0001214659-20-006375.txt : 20200717 0001214659-20-006375.hdr.sgml : 20200717 20200717141510 ACCESSION NUMBER: 0001214659-20-006375 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200717 DATE AS OF CHANGE: 20200717 EFFECTIVENESS DATE: 20200717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Occidental Asset Management, LLC CENTRAL INDEX KEY: 0001770994 IRS NUMBER: 462763324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19444 FILM NUMBER: 201033466 BUSINESS ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-409-3888 MAIL ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001770994 XXXXXXXX 06-30-2020 06-30-2020 false Occidental Asset Management, LLC

301 CALIFORNIA DR. #9 BURLINGAME CA 94010

13F HOLDINGS REPORT 028-19444 N Nathan Hatton Walsh 650-409-3888 /s/Nathan Hatton Walsh San Francisco CA 07-14-2020 0 141 226134 INFORMATION TABLE 2 infotable.xml SPDR SER TR BLMBRG BRC CNVRT 78464A359 945 15625 SH SOLE 0 0 15625 CENTURYLINK INC COM 156700106 131 13026 SH SOLE 0 0 13026 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 985 17900 SH SOLE 0 0 17900 PFIZER INC COM 717081103 271 8273 SH SOLE 0 0 8273 SPDR SER TR PORTFOLIO INTRMD 78464A375 19098 522790 SH SOLE 0 0 522790 ISHARES TR SHRT NAT MUN ETF 464288158 434 4028 SH SOLE 0 0 4028 NETAPP INC COM 64110D104 939 21160 SH SOLE 0 0 21160 ISHARES TR NATIONAL MUN ETF 464288414 2111 18290 SH SOLE 0 0 18290 PIMCO ETF TR ACTIVE BD ETF 72201R775 13196 118251 SH SOLE 0 0 118251 SPDR S&P 500 ETF TR TR UNIT 78462F103 801 2597 SH SOLE 0 0 2597 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 97 12564 SH SOLE 0 0 12564 ISHARES TR SELECT DIVID ETF 464287168 758 9395 SH SOLE 0 0 9395 PEPSICO INC COM 713448108 283 2137 SH SOLE 0 0 2137 SLACK TECHNOLOGIES INC COM CL A 83088V102 345 11082 SH SOLE 0 0 11082 CHURCH & DWIGHT INC COM 171340102 1221 15800 SH SOLE 0 0 15800 NOVARTIS AG SPONSORED ADR 66987V109 319 3653 SH SOLE 0 0 3653 TARGET CORP COM 87612E106 1327 11064 SH SOLE 0 0 11064 AT&T INC COM 00206R102 595 19681 SH SOLE 0 0 19681 AMAZON COM INC COM 023135106 1197 434 SH SOLE 0 0 434 APPLE INC COM 037833100 5864 16075 SH SOLE 0 0 16075 ISHARES TR INTL SEL DIV ETF 464288448 2119 84348 SH SOLE 0 0 84348 QUALCOMM INC COM 747525103 1298 14228 SH SOLE 0 0 14228 MERCK & CO. INC COM 58933Y105 949 12276 SH SOLE 0 0 12276 ORACLE CORP COM 68389X105 487 8816 SH SOLE 0 0 8816 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 918 18671 SH SOLE 0 0 18671 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1696 31242 SH SOLE 0 0 31242 COLGATE PALMOLIVE CO COM 194162103 240 3282 SH SOLE 0 0 3282 ILLUMINA INC COM 452327109 413 1115 SH SOLE 0 0 1115 CUMMINS INC COM 231021106 1130 6522 SH SOLE 0 0 6522 BOEING CO COM 097023105 214 1170 SH SOLE 0 0 1170 PHILIP MORRIS INTL INC COM 718172109 400 5708 SH SOLE 0 0 5708 HOME DEPOT INC COM 437076102 1 300 SH Put SOLE 0 0 300 PETIQ INC COM CL A 71639T106 801 23000 SH SOLE 0 0 23000 WALMART INC COM 931142103 1147 9575 SH SOLE 0 0 9575 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 315 5310 SH SOLE 0 0 5310 INTEL CORP COM 458140100 1208 20194 SH SOLE 0 0 20194 WILLIAMS COS INC COM 969457100 713 37465 SH SOLE 0 0 37465 HARTFORD FINL SVCS GROUP INC COM 416515104 586 15207 SH SOLE 0 0 15207 NIKE INC CL B 654106103 564 5751 SH SOLE 0 0 5751 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 12647 255237 SH SOLE 0 0 255237 BROWN & BROWN INC COM 115236101 292 7166 SH SOLE 0 0 7166 ISHARES TR JPMORGAN USD EMG 464288281 5154 47189 SH SOLE 0 0 47189 ISHARES TR US OIL EQ&SV ETF 464288844 363 42173 SH SOLE 0 0 42173 WISDOMTREE TR US QTLY DIV GRT 97717X669 1253 27536 SH SOLE 0 0 27536 BRISTOL-MYERS SQUIBB CO COM 110122108 1444 24566 SH SOLE 0 0 24566 COMCAST CORP NEW CL A 20030N101 756 19397 SH SOLE 0 0 19397 ISHARES TR SP SMCP600VL ETF 464287879 1225 10175 SH SOLE 0 0 10175 ISHARES TR RUS 2000 GRW ETF 464287648 1318 6371 SH SOLE 0 0 6371 SPDR SER TR S&P 600 SMCP GRW 78464A201 301 5305 SH SOLE 0 0 5305 INGREDION INC COM 457187102 847 10207 SH SOLE 0 0 10207 ISHARES TR CORE S&P SCP ETF 464287804 1604 23482 SH SOLE 0 0 23482 SPDR SER TR S&P 600 SMCP VAL 78464A300 388 7893 SH SOLE 0 0 7893 EBAY INC. COM 278642103 1361 25952 SH SOLE 0 0 25952 CISCO SYS INC COM 17275R102 1108 23764 SH SOLE 0 0 23764 EXXON MOBIL CORP COM 30231G102 397 8887 SH SOLE 0 0 8887 JPMORGAN CHASE & CO COM 46625H100 833 8857 SH SOLE 0 0 8857 SPDR SER TR BLOOMBERG SRT TR 78468R408 273 10850 SH SOLE 0 0 10850 SYSCO CORP COM 871829107 239 4369 SH SOLE 0 0 4369 RELIANCE STEEL & ALUMINUM CO COM 759509102 932 9823 SH SOLE 0 0 9823 BLACKROCK ENHANCED EQUITY DI COM 09251A104 77 10432 SH SOLE 0 0 10432 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 232 4864 SH SOLE 0 0 4864 VANECK VECTORS ETF TR SHORT HIGH YIELD 92189F387 607 25479 SH SOLE 0 0 25479 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1247 6986 SH SOLE 0 0 6986 ABBVIE INC COM 00287Y109 1404 14305 SH SOLE 0 0 14305 DIAGEO P L C SPON ADR NEW 25243Q205 769 5724 SH SOLE 0 0 5724 HERSHEY CO COM 427866108 729 5625 SH SOLE 0 0 5625 SPDR SER TR S&P 400 MDCP VAL 78464A839 693 16250 SH SOLE 0 0 16250 ISHARES TR CORE DIV GRWTH 46434V621 977 25985 SH SOLE 0 0 25985 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1213 9616 SH SOLE 0 0 9616 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 414 5275 SH SOLE 0 0 5275 ISHARES TR IBOXX INV CP ETF 464287242 372 2767 SH SOLE 0 0 2767 VISA INC COM CL A 92826C839 902 4669 SH SOLE 0 0 4669 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 314 2677 SH SOLE 0 0 2677 GILEAD SCIENCES INC COM 375558103 1251 16254 SH SOLE 0 0 16254 CONSTELLATION BRANDS INC CL A 21036P108 985 5628 SH SOLE 0 0 5628 ISHARES TR GRWT ALLOCAT ETF 464289867 252 5434 SH SOLE 0 0 5434 ISHARES TR RUS 1000 VAL ETF 464287598 480 4263 SH SOLE 0 0 4263 ILLINOIS TOOL WKS INC COM 452308109 573 3279 SH SOLE 0 0 3279 FACEBOOK INC CL A 30303M102 5312 23395 SH SOLE 0 0 23395 QUEST DIAGNOSTICS INC COM 74834L100 1218 10687 SH SOLE 0 0 10687 EXELON CORP COM 30161N101 818 22542 SH SOLE 0 0 22542 MARSH & MCLENNAN COS INC COM 571748102 497 4629 SH SOLE 0 0 4629 GALLAGHER ARTHUR J & CO COM 363576109 296 3034 SH SOLE 0 0 3034 ISHARES TR RUS MDCP VAL ETF 464287473 3078 40222 SH SOLE 0 0 40222 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 377 10000 SH SOLE 0 0 10000 LILLY ELI & CO COM 532457108 237 1443 SH SOLE 0 0 1443 WALGREENS BOOTS ALLIANCE INC COM 931427108 974 22978 SH SOLE 0 0 22978 ISHARES TR CORE INTL AGGR 46435G672 1402 25177 SH SOLE 0 0 25177 BERKSHIRE HATHAWAY INC DEL CL A 084670108 535 2 SH SOLE 0 0 2 SALESFORCE COM INC COM 79466L302 376 2009 SH SOLE 0 0 2009 SMUCKER J M CO COM NEW 832696405 811 7662 SH SOLE 0 0 7662 HOME DEPOT INC COM 437076102 1919 7661 SH SOLE 0 0 7661 ISHARES TR IBOXX HI YD ETF 464288513 4000 49006 SH SOLE 0 0 49006 NVIDIA CORPORATION COM 67066G104 2780 7318 SH SOLE 0 0 7318 VERIZON COMMUNICATIONS INC COM 92343V104 1591 28852 SH SOLE 0 0 28852 SPDR SER TR SPDR BLOOMBERG 78468R663 8276 90419 SH SOLE 0 0 90419 SPROTT PHYSICAL GOLD TR UNIT 85207H104 358 25000 SH SOLE 0 0 25000 COCA COLA CO COM 191216100 356 7975 SH SOLE 0 0 7975 LOCKHEED MARTIN CORP COM 539830109 284 779 SH SOLE 0 0 779 INVESCO QQQ TR UNIT SER 1 46090E103 450 1819 SH SOLE 0 0 1819 INTERNATIONAL BUSINESS MACHS COM 459200101 1132 9373 SH SOLE 0 0 9373 UNITEDHEALTH GROUP INC COM 91324P102 1254 4250 SH SOLE 0 0 4250 YUM BRANDS INC COM 988498101 323 3720 SH SOLE 0 0 3720 3M CO COM 88579Y101 1053 6751 SH SOLE 0 0 6751 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 747 9037 SH SOLE 0 0 9037 FIRST AMERN FINL CORP COM 31847R102 844 17571 SH SOLE 0 0 17571 ISHARES TR S&P 500 VAL ETF 464287408 4863 44939 SH SOLE 0 0 44939 ISHARES TR RUS MID CAP ETF 464287499 938 17495 SH SOLE 0 0 17495 MICROSOFT CORP COM 594918104 5087 24995 SH SOLE 0 0 24995 ISHARES TR RUS 1000 GRW ETF 464287614 7879 41048 SH SOLE 0 0 41048 ISHARES TR RUSSELL 2000 ETF 464287655 564 3941 SH SOLE 0 0 3941 AMERISOURCEBERGEN CORP COM 03073E105 1083 10743 SH SOLE 0 0 10743 E TRADE FINANCIAL CORP COM NEW 269246401 1059 21298 SH SOLE 0 0 21298 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2571 76841 SH SOLE 0 0 76841 MCCORMICK & CO INC COM NON VTG 579780206 206 1150 SH SOLE 0 0 1150 SPDR SER TR PRTFLO S&P500 GW 78464A409 3078 68514 SH SOLE 0 0 68514 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 708 7073 SH SOLE 0 0 7073 APPLIED MATLS INC COM 038222105 953 15771 SH SOLE 0 0 15771 SPDR SER TR PORTFOLIO SHORT 78464A474 20611 657653 SH SOLE 0 0 657653 ISHARES TR RUS MD CP GR ETF 464287481 5118 32368 SH SOLE 0 0 32368 AGILENT TECHNOLOGIES INC COM 00846U101 1138 12880 SH SOLE 0 0 12880 SPDR SER TR NUVEEN BLMBRG SR 78468R739 768 15400 SH SOLE 0 0 15400 ISHARES TR MSCI EAFE ETF 464287465 228 3743 SH SOLE 0 0 3743 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1700 61555 SH SOLE 0 0 61555 GLOBAL X FDS MILL THEMC ETF 37954Y764 853 30882 SH SOLE 0 0 30882 PIMCO ETF TR INTER MUN BD ACT 72201R866 1224 22003 SH SOLE 0 0 22003 ALPHABET INC CAP STK CL C 02079K107 385 272 SH SOLE 0 0 272 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1516 38275 SH SOLE 0 0 38275 EMERSON ELEC CO COM 291011104 868 13994 SH SOLE 0 0 13994 SPDR SER TR PRTFLO S&P500 VL 78464A508 2151 74225 SH SOLE 0 0 74225 SPDR SER TR S&P DIVID ETF 78464A763 1740 19082 SH SOLE 0 0 19082 HP INC COM 40434L105 873 50083 SH SOLE 0 0 50083 ISHARES TR MODERT ALLOC ETF 464289875 384 9629 SH SOLE 0 0 9629 SPDR SER TR S&P 400 MDCP GRW 78464A821 564 10489 SH SOLE 0 0 10489 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1033 19085 SH SOLE 0 0 19085 KELLOGG CO COM 487836108 895 13552 SH SOLE 0 0 13552 3M CO COM 88579Y101 0 100 SH Put SOLE 0 0 100 PROOFPOINT INC COM 743424103 222 2000 SH SOLE 0 0 2000 ZENDESK INC COM 98936J101 904 10207 SH SOLE 0 0 10207 JOHNSON & JOHNSON COM 478160104 1 200 SH Put SOLE 0 0 200 JOHNSON & JOHNSON COM 478160104 329 2339 SH SOLE 0 0 2339