY INC COM 086516101 3 24 SH SOLE NONE 0 0 24 BEYOND MEAT INC COM 08862E109 3 22 SH SOLE NONE 0 0 22 BIOGEN INC COM 09062X103 13 46 SH SOLE NONE 0 0 46 BLACKBERRY LTD COM 09228F103 0 1 SH SOLE NONE 0 0 1 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 55 3850 SH SOLE NONE 0 0 3850 BLACKROCK LTD DURATION INC T COM SHS 09249W101 33 2000 SH SOLE NONE 0 0 2000 BLACKROCK CR ALLOCATION INCO COM 092508100 0 0 SH SOLE NONE 0 0 0 BLACKROCK MUNIHOLDINGS QUALI COM 09253N104 24 1500 SH SOLE NONE 0 0 1500 BLACKSTONE MTG TR INC COM CL A 09257W100 137 4435 SH SOLE NONE 0 0 4435 BLACKROCK MULTI-SECTOR INC T COM 09258A107 18 1000 SH SOLE NONE 0 0 1000 BLACKSTONE GROUP INC COM 09260D107 0 3 SH SOLE NONE 0 0 3 BLUCORA INC COM 095229100 1 33 SH SOLE NONE 0 0 33 BOEING CO COM 097023105 113 445 SH SOLE NONE 0 0 445 BOINGO WIRELESS INC COM 09739C102 145 10310 SH SOLE NONE 0 0 10310 BOOKING HOLDINGS INC COM 09857L108 128 55 SH SOLE NONE 0 0 55 BORGWARNER INC COM 099724106 3 63 SH SOLE NONE 0 0 63 BOSTON OMAHA CORP COM 101044105 3 100 SH SOLE NONE 0 0 100 BOSTON SCIENTIFIC CORP COM 101137107 1 29 SH SOLE NONE 0 0 29 BRISTOL-MYERS SQUIBB CO COM 110122108 19 299 SH SOLE NONE 0 0 299 CAE INC COM 124765108 1 30 SH SOLE NONE 0 0 30 CIGNA CORP NEW COM 125523100 4 17 SH SOLE NONE 0 0 17 CMS ENERGY CORP COM 125896100 2 34 SH SOLE NONE 0 0 34 CVS HEALTH CORP COM 126650100 414 5505 SH SOLE NONE 0 0 5505 CADENCE DESIGN SYSTEM INC COM 127387108 3 22 SH SOLE NONE 0 0 22 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 21 1395 SH SOLE NONE 0 0 1395 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 231 3850 SH SOLE NONE 0 0 3850 CANADIAN IMP BK COMM COM 136069101 2 25 SH SOLE NONE 0 0 25 CANADIAN NATL RY CO COM 136375102 1 12 SH SOLE NONE 0 0 12 CANON INC SPONSORED ADR 138006309 2 70 SH SOLE NONE 0 0 70 CANOPY GROWTH CORP COM 138035100 2 48 SH SOLE NONE 0 0 48 CARDINAL HEALTH INC COM 14149Y108 2 40 SH SOLE NONE 0 0 40 CARNIVAL CORP UNIT 99/99/9999 143658300 43 1602 SH SOLE NONE 0 0 1602 CARRIER GLOBAL CORPORATION COM 14448C104 3 75 SH SOLE NONE 0 0 75 CASI PHARMACEUTICALS INC COM 14757U109 0 1 SH SOLE NONE 0 0 1 CATERPILLAR INC COM 149123101 97 419 SH SOLE NONE 0 0 419 CBAK ENERGY TECHNOLOGY INC COM 14986C102 0 1 SH SOLE NONE 0 0 1 CHEVRON CORP NEW COM 166764100 31 294 SH SOLE NONE 0 0 294 CHEWY INC CL A 16679L109 14 165 SH SOLE NONE 0 0 165 CHURCHILL CAPITAL CORP IV CL A 171439102 40 1730 SH SOLE NONE 0 0 1730 CISCO SYS INC COM 17275R102 103 1996 SH SOLE NONE 0 0 1996 CITIGROUP INC COM NEW 172967424 65 900 SH SOLE NONE 0 0 900 CLEVELAND-CLIFFS INC NEW COM 185899101 16 800 SH SOLE NONE 0 0 800 COCA COLA CO COM 191216100 5 88 SH SOLE NONE 0 0 88 COCRYSTAL PHARMA INC COM 19188J300 1 818 SH SOLE NONE 0 0 818 COMCAST CORP NEW CL A 20030N101 3 62 SH SOLE NONE 0 0 62 COMPASS DIVERSIFIED SH BEN INT 20451Q104 14 625 SH SOLE NONE 0 0 625 CONFORMIS INC COM 20717E101 10 10000 SH SOLE NONE 0 0 10000 CONSOLIDATED EDISON INC COM 209115104 719 9611 SH SOLE NONE 0 0 9611 CONSTELLATION BRANDS INC CL A 21036P108 59 260 SH SOLE NONE 0 0 260 CORNERSTONE TOTAL RETURN FD COM 21924U300 63 4750 SH SOLE NONE 0 0 4750 CORNING INC COM 219350105 28 648 SH SOLE NONE 0 0 648 COSTCO WHSL CORP NEW COM 22160K105 5 15 SH SOLE NONE 0 0 15 CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 348 144370 SH SOLE NONE 0 0 144370 CRONOS GROUP INC COM 22717L101 28 3000 SH SOLE NONE 0 0 3000 CROWDSTRIKE HLDGS INC CL A 22788C105 21 115 SH SOLE NONE 0 0 115 DXC TECHNOLOGY CO COM 23355L106 3 86 SH SOLE NONE 0 0 86 DATADOG INC CL A COM 23804L103 1 13 SH SOLE NONE 0 0 13 DECKERS OUTDOOR CORP COM 243537107 2 5 SH SOLE NONE 0 0 5 DELTA AIR LINES INC DEL COM NEW 247361702 5 107 SH SOLE NONE 0 0 107 DIAGEO PLC SPON ADR NEW 25243Q205 2 13 SH SOLE NONE 0 0 13 DIAMONDBACK ENERGY INC COM 25278X109 1 17 SH SOLE NONE 0 0 17 DIEBOLD INC COM 253651103 7 500 SH SOLE NONE 0 0 500 DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 76 2000 SH SOLE NONE 0 0 2000 DIREXION SHS ETF TR DAILY FINL BEAR 25460E240 1 18 SH SOLE NONE 0 0 18 DIREXION SHS ETF TR DLY SEMICNDTR BR 25460G690 4 400 SH SOLE NONE 0 0 400 DIREXION SHS ETF TR WORK FROM HOME 25460G773 48 707 SH SOLE NONE 0 0 707 DISNEY WALT CO COM 254687106 1938 10503 SH SOLE NONE 0 0 10503 DOCUSIGN INC COM 256163106 35 175 SH SOLE NONE 0 0 175 DOLLAR GEN CORP NEW COM 256677105 2 8 SH SOLE NONE 0 0 8 DORCHESTER MINERALS LP COM UNIT 25820R105 9 670 SH SOLE NONE 0 0 670 DROPBOX INC CL A 26210C104 8 310 SH SOLE NONE 0 0 310 DUCKHORN PORTFOLIO INC COM 26414D106 1 60 SH SOLE NONE 0 0 60 DUFF & PHELPS UTLITY AND INF COM 26433C105 13 1000 SH SOLE NONE 0 0 1000 DUKE ENERGY CORP NEW COM NEW 26441C204 26 266 SH SOLE NONE 0 0 266 DUPONT DE NEMOURS INC COM 26614N102 2 23 SH SOLE NONE 0 0 23 DYNEX CAP INC COM 26817Q886 4 200 SH SOLE NONE 0 0 200 ETF SER SOLUTIONS AAM LW DUR PFD 26922A198 20 800 SH SOLE NONE 0 0 800 ETF SER SOLUTIONS US GLB JETS 26922A842 880 32704 SH SOLE NONE 0 0 32704 ETFIS SER TR I INFRAC ACT MLP 26923G772 7 300 SH SOLE NONE 0 0 300 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 2889 52626 SH SOLE NONE 0 0 52626 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 780 34050 SH SOLE NONE 0 0 34050 EATON VANCE TAX-MANAGED BUY- COM 27828Y108 12 750 SH SOLE NONE 0 0 750 EDITAS MEDICINE INC COM 28106W103 10 238 SH SOLE NONE 0 0 238 ELECTRONIC ARTS INC COM 285512109 5 40 SH SOLE NONE 0 0 40 ENTEGRIS INC COM 29362U104 3 25 SH SOLE NONE 0 0 25 ENVISTA HOLDINGS CORPORATION COM 29415F104 3 63 SH SOLE NONE 0 0 63 EVOFEM BIOSCIENCES INC COM 30048L104 0 11 SH SOLE NONE 0 0 11 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 27 430 SH SOLE NONE 0 0 430 EXELIXIS INC COM 30161Q104 0 2 SH SOLE NONE 0 0 2 EXPEDIA GROUP INC COM NEW 30212P303 31 183 SH SOLE NONE 0 0 183 EXXON MOBIL CORP COM 30231G102 65 1173 SH SOLE NONE 0 0 1173 FACEBOOK INC CL A 30303M102 785 2666 SH SOLE NONE 0 0 2666 FIDELITY COVINGTON TRUST MSCI CONSM DIS 316092204 91 1195 SH SOLE NONE 0 0 1195 FIDELITY COVINGTON TRUST CONSMR STAPLES 316092303 21 515 SH SOLE NONE 0 0 515 FIREEYE INC COM 31816Q101 1 60 SH SOLE NONE 0 0 60 FIRST TR INTER DUR PFD & IN COM 33718W103 3 135 SH SOLE NONE 0 0 135 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 620 2843 SH SOLE NONE 0 0 2843 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 16 150 SH SOLE NONE 0 0 150 FIRST TR EXCHANGE TRADED FD AUTO INDEX FD 33734X309 7 122 SH SOLE NONE 0 0 122 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 10 250 SH SOLE NONE 0 0 250 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF 33737K205 135 1847 SH SOLE NONE 0 0 1847 FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 33738R100 36 2225 SH SOLE NONE 0 0 2225 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 27 600 SH SOLE NONE 0 0 600 FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 38 700 SH SOLE NONE 0 0 700 FIRSTENERGY CORP COM 337932107 7 200 SH SOLE NONE 0 0 200 FISKER INC CL A COM STK 33813J106 0 12 SH SOLE NONE 0 0 12 FORD MTR CO DEL COM 345370860 39 3198 SH SOLE NONE 0 0 3198 FREEPORT-MCMORAN INC CL B 35671D857 7 200 SH SOLE NONE 0 0 200 GABELLI EQUITY TR INC COM 362397101 1 150 SH SOLE NONE 0 0 150 GABELLI DIVID & INCOME TR COM 36242H104 114 4743 SH SOLE NONE 0 0 4743 GABELLI GLOBAL SMALL & MID C COM 36249W104 5 353 SH SOLE NONE 0 0 353 GS ACQUISITION HLDGS CORP II COM CL A 36258Q105 14 1300 SH SOLE NONE 0 0 1300 GARTNER INC COM 366651107 2 10 SH SOLE NONE 0 0 10 GENERAL ELECTRIC CO COM 369604103 82 6262 SH SOLE NONE 0 0 6262 GENERAL MLS INC COM 370334104 15 250 SH SOLE NONE 0 0 250 GILEAD SCIENCES INC COM 375558103 32 500 SH SOLE NONE 0 0 500 GLADSTONE COMMERCIAL CORP COM 376536108 20 1000 SH SOLE NONE 0 0 1000 GLOBAL X FDS GLOBX SUPDV US 37950E291 997 51465 SH SOLE NONE 0 0 51465 GLOBAL X FDS GLBX SUPRINC ETF 37950E333 12 1020 SH SOLE NONE 0 0 1020 GLOBAL X FDS SOCIAL MED ETF 37950E416 2134 31995 SH SOLE NONE 0 0 31995 GLOBAL X FDS TELMDC&DIG ETF 37954Y285 360 18831 SH SOLE NONE 0 0 18831 GLOBAL X FDS VDEO GAM ESPRT 37954Y392 13 401 SH SOLE NONE 0 0 401 GLOBAL X FDS CLOUD COMPUTNG 37954Y442 68 2638 SH SOLE NONE 0 0 2638 GLOBAL X FDS E COMMERCE ETF 37954Y467 5 140 SH SOLE NONE 0 0 140 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 416 18422 SH SOLE NONE 0 0 18422 GLOBAL X FDS AUTONMOUS EV ETF 37954Y624 134 5060 SH SOLE NONE 0 0 5060 GLOBAL X FDS US PFD ETF 37954Y657 161 6330 SH SOLE NONE 0 0 6330 GLOBAL X FDS US INFR DEV ETF 37954Y673 67 2660 SH SOLE NONE 0 0 2660 GLOBAL X FDS FINTECH ETF 37954Y814 758 17186 SH SOLE NONE 0 0 17186 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 53 900 SH SOLE NONE 0 0 900 GOLDEN NUGGET ONLINE GAMIN COM CL A 38113L107 1 100 SH SOLE NONE 0 0 100 GOLDMAN SACHS GROUP INC COM 38141G104 27 84 SH SOLE NONE 0 0 84 GOLDMAN SACHS ETF TR ACCESS INVT GR 381430479 11 200 SH SOLE NONE 0 0 200 GOPRO INC CL A 38268T103 6 500 SH SOLE NONE 0 0 500 GROUPON INC COM NEW 399473206 39 779 SH SOLE NONE 0 0 779 HDFC BANK LTD SPONSORED ADS 40415F101 1 17 SH SOLE NONE 0 0 17 HSBC HLDGS PLC SPON ADR NEW 404280406 2 55 SH SOLE NONE 0 0 55 HANCOCK JOHN PFD INCOME FD I COM 41013X106 15 721 SH SOLE NONE 0 0 721 HANCOCK JOHN PFD INCOME FD I COM 41021P103 7 400 SH SOLE NONE 0 0 400 HARTFORD FINL SVCS GROUP INC COM 416515104 29 439 SH SOLE NONE 0 0 439 HASBRO INC COM 418056107 4 40 SH SOLE NONE 0 0 40 HAWAIIAN ELEC INDUSTRIES COM 419870100 8 189 SH SOLE NONE 0 0 189 HEALTHPEAK PROPERTIES INC COM 42250P103 3 85 SH SOLE NONE 0 0 85 HERCULES CAPITAL INC COM 427096508 51 3171 SH SOLE NONE 0 0 3171 HOME DEPOT INC COM 437076102 53 173 SH SOLE NONE 0 0 173 HONEYWELL INTL INC COM 438516106 7 31 SH SOLE NONE 0 0 31 HOST HOTELS & RESORTS INC COM 44107P104 35 2100 SH SOLE NONE 0 0 2100 INDIA FD INC COM 454089103 2 106 SH SOLE NONE 0 0 106 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 30 3264 SH SOLE NONE 0 0 3264 INNOVATIVE INDL PPTYS INC COM 45781V101 27 150 SH SOLE NONE 0 0 150 INTEL CORP COM 458140100 68 1064 SH SOLE NONE 0 0 1064 INTERCONTINENTAL EXCHANGE IN COM 45866F104 2 17 SH SOLE NONE 0 0 17 INTERNATIONAL BUSINESS MACHS COM 459200101 385 2886 SH SOLE NONE 0 0 2886 INVESCO ACTIVELY MANAGED ETF EMGRING MKTS50 46090C305 111 1965 SH SOLE NONE 0 0 1965 INVESCO QQQ TR UNIT SER 1 46090E103 56 175 SH SOLE NONE 0 0 175 INVESCO CURRENCYSHARES AUSTR AUSTRALIAN DOL 46090N103 11 145 SH SOLE NONE 0 0 145 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 23 464 SH SOLE NONE 0 0 464 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 1455 14069 SH SOLE NONE 0 0 14069 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 5065 18768 SH SOLE NONE 0 0 18768 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 1177 6627 SH SOLE NONE 0 0 6627 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 3271 12193 SH SOLE NONE 0 0 12193 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 4218 75567 SH SOLE NONE 0 0 75567 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 407 10097 SH SOLE NONE 0 0 10097 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 2155 13652 SH SOLE NONE 0 0 13652 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 2065 14643 SH SOLE NONE 0 0 14643 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 1473 6383 SH SOLE NONE 0 0 6383 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 197 9709 SH SOLE NONE 0 0 9709 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 473 32614 SH SOLE NONE 0 0 32614 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 481 25455 SH SOLE NONE 0 0 25455 INVESCO EXCHANGE TRADED FD T DYNMC LEISURE 46137V720 65 1419 SH SOLE NONE 0 0 1419 INVESCO EXCHANGE TRADED FD T DYNMC BLDG CON 46137V779 99 2015 SH SOLE NONE 0 0 2015 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 47 638 SH SOLE NONE 0 0 638 INVESCO EXCHANGE TRADED FD T ZACKS MULT AST 46137Y500 171 7345 SH SOLE NONE 0 0 7345 INVESCO EXCH TRADED FD TR II 1 30 LADER TRE 46138E107 107 3062 SH SOLE NONE 0 0 3062 INVESCO EXCH TRADED FD TR II S&P GBL WATER 46138E263 7 147 SH SOLE NONE 0 0 147 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 1140 19606 SH SOLE NONE 0 0 19606 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 83 5505 SH SOLE NONE 0 0 5505 INVESCO EXCH TRADED FD TR II KBW HIG DV YLD 46138E610 9 475 SH SOLE NONE 0 0 475 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 6 313 SH SOLE NONE 0 0 313 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 1169 43684 SH SOLE NONE 0 0 43684 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 6 200 SH SOLE NONE 0 0 200 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 16 137 SH SOLE NONE 0 0 137 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 155 1693 SH SOLE NONE 0 0 1693 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 3526 110084 SH SOLE NONE 0 0 110084 INVESCO EXCH TRD SLF IDX FD DEFENSIVE EQTY 46138J775 40 650 SH SOLE NONE 0 0 650 INVITATION HOMES INC COM 46187W107 9 280 SH SOLE NONE 0 0 280 IQVIA HLDGS INC COM 46266C105 2 12 SH SOLE NONE 0 0 12 IQIYI INC SPONSORED ADS 46267X108 0 10 SH SOLE NONE 0 0 10 IRON MTN INC NEW COM 46284V101 9 250 SH SOLE NONE 0 0 250 ISHARES GOLD TR ISHARES 464285105 294 18065 SH SOLE NONE 0 0 18065 ISHARES TR SELECT DIVID ETF 464287168 2038 17864 SH SOLE NONE 0 0 17864 ISHARES TR TIPS BD ETF 464287176 320 2549 SH SOLE NONE 0 0 2549 ISHARES TR CHINA LG-CAP ETF 464287184 1 25 SH SOLE NONE 0 0 25 ISHARES TR CORE S&P500 ETF 464287200 42 105 SH SOLE NONE 0 0 105 ISHARES TR CORE US AGGBD ET 464287226 1112 9769 SH SOLE NONE 0 0 9769 ISHARES TR MSCI EMG MKT ETF 464287234 13 250 SH SOLE NONE 0 0 250 ISHARES TR IBOXX INV CP ETF 464287242 1101 8465 SH SOLE NONE 0 0 8465 ISHARES TR GLOBAL TECH ETF 464287291 9 30 SH SOLE NONE 0 0 30 ISHARES TR S&P 500 GRWT ETF 464287309 404 6200 SH SOLE NONE 0 0 6200 ISHARES TR GLOBAL ENERG ETF 464287341 13 525 SH SOLE NONE 0 0 525 ISHARES TR S&P 500 VAL ETF 464287408 25 175 SH SOLE NONE 0 0 175 ISHARES TR 20 YR TR BD ETF 464287432 913 6742 SH SOLE NONE 0 0 6742 ISHARES TR BARCLAYS 7 10 YR 464287440 217 1919 SH SOLE NONE 0 0 1919 ISHARES TR 1 3 YR TREAS BD 464287457 290 3366 SH SOLE NONE 0 0 3366 ISHARES TR RUS MDCP VAL ETF 464287473 24 221 SH SOLE NONE 0 0 221 ISHARES TR RUS MD CP GR ETF 464287481 10 100 SH SOLE NONE 0 0 100 ISHARES TR PHLX SEMICND ETF 464287523 397 936 SH SOLE NONE 0 0 936 ISHARES TR NASDAQ BIOTECH 464287556 736 4891 SH SOLE NONE 0 0 4891 ISHARES TR GLOBAL 100 ETF 464287572 9 142 SH SOLE NONE 0 0 142 ISHARES TR RUS 1000 VAL ETF 464287598 30 200 SH SOLE NONE 0 0 200 ISHARES TR S&P MC 400GR ETF 464287606 11 136 SH SOLE NONE 0 0 136 ISHARES TR RUS 1000 GRW ETF 464287614 61 250 SH SOLE NONE 0 0 250 ISHARES TR RUSSELL 2000 ETF 464287655 27 124 SH SOLE NONE 0 0 124 ISHARES TR CORE S&P US VLU 464287663 27 390 SH SOLE NONE 0 0 390 ISHARES TR RUSSELL 3000 ETF 464287689 37 155 SH SOLE NONE 0 0 155 ISHARES TR S&P MC 400VL ETF 464287705 8 78 SH SOLE NONE 0 0 78 ISHARES TR US HLTHCARE ETF 464287762 44 175 SH SOLE NONE 0 0 175 ISHARES TR U.S. FINLS ETF 464287788 43 570 SH SOLE NONE 0 0 570 ISHARES TR CORE S&P SCP ETF 464287804 9 87 SH SOLE NONE 0 0 87 ISHARES TR EUROPE ETF 464287861 12 235 SH SOLE NONE 0 0 235 ISHARES TR SP SMCP600VL ETF 464287879 203 2014 SH SOLE NONE 0 0 2014 ISHARES TR S&P SML 600 GWT 464287887 3 24 SH SOLE NONE 0 0 24 ISHARES TR AGENCY BOND ETF 464288166 9 80 SH SOLE NONE 0 0 80 ISHARES TR GL CLEAN ENE ETF 464288224 293 12046 SH SOLE NONE 0 0 12046 ISHARES TR JPMORGAN USD EMG 464288281 106 972 SH SOLE NONE 0 0 972 ISHARES TR NEW YORK MUN ETF 464288323 173 3006 SH SOLE NONE 0 0 3006 ISHARES TR CALIF MUN BD ETF 464288356 25 400 SH SOLE NONE 0 0 400 ISHARES TR MRGSTR MD CP VAL 464288406 157 850 SH SOLE NONE 0 0 850 ISHARES TR NATIONAL MUN ETF 464288414 42 360 SH SOLE NONE 0 0 360 ISHARES TR IBOXX HI YD ETF 464288513 283 3244 SH SOLE NONE 0 0 3244 ISHARES TR MSCI KLD400 SOC 464288570 2 30 SH SOLE NONE 0 0 30 ISHARES TR MBS ETF 464288588 9 85 SH SOLE NONE 0 0 85 ISHARES TR INTRM GOV CR ETF 464288612 18 160 SH SOLE NONE 0 0 160 ISHARES TR ISHS 5-10YR INVT 464288638 9 155 SH SOLE NONE 0 0 155 ISHARES TR ISHS 1-5YR INVS 464288646 58 1065 SH SOLE NONE 0 0 1065 ISHARES TR 3 7 YR TREAS BD 464288661 14 110 SH SOLE NONE 0 0 110 ISHARES TR PFD AND INCM SEC 464288687 2868 74681 SH SOLE NONE 0 0 74681 ISHARES TR US HOME CONS ETF 464288752 118 1740 SH SOLE NONE 0 0 1740 ISHARES TR US AER DEF ETF 464288760 1202 11542 SH SOLE NONE 0 0 11542 ISHARES TR U.S. MED DVC ETF 464288810 1865 5646 SH SOLE NONE 0 0 5646 ISHARES TR US HLTHCR PR ETF 464288828 260 1033 SH SOLE NONE 0 0 1033 ISHARES TR U.S. PHARMA ETF 464288836 120 675 SH SOLE NONE 0 0 675 ISHARES TR MICRO-CAP ETF 464288869 274 1865 SH SOLE NONE 0 0 1865 ISHARES TR MSCI EURO FL ETF 464289180 4 200 SH SOLE NONE 0 0 200 ISHARES TR AGGRES ALLOC ETF 464289859 0 4 SH SOLE NONE 0 0 4 ISHARES SILVER TR ISHARES 46428Q109 122 5385 SH SOLE NONE 0 0 5385 ISHARES TR A RATE CP BD ETF 46429B291 14 245 SH SOLE NONE 0 0 245 ISHARES TR FLTG RATE NT ETF 46429B655 62 1225 SH SOLE NONE 0 0 1225 ISHARES TR CORE HIGH DV ETF 46429B663 31 328 SH SOLE NONE 0 0 328 ISHARES U S ETF TR HEALTHCARE 46431W689 7 180 SH SOLE NONE 0 0 180 ISHARES TR MSCI USA MMENTM 46432F396 584 3632 SH SOLE NONE 0 0 3632 ISHARES TR 0-5YR INVT GR CP 46434V100 24 470 SH SOLE NONE 0 0 470 ISHARES TR BLACKROCK ULTRA 46434V878 25 500 SH SOLE NONE 0 0 500 ISHARES TR MORTGE REL ETF 46435G342 516 14635 SH SOLE NONE 0 0 14635 ISHARES TR ESG AWR MSCI USA 46435G425 2 25 SH SOLE NONE 0 0 25 ISHARES TR US INFRASTRUC 46435U713 7 210 SH SOLE NONE 0 0 210 JPMORGAN CHASE & CO COM 46625H100 188 1231 SH SOLE NONE 0 0 1231 JD.COM INC SPON ADR CL A 47215P106 5 54 SH SOLE NONE 0 0 54 JETBLUE AWYS CORP COM 477143101 10 503 SH SOLE NONE 0 0 503 JOHNSON & JOHNSON COM 478160104 39 234 SH SOLE NONE 0 0 234 KKR INCOME OPPORTUNITIES FD COM 48249T106 1744 110270 SH SOLE NONE 0 0 110270 KELLOGG CO COM 487836108 6 92 SH SOLE NONE 0 0 92 KIMBERLY-CLARK CORP COM 494368103 3 18 SH SOLE NONE 0 0 18 KINDER MORGAN INC DEL COM 49456B101 27 1609 SH SOLE NONE 0 0 1609 KITE RLTY GROUP TR COM NEW 49803T300 17 880 SH SOLE NONE 0 0 880 KOHLS CORP COM 500255104 29 489 SH SOLE NONE 0 0 489 KOPIN CORP COM 500600101 0 1 SH SOLE NONE 0 0 1 LPL FINL HLDGS INC COM 50212V100 3 18 SH SOLE NONE 0 0 18 LAS VEGAS SANDS CORP COM 517834107 5 88 SH SOLE NONE 0 0 88 LEGG MASON ETF INVT TR L VOL H DIV ETF 52468L406 6 170 SH SOLE NONE 0 0 170 LENSAR INC COM 52634L108 0 7 SH SOLE NONE 0 0 7 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 3 331 SH SOLE NONE 0 0 331 LIMELIGHT NETWORKS INC COM 53261M104 2 425 SH SOLE NONE 0 0 425 LISTED FD TR ROUNDHILL SPORTS 53656F789 440 14284 SH SOLE NONE 0 0 14284 LIVE NATION ENTERTAINMENT IN COM 538034109 83 984 SH SOLE NONE 0 0 984 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 4 1811 SH SOLE NONE 0 0 1811 LOWES COS INC COM 548661107 26 136 SH SOLE NONE 0 0 136 MGM RESORTS INTERNATIONAL COM 552953101 8 200 SH SOLE NONE 0 0 200 MADISON SQUARE GRDN SPRT COR CL A 55825T103 2 10 SH SOLE NONE 0 0 10 MAGNITE INC COM 55955D100 10 230 SH SOLE NONE 0 0 230 MAIN STR CAP CORP COM 56035L104 184 4710 SH SOLE NONE 0 0 4710 MANNKIND CORP COM NEW 56400P706 1 130 SH SOLE NONE 0 0 130 MARRIOTT INTL INC NEW CL A 571903202 96 650 SH SOLE NONE 0 0 650 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 2 738 SH SOLE NONE 0 0 738 MASTERCARD INCORPORATED CL A 57636Q104 74 207 SH SOLE NONE 0 0 207 MATTEL INC COM 577081102 5 230 SH SOLE NONE 0 0 230 MCDONALDS CORP COM 580135101 15 67 SH SOLE NONE 0 0 67 MERCK & CO. INC COM 58933Y105 27 351 SH SOLE NONE 0 0 351 METLIFE INC COM 59156R108 4 60 SH SOLE NONE 0 0 60 MICROSOFT CORP COM 594918104 270 1146 SH SOLE NONE 0 0 1146 MICROCHIP TECHNOLOGY INC. COM 595017104 2 16 SH SOLE NONE 0 0 16 MICRON TECHNOLOGY INC COM 595112103 1 11 SH SOLE NONE 0 0 11 MODERNA INC COM 60770K107 125 952 SH SOLE NONE 0 0 952 MONDELEZ INTL INC CL A 609207105 5 92 SH SOLE NONE 0 0 92 MORGAN STANLEY COM NEW 617446448 25 318 SH SOLE NONE 0 0 318 MOTOROLA SOLUTIONS INC COM NEW 620076307 2 10 SH SOLE NONE 0 0 10 NBT BANCORP INC COM 628778102 140 3500 SH SOLE NONE 0 0 3500 NIO INC SPON ADS 62914V106 85 2179 SH SOLE NONE 0 0 2179 NRG ENERGY INC COM NEW 629377508 2 40 SH SOLE NONE 0 0 40 NATIONAL VISION HLDGS INC COM 63845R107 31 700 SH SOLE NONE 0 0 700 NETFLIX INC COM 64110L106 101 194 SH SOLE NONE 0 0 194 NEW YORK MTG TR INC COM PAR $.02 649604501 0 5 SH SOLE NONE 0 0 5 NEXTERA ENERGY INC COM 65339F101 2 27 SH SOLE NONE 0 0 27 NIKE INC CL B 654106103 23 174 SH SOLE NONE 0 0 174 NORFOLK SOUTHN CORP COM 655844108 7 25 SH SOLE NONE 0 0 25 NORTHERN GENESIS ACQUISITION COMMON STOCK 66516T104 0 1 SH SOLE NONE 0 0 1 NORTHROP GRUMMAN CORP COM 666807102 5 15 SH SOLE NONE 0 0 15 NOVAVAX INC COM NEW 670002401 10 56 SH SOLE NONE 0 0 56 NOVO-NORDISK A S ADR 670100205 21 310 SH SOLE NONE 0 0 310 NUVEEN SELECT TAX-FREE INCOM SH BEN INT 67062F100 0 2 SH SOLE NONE 0 0 2 NVIDIA CORPORATION COM 67066G104 165 309 SH SOLE NONE 0 0 309 NUVEEN PFD & INCM SECURTIES COM 67072C105 15 1500 SH SOLE NONE 0 0 1500 OAKTREE SPECIALTY LENDING CO COM 67401P108 3 525 SH SOLE NONE 0 0 525 OCUGEN INC COM 67577C105 7 1024 SH SOLE NONE 0 0 1024 ODYSSEY MARINE EXPL INC COM NEW 676118201 1 101 SH SOLE NONE 0 0 101 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 16 578 SH SOLE NONE 0 0 578 OMNICOM GROUP INC COM 681919106 7 97 SH SOLE NONE 0 0 97 ORACLE CORP COM 68389X105 112 1595 SH SOLE NONE 0 0 1595 OUTFRONT MEDIA INC COM 69007J106 9 400 SH SOLE NONE 0 0 400 PCSB FINL CORP COM 69324R104 0 8 SH SOLE NONE 0 0 8 PTC INC COM 69370C100 2 11 SH SOLE NONE 0 0 11 PALANTIR TECHNOLOGIES INC CL A 69608A108 10 433 SH SOLE NONE 0 0 433 PALO ALTO NETWORKS INC COM 697435105 1 3 SH SOLE NONE 0 0 3 PAYPAL HLDGS INC COM 70450Y103 1197 4930 SH SOLE NONE 0 0 4930 PELOTON INTERACTIVE INC CL A COM 70614W100 2 20 SH SOLE NONE 0 0 20 PENN NATL GAMING INC COM 707569109 84 802 SH SOLE NONE 0 0 802 PEPSICO INC COM 713448108 0 1 SH SOLE NONE 0 0 1 PETMED EXPRESS INC COM 716382106 1 40 SH SOLE NONE 0 0 40 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 0 1 SH SOLE NONE 0 0 1 PFIZER INC COM 717081103 44 1216 SH SOLE NONE 0 0 1216 PHILIP MORRIS INTL INC COM 718172109 18 200 SH SOLE NONE 0 0 200 PIMCO CORPORATE & INCOME OPP COM 72201B101 6 320 SH SOLE NONE 0 0 320 PINTEREST INC CL A 72352L106 30 400 SH SOLE NONE 0 0 400 PIONEER NAT RES CO COM 723787107 2 14 SH SOLE NONE 0 0 14 PROCTER AND GAMBLE CO COM 742718109 15 114 SH SOLE NONE 0 0 114 PROCURE ETF TRUST II SPACE ETF 74280R205 26 915 SH SOLE NONE 0 0 915 PROSHARES TR ULTRAPRO SHORT S 74347B110 9 400 SH SOLE NONE 0 0 400 PROSHARES TR ONLINE RTL ETF 74347B169 687 8758 SH SOLE NONE 0 0 8758 PROSHARES TR SHORT S&P 500 NE 74347B425 181 10775 SH SOLE NONE 0 0 10775 PROSHARES TR ULTSHT RUSS2000 74347G689 434 29375 SH SOLE NONE 0 0 29375 PROSHARES TR ULTRAPRO SHT QQQ 74347G861 0 5 SH SOLE NONE 0 0 5 PROSHARES TR II ULTRA VIX SHORT 74347W148 2 400 SH SOLE NONE 0 0 400 PROSHARES TR PET CARE ETF 74348A145 709 9795 SH SOLE NONE 0 0 9795 PROSHARES TR S&P 500 DV ARIST 74348A467 2652 30748 SH SOLE NONE 0 0 30748 PRUDENTIAL FINL INC COM 744320102 57 623 SH SOLE NONE 0 0 623 PRUDENTIAL PLC ADR 74435K204 2 37 SH SOLE NONE 0 0 37 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 18 300 SH SOLE NONE 0 0 300 PUTNAM MANAGED MUN INCOME TR COM 746823103 1257 154177 SH SOLE NONE 0 0 154177 QORVO INC COM 74736K101 5 28 SH SOLE NONE 0 0 28 QUALCOMM INC COM 747525103 24 180 SH SOLE NONE 0 0 180 QUEST DIAGNOSTICS INC COM 74834L100 17 130 SH SOLE NONE 0 0 130 QURATE RETAIL INC COM SER A 74915M100 24 2000 SH SOLE NONE 0 0 2000 RMR GROUP INC CL A 74967R106 0 1 SH SOLE NONE 0 0 1 RAYTHEON TECHNOLOGIES CORP COM 75513E101 21 267 SH SOLE NONE 0 0 267 REAVES UTIL INCOME FD COM SH BEN INT 756158101 80 2377 SH SOLE NONE 0 0 2377 REDWOOD TR INC COM 758075402 0 4 SH SOLE NONE 0 0 4 REGENERON PHARMACEUTICALS COM 75886F107 29 61 SH SOLE NONE 0 0 61 RELX PLC SPONSORED ADR 759530108 2 60 SH SOLE NONE 0 0 60 RENAISSANCE CAP GREENWICH FD IPO ETF 759937204 105 1685 SH SOLE NONE 0 0 1685 RESIDEO TECHNOLOGIES INC COM 76118Y104 0 4 SH SOLE NONE 0 0 4 REXNORD CORP COM 76169B102 3 55 SH SOLE NONE 0 0 55 RIGEL PHARMACEUTICALS INC COM NEW 766559603 1 149 SH SOLE NONE 0 0 149 RIO TINTO PLC SPONSORED ADR 767204100 1 12 SH SOLE NONE 0 0 12 RMR MORTGAGE TR COM 76970B101 80 6627 SH SOLE NONE 0 0 6627 ROCKWELL AUTOMATION INC COM 773903109 1 5 SH SOLE NONE 0 0 5 S&P GLOBAL INC COM 78409V104 2 5 SH SOLE NONE 0 0 5 SPDR S&P 500 ETF TR TR UNIT 78462F103 1809 4565 SH SOLE NONE 0 0 4565 SPDR GOLD TR GOLD SHS 78463V107 739 4619 SH SOLE NONE 0 0 4619 SPDR SER TR WELLS FG PFD ETF 78464A292 18 421 SH SOLE NONE 0 0 421 SPDR SER TR PORTFOLIO LN COR 78464A367 781 25871 SH SOLE NONE 0 0 25871 SPDR SER TR PORTFOLIO SHORT 78464A474 5 160 SH SOLE NONE 0 0 160 SPDR SER TR S&P TRANSN ETF 78464A532 308 3521 SH SOLE NONE 0 0 3521 SPDR SER TR HLTH CR EQUIP 78464A581 203 1697 SH SOLE NONE 0 0 1697 SPDR SER TR AEROSPACE DEF 78464A631 626 4988 SH SOLE NONE 0 0 4988 SPDR SER TR PORTFOLIO LN TSR 78464A664 34 880 SH SOLE NONE 0 0 880 SPDR SER TR S&P REGL BKG 78464A698 2054 30963 SH SOLE NONE 0 0 30963 SPDR SER TR GLB DOW ETF 78464A706 161 1527 SH SOLE NONE 0 0 1527 SPDR SER TR S&P RETAIL ETF 78464A714 8 95 SH SOLE NONE 0 0 95 SPDR SER TR S&P DIVID ETF 78464A763 42 360 SH SOLE NONE 0 0 360 SPDR SER TR S&P BK ETF 78464A797 18 350 SH SOLE NONE 0 0 350 SPDR SER TR S&P 400 MDCP VAL 78464A839 14 220 SH SOLE NONE 0 0 220 SPDR SER TR S&P SEMICNDCTR 78464A862 37 200 SH SOLE NONE 0 0 200 SPDR SER TR S&P BIOTECH 78464A870 156 1149 SH SOLE NONE 0 0 1149 SPDR SER TR S&P HOMEBUILD 78464A888 33 467 SH SOLE NONE 0 0 467 SSGA ACTIVE ETF TR INCOM ALLO ETF 78467V202 305 8825 SH SOLE NONE 0 0 8825 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 7 22 SH SOLE NONE 0 0 22 SPDR SER TR BLOOMBERG SRT TR 78468R408 72 2628 SH SOLE NONE 0 0 2628 SPDR SER TR OILGAS EQUIP 78468R549 90 1696 SH SOLE NONE 0 0 1696 SPDR SER TR BLOOMBERG BRCLYS 78468R622 100 923 SH SOLE NONE 0 0 923 SPDR SER TR NUVEEN BLMBRG SR 78468R739 15 300 SH SOLE NONE 0 0 300 SPDR SER TR SSGA US SMAL ETF 78468R887 14 125 SH SOLE NONE 0 0 125 SALESFORCE COM INC COM 79466L302 3 13 SH SOLE NONE 0 0 13 SCHWAB CHARLES CORP COM 808513105 34 519 SH SOLE NONE 0 0 519 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1885 19494 SH SOLE NONE 0 0 19494 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1239 12903 SH SOLE NONE 0 0 12903 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3778 29114 SH SOLE NONE 0 0 29114 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 608 9312 SH SOLE NONE 0 0 9312 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2572 34550 SH SOLE NONE 0 0 34550 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2911 29207 SH SOLE NONE 0 0 29207 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1130 35556 SH SOLE NONE 0 0 35556 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 37 725 SH SOLE NONE 0 0 725 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 13 260 SH SOLE NONE 0 0 260 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 956 13114 SH SOLE NONE 0 0 13114 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 334 8880 SH SOLE NONE 0 0 8880 SCHWAB STRATEGIC TR US REIT ETF 808524847 18 435 SH SOLE NONE 0 0 435 SCHWAB STRATEGIC TR US TIPS ETF 808524870 4290 70141 SH SOLE NONE 0 0 70141 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 242 3076 SH SOLE NONE 0 0 3076 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 563 4826 SH SOLE NONE 0 0 4826 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 249 3639 SH SOLE NONE 0 0 3639 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 883 5254 SH SOLE NONE 0 0 5254 SELECT SECTOR SPDR TR ENERGY 81369Y506 46 945 SH SOLE NONE 0 0 945 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1567 46009 SH SOLE NONE 0 0 46009 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 415 4213 SH SOLE NONE 0 0 4213 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3765 28345 SH SOLE NONE 0 0 28345 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 95 2418 SH SOLE NONE 0 0 2418 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 522 8145 SH SOLE NONE 0 0 8145 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 13 1000 SH SOLE NONE 0 0 1000 SHOPIFY INC CL A 82509L107 7 6 SH SOLE NONE 0 0 6 SIMON PPTY GROUP INC NEW COM 828806109 20 175 SH SOLE NONE 0 0 175 SIRIUS XM HOLDINGS INC COM 82968B103 14 2240 SH SOLE NONE 0 0 2240 SLACK TECHNOLOGIES INC COM CL A 83088V102 53 1310 SH SOLE NONE 0 0 1310 SNAP INC CL A 83304A106 32 614 SH SOLE NONE 0 0 614 SNOWFLAKE INC CL A 833445109 73083 318750 SH SOLE NONE 0 0 318750 SONNET BIOTHERAPEUTC HLDNG I COM 83548R105 0 147 SH SOLE NONE 0 0 147 SONOS INC COM 83570H108 7 200 SH SOLE NONE 0 0 200 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 33 685 SH SOLE NONE 0 0 685 SPINNAKER ETF SERIES CANNABIS ETF 84858T400 33 1700 SH SOLE NONE 0 0 1700 SQUARE INC CL A 852234103 9 39 SH SOLE NONE 0 0 39 STAG INDL INC COM 85254J102 2 58 SH SOLE NONE 0 0 58 STANLEY BLACK & DECKER INC COM 854502101 5 25 SH SOLE NONE 0 0 25 STARBUCKS CORP COM 855244109 12 110 SH SOLE NONE 0 0 110 STMICROELECTRONICS N V NY REGISTRY 861012102 15 400 SH SOLE NONE 0 0 400 STORE CAP CORP COM 862121100 2 50 SH SOLE NONE 0 0 50 STRYKER CORPORATION COM 863667101 2 10 SH SOLE NONE 0 0 10 SUMMIT WIRELESS TECH INC COM NEW 86633R203 0 1 SH SOLE NONE 0 0 1 SUNDIAL GROWERS INC COM 86730L109 2 1450 SH SOLE NONE 0 0 1450 T-MOBILE US INC COM 872590104 3 24 SH SOLE NONE 0 0 24 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2 18 SH SOLE NONE 0 0 18 TARGET CORP COM 87612E106 0 2 SH SOLE NONE 0 0 2 TELADOC HEALTH INC COM 87918A105 12 64 SH SOLE NONE 0 0 64 TESLA INC COM 88160R101 4796 7181 SH SOLE NONE 0 0 7181 TEXAS INSTRS INC COM 882508104 2 9 SH SOLE NONE 0 0 9 THERMO FISHER SCIENTIFIC INC COM 883556102 3 6 SH SOLE NONE 0 0 6 TILRAY INC COM CL 2 88688T100 9 400 SH SOLE NONE 0 0 400 TITAN PHARMACEUTICALS INC DE COM NEW 888314606 0 2 SH SOLE NONE 0 0 2 TORONTO DOMINION BK ONT COM NEW 891160509 1 19 SH SOLE NONE 0 0 19 TRIPADVISOR INC COM 896945201 102 1900 SH SOLE NONE 0 0 1900 TRUIST FINL CORP COM 89832Q109 2 41 SH SOLE NONE 0 0 41 TWITTER INC COM 90184L102 8 125 SH SOLE NONE 0 0 125 UBER TECHNOLOGIES INC COM 90353T100 512 9392 SH SOLE NONE 0 0 9392 UNDER ARMOUR INC CL A 904311107 5 211 SH SOLE NONE 0 0 211 UNDER ARMOUR INC CL C 904311206 0 11 SH SOLE NONE 0 0 11 UNILEVER PLC SPON ADR NEW 904767704 2 35 SH SOLE NONE 0 0 35 UNION PAC CORP COM 907818108 4 20 SH SOLE NONE 0 0 20 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 0 1 SH SOLE NONE 0 0 1 UNITED PARCEL SERVICE INC CL B 911312106 144 850 SH SOLE NONE 0 0 850 UNITED STS OIL FD LP UNITS 91232N207 1 25 SH SOLE NONE 0 0 25 UNITEDHEALTH GROUP INC COM 91324P102 3 7 SH SOLE NONE 0 0 7 UNITI GROUP INC COM 91325V108 1 89 SH SOLE NONE 0 0 89 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 16 500 SH SOLE NONE 0 0 500 VANECK VECTORS ETF TR VIDEO GAMING 92189F114 196 2865 SH SOLE NONE 0 0 2865 VANECK VECTORS ETF TR ENVIRONMENTAL SV 92189F304 8 60 SH SOLE NONE 0 0 60 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 674 28524 SH SOLE NONE 0 0 28524 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 2357 113239 SH SOLE NONE 0 0 113239 VANECK VECTORS ETF TR LOW CARBN ENERGY 92189F502 33 210 SH SOLE NONE 0 0 210 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 3729 15310 SH SOLE NONE 0 0 15310 VANECK VECTORS ETF TR VIETNAM ETF 92189F817 346 19100 SH SOLE NONE 0 0 19100 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 36 1165 SH SOLE NONE 0 0 1165 VANECK VECTORS ETF TR SOCIAL SENTIMENT 92189H839 1 41 SH SOLE NONE 0 0 41 VANECK VECTORS ETF TR ENERGY INCOME 92189H870 7 133 SH SOLE NONE 0 0 133 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 429 2915 SH SOLE NONE 0 0 2915 VANGUARD WORLD FD EXTENDED DUR 921910709 299 2383 SH SOLE NONE 0 0 2383 VANGUARD WORLD FD ESG INTL STK ETF 921910725 390 6360 SH SOLE NONE 0 0 6360 VANGUARD WORLD FD MEGA GRWTH IND 921910816 11 55 SH SOLE NONE 0 0 55 VANGUARD WORLD FD MEGA CAP INDEX 921910873 109 780 SH SOLE NONE 0 0 780 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 86 875 SH SOLE NONE 0 0 875 VANGUARD BD INDEX FDS INTERMED TERM 921937819 781 8797 SH SOLE NONE 0 0 8797 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 53 639 SH SOLE NONE 0 0 639 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 7 80 SH SOLE NONE 0 0 80 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 5 97 SH SOLE NONE 0 0 97 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 15 145 SH SOLE NONE 0 0 145 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 15 300 SH SOLE NONE 0 0 300 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1 10 SH SOLE NONE 0 0 10 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 13 250 SH SOLE NONE 0 0 250 VANGUARD WORLD FDS ENERGY ETF 92204A306 22 320 SH SOLE NONE 0 0 320 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 230 2725 SH SOLE NONE 0 0 2725 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1418 6200 SH SOLE NONE 0 0 6200 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 23 120 SH SOLE NONE 0 0 120 VANGUARD WORLD FDS INF TECH ETF 92204A702 18 50 SH SOLE NONE 0 0 50 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 17 130 SH SOLE NONE 0 0 130 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 20 323 SH SOLE NONE 0 0 323 VANGUARD SCOTTSDALE FDS TOTAL CORP BND 92206C573 623 6965 SH SOLE NONE 0 0 6965 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 27 500 SH SOLE NONE 0 0 500 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 12 125 SH SOLE NONE 0 0 125 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 8 150 SH SOLE NONE 0 0 150 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 159 437 SH SOLE NONE 0 0 437 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 656 4865 SH SOLE NONE 0 0 4865 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2450 11415 SH SOLE NONE 0 0 11415 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 118 1281 SH SOLE NONE 0 0 1281 VANGUARD INDEX FDS SM CP VAL ETF 922908611 7 40 SH SOLE NONE 0 0 40 VANGUARD INDEX FDS MID CAP ETF 922908629 68 305 SH SOLE NONE 0 0 305 VANGUARD INDEX FDS LARGE CAP ETF 922908637 71 384 SH SOLE NONE 0 0 384 VANGUARD INDEX FDS GROWTH ETF 922908736 200 780 SH SOLE NONE 0 0 780 VANGUARD INDEX FDS VALUE ETF 922908744 67 510 SH SOLE NONE 0 0 510 VANGUARD INDEX FDS SMALL CP ETF 922908751 1412 6594 SH SOLE NONE 0 0 6594 VERIZON COMMUNICATIONS INC COM 92343V104 518 8904 SH SOLE NONE 0 0 8904 VERTIV HOLDINGS CO COM CL A 92537N108 3 131 SH SOLE NONE 0 0 131 VIATRIS INC COM 92556V106 2 155 SH SOLE NONE 0 0 155 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 28 900 SH SOLE NONE 0 0 900 VISA INC COM CL A 92826C839 77 363 SH SOLE NONE 0 0 363 VIRTUS ALLIANZGI CONVERTIBLE COM 92838X102 391 69090 SH SOLE NONE 0 0 69090 WP CAREY INC COM 92936U109 7 100 SH SOLE NONE 0 0 100 WABTEC COM 929740108 1 8 SH SOLE NONE 0 0 8 WALMART INC COM 931142103 53 388 SH SOLE NONE 0 0 388 WARNER MUSIC GROUP CORP COM CL A 934550203 1 18 SH SOLE NONE 0 0 18 WASTE MGMT INC DEL COM 94106L109 4 31 SH SOLE NONE 0 0 31 WELLS FARGO CO NEW COM 949746101 6 163 SH SOLE NONE 0 0 163 WESTERN ASSET GLOBAL HIGH IN COM 95766B109 119 11308 SH SOLE NONE 0 0 11308 WESTERN ASSET MUN PARTNERS F COM 95766P108 2 100 SH SOLE NONE 0 0 100 WHEATON PRECIOUS METALS CORP COM 962879102 2 65 SH SOLE NONE 0 0 65 WISDOMTREE TR US TOTAL DIVIDND 97717W109 31 275 SH SOLE NONE 0 0 275 WISDOMTREE TR US MIDCAP DIVID 97717W505 182 4496 SH SOLE NONE 0 0 4496 WISDOMTREE TR US MIDCAP FUND 97717W570 8 150 SH SOLE NONE 0 0 150 WISDOMTREE TR US SMALLCAP DIVD 97717W604 238 7635 SH SOLE NONE 0 0 7635 WISDOMTREE TR INTL MIDCAP DV 97717W778 128 1913 SH SOLE NONE 0 0 1913 WISDOMTREE TR ITL HIGH DIV FD 97717W802 124 3160 SH SOLE NONE 0 0 3160 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 2087 43341 SH SOLE NONE 0 0 43341 WRAP TECHNOLOGIES INC COM 98212N107 0 85 SH SOLE NONE 0 0 85 WYNN RESORTS LTD COM 983134107 67 536 SH SOLE NONE 0 0 536 XILINX INC COM 983919101 0 1 SH SOLE NONE 0 0 1 ZOETIS INC CL A 98978V103 2 12 SH SOLE NONE 0 0 12 ZYNGA INC CL A 98986T108 28 2700 SH SOLE NONE 0 0 2700 AMBARELLA INC SHS G037AX101 0 1 SH SOLE NONE 0 0 1 AON PLC SHS CL A G0403H108 2 10 SH SOLE NONE 0 0 10 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2 8 SH SOLE NONE 0 0 8 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 2 110 SH SOLE NONE 0 0 110 MEDTRONIC PLC SHS G5960L103 0 4 SH SOLE NONE 0 0 4 NABRIVA THERAPEUTICS PLC SHS G63637113 0 18 SH SOLE NONE 0 0 18 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 3 110 SH SOLE NONE 0 0 110 SENSATA TECHNOLOGIES HLDG PL SHS G8060N102 0 1 SH SOLE NONE 0 0 1 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8252P105 17 1000 SH SOLE NONE 0 0 1000 SPI ENERGY CO LTD SHS NEW G8651P110 0 1 SH SOLE NONE 0 0 1 NXP SEMICONDUCTORS N V COM N6596X109 2 8 SH SOLE NONE 0 0 8 YANDEX N V SHS CLASS A N97284108 11 170 SH SOLE NONE 0 0 170 NAKED BRAND GROUP LIMITED SHS NEW Q6519T117 1 1000 SH SOLE NONE 0 0 1000 ROYAL CARIBBEAN GROUP COM V7780T103 35 409 SH SOLE NONE 0 0 409