0001214659-20-003640.txt : 20200423 0001214659-20-003640.hdr.sgml : 20200423 20200423110719 ACCESSION NUMBER: 0001214659-20-003640 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200423 DATE AS OF CHANGE: 20200423 EFFECTIVENESS DATE: 20200423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Occidental Asset Management, LLC CENTRAL INDEX KEY: 0001770994 IRS NUMBER: 462763324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19444 FILM NUMBER: 20809862 BUSINESS ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-409-3888 MAIL ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001770994 XXXXXXXX 03-31-2020 03-31-2020 false Occidental Asset Management, LLC

301 CALIFORNIA DR. #9 BURLINGAME CA 94010

13F HOLDINGS REPORT 028-19444 N Nathan Hatton Walsh 650-409-3888 /s/Nathan Hatton Walsh San Francisco CA 04-22-2020 0 141 198759 INFORMATION TABLE 2 infotable.xml SPDR SER TR BLMBRG BRC CNVRT 78464A359 779 16273 SH SOLE 0 0 16273 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 935 17300 SH SOLE 0 0 17300 SPDR SER TR PORTFOLIO INTRMD 78464A375 17727 521231 SH SOLE 0 0 521231 PFIZER INC COM 717081103 290 8873 SH SOLE 0 0 8873 ISHARES TR SHRT NAT MUN ETF 464288158 428 4028 SH SOLE 0 0 4028 NETAPP INC COM 64110D104 743 17828 SH SOLE 0 0 17828 ISHARES TR NATIONAL MUN ETF 464288414 2669 23613 SH SOLE 0 0 23613 PIMCO ETF TR ACTIVE BD ETF 72201R775 10918 102833 SH SOLE 0 0 102833 SPDR S&P 500 ETF TR TR UNIT 78462F103 1201 4659 SH SOLE 0 0 4659 3M CO COM 88579Y101 3 100 SH Put SOLE 0 0 100 ISHARES TR SELECT DIVID ETF 464287168 717 9755 SH SOLE 0 0 9755 PEPSICO INC COM 713448108 257 2137 SH SOLE 0 0 2137 EATON VANCE TAX-MANAGED GLOB COM 27829F108 68 10655 SH SOLE 0 0 10655 CHESAPEAKE ENERGY CORP COM 165167107 2 10100 SH SOLE 0 0 10100 SELECT SECTOR SPDR TR ENERGY 81369Y506 217 7467 SH SOLE 0 0 7467 CHURCH & DWIGHT INC COM 171340102 950 14800 SH SOLE 0 0 14800 SLACK TECHNOLOGIES INC COM CL A 83088V102 432 16092 SH SOLE 0 0 16092 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 1010 19085 SH SOLE 0 0 19085 DBX ETF TR XTRACK HRVST CSI 233051879 889 34324 SH SOLE 0 0 34324 AT&T INC COM 00206R102 1267 43452 SH SOLE 0 0 43452 AMAZON COM INC COM 023135106 836 429 SH SOLE 0 0 429 APPLE INC COM 037833100 4113 16175 SH SOLE 0 0 16175 ISHARES TR INTL SEL DIV ETF 464288448 2086 92308 SH SOLE 0 0 92308 QUALCOMM INC COM 747525103 824 12184 SH SOLE 0 0 12184 MERCK & CO. INC COM 58933Y105 956 12426 SH SOLE 0 0 12426 ORACLE CORP COM 68389X105 426 8816 SH SOLE 0 0 8816 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 815 18141 SH SOLE 0 0 18141 ISHARES TR USA MOMENTUM FCT 46432F396 971 9123 SH SOLE 0 0 9123 ILLUMINA INC COM 452327109 305 1115 SH SOLE 0 0 1115 CUMMINS INC COM 231021106 822 6077 SH SOLE 0 0 6077 HOME DEPOT INC COM 437076102 8 400 SH Put SOLE 0 0 400 PORTOLA PHARMACEUTICALS INC COM 737010108 74 10435 SH SOLE 0 0 10435 PHILIP MORRIS INTL INC COM 718172109 415 5691 SH SOLE 0 0 5691 PETIQ INC COM CL A 71639T106 594 25577 SH SOLE 0 0 25577 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 278 5310 SH SOLE 0 0 5310 WALMART INC COM 931142103 1071 9422 SH SOLE 0 0 9422 INTEL CORP COM 458140100 1073 19834 SH SOLE 0 0 19834 WILLIAMS COS INC COM 969457100 447 31565 SH SOLE 0 0 31565 HARTFORD FINL SVCS GROUP INC COM 416515104 484 13740 SH SOLE 0 0 13740 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 11981 249805 SH SOLE 0 0 249805 NIKE INC CL B 654106103 463 5595 SH SOLE 0 0 5595 ISHARES TR JPMORGAN USD EMG 464288281 4415 45663 SH SOLE 0 0 45663 TWILIO INC CL A 90138F102 1074 12000 SH SOLE 0 0 12000 ISHARES TR US OIL EQ&SV ETF 464288844 264 44405 SH SOLE 0 0 44405 WISDOMTREE TR US QTLY DIV GRT 97717X669 1097 28187 SH SOLE 0 0 28187 BRISTOL-MYERS SQUIBB CO COM 110122108 1265 22702 SH SOLE 0 0 22702 COMCAST CORP NEW CL A 20030N101 646 18802 SH SOLE 0 0 18802 SPDR SER TR S&P 600 SMCP GRW 78464A201 232 5026 SH SOLE 0 0 5026 ISHARES TR SP SMCP600VL ETF 464287879 1093 10941 SH SOLE 0 0 10941 ISHARES TR RUS 2000 GRW ETF 464287648 1081 6835 SH SOLE 0 0 6835 INGREDION INC COM 457187102 765 10127 SH SOLE 0 0 10127 ISHARES TR CORE S&P SCP ETF 464287804 1309 23332 SH SOLE 0 0 23332 SPDR SER TR S&P 600 SMCP VAL 78464A300 304 7452 SH SOLE 0 0 7452 CISCO SYS INC COM 17275R102 1000 25437 SH SOLE 0 0 25437 JPMORGAN CHASE & CO COM 46625H100 748 8303 SH SOLE 0 0 8303 HCA HEALTHCARE INC COM 40412C101 393 4373 SH SOLE 0 0 4373 SPDR SER TR BLOOMBERG SRT TR 78468R408 260 11050 SH SOLE 0 0 11050 RELIANCE STEEL & ALUMINUM CO COM 759509102 820 9359 SH SOLE 0 0 9359 VANECK VECTORS ETF TR SHORT HIGH YIELD 92189F387 621 27579 SH SOLE 0 0 27579 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1250 6838 SH SOLE 0 0 6838 ABBVIE INC COM 00287Y109 992 13017 SH SOLE 0 0 13017 DIAGEO P L C SPON ADR NEW 25243Q205 728 5724 SH SOLE 0 0 5724 HERSHEY CO COM 427866108 610 4607 SH SOLE 0 0 4607 SPDR SER TR NUVEEN BBG BRCLY 78464A284 472 8628 SH SOLE 0 0 8628 SPDR SER TR S&P 400 MDCP VAL 78464A839 546 15480 SH SOLE 0 0 15480 ISHARES TR CORE DIV GRWTH 46434V621 847 25985 SH SOLE 0 0 25985 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 892 9409 SH SOLE 0 0 9409 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 368 5275 SH SOLE 0 0 5275 VISA INC COM CL A 92826C839 576 3578 SH SOLE 0 0 3578 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 304 2942 SH SOLE 0 0 2942 ISHARES TR GRWT ALLOCAT ETF 464289867 236 5708 SH SOLE 0 0 5708 GILEAD SCIENCES INC COM 375558103 1178 15753 SH SOLE 0 0 15753 CONSTELLATION BRANDS INC CL A 21036P108 719 5015 SH SOLE 0 0 5015 ISHARES TR RUS 1000 VAL ETF 464287598 423 4263 SH SOLE 0 0 4263 ILLINOIS TOOL WKS INC COM 452308109 453 3190 SH SOLE 0 0 3190 QUEST DIAGNOSTICS INC COM 74834L100 839 10443 SH SOLE 0 0 10443 FACEBOOK INC CL A 30303M102 3999 23975 SH SOLE 0 0 23975 EXELON CORP COM 30161N101 807 21924 SH SOLE 0 0 21924 GALLAGHER ARTHUR J & CO COM 363576109 247 3034 SH SOLE 0 0 3034 ISHARES TR RUS MDCP VAL ETF 464287473 2606 40662 SH SOLE 0 0 40662 MARSH & MCLENNAN COS INC COM 571748102 395 4570 SH SOLE 0 0 4570 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 285 10000 SH SOLE 0 0 10000 ISHARES TR CORE INTL AGGR 46435G672 1371 25070 SH SOLE 0 0 25070 WALGREENS BOOTS ALLIANCE INC COM 931427108 935 20427 SH SOLE 0 0 20427 SALESFORCE COM INC COM 79466L302 351 2436 SH SOLE 0 0 2436 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 129 12793 SH SOLE 0 0 12793 HOME DEPOT INC COM 437076102 1409 7549 SH SOLE 0 0 7549 SMUCKER J M CO COM NEW 832696405 877 7902 SH SOLE 0 0 7902 SPDR SER TR SPDR BLOOMBERG 78468R663 11765 128398 SH SOLE 0 0 128398 VERIZON COMMUNICATIONS INC COM 92343V104 1505 28016 SH SOLE 0 0 28016 COCA COLA CO COM 191216100 223 5049 SH SOLE 0 0 5049 LOCKHEED MARTIN CORP COM 539830109 264 779 SH SOLE 0 0 779 WELLS FARGO CO NEW COM 949746101 218 7587 SH SOLE 0 0 7587 INTERNATIONAL BUSINESS MACHS COM 459200101 924 8332 SH SOLE 0 0 8332 UNITEDHEALTH GROUP INC COM 91324P102 1044 4188 SH SOLE 0 0 4188 YUM BRANDS INC COM 988498101 234 3410 SH SOLE 0 0 3410 3M CO COM 88579Y101 902 6611 SH SOLE 0 0 6611 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 602 7612 SH SOLE 0 0 7612 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 583 10527 SH SOLE 0 0 10527 NVIDIA CORP COM 67066G104 1917 7273 SH SOLE 0 0 7273 FIRST AMERN FINL CORP COM 31847R102 707 16668 SH SOLE 0 0 16668 ISHARES TR RUS MID CAP ETF 464287499 755 17495 SH SOLE 0 0 17495 MICROSOFT CORP COM 594918104 3998 25350 SH SOLE 0 0 25350 ISHARES TR RUSSELL 2000 ETF 464287655 451 3941 SH SOLE 0 0 3941 ISHARES TR S&P 500 VAL ETF 464287408 4570 47480 SH SOLE 0 0 47480 ISHARES TR RUS 1000 GRW ETF 464287614 6844 45431 SH SOLE 0 0 45431 E TRADE FINANCIAL CORP COM NEW 269246401 709 20660 SH SOLE 0 0 20660 JOHNSON & JOHNSON COM 478160104 2 200 SH Put SOLE 0 0 200 NOVARTIS A G SPONSORED ADR 66987V109 305 3696 SH SOLE 0 0 3696 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2093 73528 SH SOLE 0 0 73528 HANESBRANDS INC COM 410345102 322 40950 SH SOLE 0 0 40950 SPDR SER TR PRTFLO S&P500 GW 78464A409 2321 64931 SH SOLE 0 0 64931 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 793 8957 SH SOLE 0 0 8957 APPLIED MATLS INC COM 038222105 696 15190 SH SOLE 0 0 15190 SPDR SER TR PORTFOLIO SHORT 78464A474 19198 634633 SH SOLE 0 0 634633 ISHARES TR RUS MD CP GR ETF 464287481 4048 33290 SH SOLE 0 0 33290 AGILENT TECHNOLOGIES INC COM 00846U101 908 12682 SH SOLE 0 0 12682 SPDR SER TR NUVEEN BLMBRG SR 78468R739 753 15400 SH SOLE 0 0 15400 ISHARES TR MSCI EAFE ETF 464287465 281 5260 SH SOLE 0 0 5260 BARCLAYS BANK PLC IPATH B S&P ETN 06745R693 83 20000 SH SOLE 0 0 20000 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1295 54086 SH SOLE 0 0 54086 GLOBAL X FDS MILL THEMC ETF 37954Y764 674 33704 SH SOLE 0 0 33704 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1769 52715 SH SOLE 0 0 52715 PIMCO ETF TR INTER MUN BD ACT 72201R866 1200 22003 SH SOLE 0 0 22003 ALBEMARLE CORP COM 012653101 703 12467 SH SOLE 0 0 12467 ALPHABET INC CAP STK CL C 02079K107 316 272 SH SOLE 0 0 272 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 247 2500 SH SOLE 0 0 2500 EMERSON ELEC CO COM 291011104 661 13875 SH SOLE 0 0 13875 SPDR SER TR S&P DIVID ETF 78464A763 1481 18549 SH SOLE 0 0 18549 SPDR SER TR PRTFLO S&P500 VL 78464A508 1811 70102 SH SOLE 0 0 70102 INVESCO EXCHANGE-TRADED FD T CEF INM COMPSI 46138E404 605 34561 SH SOLE 0 0 34561 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 218 3881 SH SOLE 0 0 3881 HP INC COM 40434L105 813 46821 SH SOLE 0 0 46821 SPDR SER TR S&P 400 MDCP GRW 78464A821 410 9579 SH SOLE 0 0 9579 ISHARES TR MODERT ALLOC ETF 464289875 350 9529 SH SOLE 0 0 9529 OMNICOM GROUP INC COM 681919106 671 12225 SH SOLE 0 0 12225 KELLOGG CO COM 487836108 779 12979 SH SOLE 0 0 12979 EBAY INC COM 278642103 769 25579 SH SOLE 0 0 25579 PROOFPOINT INC COM 743424103 205 2000 SH SOLE 0 0 2000 ZENDESK INC COM 98936J101 653 10207 SH SOLE 0 0 10207 JOHNSON & JOHNSON COM 478160104 336 2564 SH SOLE 0 0 2564