0001214659-21-004981.txt : 20210506 0001214659-21-004981.hdr.sgml : 20210506 20210506153000 ACCESSION NUMBER: 0001214659-21-004981 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210506 DATE AS OF CHANGE: 20210506 EFFECTIVENESS DATE: 20210506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Occidental Asset Management, LLC CENTRAL INDEX KEY: 0001770994 IRS NUMBER: 462763324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19444 FILM NUMBER: 21897412 BUSINESS ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-409-3888 MAIL ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001770994 XXXXXXXX 03-31-2021 03-31-2021 false Occidental Asset Management, LLC

301 CALIFORNIA DR. #9 BURLINGAME CA 94010

13F HOLDINGS REPORT 028-19444 N Nathan Hatton Walsh 650-409-3888 /s/Nathan Hatton Walsh San Francisco CA 05-06-2021 0 187 336490 INFORMATION TABLE 2 infotable.xml SPDR SER TR BLMBRG BRC CNVRT 78464A359 2602 31215 SH SOLE 0 0 31215 DISNEY WALT CO COM 254687106 323 1750 SH SOLE 0 0 1750 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 1519 26923 SH SOLE 0 0 26923 PFIZER INC COM 717081103 368 10148 SH SOLE 0 0 10148 SPDR SER TR PORTFOLIO INTRMD 78464A375 19108 527113 SH SOLE 0 0 527113 NETAPP INC COM 64110D104 1707 23495 SH SOLE 0 0 23495 ISHARES TR SHRT NAT MUN ETF 464288158 700 6494 SH SOLE 0 0 6494 ISHARES TR NATIONAL MUN ETF 464288414 2387 20569 SH SOLE 0 0 20569 PIMCO ETF TR ACTIVE BD ETF 72201R775 16586 151527 SH SOLE 0 0 151527 TG THERAPEUTICS INC COM 88322Q108 950 19700 SH SOLE 0 0 19700 TELEDYNE TECHNOLOGIES INC COM 879360105 207 500 SH SOLE 0 0 500 SPDR S&P 500 ETF TR TR UNIT 78462F103 2455 6194 SH SOLE 0 0 6194 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1372 18707 SH SOLE 0 0 18707 GLOBAL X FDS GLOBAL X COPPER 37954Y830 651 18305 SH SOLE 0 0 18305 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 127 13333 SH SOLE 0 0 13333 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 210 4285 SH SOLE 0 0 4285 GLOBAL X FDS TELMDC&DIG ETF 37954Y285 549 28722 SH SOLE 0 0 28722 ISHARES TR SELECT DIVID ETF 464287168 1072 9395 SH SOLE 0 0 9395 HUBBELL INC COM 443510607 1510 8080 SH SOLE 0 0 8080 CHURCH & DWIGHT INC COM 171340102 1354 15503 SH SOLE 0 0 15503 SLACK TECHNOLOGIES INC COM CL A 83088V102 433 10647 SH SOLE 0 0 10647 DIAGEO PLC SPON ADR NEW 25243Q205 894 5447 SH SOLE 0 0 5447 NOVARTIS AG SPONSORED ADR 66987V109 298 3485 SH SOLE 0 0 3485 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 809 14498 SH SOLE 0 0 14498 AMAZON COM INC COM 023135106 1417 458 SH SOLE 0 0 458 SPDR SER TR BLOOMBERG BRCLYS 78468R622 331 3040 SH SOLE 0 0 3040 AT&T INC COM 00206R102 671 22171 SH SOLE 0 0 22171 APPLE INC COM 037833100 9767 79961 SH SOLE 0 0 79961 ISHARES TR INTL SEL DIV ETF 464288448 2580 81972 SH SOLE 0 0 81972 MERCK & CO. INC COM 58933Y105 893 11587 SH SOLE 0 0 11587 QUALCOMM INC COM 747525103 1812 13664 SH SOLE 0 0 13664 STITCH FIX INC COM CL A 860897107 267 5386 SH SOLE 0 0 5386 ORACLE CORP COM 68389X105 603 8599 SH SOLE 0 0 8599 COLGATE PALMOLIVE CO COM 194162103 276 3503 SH SOLE 0 0 3503 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 1608 26704 SH SOLE 0 0 26704 TRUIST FINL CORP COM 89832Q109 373 6391 SH SOLE 0 0 6391 ILLUMINA INC COM 452327109 505 1315 SH SOLE 0 0 1315 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 320 3888 SH SOLE 0 0 3888 SPDR SER TR BBG SASB CRPT ES 78468R614 3563 146853 SH SOLE 0 0 146853 CUMMINS INC COM 231021106 1883 7268 SH SOLE 0 0 7268 BOEING CO COM 097023105 320 1258 SH SOLE 0 0 1258 PROCTER AND GAMBLE CO COM 742718109 202 1493 SH SOLE 0 0 1493 STRYKER CORPORATION COM 863667101 202 830 SH SOLE 0 0 830 PHILIP MORRIS INTL INC COM 718172109 507 5708 SH SOLE 0 0 5708 WALMART INC COM 931142103 1722 12681 SH SOLE 0 0 12681 INTEL CORP COM 458140100 886 13842 SH SOLE 0 0 13842 ISHARES TR U.S. TECH ETF 464287721 1310 14941 SH SOLE 0 0 14941 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 652 10487 SH SOLE 0 0 10487 GLAUKOS CORP COM 377322102 273 3250 SH SOLE 0 0 3250 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 200 2414 SH SOLE 0 0 2414 NIKE INC CL B 654106103 1268 9539 SH SOLE 0 0 9539 BROWN & BROWN INC COM 115236101 298 6517 SH SOLE 0 0 6517 ISHARES TR JPMORGAN USD EMG 464288281 8618 79150 SH SOLE 0 0 79150 WISDOMTREE TR US QTLY DIV GRT 97717X669 1502 26256 SH SOLE 0 0 26256 ISHARES TR US OIL EQ&SV ETF 464288844 497 37056 SH SOLE 0 0 37056 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 238 2424 SH SOLE 0 0 2424 BRISTOL-MYERS SQUIBB CO COM 110122108 748 11844 SH SOLE 0 0 11844 COMCAST CORP NEW CL A 20030N101 1393 25750 SH SOLE 0 0 25750 ISHARES TR SP SMCP600VL ETF 464287879 1641 16289 SH SOLE 0 0 16289 ISHARES TR RUS 2000 GRW ETF 464287648 1198 3983 SH SOLE 0 0 3983 SPDR SER TR S&P 600 SMCP GRW 78464A201 702 8182 SH SOLE 0 0 8182 KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 1445 30039 SH SOLE 0 0 30039 ISHARES TR U.S. FINLS ETF 464287788 393 5243 SH SOLE 0 0 5243 ISHARES TR CORE S&P SCP ETF 464287804 5331 49118 SH SOLE 0 0 49118 SPDR SER TR S&P 600 SMCP VAL 78464A300 872 10637 SH SOLE 0 0 10637 EBAY INC. COM 278642103 2008 32782 SH SOLE 0 0 32782 ISHARES TR US INDUSTRIALS 464287754 215 2035 SH SOLE 0 0 2035 FEDEX CORP COM 31428X106 1716 6040 SH SOLE 0 0 6040 CISCO SYS INC COM 17275R102 1137 21990 SH SOLE 0 0 21990 EXXON MOBIL CORP COM 30231G102 483 8647 SH SOLE 0 0 8647 MOSAIC CO NEW COM 61945C103 1407 44525 SH SOLE 0 0 44525 JPMORGAN CHASE & CO COM 46625H100 1581 10384 SH SOLE 0 0 10384 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 627 19303 SH SOLE 0 0 19303 LUMEN TECHNOLOGIES INC COM 550241103 165 12367 SH SOLE 0 0 12367 SPDR SER TR BLOOMBERG SRT TR 78468R408 273 10000 SH SOLE 0 0 10000 RELIANCE STEEL & ALUMINUM CO COM 759509102 1765 11591 SH SOLE 0 0 11591 CELANESE CORP DEL COM 150870103 1831 12219 SH SOLE 0 0 12219 EXACT SCIENCES CORP COM 30063P105 520 3945 SH SOLE 0 0 3945 SYSCO CORP COM 871829107 291 3700 SH SOLE 0 0 3700 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3601 59350 SH SOLE 0 0 59350 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 150 10000 SH SOLE 0 0 10000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1205 4716 SH SOLE 0 0 4716 ABBVIE INC COM 00287Y109 379 3500 SH SOLE 0 0 3500 ISHARES TR PFD AND INCM SEC 464288687 1011 26338 SH SOLE 0 0 26338 HERSHEY CO COM 427866108 1707 10790 SH SOLE 0 0 10790 SPDR SER TR S&P 400 MDCP VAL 78464A839 1343 20530 SH SOLE 0 0 20530 POWER INTEGRATIONS INC COM 739276103 869 10663 SH SOLE 0 0 10663 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1678 10961 SH SOLE 0 0 10961 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 476 5180 SH SOLE 0 0 5180 ISHARES TR CORE DIV GRWTH 46434V621 1260 26111 SH SOLE 0 0 26111 GLOBAL X FDS US INFR DEV ETF 37954Y673 1520 60636 SH SOLE 0 0 60636 AVNET INC COM 053807103 1565 37696 SH SOLE 0 0 37696 VISA INC COM CL A 92826C839 1747 8252 SH SOLE 0 0 8252 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 3660 24886 SH SOLE 0 0 24886 ISHARES TR GRWT ALLOCAT ETF 464289867 296 5519 SH SOLE 0 0 5519 CONSTELLATION BRANDS INC CL A 21036P108 1502 6589 SH SOLE 0 0 6589 ISHARES TR IBOXX INV CP ETF 464287242 1322 10165 SH SOLE 0 0 10165 ISHARES TR RUS 1000 VAL ETF 464287598 635 4193 SH SOLE 0 0 4193 ILLINOIS TOOL WKS INC COM 452308109 853 3850 SH SOLE 0 0 3850 QUEST DIAGNOSTICS INC COM 74834L100 1771 13801 SH SOLE 0 0 13801 SYNNEX CORP COM 87162W100 646 5621 SH SOLE 0 0 5621 FACEBOOK INC CL A 30303M102 6644 22557 SH SOLE 0 0 22557 CITRIX SYS INC COM 177376100 1389 9896 SH SOLE 0 0 9896 MARSH & MCLENNAN COS INC COM 571748102 1383 11352 SH SOLE 0 0 11352 GALLAGHER ARTHUR J & CO COM 363576109 379 3034 SH SOLE 0 0 3034 ISHARES TR RUS MDCP VAL ETF 464287473 6907 63194 SH SOLE 0 0 63194 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 1010 3766 SH SOLE 0 0 3766 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 629 10000 SH SOLE 0 0 10000 NUVEEN MUN VALUE FD INC COM 670928100 205 18384 SH SOLE 0 0 18384 SPDR SER TR S&P BIOTECH 78464A870 322 2375 SH SOLE 0 0 2375 LILLY ELI & CO COM 532457108 285 1523 SH SOLE 0 0 1523 ELECTRONIC ARTS INC COM 285512109 914 6753 SH SOLE 0 0 6753 LYFT INC CL A COM 55087P104 273 4322 SH SOLE 0 0 4322 ISHARES TR CORE INTL AGGR 46435G672 2271 41388 SH SOLE 0 0 41388 CLEARWAY ENERGY INC CL C 18539C204 1559 55386 SH SOLE 0 0 55386 ISHARES TR CORE US AGGBD ET 464287226 1141 10021 SH SOLE 0 0 10021 BERKSHIRE HATHAWAY INC DEL CL A 084670108 771 2 SH SOLE 0 0 2 SALESFORCE COM INC COM 79466L302 436 2058 SH SOLE 0 0 2058 PROSHARES TR HGH YLD INT RATE 74348A541 3628 57376 SH SOLE 0 0 57376 FIRST TR EXCH TRD ALPHDX FD EURO ALPHADEX 33737J505 878 19756 SH SOLE 0 0 19756 HOME DEPOT INC COM 437076102 2576 8439 SH SOLE 0 0 8439 ISHARES TR IBOXX HI YD ETF 464288513 8358 95866 SH SOLE 0 0 95866 NVIDIA CORPORATION COM 67066G104 3921 7344 SH SOLE 0 0 7344 VERIZON COMMUNICATIONS INC COM 92343V104 2258 38829 SH SOLE 0 0 38829 TESLA INC COM 88160R101 1087 1628 SH SOLE 0 0 1628 SPDR SER TR SPDR BLOOMBERG 78468R663 408 4455 SH SOLE 0 0 4455 SPROTT PHYSICAL GOLD TR UNIT 85207H104 335 25000 SH SOLE 0 0 25000 COCA COLA CO COM 191216100 423 8025 SH SOLE 0 0 8025 LOCKHEED MARTIN CORP COM 539830109 280 759 SH SOLE 0 0 759 WELLS FARGO CO NEW COM 949746101 1240 31743 SH SOLE 0 0 31743 UNITEDHEALTH GROUP INC COM 91324P102 1982 5326 SH SOLE 0 0 5326 YUM BRANDS INC COM 988498101 455 4204 SH SOLE 0 0 4204 3M CO COM 88579Y101 1572 8160 SH SOLE 0 0 8160 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 470 5694 SH SOLE 0 0 5694 PERKINELMER INC COM 714046109 912 7105 SH SOLE 0 0 7105 FIRST AMERN FINL CORP COM 31847R102 1536 27117 SH SOLE 0 0 27117 ISHARES TR CORE S&P MCP ETF 464287507 984 3780 SH SOLE 0 0 3780 ISHARES TR S&P 500 VAL ETF 464287408 9048 64058 SH SOLE 0 0 64058 ISHARES TR RUS MID CAP ETF 464287499 1283 17359 SH SOLE 0 0 17359 ISHARES TR MSCI EMG MKT ETF 464287234 1233 23120 SH SOLE 0 0 23120 MICROSOFT CORP COM 594918104 6015 25512 SH SOLE 0 0 25512 ISHARES TR RUS 1000 GRW ETF 464287614 10587 43560 SH SOLE 0 0 43560 ISHARES TR RUSSELL 2000 ETF 464287655 1614 7307 SH SOLE 0 0 7307 SPDR GOLD TR GOLD SHS 78463V107 1052 6578 SH SOLE 0 0 6578 VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 895 35745 SH SOLE 0 0 35745 SPDR SER TR S&P HOMEBUILD 78464A888 506 7186 SH SOLE 0 0 7186 MCDONALDS CORP COM 580135101 276 1231 SH SOLE 0 0 1231 SEALED AIR CORP NEW COM 81211K100 547 11933 SH SOLE 0 0 11933 ALPHABET INC CAP STK CL A 02079K305 497 241 SH SOLE 0 0 241 PHATHOM PHARMACEUTICALS INC COM 71722W107 483 12872 SH SOLE 0 0 12872 MCCORMICK & CO INC COM NON VTG 579780206 205 2300 SH SOLE 0 0 2300 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3576 81685 SH SOLE 0 0 81685 SPDR SER TR PRTFLO S&P500 GW 78464A409 6070 107619 SH SOLE 0 0 107619 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 601 5145 SH SOLE 0 0 5145 APPLIED MATLS INC COM 038222105 1673 12524 SH SOLE 0 0 12524 SPDR SER TR PORTFOLIO SHORT 78464A474 24760 790810 SH SOLE 0 0 790810 BLOCK H & R INC COM 093671105 567 25990 SH SOLE 0 0 25990 ISHARES TR RUS MD CP GR ETF 464287481 7574 74212 SH SOLE 0 0 74212 AGILENT TECHNOLOGIES INC COM 00846U101 1642 12915 SH SOLE 0 0 12915 NEWMONT CORP COM 651639106 917 15215 SH SOLE 0 0 15215 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 208 12000 SH SOLE 0 0 12000 ISHARES TR MSCI EAFE ETF 464287465 331 4362 SH SOLE 0 0 4362 SPDR SER TR S&P METALS MNG 78464A755 917 22980 SH SOLE 0 0 22980 SPDR SER TR NUVEEN BLMBRG SR 78468R739 763 15400 SH SOLE 0 0 15400 ROYAL CARIBBEAN GROUP COM V7780T103 231 2700 SH SOLE 0 0 2700 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3778 106857 SH SOLE 0 0 106857 ALPHABET INC CAP STK CL C 02079K107 796 385 SH SOLE 0 0 385 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3132 60182 SH SOLE 0 0 60182 PIMCO ETF TR INTER MUN BD ACT 72201R866 1647 29305 SH SOLE 0 0 29305 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1704 16718 SH SOLE 0 0 16718 EMERSON ELEC CO COM 291011104 1607 17814 SH SOLE 0 0 17814 SPDR SER TR PRTFLO S&P500 VL 78464A508 3777 99668 SH SOLE 0 0 99668 SPDR SER TR S&P DIVID ETF 78464A763 1893 16035 SH SOLE 0 0 16035 WHIRLPOOL CORP COM 963320106 561 2545 SH SOLE 0 0 2545 CBOE GLOBAL MKTS INC COM 12503M108 527 5336 SH SOLE 0 0 5336 HP INC COM 40434L105 1834 57770 SH SOLE 0 0 57770 SPDR SER TR S&P 400 MDCP GRW 78464A821 1225 16305 SH SOLE 0 0 16305 ISHARES TR MODERT ALLOC ETF 464289875 384 8810 SH SOLE 0 0 8810 ISHARES TR MSCI USA MMENTM 46432F396 232 1443 SH SOLE 0 0 1443 PROSHARES TR INVT INT RT HG 74347B607 3915 50780 SH SOLE 0 0 50780 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 547 3468 SH SOLE 0 0 3468 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1049 19200 SH SOLE 0 0 19200 MORGAN STANLEY COM NEW 617446448 1993 25659 SH SOLE 0 0 25659 LEGGETT & PLATT INC COM 524660107 548 11995 SH SOLE 0 0 11995 PROOFPOINT INC COM 743424103 234 1860 SH SOLE 0 0 1860 JOHNSON & JOHNSON COM 478160104 439 2674 SH SOLE 0 0 2674 CHECKPOINT THERAPEUTICS INC COM 162828107 83 26400 SH SOLE 0 0 26400