SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Solomon Dan Alexandru

(Last) (First) (Middle)
600 TOWNSEND STREET, SUITE 200

(Street)
SAN FRANCISCO CA 94103

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PagerDuty, Inc. [ PD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Co-Founder & GM Mindstorm
3. Date of Earliest Transaction (Month/Day/Year)
04/05/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/05/2021 G 274,004(1) D $0.00 0.00 I By Alex Solomon, as Trustee of the A. Solomon GRAT dated April 3, 2019
Common Stock 04/05/2021 G 115,866(2) A $0.00 2,790,902(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects 274,004 shares transferred from the Alex Solomon, as Trustee of the A. Solomon GRAT dated April 3, 2019, to beneficiaries on April 5, 2021. A total of a) 115,866 shares were transferred from the Grantor Retained Annuity Trust to the Reporting Person; and b) 158,138 shares were transferred from the Grantor Retained Annuity Trust to a trust of which the Reporting Person is not a trustee or beneficiary.
2. Reflects 115,866 shares transferred from the Alex Solomon, as Trustee of the A. Solomon GRAT dated April 3, 2019 to the Reporting Person on April 5, 2021.
3. A portion of these shares represent restricted stock units.
Remarks:
Due to the late reporting of this transaction due to an administrative oversight, the Form 4s filed on the Reporting Person's behalf on October 5, 2021 and April 5, 2022 incorrectly reported the shares beneficially owned. After giving effect to this transaction, on October 5, 2021, the Reporting Person directly held 2,724,351 shares and indirectly held 0 shares. As of the Form 4 filed on the Reporting Person's behalf on April 5, 2022, the Reporting Person directly held 2,790,902 shares.
/s /Irving Gomez, Attorney-in-Fact for Dan Alexandru Solomon 05/02/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.