0001606587-20-001082.txt : 20201020 0001606587-20-001082.hdr.sgml : 20201020 20201020133021 ACCESSION NUMBER: 0001606587-20-001082 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201020 DATE AS OF CHANGE: 20201020 EFFECTIVENESS DATE: 20201020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Joseph P. Lucia & Associates, LLC CENTRAL INDEX KEY: 0001775391 IRS NUMBER: 262909413 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19484 FILM NUMBER: 201247902 BUSINESS ADDRESS: STREET 1: 3505 HILL BLVD. STREET 2: SUITE J CITY: YORKTOWN HEIGHTS STATE: NY ZIP: 10598 BUSINESS PHONE: 9143526600 MAIL ADDRESS: STREET 1: 3505 HILL BLVD. STREET 2: SUITE J CITY: YORKTOWN HEIGHTS STATE: NY ZIP: 10598 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001775391 XXXXXXXX 09-30-2020 09-30-2020 false Joseph P. Lucia & Associates, LLC

3505 Hill Blvd. Suite J Yorktown Heights NY 10598

13F HOLDINGS REPORT 028-19484 N Joseph P. Lucia 845-621-7200 Joseph P. Lucia Yorktown Heights NY 10-20-2020 0 94 107148 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALPS ETF TR SECTR DIV DOGS 00162Q858 1347 35625 SH SOLE 0.0 0 0 35625 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 135 17000 SH SOLE 0.0 0 0 17000 ALLIANZGI CONV INCOME FD COM 018828103 371 80984 SH SOLE 0.0 0 0 80984 ALPHABET INC CAP STK CL C 02079K107 617 420 SH SOLE 0.0 0 0 420 ALPHABET INC CAP STK CL A 02079K305 881 601 SH SOLE 0.0 0 0 601 AMAZON COM INC COM 023135106 1729 549 SH SOLE 0.0 0 0 549 APPLE INC COM 037833100 3301 28504 SH SOLE 0.0 0 0 28504 BOINGO WIRELESS INC COM 09739C102 128 12600 SH SOLE 0.0 0 0 12600 CONFORMIS INC COM 20717E101 9 10600 SH SOLE 0.0 0 0 10600 CONSOLIDATED EDISON INC COM 209115104 751 9656 SH SOLE 0.0 0 0 9656 CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 323 153160 SH SOLE 0.0 0 0 153160 DISNEY WALT CO COM DISNEY 254687106 1212 9770 SH SOLE 0.0 0 0 9770 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 2665 57271 SH SOLE 0.0 0 0 57271 FACEBOOK INC CL A 30303M102 604 2307 SH SOLE 0.0 0 0 2307 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 247 1312 SH SOLE 0.0 0 0 1312 GLOBAL X FDS GLOBX SUPDV US 37950E291 1168 77230 SH SOLE 0.0 0 0 77230 GLOBAL X FDS SOCIAL MED ETF 37950E416 1772 36305 SH SOLE 0.0 0 0 36305 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 310 14380 SH SOLE 0.0 0 0 14380 HOME DEPOT INC COM 437076102 202 727 SH SOLE 0.0 0 0 727 INTERNATIONAL BUSINESS MACHS COM 459200101 426 3502 SH SOLE 0.0 0 0 3502 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 1792 18993 SH SOLE 0.0 0 0 18993 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 4007 19020 SH SOLE 0.0 0 0 19020 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 777 5767 SH SOLE 0.0 0 0 5767 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 2878 12221 SH SOLE 0.0 0 0 12221 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 2946 77335 SH SOLE 0.0 0 0 77335 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 310 13766 SH SOLE 0.0 0 0 13766 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 2128 14884 SH SOLE 0.0 0 0 14884 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 639 6207 SH SOLE 0.0 0 0 6207 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 1286 6235 SH SOLE 0.0 0 0 6235 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 389 35825 SH SOLE 0.0 0 0 35825 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 498 26555 SH SOLE 0.0 0 0 26555 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 1384 25798 SH SOLE 0.0 0 0 25798 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 1164 42926 SH SOLE 0.0 0 0 42926 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 3734 111959 SH SOLE 0.0 0 0 111959 ISHARES GOLD TRUST ISHARES 464285105 493 27400 SH SOLE 0.0 0 0 27400 ISHARES TR SELECT DIVID ETF 464287168 1380 16927 SH SOLE 0.0 0 0 16927 ISHARES TR CORE US AGGBD ET 464287226 879 7448 SH SOLE 0.0 0 0 7448 ISHARES TR IBOXX INV CP ETF 464287242 996 7396 SH SOLE 0.0 0 0 7396 ISHARES TR 20 YR TR BD ETF 464287432 1451 8885 SH SOLE 0.0 0 0 8885 ISHARES TR BARCLAYS 7 10 YR 464287440 225 1845 SH SOLE 0.0 0 0 1845 ISHARES TR PHLX SEMICND ETF 464287523 270 886 SH SOLE 0.0 0 0 886 ISHARES TR NASDAQ BIOTECH 464287556 702 5184 SH SOLE 0.0 0 0 5184 ISHARES TR IBOXX HI YD ETF 464288513 275 3279 SH SOLE 0.0 0 0 3279 ISHARES TR PFD AND INCM SEC 464288687 3014 82689 SH SOLE 0.0 0 0 82689 ISHARES TR US AER DEF ETF 464288760 1149 7256 SH SOLE 0.0 0 0 7256 ISHARES TR U.S. MED DVC ETF 464288810 1758 5868 SH SOLE 0.0 0 0 5868 ISHARES TR US HLTHCR PR ETF 464288828 215 1065 SH SOLE 0.0 0 0 1065 ISHARES TR MORTGE REL ETF 46435G342 397 15423 SH SOLE 0.0 0 0 15423 KKR INCOME OPPORTUNITIES FD COM 48249T106 1835 135588 SH SOLE 0.0 0 0 135588 MANNKIND CORP COM NEW 56400P706 19 10246 SH SOLE 0.0 0 0 10246 MICROSOFT CORP COM 594918104 227 1080 SH SOLE 0.0 0 0 1080 PAYPAL HLDGS INC COM 70450Y103 634 3220 SH SOLE 0.0 0 0 3220 PROSHARES TR S&P 500 DV ARIST 74348A467 1814 25144 SH SOLE 0.0 0 0 25144 PUTNAM MANAGED MUN INCOME TR COM 746823103 706 92157 SH SOLE 0.0 0 0 92157 QURATE RETAIL INC COM SER A 74915M100 115 16000 SH SOLE 0.0 0 0 16000 SPDR S&P 500 ETF TR TR UNIT 78462F103 1267 3782 SH SOLE 0.0 0 0 3782 SPDR GOLD TR GOLD SHS 78463V107 1058 5973 SH SOLE 0.0 0 0 5973 SPDR SER TR PORTFOLIO LN COR 78464A367 781 24582 SH SOLE 0.0 0 0 24582 SPDR SER TR AEROSPACE DEF 78464A631 447 5120 SH SOLE 0.0 0 0 5120 SPDR SER TR S&P REGL BKG 78464A698 1337 37485 SH SOLE 0.0 0 0 37485 SSGA ACTIVE ETF TR INCOM ALLO ETF 78467V202 292 9400 SH SOLE 0.0 0 0 9400 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1502 18864 SH SOLE 0.0 0 0 18864 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 987 12236 SH SOLE 0.0 0 0 12236 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3404 29559 SH SOLE 0.0 0 0 29559 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 359 6882 SH SOLE 0.0 0 0 6882 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1910 34432 SH SOLE 0.0 0 0 34432 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2022 29599 SH SOLE 0.0 0 0 29599 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 928 34683 SH SOLE 0.0 0 0 34683 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 548 9912 SH SOLE 0.0 0 0 9912 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 281 8944 SH SOLE 0.0 0 0 8944 SCHWAB STRATEGIC TR US TIPS ETF 808524870 3679 59695 SH SOLE 0.0 0 0 59695 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 455 4311 SH SOLE 0.0 0 0 4311 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 224 3491 SH SOLE 0.0 0 0 3491 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 437 2970 SH SOLE 0.0 0 0 2970 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1292 53676 SH SOLE 0.0 0 0 53676 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 247 3213 SH SOLE 0.0 0 0 3213 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3517 30133 SH SOLE 0.0 0 0 30133 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 778 13108 SH SOLE 0.0 0 0 13108 TESLA INC COM 88160R101 7138 16639 SH SOLE 0.0 0 0 16639 UBER TECHNOLOGIES INC COM 90353T100 332 9091 SH SOLE 0.0 0 0 9091 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 524 23065 SH SOLE 0.0 0 0 23065 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 1985 103504 SH SOLE 0.0 0 0 103504 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 2025 11625 SH SOLE 0.0 0 0 11625 VANECK VECTORS ETF TR VIETNAM ETF 92189F817 202 13600 SH SOLE 0.0 0 0 13600 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 336 2615 SH SOLE 0.0 0 0 2615 VANGUARD WORLD FD EXTENDED DUR 921910709 489 2952 SH SOLE 0.0 0 0 2952 VANGUARD BD INDEX FDS INTERMED TERM 921937819 313 3345 SH SOLE 0.0 0 0 3345 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1276 6255 SH SOLE 0.0 0 0 6255 VANGUARD SCOTTSDALE FDS TOTAL CORP BND 92206C573 420 4555 SH SOLE 0.0 0 0 4555 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 409 4035 SH SOLE 0.0 0 0 4035 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1981 10995 SH SOLE 0.0 0 0 10995 VANGUARD INDEX FDS SMALL CP ETF 922908751 710 4616 SH SOLE 0.0 0 0 4616 VERIZON COMMUNICATIONS INC COM 92343V104 203 3413 SH SOLE 0.0 0 0 3413 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 369 8630 SH SOLE 0.0 0 0 8630