0001214659-21-000887.txt : 20210128 0001214659-21-000887.hdr.sgml : 20210128 20210128151215 ACCESSION NUMBER: 0001214659-21-000887 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210128 DATE AS OF CHANGE: 20210128 EFFECTIVENESS DATE: 20210128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Occidental Asset Management, LLC CENTRAL INDEX KEY: 0001770994 IRS NUMBER: 462763324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19444 FILM NUMBER: 21564564 BUSINESS ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-409-3888 MAIL ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001770994 XXXXXXXX 12-31-2020 12-31-2020 false Occidental Asset Management, LLC

301 CALIFORNIA DR. #9 BURLINGAME CA 94010

13F HOLDINGS REPORT 028-19444 N Nathan Hatton Walsh 650-409-3888 /s/Nathan Hatton Walsh San Francisco CA 01-26-2021 0 166 301748 INFORMATION TABLE 2 infotable.xml DISNEY WALT CO COM 254687106 317 1748 SH SOLE 0 0 1748 SPDR SER TR BLMBRG BRC CNVRT 78464A359 2604 31454 SH SOLE 0 0 31454 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 1067 18800 SH SOLE 0 0 18800 PFIZER INC COM 717081103 373 10127 SH SOLE 0 0 10127 SPDR SER TR PORTFOLIO INTRMD 78464A375 20066 539701 SH SOLE 0 0 539701 NETAPP INC COM 64110D104 1554 23463 SH SOLE 0 0 23463 ISHARES TR SHRT NAT MUN ETF 464288158 435 4028 SH SOLE 0 0 4028 ISHARES TR NATIONAL MUN ETF 464288414 2193 18707 SH SOLE 0 0 18707 PIMCO ETF TR ACTIVE BD ETF 72201R775 15929 140831 SH SOLE 0 0 140831 SPDR S&P 500 ETF TR TR UNIT 78462F103 927 2479 SH SOLE 0 0 2479 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1220 18075 SH SOLE 0 0 18075 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 114 12905 SH SOLE 0 0 12905 ISHARES TR SELECT DIVID ETF 464287168 904 9395 SH SOLE 0 0 9395 HUBBELL INC COM 443510607 900 5741 SH SOLE 0 0 5741 CHURCH & DWIGHT INC COM 171340102 1365 15652 SH SOLE 0 0 15652 SLACK TECHNOLOGIES INC COM CL A 83088V102 450 10647 SH SOLE 0 0 10647 DIAGEO PLC SPON ADR NEW 25243Q205 867 5457 SH SOLE 0 0 5457 NOVARTIS AG SPONSORED ADR 66987V109 333 3524 SH SOLE 0 0 3524 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 710 14797 SH SOLE 0 0 14797 TARGET CORP COM 87612E106 1910 10818 SH SOLE 0 0 10818 AMAZON COM INC COM 023135106 1446 444 SH SOLE 0 0 444 SPDR SER TR BLOOMBERG BRCLYS 78468R622 929 8532 SH SOLE 0 0 8532 AT&T INC COM 00206R102 598 20803 SH SOLE 0 0 20803 APPLE INC COM 037833100 10082 75978 SH SOLE 0 0 75978 ISHARES TR INTL SEL DIV ETF 464288448 2914 98873 SH SOLE 0 0 98873 QUALCOMM INC COM 747525103 2152 14129 SH SOLE 0 0 14129 MERCK & CO. INC COM 58933Y105 931 11387 SH SOLE 0 0 11387 ORACLE CORP COM 68389X105 524 8099 SH SOLE 0 0 8099 COLGATE PALMOLIVE CO COM 194162103 300 3503 SH SOLE 0 0 3503 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1596 20739 SH SOLE 0 0 20739 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 1175 20159 SH SOLE 0 0 20159 ILLUMINA INC COM 452327109 450 1215 SH SOLE 0 0 1215 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 217 3100 SH SOLE 0 0 3100 TRUIST FINL CORP COM 89832Q109 294 6143 SH SOLE 0 0 6143 CUMMINS INC COM 231021106 1538 6773 SH SOLE 0 0 6773 BOEING CO COM 097023105 268 1253 SH SOLE 0 0 1253 PROCTER AND GAMBLE CO COM 742718109 208 1493 SH SOLE 0 0 1493 STRYKER CORPORATION COM 863667101 203 830 SH SOLE 0 0 830 PHILIP MORRIS INTL INC COM 718172109 473 5708 SH SOLE 0 0 5708 WALMART INC COM 931142103 1536 10657 SH SOLE 0 0 10657 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 403 6542 SH SOLE 0 0 6542 INTEL CORP COM 458140100 1294 25967 SH SOLE 0 0 25967 WILLIAMS COS INC COM 969457100 765 38153 SH SOLE 0 0 38153 ISHARES TR U.S. TECH ETF 464287721 1275 14983 SH SOLE 0 0 14983 GLAUKOS CORP COM 377322102 245 3250 SH SOLE 0 0 3250 NIKE INC CL B 654106103 1010 7138 SH SOLE 0 0 7138 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 14523 294698 SH SOLE 0 0 294698 BROWN & BROWN INC COM 115236101 309 6517 SH SOLE 0 0 6517 ISHARES TR JPMORGAN USD EMG 464288281 6895 59483 SH SOLE 0 0 59483 ISHARES TR US OIL EQ&SV ETF 464288844 425 37815 SH SOLE 0 0 37815 WISDOMTREE TR US QTLY DIV GRT 97717X669 1562 28942 SH SOLE 0 0 28942 BRISTOL-MYERS SQUIBB CO COM 110122108 1555 25061 SH SOLE 0 0 25061 COMCAST CORP NEW CL A 20030N101 1197 22851 SH SOLE 0 0 22851 ISHARES TR SP SMCP600VL ETF 464287879 1654 20341 SH SOLE 0 0 20341 ISHARES TR RUS 2000 GRW ETF 464287648 1812 6319 SH SOLE 0 0 6319 SPDR SER TR S&P 600 SMCP GRW 78464A201 611 7999 SH SOLE 0 0 7999 ISHARES TR U.S. FINLS ETF 464287788 344 5152 SH SOLE 0 0 5152 ORMAT TECHNOLOGIES INC COM 686688102 1310 14507 SH SOLE 0 0 14507 SPDR SER TR S&P 600 SMCP VAL 78464A300 713 10771 SH SOLE 0 0 10771 ISHARES TR CORE S&P SCP ETF 464287804 3667 39906 SH SOLE 0 0 39906 EBAY INC. COM 278642103 1356 26982 SH SOLE 0 0 26982 FEDEX CORP COM 31428X106 1007 3879 SH SOLE 0 0 3879 CISCO SYS INC COM 17275R102 1002 22395 SH SOLE 0 0 22395 EXXON MOBIL CORP COM 30231G102 356 8645 SH SOLE 0 0 8645 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 464 12888 SH SOLE 0 0 12888 JPMORGAN CHASE & CO COM 46625H100 1217 9575 SH SOLE 0 0 9575 SPDR SER TR BLOOMBERG SRT TR 78468R408 270 10000 SH SOLE 0 0 10000 SYSCO CORP COM 871829107 319 4300 SH SOLE 0 0 4300 RELIANCE STEEL & ALUMINUM CO COM 759509102 1254 10474 SH SOLE 0 0 10474 CELANESE CORP DEL COM 150870103 1470 11311 SH SOLE 0 0 11311 EXACT SCIENCES CORP COM 30063P105 494 3726 SH SOLE 0 0 3726 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 925 15844 SH SOLE 0 0 15844 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 146 10000 SH SOLE 0 0 10000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2075 8948 SH SOLE 0 0 8948 ABBVIE INC COM 00287Y109 1619 15107 SH SOLE 0 0 15107 ISHARES TR PFD AND INCM SEC 464288687 929 24124 SH SOLE 0 0 24124 HERSHEY CO COM 427866108 1095 7191 SH SOLE 0 0 7191 SPDR SER TR S&P 400 MDCP VAL 78464A839 1142 20577 SH SOLE 0 0 20577 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1478 9649 SH SOLE 0 0 9649 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 440 5180 SH SOLE 0 0 5180 ISHARES TR CORE DIV GRWTH 46434V621 1168 26055 SH SOLE 0 0 26055 ISHARES TR IBOXX INV CP ETF 464287242 1824 13204 SH SOLE 0 0 13204 GLOBAL X FDS US INFR DEV ETF 37954Y673 563 26533 SH SOLE 0 0 26533 AVNET INC COM 053807103 1208 34393 SH SOLE 0 0 34393 VISA INC COM CL A 92826C839 1269 5802 SH SOLE 0 0 5802 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1691 11977 SH SOLE 0 0 11977 CONSTELLATION BRANDS INC CL A 21036P108 1298 5925 SH SOLE 0 0 5925 ISHARES TR GRWT ALLOCAT ETF 464289867 275 5259 SH SOLE 0 0 5259 GILEAD SCIENCES INC COM 375558103 1054 18095 SH SOLE 0 0 18095 ISHARES TR RUS 1000 VAL ETF 464287598 583 4263 SH SOLE 0 0 4263 QUEST DIAGNOSTICS INC COM 74834L100 1333 11182 SH SOLE 0 0 11182 FACEBOOK INC CL A 30303M102 6149 22510 SH SOLE 0 0 22510 ILLINOIS TOOL WKS INC COM 452308109 704 3453 SH SOLE 0 0 3453 CITRIX SYS INC COM 177376100 897 6893 SH SOLE 0 0 6893 GALLAGHER ARTHUR J & CO COM 363576109 375 3034 SH SOLE 0 0 3034 ISHARES TR RUS MDCP VAL ETF 464287473 5287 54532 SH SOLE 0 0 54532 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 992 3791 SH SOLE 0 0 3791 MARSH & MCLENNAN COS INC COM 571748102 758 6479 SH SOLE 0 0 6479 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 554 10000 SH SOLE 0 0 10000 NUVEEN MUN VALUE FD INC COM 670928100 185 16634 SH SOLE 0 0 16634 LILLY ELI & CO COM 532457108 244 1443 SH SOLE 0 0 1443 ISHARES TR CORE INTL AGGR 46435G672 2192 39000 SH SOLE 0 0 39000 ISHARES TR CORE US AGGBD ET 464287226 1132 9577 SH SOLE 0 0 9577 BERKSHIRE HATHAWAY INC DEL CL A 084670108 696 2 SH SOLE 0 0 2 SALESFORCE COM INC COM 79466L302 457 2054 SH SOLE 0 0 2054 FIRST TR EXCH TRD ALPHDX FD EURO ALPHADEX 33737J505 798 19301 SH SOLE 0 0 19301 HOME DEPOT INC COM 437076102 2061 7759 SH SOLE 0 0 7759 ISHARES TR IBOXX HI YD ETF 464288513 5857 67092 SH SOLE 0 0 67092 NVIDIA CORPORATION COM 67066G104 3365 6444 SH SOLE 0 0 6444 VERIZON COMMUNICATIONS INC COM 92343V104 1814 30883 SH SOLE 0 0 30883 TESLA INC COM 88160R101 1124 1593 SH SOLE 0 0 1593 SPDR SER TR SPDR BLOOMBERG 78468R663 2655 29012 SH SOLE 0 0 29012 SPROTT PHYSICAL GOLD TR UNIT 85207H104 377 25000 SH SOLE 0 0 25000 LOCKHEED MARTIN CORP COM 539830109 269 759 SH SOLE 0 0 759 WELLS FARGO CO NEW COM 949746101 229 7598 SH SOLE 0 0 7598 INVESCO QQQ TR UNIT SER 1 46090E103 1256 4003 SH SOLE 0 0 4003 COCA COLA CO COM 191216100 440 8025 SH SOLE 0 0 8025 YUM BRANDS INC COM 988498101 393 3620 SH SOLE 0 0 3620 UNITEDHEALTH GROUP INC COM 91324P102 1582 4511 SH SOLE 0 0 4511 3M CO COM 88579Y101 1262 7220 SH SOLE 0 0 7220 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 582 6994 SH SOLE 0 0 6994 FIRST AMERN FINL CORP COM 31847R102 1031 19972 SH SOLE 0 0 19972 ISHARES TR S&P 500 VAL ETF 464287408 6368 49746 SH SOLE 0 0 49746 ISHARES TR CORE S&P MCP ETF 464287507 872 3795 SH SOLE 0 0 3795 ISHARES TR RUS MID CAP ETF 464287499 1200 17499 SH SOLE 0 0 17499 ISHARES TR MSCI EMG MKT ETF 464287234 1182 22870 SH SOLE 0 0 22870 MICROSOFT CORP COM 594918104 5238 23551 SH SOLE 0 0 23551 ISHARES TR RUS 1000 GRW ETF 464287614 9648 40010 SH SOLE 0 0 40010 ISHARES TR RUSSELL 2000 ETF 464287655 1440 7346 SH SOLE 0 0 7346 SPDR GOLD TR GOLD SHS 78463V107 1089 6103 SH SOLE 0 0 6103 VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 649 26179 SH SOLE 0 0 26179 AMERISOURCEBERGEN CORP COM 03073E105 1127 11527 SH SOLE 0 0 11527 ALPHABET INC CAP STK CL A 02079K305 426 243 SH SOLE 0 0 243 PHATHOM PHARMACEUTICALS INC COM 71722W107 428 12872 SH SOLE 0 0 12872 MCCORMICK & CO INC COM NON VTG 579780206 220 2300 SH SOLE 0 0 2300 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3914 92825 SH SOLE 0 0 92825 SPDR SER TR PRTFLO S&P500 GW 78464A409 5911 106910 SH SOLE 0 0 106910 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 794 6999 SH SOLE 0 0 6999 APPLIED MATLS INC COM 038222105 1429 16561 SH SOLE 0 0 16561 SPDR SER TR PORTFOLIO SHORT 78464A474 25086 798907 SH SOLE 0 0 798907 ISHARES TR RUS MD CP GR ETF 464287481 7251 70640 SH SOLE 0 0 70640 AGILENT TECHNOLOGIES INC COM 00846U101 1541 13005 SH SOLE 0 0 13005 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 232 12000 SH SOLE 0 0 12000 ISHARES TR MSCI EAFE ETF 464287465 318 4362 SH SOLE 0 0 4362 SPDR SER TR NUVEEN BLMBRG SR 78468R739 767 15400 SH SOLE 0 0 15400 ROYAL CARIBBEAN GROUP COM V7780T103 202 2700 SH SOLE 0 0 2700 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2651 78549 SH SOLE 0 0 78549 ALPHABET INC CAP STK CL C 02079K107 652 372 SH SOLE 0 0 372 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3127 62401 SH SOLE 0 0 62401 PIMCO ETF TR INTER MUN BD ACT 72201R866 1248 22003 SH SOLE 0 0 22003 EMERSON ELEC CO COM 291011104 1216 15136 SH SOLE 0 0 15136 XILINX INC COM 983919101 201 1418 SH SOLE 0 0 1418 SPDR SER TR PRTFLO S&P500 VL 78464A508 3397 98786 SH SOLE 0 0 98786 SPDR SER TR S&P DIVID ETF 78464A763 1699 16035 SH SOLE 0 0 16035 HP INC COM 40434L105 1342 54583 SH SOLE 0 0 54583 ISHARES TR MODERT ALLOC ETF 464289875 392 9080 SH SOLE 0 0 9080 ISHARES TR MSCI USA MMENTM 46432F396 211 1308 SH SOLE 0 0 1308 SPDR SER TR S&P 400 MDCP GRW 78464A821 1120 16154 SH SOLE 0 0 16154 LUMEN TECHNOLOGIES INC COM 156700106 127 13066 SH SOLE 0 0 13066 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 679 4484 SH SOLE 0 0 4484 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1108 20085 SH SOLE 0 0 20085 MORGAN STANLEY COM NEW 617446448 1512 22060 SH SOLE 0 0 22060 KELLOGG CO COM 487836108 916 14725 SH SOLE 0 0 14725 PROOFPOINT INC COM 743424103 254 1860 SH SOLE 0 0 1860 ZENDESK INC COM 98936J101 1461 10207 SH SOLE 0 0 10207 JOHNSON & JOHNSON COM 478160104 421 2674 SH SOLE 0 0 2674