Chief Compliance Officer

0001085146-21-001433.txt : 20210504 0001085146-21-001433.hdr.sgml : 20210504 20210503205345 ACCESSION NUMBER: 0001085146-21-001433 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210503 EFFECTIVENESS DATE: 20210504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAGE RHINO CAPITAL LLC CENTRAL INDEX KEY: 0001771605 IRS NUMBER: 823527027 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19473 FILM NUMBER: 21885527 BUSINESS ADDRESS: STREET 1: 525 MIDDLEFIELD ROAD, SUITE 119 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6503525600 MAIL ADDRESS: STREET 1: 525 MIDDLEFIELD ROAD, SUITE 119 CITY: MENLO PARK STATE: CA ZIP: 94025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001771605 XXXXXXXX 03-31-2021 03-31-2021 false SAGE RHINO CAPITAL LLC

525 MIDDLEFIELD ROAD, SUITE 119 MENLO PARK CA 94025

13F HOLDINGS REPORT 028-19473 N Caroline Novak Chief Compliance Officer 650-352-5600 /s/Caroline Novak Menlo Park CA 04-30-2021 0 185 304380 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 335 2794 SH SOLE 0 0 2794 ABBVIE INC COM 00287Y109 284 2626 SH SOLE 0 0 2626 ADOBE SYSTEMS INCORPORATED COM 00724F101 243 511 SH SOLE 0 0 511 AEGON N V NY REGISTRY SHS 007924103 94 19861 SH SOLE 0 0 19861 AERCAP HOLDINGS NV SHS N00985106 689 11725 SH SOLE 0 0 11725 AES CORP COM 00130H105 1228 45810 SH SOLE 0 0 45810 ALPHABET INC CAP STK CL A 02079K305 1190 577 SH SOLE 0 0 577 ALPHABET INC CAP STK CL C 02079K107 1789 865 SH SOLE 0 0 865 AMAZON COM INC COM 023135106 2290 740 SH SOLE 0 0 740 AMERICAN CENTY ETF TR AVANTIS EMGMKT 025072604 1633 24855 SH SOLE 0 0 24855 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 5077 83915 SH SOLE 0 0 83915 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 724 11641 SH SOLE 0 0 11641 AMERICAN CENTY ETF TR US EQT ETF 025072885 7756 111827 SH SOLE 0 0 111827 AMERICAN CENTY ETF TR US SML CP VALU 025072877 10042 139068 SH SOLE 0 0 139068 AMERICAN EXPRESS CO COM 025816109 971 6866 SH SOLE 0 0 6866 AMGEN INC COM 031162100 609 2449 SH SOLE 0 0 2449 APPLE INC COM 037833100 7620 62380 SH SOLE 0 0 62380 ASML HOLDING N V N Y REGISTRY SHS N07059210 572 927 SH SOLE 0 0 927 ASTRAZENECA PLC SPONSORED ADR 046353108 387 7785 SH SOLE 0 0 7785 AT&T INC COM 00206R102 224 7386 SH SOLE 0 0 7386 AUTODESK INC COM 052769106 313 1130 SH SOLE 0 0 1130 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 126 24200 SH SOLE 0 0 24200 BANCO SANTANDER S.A. ADR 05964H105 86 25012 SH SOLE 0 0 25012 BARCLAYS PLC ADR 06738E204 156 15274 SH SOLE 0 0 15274 BARRICK GOLD CORP COM 067901108 470 23720 SH SOLE 0 0 23720 BERKSHIRE HATHAWAY INC DEL CL A 084670108 386 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 543 2125 SH SOLE 0 0 2125 BHP GROUP LTD SPONSORED ADS 088606108 958 13811 SH SOLE 0 0 13811 BIOGEN INC COM 09062X103 210 751 SH SOLE 0 0 751 BK OF AMERICA CORP COM 060505104 223 5752 SH SOLE 0 0 5752 BLACKROCK INC COM 09247X101 1105 1465 SH SOLE 0 0 1465 BLOOM ENERGY CORP COM CL A 093712107 280 10342 SH SOLE 0 0 10342 BOEING CO COM 097023105 796 3124 SH SOLE 0 0 3124 BOOKING HOLDINGS INC COM 09857L108 273 117 SH SOLE 0 0 117 BP PLC SPONSORED ADR 055622104 523 21463 SH SOLE 0 0 21463 BRISTOL-MYERS SQUIBB CO COM 110122108 642 10174 SH SOLE 0 0 10174 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 238 6153 SH SOLE 0 0 6153 BROADCOM INC COM 11135F101 457 986 SH SOLE 0 0 986 CAMECO CORP COM 13321L108 815 49074 SH SOLE 0 0 49074 CARNIVAL CORP UNIT 99/99/9999 143658300 387 14597 SH SOLE 0 0 14597 CHEVRON CORP NEW COM 166764100 328 3130 SH SOLE 0 0 3130 CISCO SYS INC COM 17275R102 915 17698 SH SOLE 0 0 17698 CLEVELAND-CLIFFS INC NEW COM 185899101 256 12710 SH SOLE 0 0 12710 COCA COLA CO COM 191216100 247 4680 SH SOLE 0 0 4680 COMCAST CORP NEW CL A 20030N101 1230 22726 SH SOLE 0 0 22726 CONCENTRIX CORP COM 20602D101 685 4577 SH SOLE 0 0 4577 COSTCO WHSL CORP NEW COM 22160K105 415 1178 SH SOLE 0 0 1178 CYRUSONE INC COM 23283R100 384 5674 SH SOLE 0 0 5674 DAVITA INC COM 23918K108 280 2597 SH SOLE 0 0 2597 DIAGEO PLC SPON ADR NEW 25243Q205 262 1597 SH SOLE 0 0 1597 DISNEY WALT CO COM 254687106 405 2194 SH SOLE 0 0 2194 DOCUSIGN INC COM 256163106 13001 64218 SH SOLE 0 0 64218 DUKE ENERGY CORP NEW COM NEW 26441C204 227 2353 SH SOLE 0 0 2353 EATON VANCE TAX MNGED BUY WR COM 27828X100 787 50025 SH SOLE 0 0 50025 EPAM SYS INC COM 29414B104 779 1963 SH SOLE 0 0 1963 EXXON MOBIL CORP COM 30231G102 308 5509 SH SOLE 0 0 5509 FACEBOOK INC CL A 30303M102 935 3174 SH SOLE 0 0 3174 FASTLY INC CL A 31188V100 666 9898 SH SOLE 0 0 9898 FIRST REP BK SAN FRANCISCO C COM 33616C100 731 4383 SH SOLE 0 0 4383 GENERAL ELECTRIC CO COM 369604103 186 14159 SH SOLE 0 0 14159 GOLDMAN SACHS ETF TR ACES ULTRA SHR 381430230 938 18475 SH SOLE 0 0 18475 HEWLETT PACKARD ENTERPRISE C COM 42824C109 790 50160 SH SOLE 0 0 50160 HOME DEPOT INC COM 437076102 456 1495 SH SOLE 0 0 1495 HSBC HLDGS PLC SPON ADR NEW 404280406 243 8328 SH SOLE 0 0 8328 HYRECAR INC COM 44916T107 2336 238330 SH SOLE 0 0 238330 ILLUMINA INC COM 452327109 321 837 SH SOLE 0 0 837 ING GROEP N.V. SPONSORED ADR 456837103 174 14237 SH SOLE 0 0 14237 INTEL CORP COM 458140100 674 10527 SH SOLE 0 0 10527 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 4554 16876 SH SOLE 0 0 16876 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 15388 108623 SH SOLE 0 0 108623 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 429 2609 SH SOLE 0 0 2609 ISHARES GOLD TR ISHARES 464285105 12633 776921 SH SOLE 0 0 776921 ISHARES INC CORE MSCI EMKT 46434G103 3978 61805 SH SOLE 0 0 61805 ISHARES TR CORE INTL AGGR 46435G672 1535 27981 SH SOLE 0 0 27981 ISHARES TR CORE MSCI EAFE 46432F842 12617 175109 SH SOLE 0 0 175109 ISHARES TR CORE S&P MCP ETF 464287507 437 1680 SH SOLE 0 0 1680 ISHARES TR CORE S&P SCP ETF 464287804 390 3594 SH SOLE 0 0 3594 ISHARES TR CORE S&P500 ETF 464287200 1852 4655 SH SOLE 0 0 4655 ISHARES TR CORE US AGGBD ET 464287226 438 3848 SH SOLE 0 0 3848 ISHARES TR EAFE SML CP ETF 464288273 593 8250 SH SOLE 0 0 8250 ISHARES TR FLTG RATE NT ETF 46429B655 813 16011 SH SOLE 0 0 16011 ISHARES TR MSCI EMG MKT ETF 464287234 275 5150 SH SOLE 0 0 5150 ISHARES TR MSCI EURO FL ETF 464289180 405 21000 SH SOLE 0 0 21000 ISHARES TR PFD AND INCM SEC 464288687 891 23206 SH SOLE 0 0 23206 ISHARES TR RUS 1000 GRW ETF 464287614 486 2000 SH SOLE 0 0 2000 ISHARES TR RUSSELL 2000 ETF 464287655 1459 6602 SH SOLE 0 0 6602 ISHARES TR SELECT DIVID ETF 464287168 212 1855 SH SOLE 0 0 1855 ISHARES TR U.S. REAL ES ETF 464287739 1513 16451 SH SOLE 0 0 16451 JOHNSON & JOHNSON COM 478160104 1136 6911 SH SOLE 0 0 6911 JPMORGAN CHASE & CO COM 46625H100 1432 9409 SH SOLE 0 0 9409 KKR & CO INC COM 48251W104 511 10455 SH SOLE 0 0 10455 KKR INCOME OPPORTUNITIES FD COM 48249T106 4110 259786 SH SOLE 0 0 259786 LILLY ELI & CO COM 532457108 382 2045 SH SOLE 0 0 2045 LYFT INC CL A COM 55087P104 2088 33053 SH SOLE 0 0 33053 MACYS INC COM 55616P104 179 11082 SH SOLE 0 0 11082 MASTERCARD INCORPORATED CL A 57636Q104 336 943 SH SOLE 0 0 943 MCDONALDS CORP COM 580135101 251 1119 SH SOLE 0 0 1119 MEDTRONIC PLC SHS G5960L103 366 3097 SH SOLE 0 0 3097 MERCK & CO. INC COM 58933Y105 781 10137 SH SOLE 0 0 10137 MICROSOFT CORP COM 594918104 3286 13935 SH SOLE 0 0 13935 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 195 36187 SH SOLE 0 0 36187 MIZUHO FINANCIAL GROUP INC SPONSORED ADR 60687Y109 143 49219 SH SOLE 0 0 49219 MORGAN STANLEY COM NEW 617446448 1347 17348 SH SOLE 0 0 17348 NETFLIX INC COM 64110L106 964 1847 SH SOLE 0 0 1847 NEW YORK MTG TR INC COM PAR $.02 649604501 53 11893 SH SOLE 0 0 11893 NEWMONT CORP COM 651639106 717 11902 SH SOLE 0 0 11902 NEXTERA ENERGY INC COM 65339F101 213 2812 SH SOLE 0 0 2812 NOMURA HLDGS INC SPONSORED ADR 65535H208 99 18417 SH SOLE 0 0 18417 NOVARTIS AG SPONSORED ADR 66987V109 447 5230 SH SOLE 0 0 5230 NOVO-NORDISK A S ADR 670100205 314 4661 SH SOLE 0 0 4661 NVIDIA CORPORATION COM 67066G104 364 681 SH SOLE 0 0 681 ORACLE CORP COM 68389X105 769 10953 SH SOLE 0 0 10953 PALANTIR TECHNOLOGIES INC CL A 69608A108 1236 53056 SH SOLE 0 0 53056 PAYPAL HLDGS INC COM 70450Y103 416 1713 SH SOLE 0 0 1713 PEPSICO INC COM 713448108 213 1506 SH SOLE 0 0 1506 PFIZER INC COM 717081103 274 7556 SH SOLE 0 0 7556 PHILIP MORRIS INTL INC COM 718172109 658 7418 SH SOLE 0 0 7418 PHILLIPS 66 COM 718546104 368 4514 SH SOLE 0 0 4514 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 944 9259 SH SOLE 0 0 9259 PROCTER AND GAMBLE CO COM 742718109 825 6092 SH SOLE 0 0 6092 QUALCOMM INC COM 747525103 437 3296 SH SOLE 0 0 3296 RIO TINTO PLC SPONSORED ADR 767204100 243 3125 SH SOLE 0 0 3125 ROSS STORES INC COM 778296103 705 5879 SH SOLE 0 0 5879 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 68 10000 SH SOLE 0 0 10000 SALESFORCE COM INC COM 79466L302 841 3970 SH SOLE 0 0 3970 SANOFI SPONSORED ADR 80105N105 325 6571 SH SOLE 0 0 6571 SAP SE SPON ADR 803054204 300 2447 SH SOLE 0 0 2447 SCHWAB CHARLES CORP COM 808513105 976 14979 SH SOLE 0 0 14979 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 424 4259 SH SOLE 0 0 4259 SEAGATE TECHNOLOGY PLC SHS G7945M107 219 2848 SH SOLE 0 0 2848 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 5322 54060 SH SOLE 0 0 54060 SONY CORP SPONSORED ADR 835699307 345 3253 SH SOLE 0 0 3253 SOUTHWESTERN ENERGY CO COM 845467109 100 21579 SH SOLE 0 0 21579 SPDR GOLD TR GOLD SHS 78463V107 325 2029 SH SOLE 0 0 2029 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 1077 21437 SH SOLE 0 0 21437 SPDR S&P 500 ETF TR TR UNIT 78462F103 344 867 SH SOLE 0 0 867 SPDR S&P 500 ETF TR TR UNIT 78462F103 38 2000 SH Put SOLE 0 0 2000 SPDR SER TR BLMBRG BRC CNVRT 78464A359 701 8408 SH SOLE 0 0 8408 SPDR SER TR S&P DIVID ETF 78464A763 9898 83862 SH SOLE 0 0 83862 SPLUNK INC COM 848637104 407 3006 SH SOLE 0 0 3006 SQUARE INC CL A 852234103 244 1073 SH SOLE 0 0 1073 STARBUCKS CORP COM 855244109 300 2746 SH SOLE 0 0 2746 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 244 33699 SH SOLE 0 0 33699 SYSCO CORP COM 871829107 576 7316 SH SOLE 0 0 7316 TE CONNECTIVITY LTD REG SHS H84989104 218 1687 SH SOLE 0 0 1687 TELEFONICA S A SPONSORED ADR 879382208 78 17265 SH SOLE 0 0 17265 TERRENO RLTY CORP COM 88146M101 1468 25405 SH SOLE 0 0 25405 TESLA INC COM 88160R101 5076 7599 SH SOLE 0 0 7599 THERMO FISHER SCIENTIFIC INC COM 883556102 204 448 SH SOLE 0 0 448 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 396 2540 SH SOLE 0 0 2540 TWILIO INC CL A 90138F102 5504 16151 SH SOLE 0 0 16151 TWITTER INC COM 90184L102 460 7224 SH SOLE 0 0 7224 UBER TECHNOLOGIES INC COM 90353T100 863 15829 SH SOLE 0 0 15829 UBS GROUP AG SHS H42097107 198 12730 SH SOLE 0 0 12730 UNILEVER PLC SPON ADR NEW 904767704 355 6355 SH SOLE 0 0 6355 UNION PAC CORP COM 907818108 203 920 SH SOLE 0 0 920 UNITED PARCEL SERVICE INC CL B 911312106 243 1431 SH SOLE 0 0 1431 UNITEDHEALTH GROUP INC COM 91324P102 759 2039 SH SOLE 0 0 2039 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1719 20291 SH SOLE 0 0 20291 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 822 4648 SH SOLE 0 0 4648 VANGUARD INDEX FDS MID CAP ETF 922908629 11660 52680 SH SOLE 0 0 52680 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 270 2941 SH SOLE 0 0 2941 VANGUARD INDEX FDS SMALL CP ETF 922908751 10535 49211 SH SOLE 0 0 49211 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4675 22618 SH SOLE 0 0 22618 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2013 33173 SH SOLE 0 0 33173 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6611 127016 SH SOLE 0 0 127016 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 3690 28744 SH SOLE 0 0 28744 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1289 23119 SH SOLE 0 0 23119 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3669 71185 SH SOLE 0 0 71185 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1031 11082 SH SOLE 0 0 11082 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 679 4615 SH SOLE 0 0 4615 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 421 8573 SH SOLE 0 0 8573 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 5312 52544 SH SOLE 0 0 52544 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 3952 17278 SH SOLE 0 0 17278 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1682 9725 SH SOLE 0 0 9725 VERIZON COMMUNICATIONS INC COM 92343V104 491 8438 SH SOLE 0 0 8438 VERTEX PHARMACEUTICALS INC COM 92532F100 325 1513 SH SOLE 0 0 1513 VINCERX PHARMA INC COM NEW 92731L106 31231 1618199 SH SOLE 0 0 1618199 VISA INC COM CL A 92826C839 452 2134 SH SOLE 0 0 2134 WALMART INC COM 931142103 273 2008 SH SOLE 0 0 2008 WELLS FARGO CO NEW COM 949746101 851 21777 SH SOLE 0 0 21777 WESTPAC BANKING CORP SPONSORED ADR 961214301 258 13896 SH SOLE 0 0 13896 WORKIVA INC COM CL A 98139A105 441 5000 SH SOLE 0 0 5000 ZOETIS INC CL A 98978V103 591 3752 SH SOLE 0 0 3752 ZUORA INC COM CL A 98983V106 935 63167 SH SOLE 0 0 63167