0001606587-20-000085.txt : 20200123
0001606587-20-000085.hdr.sgml : 20200123
20200123111408
ACCESSION NUMBER: 0001606587-20-000085
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200123
DATE AS OF CHANGE: 20200123
EFFECTIVENESS DATE: 20200123
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Joseph P. Lucia & Associates, LLC
CENTRAL INDEX KEY: 0001775391
IRS NUMBER: 262909413
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19484
FILM NUMBER: 20540958
BUSINESS ADDRESS:
STREET 1: 3505 HILL BLVD.
STREET 2: SUITE J
CITY: YORKTOWN HEIGHTS
STATE: NY
ZIP: 10598
BUSINESS PHONE: 9143526600
MAIL ADDRESS:
STREET 1: 3505 HILL BLVD.
STREET 2: SUITE J
CITY: YORKTOWN HEIGHTS
STATE: NY
ZIP: 10598
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001775391
XXXXXXXX
12-31-2019
12-31-2019
false
Joseph P. Lucia & Associates, LLC
3505 Hill Blvd.
Suite J
Yorktown Heights
NY
10598
13F HOLDINGS REPORT
028-19484
N
Joseph P. Lucia
President/Chief Compliance Officer
845-621-7200
Joseph P. Lucia
Yorktown Heights
NY
01-22-2020
0
481
109964
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
AGNC INVT CORP
COM
00123Q104
51
2895
SH
SOLE
NONE
0
0
2895
AK STL HLDG CORP
COM
001547108
7
2000
SH
SOLE
NONE
0
0
2000
ALPS ETF TR
SECTR DIV DOGS
00162Q858
1708
36473
SH
SOLE
NONE
0
0
36473
AT&T INC
COM
00206R102
177
4531
SH
SOLE
NONE
0
0
4531
ARK ETF TR
INNOVATION ETF
00214Q104
339
6780
SH
SOLE
NONE
0
0
6780
ABBVIE INC
COM
00287Y109
36
409
SH
SOLE
NONE
0
0
409
ABERDEEN TOTAL DYNAMIC DIVD
COM SH BEN INT
00326L100
143
16000
SH
SOLE
NONE
0
0
16000
ADVISORSHARES TR
VICE ETF
00768Y545
3
130
SH
SOLE
NONE
0
0
130
ADVANSIX INC
COM
00773T101
0
1
SH
SOLE
NONE
0
0
1
ALEXANDERS INC
COM
014752109
3
10
SH
SOLE
NONE
0
0
10
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
43
205
SH
SOLE
NONE
0
0
205
ALLIANZGI CONV INCOME FD
COM
018828103
528
91893
SH
SOLE
NONE
0
0
91893
ALPHABET INC
CAP STK CL C
02079K107
562
420
SH
SOLE
NONE
0
0
420
ALPHABET INC
CAP STK CL A
02079K305
814
608
SH
SOLE
NONE
0
0
608
ALTRIA GROUP INC
COM
02209S103
5
100
SH
SOLE
NONE
0
0
100
AMARIN CORP PLC
SPONS ADR NEW
023111206
87
4080
SH
SOLE
NONE
0
0
4080
AMAZON COM INC
COM
023135106
708
383
SH
SOLE
NONE
0
0
383
AMERICAN CENTY ETF TR
STOXX US QUALT
025072208
227
5255
SH
SOLE
NONE
0
0
5255
AMERICAN CENTY ETF TR
STOXX US QLTY
025072307
9
208
SH
SOLE
NONE
0
0
208
AMERICAN CENTY ETF TR
DIVERSIFIED MU
025072505
20
380
SH
SOLE
NONE
0
0
380
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
7
500
SH
SOLE
NONE
0
0
500
AMERICAN EXPRESS CO
COM
025816109
13
107
SH
SOLE
NONE
0
0
107
AMERIPRISE FINL INC
COM
03076C106
12
75
SH
SOLE
NONE
0
0
75
AMGEN INC
COM
031162100
18
75
SH
SOLE
NONE
0
0
75
AMPHENOL CORP NEW
CL A
032095101
5
50
SH
SOLE
NONE
0
0
50
ANALOG DEVICES INC
COM
032654105
0
0
SH
SOLE
NONE
0
0
0
ANNALY CAP MGMT INC
COM
035710409
103
10934
SH
SOLE
NONE
0
0
10934
ANTERO RES CORP
COM
03674X106
3
1000
SH
SOLE
NONE
0
0
1000
APHRIA INC
COM
03765K104
0
75
SH
SOLE
NONE
0
0
75
APPLE INC
COM
037833100
2070
7050
SH
SOLE
NONE
0
0
7050
ARROW ETF TR
ARROW DJ GLB YLD
04273H104
56
3465
SH
SOLE
NONE
0
0
3465
BHP GROUP PLC
SPONSORED ADR
05545E209
19
400
SH
SOLE
NONE
0
0
400
BP PLC
SPONSORED ADR
055622104
5
125
SH
SOLE
NONE
0
0
125
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
7
1000
SH
SOLE
NONE
0
0
1000
BAIDU INC
SPON ADR REP A
056752108
14
112
SH
SOLE
NONE
0
0
112
BANK AMER CORP
COM
060505104
131
3716
SH
SOLE
NONE
0
0
3716
BARCLAYS BK PLC
IPSPGS TTL ETN
06738C794
106
6804
SH
SOLE
NONE
0
0
6804
BARRICK GOLD CORPORATION
COM
067901108
21
1135
SH
SOLE
NONE
0
0
1135
BECTON DICKINSON & CO
COM
075887109
0
0
SH
SOLE
NONE
0
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
83
366
SH
SOLE
NONE
0
0
366
BILIBILI INC
SPONS ADS REP Z
090040106
1
35
SH
SOLE
NONE
0
0
35
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
52
3850
SH
SOLE
NONE
0
0
3850
BLACKROCK LTD DURATION INC T
COM SHS
09249W101
50
3072
SH
SOLE
NONE
0
0
3072
BLACKROCK CR ALLCTN INC TR
COM
092508100
3
205
SH
SOLE
NONE
0
0
205
BLACKROCK MUNIHOLDINGS FD IN
COM
09253N104
42
2500
SH
SOLE
NONE
0
0
2500
BLACKROCK MUNIYIELD NY QLTY
COM
09255E102
13
1000
SH
SOLE
NONE
0
0
1000
BLACKSTONE MTG TR INC
COM CL A
09257W100
165
4435
SH
SOLE
NONE
0
0
4435
BOEING CO
COM
097023105
63
193
SH
SOLE
NONE
0
0
193
BOX INC
CL A
10316T104
2
100
SH
SOLE
NONE
0
0
100
BRISTOL MYERS SQUIBB CO
COM
110122108
21
322
SH
SOLE
NONE
0
0
322
CBOE GLOBAL MARKETS INC
COM
12503M108
54
450
SH
SOLE
NONE
0
0
450
CIGNA CORP NEW
COM
125523100
3
17
SH
SOLE
NONE
0
0
17
CVS HEALTH CORP
COM
126650100
3
47
SH
SOLE
NONE
0
0
47
CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
42
3675
SH
SOLE
NONE
0
0
3675
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
1
170
SH
SOLE
NONE
0
0
170
CAMBRIA ETF TR
SHSHLD YIELD ETF
132061201
231
5720
SH
SOLE
NONE
0
0
5720
CANOPY GROWTH CORP
COM
138035100
1
30
SH
SOLE
NONE
0
0
30
CASI PHARMACEUTICALS INC
COM
14757U109
0
1
SH
SOLE
NONE
0
0
1
CATERPILLAR INC DEL
COM
149123101
61
414
SH
SOLE
NONE
0
0
414
CELSIUS HOLDINGS INC
COM NEW
15118V207
0
25
SH
SOLE
NONE
0
0
25
CENTURYLINK INC
COM
156700106
10
755
SH
SOLE
NONE
0
0
755
CHEVRON CORP NEW
COM
166764100
32
264
SH
SOLE
NONE
0
0
264
CHIMERA INVT CORP
COM NEW
16934Q208
404
19658
SH
SOLE
NONE
0
0
19658
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
2
40
SH
SOLE
NONE
0
0
40
CISCO SYS INC
COM
17275R102
58
1219
SH
SOLE
NONE
0
0
1219
CITIGROUP INC
COM NEW
172967424
117
1463
SH
SOLE
NONE
0
0
1463
COCA COLA CO
COM
191216100
11
200
SH
SOLE
NONE
0
0
200
COMCAST CORP NEW
CL A
20030N101
3
72
SH
SOLE
NONE
0
0
72
COMPASS DIVERSIFIED HOLDINGS
SH BEN INT
20451Q104
43
1725
SH
SOLE
NONE
0
0
1725
CONDUENT INC
COM
206787103
1
189
SH
SOLE
NONE
0
0
189
CONFORMIS INC
COM
20717E101
15
10000
SH
SOLE
NONE
0
0
10000
CONSOLIDATED EDISON INC
COM
209115104
868
9599
SH
SOLE
NONE
0
0
9599
CONSTELLATION BRANDS INC
CL A
21036P108
19
100
SH
SOLE
NONE
0
0
100
CORNERSTONE STRATEGIC VALUE
COM
21924B302
15
1347
SH
SOLE
NONE
0
0
1347
CORNING INC
COM
219350105
19
648
SH
SOLE
NONE
0
0
648
COSTCO WHSL CORP NEW
COM
22160K105
16
55
SH
SOLE
NONE
0
0
55
CREDIT SUISSE HIGH YLD BND F
SH BEN INT
22544F103
383
153160
SH
SOLE
NONE
0
0
153160
CRONOS GROUP INC
COM
22717L101
15
2000
SH
SOLE
NONE
0
0
2000
DBX ETF TR
XTRACK MSCI EURP
233051853
80
2583
SH
SOLE
NONE
0
0
2583
DNP SELECT INCOME FD
COM
23325P104
0
0
SH
SOLE
NONE
0
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
0
5
SH
SOLE
NONE
0
0
5
DELTA AIR LINES INC DEL
COM NEW
247361702
4
75
SH
SOLE
NONE
0
0
75
DIREXION SHS ETF TR
DLY SCOND 3XBU
25459W458
44
159
SH
SOLE
NONE
0
0
159
DIREXION SHS ETF TR
DAILY FINL BEAR
25460E133
4
150
SH
SOLE
NONE
0
0
150
DISNEY WALT CO
COM DISNEY
254687106
1325
9158
SH
SOLE
NONE
0
0
9158
DORCHESTER MINERALS LP
COM UNIT
25820R105
28
1440
SH
SOLE
NONE
0
0
1440
DUFF & PHELPS UTLITY AND INF
COM
26433C105
15
1000
SH
SOLE
NONE
0
0
1000
DUKE ENERGY CORP NEW
COM NEW
26441C204
9
100
SH
SOLE
NONE
0
0
100
DUNKIN BRANDS GROUP INC
COM
265504100
12
156
SH
SOLE
NONE
0
0
156
DYNEX CAP INC
COM
26817Q886
3
200
SH
SOLE
NONE
0
0
200
ETFIS SER TR I
INFRAC ACT MLP
26923G103
59
13052
SH
SOLE
NONE
0
0
13052
ETF MANAGERS TR
PRIME CYBR SCRTY
26924G201
2579
62123
SH
SOLE
NONE
0
0
62123
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
147
8568
SH
SOLE
NONE
0
0
8568
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
6
500
SH
SOLE
NONE
0
0
500
EATON VANCE TX MNG BY WRT OP
COM
27828Y108
15
1000
SH
SOLE
NONE
0
0
1000
EDITAS MEDICINE INC
COM
28106W103
2
65
SH
SOLE
NONE
0
0
65
EHEALTH INC
COM
28238P109
52
540
SH
SOLE
NONE
0
0
540
ELLINGTON FINANCIAL INC
COM
28852N109
13
715
SH
SOLE
NONE
0
0
715
ENTERGY CORP NEW
COM
29364G103
12
145
SH
SOLE
NONE
0
0
145
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505707
18
430
SH
SOLE
NONE
0
0
430
EXXON MOBIL CORP
COM
30231G102
59
843
SH
SOLE
NONE
0
0
843
FACEBOOK INC
CL A
30303M102
453
2206
SH
SOLE
NONE
0
0
2206
FIDELITY COVINGTON TR
MSCI CONSM DIS
316092204
64
1320
SH
SOLE
NONE
0
0
1320
FIDELITY COVINGTON TR
CONSMR STAPLES
316092303
19
515
SH
SOLE
NONE
0
0
515
FIDELITY NATL INFORMATION SV
COM
31620M106
21
150
SH
SOLE
NONE
0
0
150
FIFTH THIRD BANCORP
COM
316773100
3
98
SH
SOLE
NONE
0
0
98
FIREEYE INC
COM
31816Q101
1
60
SH
SOLE
NONE
0
0
60
FIRST TR INTER DUR PFD & IN
COM
33718W103
3
135
SH
SOLE
NONE
0
0
135
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
678
4872
SH
SOLE
NONE
0
0
4872
FIRST TR EXCHANGE TRADED FD
NAT GAS ETF
33733E807
0
0
SH
SOLE
NONE
0
0
0
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
29
340
SH
SOLE
NONE
0
0
340
FIRST TR EXCHANGE TRADED FD
MULTI ASSET DI
33738R100
50
2650
SH
SOLE
NONE
0
0
2650
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
37
1171
SH
SOLE
NONE
0
0
1171
FIRST TR EXCH TRADED FD III
CALIF MUN INCM
33739P863
16
300
SH
SOLE
NONE
0
0
300
FIRSTENERGY CORP
COM
337932107
19
400
SH
SOLE
NONE
0
0
400
FLAHERTY & CRUMRIN PFD & INM
COM
338480106
14
900
SH
SOLE
NONE
0
0
900
FORD MTR CO DEL
COM
345370860
22
2338
SH
SOLE
NONE
0
0
2338
FRONTIER COMMUNICATIONS CORP
COM NEW
35906A306
0
26
SH
SOLE
NONE
0
0
26
GABELLI MULTIMEDIA TR INC
COM
36239Q109
0
0
SH
SOLE
NONE
0
0
0
GAMESTOP CORP NEW
CL A
36467W109
0
0
SH
SOLE
NONE
0
0
0
GARRETT MOTION INC
COM
366505105
0
2
SH
SOLE
NONE
0
0
2
GARTNER INC
COM
366651107
2
10
SH
SOLE
NONE
0
0
10
GENERAL DYNAMICS CORP
COM
369550108
4
20
SH
SOLE
NONE
0
0
20
GENERAL ELECTRIC CO
COM
369604103
60
5349
SH
SOLE
NONE
0
0
5349
GILEAD SCIENCES INC
COM
375558103
29
452
SH
SOLE
NONE
0
0
452
GLADSTONE COML CORP
COM
376536108
44
2000
SH
SOLE
NONE
0
0
2000
GLOBAL X FDS
GLOBX SUPDV US
37950E291
1985
83634
SH
SOLE
NONE
0
0
83634
GLOBAL X FDS
GLBX SUPRINC ETF
37950E333
12
1020
SH
SOLE
NONE
0
0
1020
GLOBAL X FDS
SOCIAL MED ETF
37950E416
1436
41458
SH
SOLE
NONE
0
0
41458
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
174
7364
SH
SOLE
NONE
0
0
7364
GLOBAL X FDS
LITHIUM BTRY ETF
37954Y855
56
2063
SH
SOLE
NONE
0
0
2063
GOLD RESOURCE CORP
COM
38068T105
0
0
SH
SOLE
NONE
0
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
26
114
SH
SOLE
NONE
0
0
114
GOPRO INC
CL A
38268T103
2
500
SH
SOLE
NONE
0
0
500
GROUPON INC
COM
399473107
42
17421
SH
SOLE
NONE
0
0
17421
HDFC BANK LTD
SPONSORED ADS
40415F101
6
100
SH
SOLE
NONE
0
0
100
HALLIBURTON CO
COM
406216101
11
435
SH
SOLE
NONE
0
0
435
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
16
721
SH
SOLE
NONE
0
0
721
HANCOCK JOHN PFD INCOME FD I
COM
41021P103
16
850
SH
SOLE
NONE
0
0
850
HARMONIC INC
COM
413160102
3
450
SH
SOLE
NONE
0
0
450
HASBRO INC
COM
418056107
2
20
SH
SOLE
NONE
0
0
20
HAWAIIAN ELEC INDUSTRIES
COM
419870100
9
181
SH
SOLE
NONE
0
0
181
HEALTHPEAK PPTYS INC
COM
42250P103
3
80
SH
SOLE
NONE
0
0
80
HESS CORP
COM
42809H107
0
0
SH
SOLE
NONE
0
0
0
HOME DEPOT INC
COM
437076102
225
1032
SH
SOLE
NONE
0
0
1032
HONEYWELL INTL INC
COM
438516106
4
25
SH
SOLE
NONE
0
0
25
HUMANA INC
COM
444859102
7
20
SH
SOLE
NONE
0
0
20
INDIA FD INC
COM
454089103
2
106
SH
SOLE
NONE
0
0
106
INDIA GLOBALIZATION CAP INC
COM NEW
45408X308
0
100
SH
SOLE
NONE
0
0
100
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
7
2025
SH
SOLE
NONE
0
0
2025
INNOVATIVE INDL PPTYS INC
COM
45781V101
13
170
SH
SOLE
NONE
0
0
170
INTEL CORP
COM
458140100
33
558
SH
SOLE
NONE
0
0
558
INTERNATIONAL BUSINESS MACHS
COM
459200101
461
3440
SH
SOLE
NONE
0
0
3440
INTL PAPER CO
COM
460146103
9
200
SH
SOLE
NONE
0
0
200
INVESCO BLDRS INDEX FDS TR
EMGRING MKTS50
46090C305
88
1985
SH
SOLE
NONE
0
0
1985
INVESCO QQQ TR
UNIT SER 1
46090E103
73
345
SH
SOLE
NONE
0
0
345
INVESCO CURNCYSHS AUSTRLA DL
AUSTRALIAN DOL
46090N103
31
440
SH
SOLE
NONE
0
0
440
INVESCO EXCHANGE TRADED FD T
WATER RES ETF
46137V142
37
949
SH
SOLE
NONE
0
0
949
INVESCO EXCHANGE TRADED FD T
S&P500 EQL UTL
46137V274
2235
21032
SH
SOLE
NONE
0
0
21032
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
3316
16745
SH
SOLE
NONE
0
0
16745
INVESCO EXCHANGE TRADED FD T
S&P500 EQL REL
46137V290
213
6769
SH
SOLE
NONE
0
0
6769
INVESCO EXCHANGE TRADED FD T
S&P500 EQL IND
46137V324
829
6112
SH
SOLE
NONE
0
0
6112
INVESCO EXCHANGE TRADED FD T
S&P500 EQL HLT
46137V332
2550
11512
SH
SOLE
NONE
0
0
11512
INVESCO EXCHANGE TRADED FD T
S&P500 EQL FIN
46137V340
3290
70198
SH
SOLE
NONE
0
0
70198
INVESCO EXCHANGE TRADED FD T
S&P500 EQL ENR
46137V365
630
13153
SH
SOLE
NONE
0
0
13153
INVESCO EXCHANGE TRADED FD T
S&P500 EQL STP
46137V373
2157
14779
SH
SOLE
NONE
0
0
14779
INVESCO EXCHANGE TRADED FD T
S&P500 EQL DIS
46137V381
409
3677
SH
SOLE
NONE
0
0
3677
INVESCO EXCHANGE TRADED FD T
NASDAQ INTERNT
46137V530
752
5321
SH
SOLE
NONE
0
0
5321
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
199
10505
SH
SOLE
NONE
0
0
10505
INVESCO EXCHANGE TRADED FD T
GBL LISTED PVT
46137V589
497
38825
SH
SOLE
NONE
0
0
38825
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
525
27815
SH
SOLE
NONE
0
0
27815
INVESCO EXCHANGE TRADED FD T
DYNMC LEISURE
46137V720
108
2383
SH
SOLE
NONE
0
0
2383
INVESCO EXCHANGE TRADED FD T
DYNMC BLDG CON
46137V779
216
6505
SH
SOLE
NONE
0
0
6505
INVESCO EXCHANGE TRADED FD T
DYNMC BIOTECH
46137V787
72
1298
SH
SOLE
NONE
0
0
1298
INVESCO EXCHANGE TRADED FD T
ZACKS MULT AST
46137Y500
194
8270
SH
SOLE
NONE
0
0
8270
INVESCO EXCHNG TRADED FD TR
1 30 LADER TRE
46138E107
106
3062
SH
SOLE
NONE
0
0
3062
INVESCO EXCHNG TRADED FD TR
S&P GBL WATER
46138E263
6
147
SH
SOLE
NONE
0
0
147
INVESCO EXCHNG TRADED FD TR
S&P GLOBL DIVI
46138E271
141
11572
SH
SOLE
NONE
0
0
11572
INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
46138E354
1201
20578
SH
SOLE
NONE
0
0
20578
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
83
5505
SH
SOLE
NONE
0
0
5505
INVESCO EXCHNG TRADED FD TR
KBW HIG DV YLD
46138E610
24
1071
SH
SOLE
NONE
0
0
1071
INVESCO EXCHNG TRADED FD TR
FNDMNTL HY CRP
46138E719
0
0
SH
SOLE
NONE
0
0
0
INVESCO EXCHNG TRADED FD TR
EMRNG MKT SVRG
46138E784
503
17001
SH
SOLE
NONE
0
0
17001
INVESCO EXCHNG TRADED FD TR
S&P SMALLCAP 600
46138G664
62
905
SH
SOLE
NONE
0
0
905
INVESCO EXCHNG TRADED FD TR
TAXABLE MUN BD
46138G805
3103
97993
SH
SOLE
NONE
0
0
97993
INVESCO EXCH TRD SLF IDX FD
DEFENSIVE EQTY
46138J775
53
950
SH
SOLE
NONE
0
0
950
INVESCO DB MLTI SECTR CMMTY
OIL FD
46140H403
12
1150
SH
SOLE
NONE
0
0
1150
INVITATION HOMES INC
COM
46187W107
14
475
SH
SOLE
NONE
0
0
475
IQIYI INC
SPONSORED ADS
46267X108
6
300
SH
SOLE
NONE
0
0
300
ISHARES GOLD TRUST
ISHARES
464285105
814
56150
SH
SOLE
NONE
0
0
56150
ISHARES INC
MSCI EURZONE ETF
464286608
214
5099
SH
SOLE
NONE
0
0
5099
ISHARES TR
SELECT DIVID ETF
464287168
1725
16329
SH
SOLE
NONE
0
0
16329
ISHARES TR
TIPS BD ETF
464287176
112
959
SH
SOLE
NONE
0
0
959
ISHARES TR
CORE S&P500 ETF
464287200
24
73
SH
SOLE
NONE
0
0
73
ISHARES TR
CORE US AGGBD ET
464287226
376
3350
SH
SOLE
NONE
0
0
3350
ISHARES TR
MSCI EMG MKT ETF
464287234
11
250
SH
SOLE
NONE
0
0
250
ISHARES TR
IBOXX INV CP ETF
464287242
231
1806
SH
SOLE
NONE
0
0
1806
ISHARES TR
GLOBAL TECH ETF
464287291
6
30
SH
SOLE
NONE
0
0
30
ISHARES TR
GLOBAL ENERG ETF
464287341
16
525
SH
SOLE
NONE
0
0
525
ISHARES TR
20 YR TR BD ETF
464287432
569
4201
SH
SOLE
NONE
0
0
4201
ISHARES TR
MSCI EAFE ETF
464287465
19
267
SH
SOLE
NONE
0
0
267
ISHARES TR
RUS MDCP VAL ETF
464287473
21
221
SH
SOLE
NONE
0
0
221
ISHARES TR
RUS MD CP GR ETF
464287481
8
50
SH
SOLE
NONE
0
0
50
ISHARES TR
NASDAQ BIOTECH
464287556
279
2319
SH
SOLE
NONE
0
0
2319
ISHARES TR
GLOBAL 100 ETF
464287572
12
218
SH
SOLE
NONE
0
0
218
ISHARES TR
RUS 1000 VAL ETF
464287598
38
278
SH
SOLE
NONE
0
0
278
ISHARES TR
S&P MC 400GR ETF
464287606
8
34
SH
SOLE
NONE
0
0
34
ISHARES TR
RUS 1000 GRW ETF
464287614
55
314
SH
SOLE
NONE
0
0
314
ISHARES TR
RUSSELL 2000 ETF
464287655
18
109
SH
SOLE
NONE
0
0
109
ISHARES TR
CORE S&P US VLU
464287663
25
390
SH
SOLE
NONE
0
0
390
ISHARES TR
RUSSELL 3000 ETF
464287689
29
155
SH
SOLE
NONE
0
0
155
ISHARES TR
S&P MC 400VL ETF
464287705
7
39
SH
SOLE
NONE
0
0
39
ISHARES TR
US HLTHCARE ETF
464287762
38
175
SH
SOLE
NONE
0
0
175
ISHARES TR
U.S. FINLS ETF
464287788
39
285
SH
SOLE
NONE
0
0
285
ISHARES TR
CORE S&P SCP ETF
464287804
6
76
SH
SOLE
NONE
0
0
76
ISHARES TR
EUROPE ETF
464287861
2
50
SH
SOLE
NONE
0
0
50
ISHARES TR
SP SMCP600VL ETF
464287879
166
1032
SH
SOLE
NONE
0
0
1032
ISHARES TR
S&P SML 600 GWT
464287887
2
12
SH
SOLE
NONE
0
0
12
ISHARES TR
JPMORGAN USD EMG
464288281
76
660
SH
SOLE
NONE
0
0
660
ISHARES TR
NEW YORK MUN ETF
464288323
189
3306
SH
SOLE
NONE
0
0
3306
ISHARES TR
CALIF MUN BD ETF
464288356
24
400
SH
SOLE
NONE
0
0
400
ISHARES TR
GLB INFRASTR ETF
464288372
6
130
SH
SOLE
NONE
0
0
130
ISHARES TR
MRGSTR MD CP VAL
464288406
143
850
SH
SOLE
NONE
0
0
850
ISHARES TR
NATIONAL MUN ETF
464288414
41
360
SH
SOLE
NONE
0
0
360
ISHARES TR
INTL DEV RE ETF
464288489
8
267
SH
SOLE
NONE
0
0
267
ISHARES TR
IBOXX HI YD ETF
464288513
182
2072
SH
SOLE
NONE
0
0
2072
ISHARES TR
INTRM TR CRP ETF
464288638
52
900
SH
SOLE
NONE
0
0
900
ISHARES TR
SH TR CRPORT ETF
464288646
26
485
SH
SOLE
NONE
0
0
485
ISHARES TR
PFD AND INCM SEC
464288687
3317
88251
SH
SOLE
NONE
0
0
88251
ISHARES TR
GLOBAL MATER ETF
464288695
0
0
SH
SOLE
NONE
0
0
0
ISHARES TR
US HOME CONS ETF
464288752
103
2330
SH
SOLE
NONE
0
0
2330
ISHARES TR
US AER DEF ETF
464288760
1909
8594
SH
SOLE
NONE
0
0
8594
ISHARES TR
U.S. MED DVC ETF
464288810
1438
5440
SH
SOLE
NONE
0
0
5440
ISHARES TR
US HLTHCR PR ETF
464288828
212
1055
SH
SOLE
NONE
0
0
1055
ISHARES TR
MICRO-CAP ETF
464288869
295
2963
SH
SOLE
NONE
0
0
2963
ISHARES TR
MSCI EURO FL ETF
464289180
4
200
SH
SOLE
NONE
0
0
200
ISHARES TR
AGGRES ALLOC ETF
464289859
0
3
SH
SOLE
NONE
0
0
3
ISHARES TR
US TREAS BD ETF
46429B267
0
3
SH
SOLE
NONE
0
0
3
ISHARES TR
FLTG RATE NT ETF
46429B655
20
390
SH
SOLE
NONE
0
0
390
ISHARES TR
CORE HIGH DV ETF
46429B663
32
328
SH
SOLE
NONE
0
0
328
ISHARES US ETF TR
INT RT HDG C B
46431W705
44
455
SH
SOLE
NONE
0
0
455
ISHARES TR
CORE MSCI EAFE
46432F842
0
1
SH
SOLE
NONE
0
0
1
ISHARES TR
ULTR SH TRM BD
46434V878
25
500
SH
SOLE
NONE
0
0
500
ISHARES TR
MORTGE REL ETF
46435G342
700
15719
SH
SOLE
NONE
0
0
15719
JPMORGAN CHASE & CO
COM
46625H100
149
1071
SH
SOLE
NONE
0
0
1071
JD COM INC
SPON ADR CL A
47215P106
5
150
SH
SOLE
NONE
0
0
150
JOHNSON & JOHNSON
COM
478160104
36
248
SH
SOLE
NONE
0
0
248
KKR INCOME OPPORTUNITIES FD
COM
48249T106
2079
131752
SH
SOLE
NONE
0
0
131752
KKR & CO INC
CL A
48251W104
16
605
SH
SOLE
NONE
0
0
605
KELLOGG CO
COM
487836108
6
92
SH
SOLE
NONE
0
0
92
KEYCORP NEW
COM
493267108
39
1940
SH
SOLE
NONE
0
0
1940
KINDER MORGAN INC DEL
COM
49456B101
33
1550
SH
SOLE
NONE
0
0
1550
KITE RLTY GROUP TR
COM NEW
49803T300
17
880
SH
SOLE
NONE
0
0
880
KRAFT HEINZ CO
COM
500754106
0
0
SH
SOLE
NONE
0
0
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
1
55
SH
SOLE
NONE
0
0
55
LAMB WESTON HLDGS INC
COM
513272104
0
0
SH
SOLE
NONE
0
0
0
LIMELIGHT NETWORKS INC
COM
53261M104
2
425
SH
SOLE
NONE
0
0
425
LITHIUM AMERS CORP NEW
COM NEW
53680Q207
1
294
SH
SOLE
NONE
0
0
294
LIVENT CORP
COM
53814L108
1
60
SH
SOLE
NONE
0
0
60
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
6
1811
SH
SOLE
NONE
0
0
1811
LYFT INC
CL A COM
55087P104
43
1000
SH
SOLE
NONE
0
0
1000
MACYS INC
COM
55616P104
4
232
SH
SOLE
NONE
0
0
232
MAIN STREET CAPITAL CORP
COM
56035L104
188
4360
SH
SOLE
NONE
0
0
4360
MANNKIND CORP
COM NEW
56400P706
12
9011
SH
SOLE
NONE
0
0
9011
MARATHON OIL CORP
COM
565849106
0
0
SH
SOLE
NONE
0
0
0
MARATHON PETE CORP
COM
56585A102
23
387
SH
SOLE
NONE
0
0
387
MARRIOTT INTL INC NEW
CL A
571903202
15
100
SH
SOLE
NONE
0
0
100
MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
573331105
3
738
SH
SOLE
NONE
0
0
738
MASTERCARD INC
CL A
57636Q104
30
100
SH
SOLE
NONE
0
0
100
MATTEL INC
COM
577081102
7
601
SH
SOLE
NONE
0
0
601
MCDONALDS CORP
COM
580135101
9
47
SH
SOLE
NONE
0
0
47
MEDLEY CAP CORP
COM
58503F106
1
450
SH
SOLE
NONE
0
0
450
MERCK & CO INC
COM
58933Y105
39
426
SH
SOLE
NONE
0
0
426
METLIFE INC
COM
59156R108
6
122
SH
SOLE
NONE
0
0
122
MICROSOFT CORP
COM
594918104
135
856
SH
SOLE
NONE
0
0
856
MICROBOT MED INC
COM NEW
59503A204
0
1
SH
SOLE
NONE
0
0
1
MONEYGRAM INTL INC
COM NEW
60935Y208
0
75
SH
SOLE
NONE
0
0
75
MORGAN STANLEY
COM NEW
617446448
10
200
SH
SOLE
NONE
0
0
200
NBT BANCORP INC
COM
628778102
183
4500
SH
SOLE
NONE
0
0
4500
NCR CORP NEW
COM
62886E108
0
6
SH
SOLE
NONE
0
0
6
NATIONAL VISION HLDGS INC
COM
63845R107
23
700
SH
SOLE
NONE
0
0
700
NETFLIX INC
COM
64110L106
14
44
SH
SOLE
NONE
0
0
44
NEW AGE BEVERAGES CORP
COM
64157V108
1
300
SH
SOLE
NONE
0
0
300
NEW YORK CMNTY BANCORP INC
COM
649445103
2
173
SH
SOLE
NONE
0
0
173
NEW YORK MTG TR INC
COM PAR $.02
649604501
6
1000
SH
SOLE
NONE
0
0
1000
NIKE INC
CL B
654106103
3
25
SH
SOLE
NONE
0
0
25
NOKIA CORP
SPONSORED ADR
654902204
0
20
SH
SOLE
NONE
0
0
20
NORFOLK SOUTHERN CORP
COM
655844108
5
25
SH
SOLE
NONE
0
0
25
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
0
1000
SH
SOLE
NONE
0
0
1000
NVIDIA CORP
COM
67066G104
102
433
SH
SOLE
NONE
0
0
433
NUVEEN PFD & INCM SECURTIES
COM
67072C105
15
1500
SH
SOLE
NONE
0
0
1500
OAKTREE SPECIALTY LENDING CO
COM
67401P108
3
525
SH
SOLE
NONE
0
0
525
OCUGEN INC
COM
67577C105
1
1024
SH
SOLE
NONE
0
0
1024
ODYSSEY MARINE EXPLORATION I
COM NEW
676118201
0
101
SH
SOLE
NONE
0
0
101
OFFICE PPTYS INCOME TR
COM SHS BEN INT
67623C109
19
578
SH
SOLE
NONE
0
0
578
OLIN CORP
COM PAR $1
680665205
6
200
SH
SOLE
NONE
0
0
200
OMNICOM GROUP INC
COM
681919106
8
97
SH
SOLE
NONE
0
0
97
OMEGA HEALTHCARE INVS INC
COM
681936100
4
100
SH
SOLE
NONE
0
0
100
FLWS/1-800 FLOWERS
CL A
68243Q106
258
17800
SH
SOLE
NONE
0
0
17800
ORACLE CORP
COM
68389X105
95
1800
SH
SOLE
NONE
0
0
1800
ORCHID IS CAP INC
COM
68571X103
3
500
SH
SOLE
NONE
0
0
500
OVERSTOCK COM INC DEL
COM
690370101
7
1000
SH
SOLE
NONE
0
0
1000
PCSB FINL CORP
COM
69324R104
2
100
SH
SOLE
NONE
0
0
100
PDL BIOPHARMA INC
COM
69329Y104
0
100
SH
SOLE
NONE
0
0
100
PACKAGING CORP AMER
COM
695156109
2
20
SH
SOLE
NONE
0
0
20
PAYPAL HLDGS INC
COM
70450Y103
499
4615
SH
SOLE
NONE
0
0
4615
PEOPLES UTD FINL INC
COM
712704105
5
318
SH
SOLE
NONE
0
0
318
PEPSICO INC
COM
713448108
0
1
SH
SOLE
NONE
0
0
1
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
0
1
SH
SOLE
NONE
0
0
1
PFIZER INC
COM
717081103
26
654
SH
SOLE
NONE
0
0
654
PHILIP MORRIS INTL INC
COM
718172109
17
200
SH
SOLE
NONE
0
0
200
PHOENIX NEW MEDIA LTD
SPONSORED ADS
71910C103
10
5000
SH
SOLE
NONE
0
0
5000
PIMCO HIGH INCOME FD
COM SHS
722014107
13
1680
SH
SOLE
NONE
0
0
1680
PLUG POWER INC
COM NEW
72919P202
2
500
SH
SOLE
NONE
0
0
500
PROGYNY INC
COM
74340E103
4
150
SH
SOLE
NONE
0
0
150
PROSHARES TR
ONLINE RTL ETF
74347B169
3
80
SH
SOLE
NONE
0
0
80
PROSHARES TR
ULTSHRT QQQ
74347B243
35
1500
SH
SOLE
NONE
0
0
1500
PROSHARES TR
ULTRASHRT S&P500
74347B383
12
500
SH
SOLE
NONE
0
0
500
PROSHARES TR
SHORT S&P 500 NE
74347B425
592
24675
SH
SOLE
NONE
0
0
24675
PROPETRO HLDG CORP
COM
74347M108
2
200
SH
SOLE
NONE
0
0
200
PROSHARES TR II
ULTRA VIX SHORT
74347W148
0
10
SH
SOLE
NONE
0
0
10
PROSHARES TR
ULTSHT RUSS2000
74348A319
69
5500
SH
SOLE
NONE
0
0
5500
PROSHARES TR
S&P 500 DV ARIST
74348A467
1593
21072
SH
SOLE
NONE
0
0
21072
PRUDENTIAL FINL INC
COM
744320102
69
738
SH
SOLE
NONE
0
0
738
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
18
300
SH
SOLE
NONE
0
0
300
PUTNAM MANAGED MUN INCOM TR
COM
746823103
483
60407
SH
SOLE
NONE
0
0
60407
QORVO INC
COM
74736K101
2
15
SH
SOLE
NONE
0
0
15
QUALCOMM INC
COM
747525103
18
200
SH
SOLE
NONE
0
0
200
QUEST DIAGNOSTICS INC
COM
74834L100
14
130
SH
SOLE
NONE
0
0
130
RMR GROUP INC
CL A
74967R106
0
1
SH
SOLE
NONE
0
0
1
RAYTHEON CO
COM NEW
755111507
22
100
SH
SOLE
NONE
0
0
100
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
115
3089
SH
SOLE
NONE
0
0
3089
REGENERON PHARMACEUTICALS
COM
75886F107
23
61
SH
SOLE
NONE
0
0
61
RENAISSANCE CAP GREENWICH FD
IPO ETF
759937204
73
2351
SH
SOLE
NONE
0
0
2351
RESIDEO TECHNOLOGIES INC
COM
76118Y104
0
4
SH
SOLE
NONE
0
0
4
RETAIL PPTYS AMER INC
CL A
76131V202
3
228
SH
SOLE
NONE
0
0
228
RIOT BLOCKCHAIN INC
COM
767292105
0
25
SH
SOLE
NONE
0
0
25
RMR REAL ESTATE INCOME FUND
COM
76970B101
147
7277
SH
SOLE
NONE
0
0
7277
ROKU INC
COM CL A
77543R102
23
175
SH
SOLE
NONE
0
0
175
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
24
100
SH
SOLE
NONE
0
0
100
SPDR S&P 500 ETF TR
TR UNIT
78462F103
523
1624
SH
SOLE
NONE
0
0
1624
SPDR GOLD TRUST
GOLD SHS
78463V107
208
1455
SH
SOLE
NONE
0
0
1455
SPDR SERIES TRUST
WELLS FG PFD ETF
78464A292
19
421
SH
SOLE
NONE
0
0
421
SPDR SERIES TRUST
PORTFOLIO LN COR
78464A367
430
14280
SH
SOLE
NONE
0
0
14280
SPDR SERIES TRUST
S&P TRANSN ETF
78464A532
55
860
SH
SOLE
NONE
0
0
860
SPDR SERIES TRUST
HLTH CR EQUIP
78464A581
79
928
SH
SOLE
NONE
0
0
928
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
569
5215
SH
SOLE
NONE
0
0
5215
SPDR SERIES TRUST
PORTFOLIO LN TSR
78464A664
34
880
SH
SOLE
NONE
0
0
880
SPDR SERIES TRUST
S&P REGL BKG
78464A698
2672
45875
SH
SOLE
NONE
0
0
45875
SPDR SERIES TRUST
GLB DOW ETF
78464A706
148
1652
SH
SOLE
NONE
0
0
1652
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
4
95
SH
SOLE
NONE
0
0
95
SPDR SERIES TRUST
OILGAS EQUIP
78464A748
192
23765
SH
SOLE
NONE
0
0
23765
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
24
225
SH
SOLE
NONE
0
0
225
SPDR SERIES TRUST
S&P BK ETF
78464A797
17
350
SH
SOLE
NONE
0
0
350
SPDR SERIES TRUST
S&P 400 MDCP VAL
78464A839
12
220
SH
SOLE
NONE
0
0
220
SPDR SERIES TRUST
S&P SEMICNDCTR
78464A862
21
200
SH
SOLE
NONE
0
0
200
SPDR SERIES TRUST
S&P BIOTECH
78464A870
32
340
SH
SOLE
NONE
0
0
340
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
11
245
SH
SOLE
NONE
0
0
245
SSGA ACTIVE ETF TR
INCOM ALLO ETF
78467V202
328
9560
SH
SOLE
NONE
0
0
9560
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
6
22
SH
SOLE
NONE
0
0
22
SPDR SERIES TRUST
BLOOMBERG SRT TR
78468R408
129
4773
SH
SOLE
NONE
0
0
4773
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78468R622
108
989
SH
SOLE
NONE
0
0
989
SPDR SERIES TRUST
SSGA US SMAL ETF
78468R887
13
125
SH
SOLE
NONE
0
0
125
THE CHARLES SCHWAB CORPORATI
COM
808513105
24
494
SH
SOLE
NONE
0
0
494
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
1507
19607
SH
SOLE
NONE
0
0
19607
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
974
12685
SH
SOLE
NONE
0
0
12685
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
2898
31189
SH
SOLE
NONE
0
0
31189
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
422
7026
SH
SOLE
NONE
0
0
7026
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
2294
38131
SH
SOLE
NONE
0
0
38131
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
2910
38478
SH
SOLE
NONE
0
0
38478
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
908
33168
SH
SOLE
NONE
0
0
33168
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
38
891
SH
SOLE
NONE
0
0
891
SCHWAB STRATEGIC TR
SCHWAB FDT US BM
808524789
11
260
SH
SOLE
NONE
0
0
260
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
523
9033
SH
SOLE
NONE
0
0
9033
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
269
7986
SH
SOLE
NONE
0
0
7986
SCHWAB STRATEGIC TR
US REIT ETF
808524847
52
1130
SH
SOLE
NONE
0
0
1130
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
2990
52800
SH
SOLE
NONE
0
0
52800
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
221
3591
SH
SOLE
NONE
0
0
3591
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
480
4712
SH
SOLE
NONE
0
0
4712
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
220
3491
SH
SOLE
NONE
0
0
3491
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
512
4080
SH
SOLE
NONE
0
0
4080
SELECT SECTOR SPDR TR
ENERGY
81369Y506
93
1545
SH
SOLE
NONE
0
0
1545
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
2048
66533
SH
SOLE
NONE
0
0
66533
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
335
4107
SH
SOLE
NONE
0
0
4107
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
2860
31194
SH
SOLE
NONE
0
0
31194
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
163
4224
SH
SOLE
NONE
0
0
4224
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
815
12613
SH
SOLE
NONE
0
0
12613
SHOPIFY INC
CL A
82509L107
4
10
SH
SOLE
NONE
0
0
10
SIRIUS XM HLDGS INC
COM
82968B103
16
2301
SH
SOLE
NONE
0
0
2301
SNAP INC
CL A
83304A106
5
287
SH
SOLE
NONE
0
0
287
SPRINT CORPORATION
COM
85207U105
2
405
SH
SOLE
NONE
0
0
405
SQUARE INC
CL A
852234103
75
1200
SH
SOLE
NONE
0
0
1200
STITCH FIX INC
COM CL A
860897107
301
11713
SH
SOLE
NONE
0
0
11713
STMICROELECTRONICS N V
NY REGISTRY
861012102
46
1700
SH
SOLE
NONE
0
0
1700
STORE CAP CORP
COM
862121100
2
50
SH
SOLE
NONE
0
0
50
STRYKER CORP
COM
863667101
0
0
SH
SOLE
NONE
0
0
0
THL CREDIT INC
COM
872438106
19
2975
SH
SOLE
NONE
0
0
2975
TELARIA INC
COM
879181105
2
213
SH
SOLE
NONE
0
0
213
TERADATA CORP DEL
COM
88076W103
0
6
SH
SOLE
NONE
0
0
6
TESLA INC
COM
88160R101
1694
4050
SH
SOLE
NONE
0
0
4050
TITAN PHARMACEUTICALS INC DE
COM
888314507
0
31
SH
SOLE
NONE
0
0
31
TOWN SPORTS INTL HLDGS INC
COM
89214A102
2
950
SH
SOLE
NONE
0
0
950
TWITTER INC
COM
90184L102
4
125
SH
SOLE
NONE
0
0
125
UBER TECHNOLOGIES INC
COM
90353T100
270
9091
SH
SOLE
NONE
0
0
9091
UNDER ARMOUR INC
CL A
904311107
9
426
SH
SOLE
NONE
0
0
426
UNDER ARMOUR INC
CL C
904311206
4
232
SH
SOLE
NONE
0
0
232
UNION PACIFIC CORP
COM
907818108
5
30
SH
SOLE
NONE
0
0
30
UNITED PARCEL SERVICE INC
CL B
911312106
146
1250
SH
SOLE
NONE
0
0
1250
UNITED STATES STL CORP NEW
COM
912909108
9
777
SH
SOLE
NONE
0
0
777
UNITI GROUP INC
COM
91325V108
1
89
SH
SOLE
NONE
0
0
89
VALERO ENERGY CORP NEW
COM
91913Y100
14
150
SH
SOLE
NONE
0
0
150
VANECK VECTORS ETF TRUST
GOLD MINERS ETF
92189F106
58
1992
SH
SOLE
NONE
0
0
1992
VANECK VECTORS ETF TRUST
ENERGY INCOME
92189F288
10
571
SH
SOLE
NONE
0
0
571
VANECK VECTORS ETF TRUST
ENVIRONMENTAL SV
92189F304
8
75
SH
SOLE
NONE
0
0
75
VANECK VECTORS ETF TRUST
EMERGING MKTS HI
92189F353
371
15630
SH
SOLE
NONE
0
0
15630
VANECK VECTORS ETF TRUST
PFD SECS EX FINL
92189F429
2006
99195
SH
SOLE
NONE
0
0
99195
VANECK VECTORS ETF TRUST
LOW CARBN ENERGY
92189F502
2
25
SH
SOLE
NONE
0
0
25
VANECK VECTORS ETF TRUST
SEMICONDUCTOR ET
92189F676
11
75
SH
SOLE
NONE
0
0
75
VANECK VECTORS ETF TRUST
OIL SVCS ETF
92189F718
4
300
SH
SOLE
NONE
0
0
300
VANECK VECTORS ETF TRUST
VIETNAM ETF
92189F817
48
3000
SH
SOLE
NONE
0
0
3000
VANGUARD GROUP
DIV APP ETF
921908844
280
2250
SH
SOLE
NONE
0
0
2250
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
8
55
SH
SOLE
NONE
0
0
55
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
87
782
SH
SOLE
NONE
0
0
782
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
109
1085
SH
SOLE
NONE
0
0
1085
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
95
1085
SH
SOLE
NONE
0
0
1085
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
31
379
SH
SOLE
NONE
0
0
379
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
7
80
SH
SOLE
NONE
0
0
80
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
16
170
SH
SOLE
NONE
0
0
170
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
0
8
SH
SOLE
NONE
0
0
8
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
8
100
SH
SOLE
NONE
0
0
100
VANGUARD WORLD FDS
ENERGY ETF
92204A306
10
120
SH
SOLE
NONE
0
0
120
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
196
2570
SH
SOLE
NONE
0
0
2570
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
1385
7221
SH
SOLE
NONE
0
0
7221
VANGUARD WORLD FDS
INF TECH ETF
92204A702
68
278
SH
SOLE
NONE
0
0
278
VANGUARD WORLD FDS
COMM SRVC ETF
92204A884
5
55
SH
SOLE
NONE
0
0
55
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
47
885
SH
SOLE
NONE
0
0
885
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
8
150
SH
SOLE
NONE
0
0
150
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
783
6571
SH
SOLE
NONE
0
0
6571
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
1713
10790
SH
SOLE
NONE
0
0
10790
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
789
8504
SH
SOLE
NONE
0
0
8504
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
7
50
SH
SOLE
NONE
0
0
50
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
57
384
SH
SOLE
NONE
0
0
384
VANGUARD INDEX FDS
GROWTH ETF
922908736
169
928
SH
SOLE
NONE
0
0
928
VANGUARD INDEX FDS
VALUE ETF
922908744
61
510
SH
SOLE
NONE
0
0
510
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1046
6314
SH
SOLE
NONE
0
0
6314
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
21
126
SH
SOLE
NONE
0
0
126
VEREIT INC
COM
92339V100
0
20
SH
SOLE
NONE
0
0
20
VERIZON COMMUNICATIONS INC
COM
92343V104
107
1734
SH
SOLE
NONE
0
0
1734
VISA INC
COM CL A
92826C839
95
503
SH
SOLE
NONE
0
0
503
W P CAREY INC
COM
92936U109
16
200
SH
SOLE
NONE
0
0
200
WABTEC CORP
COM
929740108
1
9
SH
SOLE
NONE
0
0
9
WALMART INC
COM
931142103
16
131
SH
SOLE
NONE
0
0
131
WALGREENS BOOTS ALLIANCE INC
COM
931427108
6
100
SH
SOLE
NONE
0
0
100
WASTE MGMT INC DEL
COM
94106L109
4
31
SH
SOLE
NONE
0
0
31
WELLS FARGO CO NEW
COM
949746101
5
100
SH
SOLE
NONE
0
0
100
WESTERN ASSET GLB HI INCOME
COM
95766B109
51
5095
SH
SOLE
NONE
0
0
5095
WESTERN ASST MN PRT FD INC
COM
95766P108
46
3000
SH
SOLE
NONE
0
0
3000
WESTERN ASSET MTG CAP CORP
COM
95790D105
9
840
SH
SOLE
NONE
0
0
840
WESTROCK CO
COM
96145D105
8
176
SH
SOLE
NONE
0
0
176
WHEATON PRECIOUS METALS CORP
COM
962879102
2
65
SH
SOLE
NONE
0
0
65
WILLIAMS SONOMA INC
COM
969904101
95
1300
SH
SOLE
NONE
0
0
1300
WISDOMTREE TR
US TOTAL DIVIDND
97717W109
29
275
SH
SOLE
NONE
0
0
275
WISDOMTREE TR
INDIA ERNGS FD
97717W422
451
18100
SH
SOLE
NONE
0
0
18100
WISDOMTREE TR
US MIDCAP DIVID
97717W505
218
5725
SH
SOLE
NONE
0
0
5725
WISDOMTREE TR
US MIDCAP FUND
97717W570
13
300
SH
SOLE
NONE
0
0
300
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
257
8975
SH
SOLE
NONE
0
0
8975
WISDOMTREE TR
INTL MIDCAP DV
97717W778
126
1913
SH
SOLE
NONE
0
0
1913
WISDOMTREE TR
ITL HIGH DIV FD
97717W802
133
3160
SH
SOLE
NONE
0
0
3160
WORKHORSE GROUP INC
COM NEW
98138J206
2
500
SH
SOLE
NONE
0
0
500
WYNN RESORTS LTD
COM
983134107
14
100
SH
SOLE
NONE
0
0
100
XEROX HOLDINGS CORP
COM NEW
98421M106
9
236
SH
SOLE
NONE
0
0
236
YETI HLDGS INC
COM
98585X104
5
130
SH
SOLE
NONE
0
0
130
ZAYO GROUP HLDGS INC
COM
98919V105
3
100
SH
SOLE
NONE
0
0
100
ZILLOW GROUP INC
CL A
98954M101
41
900
SH
SOLE
NONE
0
0
900
INVESCO LTD
SHS
G491BT108
4
200
SH
SOLE
NONE
0
0
200
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
13
500
SH
SOLE
NONE
0
0
500
SFL CORPORATION LTD
SHS
G7738W106
17
1200
SH
SOLE
NONE
0
0
1200
GOLAR LNG LTD BERMUDA
SHS
G9456A100
0
0
SH
SOLE
NONE
0
0
0
AUDIOCODES LTD
ORD
M15342104
5
200
SH
SOLE
NONE
0
0
200
YANDEX N V
SHS CLASS A
N97284108
154
3550
SH
SOLE
NONE
0
0
3550
NAVIOS MARITIME PARTNERS L P
COM UNIT LPI
Y62267409
13
697
SH
SOLE
NONE
0
0
697