Chief Compliance Officer

0001085146-20-000340.txt : 20200131 0001085146-20-000340.hdr.sgml : 20200131 20200131072257 ACCESSION NUMBER: 0001085146-20-000340 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200131 DATE AS OF CHANGE: 20200131 EFFECTIVENESS DATE: 20200131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAGE RHINO CAPITAL LLC CENTRAL INDEX KEY: 0001771605 IRS NUMBER: 823527027 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19473 FILM NUMBER: 20563306 BUSINESS ADDRESS: STREET 1: 525 MIDDLEFIELD ROAD, SUITE 119 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6503525600 MAIL ADDRESS: STREET 1: 525 MIDDLEFIELD ROAD, SUITE 119 CITY: MENLO PARK STATE: CA ZIP: 94025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001771605 XXXXXXXX 12-31-2019 12-31-2019 false SAGE RHINO CAPITAL LLC

525 MIDDLEFIELD ROAD, SUITE 119 MENLO PARK CA 94025

13F HOLDINGS REPORT 028-19473 N Caroline Novak Chief Compliance Officer 650-352-5600 /s/Caroline Novak Menlo Park CA 01-30-2020 0 158 175735 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 249 2922 SH SOLE 0 0 2922 AES CORP COM 00130H105 1607 79625 SH SOLE 0 0 79625 ALPHABET INC CAP STK CL A 02079K305 777 544 SH SOLE 0 0 544 ALPHABET INC CAP STK CL C 02079K107 736 515 SH SOLE 0 0 515 AMAZON COM INC COM 023135106 1330 706 SH SOLE 0 0 706 AMERESCO INC CL A 02361E108 1154 59058 SH SOLE 0 0 59058 AMERICAN EXPRESS CO COM 025816109 530 4164 SH SOLE 0 0 4164 AMGEN INC COM 031162100 536 2250 SH SOLE 0 0 2250 APPLE INC COM 037833100 6047 19487 SH SOLE 0 0 19487 ASML HOLDING N V N Y REGISTRY SHS N07059210 239 806 SH SOLE 0 0 806 ASTRAZENECA PLC SPONSORED ADR 046353108 271 5436 SH SOLE 0 0 5436 AT&T INC COM 00206R102 383 9934 SH SOLE 0 0 9934 AUTODESK INC COM 052769106 267 1390 SH SOLE 0 0 1390 BANCO SANTANDER SA ADR 05964H105 108 26469 SH SOLE 0 0 26469 BANK AMER CORP COM 060505104 210 6042 SH SOLE 0 0 6042 BARRICK GOLD CORPORATION COM 067901108 650 36421 SH SOLE 0 0 36421 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 382 1684 SH SOLE 0 0 1684 BHP GROUP LTD SPONSORED ADS 088606108 767 14108 SH SOLE 0 0 14108 BIOGEN INC COM 09062X103 236 797 SH SOLE 0 0 797 BLACKROCK INC COM 09247X101 653 1275 SH SOLE 0 0 1275 BLOOM ENERGY CORP COM CL A 093712107 855 93675 SH SOLE 0 0 93675 BOOKING HLDGS INC COM 09857L108 257 123 SH SOLE 0 0 123 BP PLC SPONSORED ADR 055622104 592 15272 SH SOLE 0 0 15272 BRISTOL MYERS SQUIBB CO COM 110122108 653 10016 SH SOLE 0 0 10016 BROADCOM INC COM 11135F101 265 885 SH SOLE 0 0 885 CAMECO CORP COM 13321L108 367 40964 SH SOLE 0 0 40964 CARNIVAL CORP UNIT 99/99/9999 143658300 512 10491 SH SOLE 0 0 10491 CHEVRON CORP NEW COM 166764100 434 3723 SH SOLE 0 0 3723 CISCO SYS INC COM 17275R102 822 17451 SH SOLE 0 0 17451 CITIGROUP INC COM NEW 172967424 241 3044 SH SOLE 0 0 3044 CLEVELAND CLIFFS INC COM 185899101 88 11583 SH SOLE 0 0 11583 COCA COLA CO COM 191216100 221 3978 SH SOLE 0 0 3978 COMCAST CORP NEW CL A 20030N101 604 13424 SH SOLE 0 0 13424 COSTCO WHSL CORP NEW COM 22160K105 511 1720 SH SOLE 0 0 1720 CYRUSONE INC COM 23283R100 478 7135 SH SOLE 0 0 7135 DAVITA INC COM 23918K108 1110 14610 SH SOLE 0 0 14610 DIAGEO P L C SPON ADR NEW 25243Q205 253 1497 SH SOLE 0 0 1497 DISNEY WALT CO COM DISNEY 254687106 344 2378 SH SOLE 0 0 2378 DOCUSIGN INC COM 256163106 6637 88695 SH SOLE 0 0 88695 DUKE ENERGY CORP NEW COM NEW 26441C204 202 2233 SH SOLE 0 0 2233 EATON VANCE CORP COM NON VTG 278265103 1162 24659 SH SOLE 0 0 24659 EATON VANCE TAX MNGED BUY WR COM 27828X100 711 43525 SH SOLE 0 0 43525 EPAM SYS INC COM 29414B104 537 2407 SH SOLE 0 0 2407 EXXON MOBIL CORP COM 30231G102 431 6235 SH SOLE 0 0 6235 FACEBOOK INC CL A 30303M102 701 3213 SH SOLE 0 0 3213 FACEBOOK INC CL A 30303M102 12 2500 SH Put SOLE 0 0 2500 FASTLY INC CL A 31188V100 325 15303 SH SOLE 0 0 15303 FIRST REP BK SAN FRANCISCO C COM 33616C100 474 4151 SH SOLE 0 0 4151 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 372 19560 SH SOLE 0 0 19560 GABELLI UTIL TR COM 36240A101 173 21700 SH SOLE 0 0 21700 GENERAL ELECTRIC CO COM 369604103 165 14176 SH SOLE 0 0 14176 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 240 5130 SH SOLE 0 0 5130 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 363 3625 SH SOLE 0 0 3625 HEWLETT PACKARD ENTERPRISE C COM 42824C109 715 46235 SH SOLE 0 0 46235 HOME DEPOT INC COM 437076102 367 1636 SH SOLE 0 0 1636 HSBC HLDGS PLC SPON ADR NEW 404280406 256 6700 SH SOLE 0 0 6700 HYRECAR INC COM 44916T107 381 123000 SH SOLE 0 0 123000 ILLUMINA INC COM 452327109 330 984 SH SOLE 0 0 984 INTEL CORP COM 458140100 562 9537 SH SOLE 0 0 9537 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 2004 9924 SH SOLE 0 0 9924 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 12381 106778 SH SOLE 0 0 106778 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 409 3179 SH SOLE 0 0 3179 ISHARES GOLD TRUST ISHARES 464285105 8206 550023 SH SOLE 0 0 550023 ISHARES INC CORE MSCI EMKT 46434G103 3519 64446 SH SOLE 0 0 64446 ISHARES INC MSCI GBL ETF NEW 46434G848 1546 52626 SH SOLE 0 0 52626 ISHARES TR CORE INTL AGGR 46435G672 1247 22677 SH SOLE 0 0 22677 ISHARES TR CORE MSCI EAFE 46432F842 10786 165400 SH SOLE 0 0 165400 ISHARES TR CORE S&P500 ETF 464287200 1569 4795 SH SOLE 0 0 4795 ISHARES TR CORE US AGGBD ET 464287226 435 3848 SH SOLE 0 0 3848 ISHARES TR MSCI EAFE ETF 464287465 528 7608 SH SOLE 0 0 7608 ISHARES TR MSCI EMG MKT ETF 464287234 837 18360 SH SOLE 0 0 18360 ISHARES TR PFD AND INCM SEC 464288687 635 16734 SH SOLE 0 0 16734 ISHARES TR RUS 1000 GRW ETF 464287614 361 2000 SH SOLE 0 0 2000 ISHARES TR RUSSELL 2000 ETF 464287655 1056 6402 SH SOLE 0 0 6402 ISHARES TR U.S. REAL ES ETF 464287739 1502 16159 SH SOLE 0 0 16159 JOHNSON & JOHNSON COM 478160104 922 6359 SH SOLE 0 0 6359 JPMORGAN CHASE & CO COM 46625H100 1126 8276 SH SOLE 0 0 8276 KKR & CO INC CL A 48251W104 313 10455 SH SOLE 0 0 10455 KKR INCOME OPPORTUNITIES FD COM 48249T106 2790 174921 SH SOLE 0 0 174921 LILLY ELI & CO COM 532457108 263 1904 SH SOLE 0 0 1904 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 159 50848 SH SOLE 0 0 50848 LYFT INC CL A COM 55087P104 260 5654 SH SOLE 0 0 5654 MASTERCARD INC CL A 57636Q104 274 880 SH SOLE 0 0 880 MEDTRONIC PLC SHS G5960L103 357 3012 SH SOLE 0 0 3012 MERCK & CO INC COM 58933Y105 907 10127 SH SOLE 0 0 10127 MICROSOFT CORP COM 594918104 1833 11363 SH SOLE 0 0 11363 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 216 41115 SH SOLE 0 0 41115 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 126 41282 SH SOLE 0 0 41282 NETFLIX INC COM 64110L106 583 1771 SH SOLE 0 0 1771 NEWMONT GOLDCORP CORPORATION COM 651639106 692 16382 SH SOLE 0 0 16382 NOMURA HLDGS INC SPONSORED ADR 65535H208 88 16584 SH SOLE 0 0 16584 NOVARTIS A G SPONSORED ADR 66987V109 443 4723 SH SOLE 0 0 4723 NOVO-NORDISK A S ADR 670100205 231 3940 SH SOLE 0 0 3940 OFFICE DEPOT INC COM 676220106 28 11800 SH SOLE 0 0 11800 ORACLE CORP COM 68389X105 1040 19107 SH SOLE 0 0 19107 PFIZER INC COM 717081103 359 9097 SH SOLE 0 0 9097 PHILIP MORRIS INTL INC COM 718172109 714 8161 SH SOLE 0 0 8161 PHILLIPS 66 COM 718546104 275 2621 SH SOLE 0 0 2621 PROCTER & GAMBLE CO COM 742718109 717 5782 SH SOLE 0 0 5782 QUALCOMM INC COM 747525103 340 3767 SH SOLE 0 0 3767 ROSS STORES INC COM 778296103 753 6239 SH SOLE 0 0 6239 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 456 7728 SH SOLE 0 0 7728 SALESFORCE COM INC COM 79466L302 759 4211 SH SOLE 0 0 4211 SANOFI SPONSORED ADR 80105N105 311 6017 SH SOLE 0 0 6017 SAP SE SPON ADR 803054204 339 2477 SH SOLE 0 0 2477 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 203 2617 SH SOLE 0 0 2617 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 343 4550 SH SOLE 0 0 4550 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1826 22063 SH SOLE 0 0 22063 SONY CORP SPONSORED ADR 835699307 204 2876 SH SOLE 0 0 2876 SOUTHWESTERN ENERGY CO COM 845467109 22 10346 SH SOLE 0 0 10346 SPDR GOLD TRUST GOLD SHS 78463V107 206 1400 SH SOLE 0 0 1400 SPDR GOLD TRUST GOLD SHS 78463V107 35 2500 SH Call SOLE 0 0 2500 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 898 19738 SH SOLE 0 0 19738 SPDR S&P 500 ETF TR TR UNIT 78462F103 54 167 SH SOLE 0 0 167 SPDR S&P 500 ETF TR TR UNIT 78462F103 157 10000 SH Put SOLE 0 0 10000 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 1162 20470 SH SOLE 0 0 20470 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3403 31953 SH SOLE 0 0 31953 SPLUNK INC COM 848637104 468 3003 SH SOLE 0 0 3003 STARBUCKS CORP COM 855244109 214 2377 SH SOLE 0 0 2377 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 128 17434 SH SOLE 0 0 17434 SYSCO CORP COM 871829107 509 5998 SH SOLE 0 0 5998 TERRENO RLTY CORP COM 88146M101 1296 23667 SH SOLE 0 0 23667 TESLA INC COM 88160R101 843 1763 SH SOLE 0 0 1763 THE CHARLES SCHWAB CORPORATI COM 808513105 640 13382 SH SOLE 0 0 13382 THERMO FISHER SCIENTIFIC INC COM 883556102 208 634 SH SOLE 0 0 634 TOTAL S A SPONSORED ADS 89151E109 276 4977 SH SOLE 0 0 4977 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 363 2599 SH SOLE 0 0 2599 TWILIO INC CL A 90138F102 1731 14954 SH SOLE 0 0 14954 TWITTER INC COM 90184L102 227 6927 SH SOLE 0 0 6927 UNILEVER N V N Y SHS NEW 904784709 203 3644 SH SOLE 0 0 3644 UNION PACIFIC CORP COM 907818108 235 1323 SH SOLE 0 0 1323 UNITEDHEALTH GROUP INC COM 91324P102 610 2067 SH SOLE 0 0 2067 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1195 14192 SH SOLE 0 0 14192 VANGUARD GROUP DIV APP ETF 921908844 504 4015 SH SOLE 0 0 4015 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 421 3323 SH SOLE 0 0 3323 VANGUARD INDEX FDS MID CAP ETF 922908629 9053 50459 SH SOLE 0 0 50459 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 423 4579 SH SOLE 0 0 4579 VANGUARD INDEX FDS SMALL CP ETF 922908751 7889 47654 SH SOLE 0 0 47654 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3369 20362 SH SOLE 0 0 20362 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1476 27327 SH SOLE 0 0 27327 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5029 111097 SH SOLE 0 0 111097 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 5505 49686 SH SOLE 0 0 49686 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1133 19365 SH SOLE 0 0 19365 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 351 3824 SH SOLE 0 0 3824 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 404 9161 SH SOLE 0 0 9161 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 4517 48453 SH SOLE 0 0 48453 VANGUARD WORLD FDS ENERGY ETF 92204A306 2258 27931 SH SOLE 0 0 27931 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2973 15353 SH SOLE 0 0 15353 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1321 10173 SH SOLE 0 0 10173 VERIZON COMMUNICATIONS INC COM 92343V104 426 7214 SH SOLE 0 0 7214 VERTEX PHARMACEUTICALS INC COM 92532F100 234 1020 SH SOLE 0 0 1020 VISA INC COM CL A 92826C839 494 2547 SH SOLE 0 0 2547 WALMART INC COM 931142103 221 1900 SH SOLE 0 0 1900 WELLS FARGO CO NEW COM 949746101 1808 34439 SH SOLE 0 0 34439 WISDOMTREE TR US HIGH DIVIDEND 97717W208 639 8360 SH SOLE 0 0 8360 WORKIVA INC COM CL A 98139A105 227 5000 SH SOLE 0 0 5000 ZOETIS INC CL A 98978V103 593 4373 SH SOLE 0 0 4373 ZUORA INC COM CL A 98983V106 1258 83710 SH SOLE 0 0 83710