0001772031-20-000004.txt : 20200714
0001772031-20-000004.hdr.sgml : 20200714
20200714113906
ACCESSION NUMBER: 0001772031-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200714
DATE AS OF CHANGE: 20200714
EFFECTIVENESS DATE: 20200714
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LAKE STREET FINANCIAL LLC
CENTRAL INDEX KEY: 0001772031
IRS NUMBER: 823746736
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19464
FILM NUMBER: 201026657
BUSINESS ADDRESS:
STREET 1: 128 NORTH MAY STREET
STREET 2: FLOOR 2
CITY: CHICAGO
STATE: IL
ZIP: 60607
BUSINESS PHONE: 312-579-4341
MAIL ADDRESS:
STREET 1: 128 NORTH MAY STREET
STREET 2: FLOOR 2
CITY: CHICAGO
STATE: IL
ZIP: 60607
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
true
0001772031
XXXXXXXX
06-30-2020
06-30-2020
LAKE STREET FINANCIAL LLC
128 NORTH MAY STREET
FLOOR 2
CHICAGO
IL
60607
13F HOLDINGS REPORT
028-19464
N
JOSEPH STOCK
MANAGING PARTNER
312-579-4341
/s/ JOSEPH STOCK
CHICAGO
IL
07-14-2020
0
151
269881
false
INFORMATION TABLE
2
lsf13f2q2020.xml
1LIFE HEALTHCARE INC
COM
68269G107
775
21349
SH
SOLE
21349
0
0
ABBOTT LABS
COM
002824100
699
7645
SH
SOLE
7645
0
0
ABBVIE INC
COM
00287Y109
452
4610
SH
SOLE
4610
0
0
ADOBE INC
COM
00724F101
2326
5345
SH
SOLE
5345
0
0
ALASKA AIR GROUP INC
COM
011659109
401
11075
SH
SOLE
11075
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
669
3105
SH
SOLE
3105
0
0
ALKALINE WTR CO INC
COM NEW
01643A207
28
20000
SH
SOLE
20000
0
0
ALPHABET INC
CAP STK CL A
02079K305
3450
2433
SH
SOLE
2433
0
0
ALPHABET INC
CAP STK CL C
02079K107
3169
2242
SH
SOLE
2242
0
0
ALPS ETF TR
ALERIAN MLP
00162Q452
711
28814
SH
SOLE
28814
0
0
AMAZON COM INC
COM
023135106
10345
3750
SH
SOLE
3750
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
402
1557
SH
SOLE
1557
0
0
AMGEN INC
COM
031162100
473
2007
SH
SOLE
2007
0
0
APPLE INC
COM
037833100
20274
55576
SH
SOLE
55576
0
0
AT&T INC
COM
00206R102
2105
69634
SH
SOLE
69634
0
0
ATMOS ENERGY CORP
COM
049560105
261
2629
SH
SOLE
2629
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1803
10102
SH
SOLE
10102
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
267
1
SH
SOLE
1
0
0
BK OF AMERICA CORP
COM
060505104
915
38560
SH
SOLE
38560
0
0
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
4113
3065
SH
SOLE
3065
0
0
BLACKROCK CORPOR HI YLD FD INC
COM
09255P107
3288
323350
SH
SOLE
323350
0
0
BLACKROCK INC
COM
09247X101
659
1212
SH
SOLE
1212
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
861
15203
SH
SOLE
15203
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
991
16854
SH
SOLE
16854
0
0
BROADCOM INC
COM
11135F101
750
2378
SH
SOLE
2378
0
0
CALAMOS STRATEGIC TOTL RETN FD
COM SH BEN INT
128125101
1163
93600
SH
SOLE
93600
0
0
CHEVRON CORP NEW
COM
166764100
971
10885
SH
SOLE
10885
0
0
CIGNA CORP NEW
COM
125523100
1280
6825
SH
SOLE
6825
0
0
CISCO SYS INC
COM
17275R102
1627
34901
SH
SOLE
34901
0
0
CITIGROUP INC COM
NEW
172967424
425
8328
SH
SOLE
8328
0
0
CME GROUP INC
COM
12572Q105
481
2965
SH
SOLE
2965
0
0
COCA COLA CO
COM
191216100
424
9496
SH
SOLE
9496
0
0
COHEN & STEERS QUALITY INCOME
COM
19247L106
3302
302125
SH
SOLE
302125
0
0
COMCAST CORP NEW
CL A
20030N101
2030
52098
SH
SOLE
52098
0
0
COSTCO WHSL CORP NEW
COM
22160K105
3091
10195
SH
SOLE
10195
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
289
1730
SH
SOLE
1730
0
0
CSX CORP
COM
126408103
220
3165
SH
SOLE
3165
0
0
CVS HEALTH CORP
COM
126650100
2978
45845
SH
SOLE
45845
0
0
CYRUSONE INC
COM
23283R100
842
11575
SH
SOLE
11575
0
0
DANAHER CORPORATION
COM
235851102
379
2144
SH
SOLE
2144
0
0
DIGITAL RLTY TR INC
COM
253868103
253
1783
SH
SOLE
1783
0
0
DISNEY WALT CO
COM DISNEY
254687106
847
7601
SH
SOLE
7601
0
0
DOLLAR GEN CORP NEW
COM
256677105
391
2057
SH
SOLE
2057
0
0
DOMINOS PIZZA INC
COM
25754A201
448
1215
SH
SOLE
1215
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
478
5992
SH
SOLE
5992
0
0
FACEBOOK INC
CL A
30303M102
4648
20472
SH
SOLE
20472
0
0
FIFTH THIRD BANCORP
COM
316773100
337
17507
SH
SOLE
17507
0
0
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
1676
91001
SH
SOLE
91001
0
0
FIRST TR EXCH TRADED FD III
MANAGD MUN ETF
33739N108
1933
35154
SH
SOLE
35154
0
0
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
1020
11315
SH
SOLE
11315
0
0
FIRST TR EXCHANGE-TRADED FD
SENIOR LN FD
33738D309
1939
42977
SH
SOLE
42977
0
0
FIRST TR EXCHANGE-TRADED FD
FIRST TR ENH NEW
33739Q408
2262
37710
SH
SOLE
37710
0
0
FIRST TR NASDAQ-100 TECH IND
NY ARCA BIOTECH
33733E203
557
3321
SH
SOLE
3321
0
0
GENERAL ELECTRIC CO
COM
369604103
332
48754
SH
SOLE
48754
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1756
8889
SH
SOLE
8889
0
0
HOME DEPOT INC
COM
437076102
965
3856
SH
SOLE
3856
0
0
HONEYWELL INTL INC
COM
438516106
1549
10714
SH
SOLE
10714
0
0
IDEANOMICS INC
COM
45166V106
92
45800
SH
SOLE
45800
0
0
ILLINOIS TOOL WKS INC
COM
452308109
242
1389
SH
SOLE
1389
0
0
INTEL CORP
COM
458140100
2410
40287
SH
SOLE
40287
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
970
8038
SH
SOLE
8038
0
0
INVESCO ACTIVELY MANAGED ETF
ULTRA SHRT DUR
46090A887
9223
182852
SH
SOLE
182852
0
0
INVESCO EXCHANGE TRADED FD
FINL PFD ETF
46137V621
304
17000
SH
SOLE
17000
0
0
INVESCO EXCHANGE TRADED FD
WATER RES ETF
46137V142
306
8439
SH
SOLE
8439
0
0
INVESCO EXCHANGE-TRADED FD
S&P MIDCP LOW
46138E198
3787
91541
SH
SOLE
91541
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
5426
21917
SH
SOLE
21917
0
0
ISHARES INC
MSCI PAC JAPAN ETF
464286665
1813
45609
SH
SOLE
45609
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
2134
44848
SH
SOLE
44848
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
1783
32473
SH
SOLE
32473
0
0
ISHARES TR
CORE US AGGBD ETF
464287226
6518
55144
SH
SOLE
55144
0
0
ISHARES TR
MSCI CHINA ETF
46429B671
2952
45106
SH
SOLE
45106
0
0
ISHARES TR
TIPS BD ETF
464287176
4767
38759
SH
SOLE
38759
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
2394
24567
SH
SOLE
24567
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
2032
15115
SH
SOLE
15115
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
2731
13206
SH
SOLE
13206
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
453
4195
SH
SOLE
4195
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
214
3759
SH
SOLE
3759
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
689
3322
SH
SOLE
3322
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
449
3292
SH
SOLE
3292
0
0
ISHARES TR
U.S. TECH ETF
464287721
849
3148
SH
SOLE
3148
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
270
1522
SH
SOLE
1522
0
0
ISHARES TR
DOW JONES US ETF
464287846
206
1349
SH
SOLE
1349
0
0
ISHARES TR
CORE S&P500 ETF
464287200
225
729
SH
SOLE
729
0
0
JEFFERIES FINL GROUP INC
COM
47233W109
183
11800
SH
SOLE
11800
0
0
JOHNSON & JOHNSON
COM
478160104
2784
19803
SH
SOLE
19803
0
0
JPMORGAN CHASE & CO
ALERIAN MLP ETN
46625H365
1313
99525
SH
SOLE
99525
0
0
JPMORGAN CHASE & CO
COM
46625H100
4353
46283
SH
SOLE
46283
0
0
KINDER MORGAN INC DEL
COM
49456B101
1286
84804
SH
SOLE
84804
0
0
KRANESHARES TR
CSI CHINA INTERNET
500767306
3211
51841
SH
SOLE
51841
0
0
LAM RESEARCH CORP
COM
512807108
334
1035
SH
SOLE
1035
0
0
LILLY ELI & CO
COM
532457108
875
5335
SH
SOLE
5335
0
0
LOCKHEED MARTIN CORP
COM
539830109
459
1260
SH
SOLE
1260
0
0
LULULEMON ATHLETICA INC
COM
550021109
565
1811
SH
SOLE
1811
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
352
1192
SH
SOLE
1192
0
0
MCDONALDS CORP
COM
580135101
2679
14527
SH
SOLE
14527
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
1974
105000
SH
SOLE
105000
0
0
MEDTRONIC PLC
SHS
G5960L103
761
8304
SH
SOLE
8304
0
0
MERCK & CO. INC
COM
58933Y105
646
8360
SH
SOLE
8360
0
0
MICROSOFT CORP
COM
594918104
8865
43564
SH
SOLE
43564
0
0
NETFLIX INC
COM
64110L106
522
1149
SH
SOLE
1149
0
0
NEXTERA ENERGY INC
COM
65339F101
3457
14395
SH
SOLE
14395
0
0
NIKE INC
CL B
654106103
803
8198
SH
SOLE
8198
0
0
NORFOLK SOUTHERN CORP
COM
655844108
1352
7702
SH
SOLE
7702
0
0
NORTHROP GRUMMAN CORP
COM
666807102
265
864
SH
SOLE
864
0
0
NUVEEN MUNICIPAL CREDIT INC FD
COM SH BEN INT
67070X101
955
64750
SH
SOLE
64750
0
0
NVIDIA CORPORATION
COM
67066G104
3962
10429
SH
SOLE
10429
0
0
PALO ALTO NETWORKS INC
COM
697435105
561
2445
SH
SOLE
2445
0
0
PAYPAL HLDGS INC
COM
70450Y103
807
4633
SH
SOLE
4633
0
0
PEPSICO INC
COM
713448108
721
5454
SH
SOLE
5454
0
0
PFIZER INC
COM
717081103
276
8463
SH
SOLE
8463
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
329
3240
SH
SOLE
3240
0
0
PIONEER FLOATING RATE TR
COM
72369J102
266
28000
SH
SOLE
28000
0
0
PROCTER AND GAMBLE CO
COM
742718109
387
3241
SH
SOLE
3241
0
0
PROSHARES TR
SHORT S&P 500 NE
74347B425
307
13750
SH
SOLE
13750
0
0
QUALCOMM INC
COM
747525103
1165
12776
SH
SOLE
12776
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
244
2145
SH
SOLE
2145
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
1436
23307
SH
SOLE
23307
0
0
RENAISSANCE CAP GREENWICH FD
IPO ETF
759937204
409
10125
SH
SOLE
10125
0
0
SALESFORCE COM INC
COM
79466L302
2516
13435
SH
SOLE
13435
0
0
SHOPIFY INC
CL A
82509L107
245
259
SH
SOLE
259
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
8051
48105
SH
SOLE
48105
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1100
3569
SH
SOLE
3569
0
0
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
2824
56631
SH
SOLE
56631
0
0
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
696
6883
SH
SOLE
6883
0
0
SPLUNK INC
COM
848637104
1362
6856
SH
SOLE
6856
0
0
SQUARE INC
CL A
852234103
271
2587
SH
SOLE
2587
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
2783
56176
SH
SOLE
56176
0
0
STARBUCKS CORP
COM
855244109
2550
34655
SH
SOLE
34655
0
0
STRYKER CORPORATION
COM
863667101
1164
6461
SH
SOLE
6461
0
0
TARGET CORP
COM
87612E106
1343
11203
SH
SOLE
11203
0
0
TERADYNE INC
COM
880770102
473
5606
SH
SOLE
5606
0
0
TESLA INC
COM
88160R101
387
359
SH
SOLE
359
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
489
1350
SH
SOLE
1350
0
0
TYSON FOODS INC
CL A
902494103
672
11255
SH
SOLE
11255
0
0
UBER TECHNOLOGIES INC
COM
90353T100
1213
39051
SH
SOLE
39051
0
0
ULTA BEAUTY INC
COM
90384S303
1225
6026
SH
SOLE
6026
0
0
UNION PAC CORP
COM
907818108
266
1576
SH
SOLE
1576
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
218
1967
SH
SOLE
1967
0
0
VANECK VECTORS ETF TR
SHORT HIGH YIELD
92189F387
1142
47945
SH
SOLE
47945
0
0
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
1151
19426
SH
SOLE
19426
0
0
VANGUARD INDEX FD
GROWTH ETF
922908736
9007
44570
SH
SOLE
44570
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
5794
58179
SH
SOLE
58179
0
0
VANGUARD INTL EQUITY INDEX
FTSE EUROPE ETF
922042874
1938
38518
SH
SOLE
38518
0
0
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
1835
33901
SH
SOLE
33901
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
392
3351
SH
SOLE
3351
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
4178
75793
SH
SOLE
75793
0
0
VISA INC
COM CL A
92826C839
4070
21072
SH
SOLE
21072
0
0
WALMART INC
COM
931142103
560
4682
SH
SOLE
4682
0
0
WISDOMTREE TR
US LARGECAP DIVD
97717W307
4920
52977
SH
SOLE
52977
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
1583
26089
SH
SOLE
26089
0
0
ZOETIS INC
CL A
98978V103
280
2046
SH
SOLE
2046
0
0