Chief Compliance Officer

0001085146-19-002639.txt : 20191025 0001085146-19-002639.hdr.sgml : 20191025 20191025143251 ACCESSION NUMBER: 0001085146-19-002639 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191025 DATE AS OF CHANGE: 20191025 EFFECTIVENESS DATE: 20191025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAGE RHINO CAPITAL LLC CENTRAL INDEX KEY: 0001771605 IRS NUMBER: 823527027 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19473 FILM NUMBER: 191169364 BUSINESS ADDRESS: STREET 1: 525 MIDDLEFIELD ROAD, SUITE 119 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6503525600 MAIL ADDRESS: STREET 1: 525 MIDDLEFIELD ROAD, SUITE 119 CITY: MENLO PARK STATE: CA ZIP: 94025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001771605 XXXXXXXX 09-30-2019 09-30-2019 false SAGE RHINO CAPITAL LLC

525 MIDDLEFIELD ROAD, SUITE 119 MENLO PARK CA 94025

13F HOLDINGS REPORT 028-19473 N Caroline Novak Chief Compliance Officer 650-352-5600 /s/Caroline Novak Menlo Park CA 10-23-2019 0 145 159366 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 242 2889 SH SOLE 0 0 2889 AES CORP COM 00130H105 1258 77013 SH SOLE 0 0 77013 ALPHABET INC CAP STK CL A 02079K305 752 616 SH SOLE 0 0 616 ALPHABET INC CAP STK CL C 02079K107 640 525 SH SOLE 0 0 525 AMAZON COM INC COM 023135106 1231 709 SH SOLE 0 0 709 AMERICAN EXPRESS CO COM 025816109 409 3459 SH SOLE 0 0 3459 AMGEN INC COM 031162100 443 2287 SH SOLE 0 0 2287 APPLE INC COM 037833100 4641 20720 SH SOLE 0 0 20720 ASTRAZENECA PLC SPONSORED ADR 046353108 238 5334 SH SOLE 0 0 5334 AT&T INC COM 00206R102 379 10015 SH SOLE 0 0 10015 AUTODESK INC COM 052769106 206 1395 SH SOLE 0 0 1395 BANCO SANTANDER SA ADR 05964H105 67 16566 SH SOLE 0 0 16566 BARRICK GOLD CORPORATION COM 067901108 453 26142 SH SOLE 0 0 26142 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 344 1656 SH SOLE 0 0 1656 BHP GROUP LTD SPONSORED ADS 088606108 535 10838 SH SOLE 0 0 10838 BLACKROCK INC COM 09247X101 483 1083 SH SOLE 0 0 1083 BLOOM ENERGY CORP COM CL A 093712107 908 279275 SH SOLE 0 0 279275 BOOKING HLDGS INC COM 09857L108 251 128 SH SOLE 0 0 128 BP PLC SPONSORED ADR 055622104 471 12387 SH SOLE 0 0 12387 BRISTOL MYERS SQUIBB CO COM 110122108 258 5085 SH SOLE 0 0 5085 BROADCOM INC COM 11135F101 244 885 SH SOLE 0 0 885 CAMECO CORP COM 13321L108 301 31640 SH SOLE 0 0 31640 CARNIVAL CORP UNIT 99/99/9999 143658300 338 7741 SH SOLE 0 0 7741 CHEVRON CORP NEW COM 166764100 455 3836 SH SOLE 0 0 3836 CISCO SYS INC COM 17275R102 831 16827 SH SOLE 0 0 16827 CITIGROUP INC COM NEW 172967424 217 3138 SH SOLE 0 0 3138 COCA COLA CO COM 191216100 213 3912 SH SOLE 0 0 3912 COMCAST CORP NEW CL A 20030N101 604 13401 SH SOLE 0 0 13401 COSTCO WHSL CORP NEW COM 22160K105 494 1713 SH SOLE 0 0 1713 CYRUSONE INC COM 23283R100 393 4970 SH SOLE 0 0 4970 DAVITA INC COM 23918K108 744 13041 SH SOLE 0 0 13041 DIAGEO P L C SPON ADR NEW 25243Q205 243 1488 SH SOLE 0 0 1488 DISNEY WALT CO COM DISNEY 254687106 312 2397 SH SOLE 0 0 2397 DOCUSIGN INC COM 256163106 6858 110755 SH SOLE 0 0 110755 DUKE ENERGY CORP NEW COM NEW 26441C204 214 2233 SH SOLE 0 0 2233 EATON VANCE CORP COM NON VTG 278265103 941 20937 SH SOLE 0 0 20937 EATON VANCE TAX MNGED BUY WR COM 27828X100 658 42025 SH SOLE 0 0 42025 EPAM SYS INC COM 29414B104 356 1951 SH SOLE 0 0 1951 EXXON MOBIL CORP COM 30231G102 407 5765 SH SOLE 0 0 5765 FACEBOOK INC CL A 30303M102 581 3262 SH SOLE 0 0 3262 FACEBOOK INC CL A 30303M102 38 2500 SH Put SOLE 0 0 2500 FIRST REP BK SAN FRANCISCO C COM 33616C100 435 4494 SH SOLE 0 0 4494 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 293 19350 SH SOLE 0 0 19350 GABELLI UTIL TR COM 36240A101 135 18200 SH SOLE 0 0 18200 GENERAL ELECTRIC CO COM 369604103 130 14536 SH SOLE 0 0 14536 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 205 4794 SH SOLE 0 0 4794 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 429 4275 SH SOLE 0 0 4275 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1462 96373 SH SOLE 0 0 96373 HOME DEPOT INC COM 437076102 482 2078 SH SOLE 0 0 2078 HSBC HLDGS PLC SPON ADR NEW 404280406 219 5716 SH SOLE 0 0 5716 HYRECAR INC COM 44916T107 145 58000 SH SOLE 0 0 58000 ILLUMINA INC COM 452327109 300 986 SH SOLE 0 0 986 INTEL CORP COM 458140100 480 9309 SH SOLE 0 0 9309 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 1821 10185 SH SOLE 0 0 10185 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 12850 118890 SH SOLE 0 0 118890 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 376 3179 SH SOLE 0 0 3179 ISHARES GOLD TRUST ISHARES 464285105 6862 486654 SH SOLE 0 0 486654 ISHARES INC CORE MSCI EMKT 46434G103 3260 66502 SH SOLE 0 0 66502 ISHARES INC MSCI GBL ETF NEW 46434G848 1433 53827 SH SOLE 0 0 53827 ISHARES TR CORE INTL AGGR 46435G672 1165 20881 SH SOLE 0 0 20881 ISHARES TR CORE MSCI EAFE 46432F842 10102 165414 SH SOLE 0 0 165414 ISHARES TR CORE S&P500 ETF 464287200 1480 4958 SH SOLE 0 0 4958 ISHARES TR CORE US AGGBD ET 464287226 435 3848 SH SOLE 0 0 3848 ISHARES TR MSCI EAFE ETF 464287465 503 7708 SH SOLE 0 0 7708 ISHARES TR MSCI EMG MKT ETF 464287234 750 18360 SH SOLE 0 0 18360 ISHARES TR PFD AND INCM SEC 464288687 593 15802 SH SOLE 0 0 15802 ISHARES TR RUS 1000 GRW ETF 464287614 319 2000 SH SOLE 0 0 2000 ISHARES TR RUSSELL 2000 ETF 464287655 969 6402 SH SOLE 0 0 6402 ISHARES TR U.S. REAL ES ETF 464287739 1517 16219 SH SOLE 0 0 16219 JOHNSON & JOHNSON COM 478160104 816 6306 SH SOLE 0 0 6306 JPMORGAN CHASE & CO COM 46625H100 1054 8959 SH SOLE 0 0 8959 KKR & CO INC CL A 48251W104 281 10455 SH SOLE 0 0 10455 KKR INCOME OPPORTUNITIES FD COM 48249T106 3239 208002 SH SOLE 0 0 208002 LILLY ELI & CO COM 532457108 278 2487 SH SOLE 0 0 2487 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 104 39287 SH SOLE 0 0 39287 LYFT INC CL A COM 55087P104 233 5715 SH SOLE 0 0 5715 MASTERCARD INC CL A 57636Q104 262 964 SH SOLE 0 0 964 MEDTRONIC PLC SHS G5960L103 319 2936 SH SOLE 0 0 2936 MERCK & CO INC COM 58933Y105 848 10078 SH SOLE 0 0 10078 MICROSOFT CORP COM 594918104 1624 11678 SH SOLE 0 0 11678 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 201 39621 SH SOLE 0 0 39621 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 118 38425 SH SOLE 0 0 38425 NETFLIX INC COM 64110L106 473 1769 SH SOLE 0 0 1769 NEWMONT GOLDCORP CORPORATION COM 651639106 462 12196 SH SOLE 0 0 12196 NOKIA CORP SPONSORED ADR 654902204 72 14241 SH SOLE 0 0 14241 NOMURA HLDGS INC SPONSORED ADR 65535H208 67 15872 SH SOLE 0 0 15872 NOVARTIS A G SPONSORED ADR 66987V109 407 4681 SH SOLE 0 0 4681 NOVO-NORDISK A S ADR 670100205 201 3888 SH SOLE 0 0 3888 ORACLE CORP COM 68389X105 994 18062 SH SOLE 0 0 18062 PFIZER INC COM 717081103 302 8393 SH SOLE 0 0 8393 PHILIP MORRIS INTL INC COM 718172109 637 8392 SH SOLE 0 0 8392 PHILLIPS 66 COM 718546104 224 2186 SH SOLE 0 0 2186 PROCTER & GAMBLE CO COM 742718109 745 5986 SH SOLE 0 0 5986 QUALCOMM INC COM 747525103 307 4022 SH SOLE 0 0 4022 ROSS STORES INC COM 778296103 595 5419 SH SOLE 0 0 5419 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 431 7317 SH SOLE 0 0 7317 SALESFORCE COM INC COM 79466L302 630 4241 SH SOLE 0 0 4241 SANOFI SPONSORED ADR 80105N105 260 5608 SH SOLE 0 0 5608 SAP SE SPON ADR 803054204 286 2428 SH SOLE 0 0 2428 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 317 4550 SH SOLE 0 0 4550 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1729 22276 SH SOLE 0 0 22276 SPDR GOLD TRUST GOLD SHS 78463V107 194 1400 SH SOLE 0 0 1400 SPDR GOLD TRUST GOLD SHS 78463V107 32 2500 SH Call SOLE 0 0 2500 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 853 19813 SH SOLE 0 0 19813 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 1043 19879 SH SOLE 0 0 19879 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3278 31953 SH SOLE 0 0 31953 SPLUNK INC COM 848637104 354 3003 SH SOLE 0 0 3003 STARBUCKS CORP COM 855244109 259 2931 SH SOLE 0 0 2931 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 109 15939 SH SOLE 0 0 15939 SYSCO CORP COM 871829107 402 5059 SH SOLE 0 0 5059 TERRENO RLTY CORP COM 88146M101 1198 23443 SH SOLE 0 0 23443 TESLA INC COM 88160R101 479 1987 SH SOLE 0 0 1987 THE CHARLES SCHWAB CORPORATI COM 808513105 462 11043 SH SOLE 0 0 11043 TOTAL S A SPONSORED ADS 89151E109 256 4932 SH SOLE 0 0 4932 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 330 2456 SH SOLE 0 0 2456 TWILIO INC CL A 90138F102 1647 14975 SH SOLE 0 0 14975 TWITTER INC COM 90184L102 279 6780 SH SOLE 0 0 6780 UNILEVER N V N Y SHS NEW 904784709 234 3901 SH SOLE 0 0 3901 UNION PACIFIC CORP COM 907818108 213 1314 SH SOLE 0 0 1314 UNITEDHEALTH GROUP INC COM 91324P102 473 2178 SH SOLE 0 0 2178 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1230 14564 SH SOLE 0 0 14564 VANGUARD GROUP DIV APP ETF 921908844 480 4015 SH SOLE 0 0 4015 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 387 3323 SH SOLE 0 0 3323 VANGUARD INDEX FDS MID CAP ETF 922908629 8429 50294 SH SOLE 0 0 50294 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 427 4579 SH SOLE 0 0 4579 VANGUARD INDEX FDS SMALL CP ETF 922908751 7271 47245 SH SOLE 0 0 47245 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3068 20321 SH SOLE 0 0 20321 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1433 28720 SH SOLE 0 0 28720 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4463 110866 SH SOLE 0 0 110866 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 5314 52127 SH SOLE 0 0 52127 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1125 19194 SH SOLE 0 0 19194 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 349 3824 SH SOLE 0 0 3824 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 376 9161 SH SOLE 0 0 9161 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 4591 51744 SH SOLE 0 0 51744 VANGUARD WORLD FDS ENERGY ETF 92204A306 2087 26746 SH SOLE 0 0 26746 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2557 15250 SH SOLE 0 0 15250 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1283 10150 SH SOLE 0 0 10150 VERIZON COMMUNICATIONS INC COM 92343V104 423 7009 SH SOLE 0 0 7009 VISA INC COM CL A 92826C839 438 2546 SH SOLE 0 0 2546 WALMART INC COM 931142103 225 1900 SH SOLE 0 0 1900 WELLS FARGO CO NEW COM 949746101 1158 22956 SH SOLE 0 0 22956 WISDOMTREE TR US HIGH DIVIDEND 97717W208 623 8360 SH SOLE 0 0 8360 WORKIVA INC COM CL A 98139A105 219 5000 SH SOLE 0 0 5000 ZOETIS INC CL A 98978V103 437 3508 SH SOLE 0 0 3508 ZUORA INC COM CL A 98983V106 1561 103710 SH SOLE 0 0 103710