0001214659-19-002202.txt : 20190319 0001214659-19-002202.hdr.sgml : 20190319 20190319150808 ACCESSION NUMBER: 0001214659-19-002202 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20190319 DATE AS OF CHANGE: 20190319 EFFECTIVENESS DATE: 20190319 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Occidental Asset Management, LLC CENTRAL INDEX KEY: 0001770994 IRS NUMBER: 462763324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19444 FILM NUMBER: 19691283 BUSINESS ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-409-3888 MAIL ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001770994 XXXXXXXX 03-31-2018 03-31-2018 false Occidental Asset Management, LLC

301 California Dr. #9 Burlingame CA 94010

13F HOLDINGS REPORT 028-19444 N Nathan Hatton Walsh 650-409-3888 /s/ Nathan Hatton Walsh Burlingame CA 03-18-2019 0 145 192559 INFORMATION TABLE 2 infotable.xml PFIZER INC COM 717081103 396 10932 SH SOLE 0 0 10932 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 245 6056 SH SOLE 0 0 6056 ISHARES TR SHRT NAT MUN ETF 464288158 422 4028 SH SOLE 0 0 4028 NETAPP INC COM 64110D104 244 4403 SH SOLE 0 0 4403 ISHARES TR NATIONAL MUN ETF 464288414 1607 14507 SH SOLE 0 0 14507 PIMCO ETF TR ACTIVE BD ETF 72201R775 9521 89819 SH SOLE 0 0 89819 SPDR S&P 500 ETF TR TR UNIT 78462F103 659 2469 SH SOLE 0 0 2469 ISHARES TR SELECT DIVID ETF 464287168 1585 16085 SH SOLE 0 0 16085 CVS HEALTH CORP COM 126650100 298 4115 SH SOLE 0 0 4115 ANDEAVOR COM 03349M105 481 4207 SH SOLE 0 0 4207 CHURCH & DWIGHT INC COM 171340102 775 15441 SH SOLE 0 0 15441 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 445 3572 SH SOLE 0 0 3572 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 940 18200 SH SOLE 0 0 18200 POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 441 8746 SH SOLE 0 0 8746 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 2714 53639 SH SOLE 0 0 53639 TARGET CORP COM 87612E106 390 5972 SH SOLE 0 0 5972 VALERO ENERGY CORP NEW COM 91913Y100 596 6483 SH SOLE 0 0 6483 AT&T INC COM 00206R102 721 18545 SH SOLE 0 0 18545 GRAINGER W W INC COM 384802104 263 1114 SH SOLE 0 0 1114 AMAZON COM INC COM 023135106 281 240 SH SOLE 0 0 240 APPLE INC COM 037833100 4078 24100 SH SOLE 0 0 24100 ISHARES TR INTL SEL DIV ETF 464288448 5450 161296 SH SOLE 0 0 161296 ISHARES INC MSCI GBL GOLD MN 46434G855 820 43622 SH SOLE 0 0 43622 ORACLE CORP COM 68389X105 580 12259 SH SOLE 0 0 12259 EASTMAN CHEM CO COM 277432100 372 4014 SH SOLE 0 0 4014 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 277 2485 SH SOLE 0 0 2485 CUMMINS INC COM 231021106 377 2134 SH SOLE 0 0 2134 DELTA AIR LINES INC DEL COM NEW 247361702 339 6048 SH SOLE 0 0 6048 BOEING CO COM 097023105 221 749 SH SOLE 0 0 749 CA INC COM 12673P105 207 6230 SH SOLE 0 0 6230 PORTOLA PHARMACEUTICALS INC COM 737010108 609 12510 SH SOLE 0 0 12510 GAP INC DEL COM 364760108 435 12762 SH SOLE 0 0 12762 PHILIP MORRIS INTL INC COM 718172109 367 3471 SH SOLE 0 0 3471 DOVER CORP COM 260003108 437 4324 SH SOLE 0 0 4324 INTEL CORP COM 458140100 722 15642 SH SOLE 0 0 15642 CLAYMORE EXCHANGE TRD FD TR GUGG S&P SPINOFF 18383M605 1255 24100 SH SOLE 0 0 24100 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 11713 240819 SH SOLE 0 0 240819 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 4963 215419 SH SOLE 0 0 215419 ISHARES TR JPMORGAN USD EMG 464288281 366 3150 SH SOLE 0 0 3150 HEMISPHERX BIOPHARMA INC COM NEW 42366C301 5 15834 SH SOLE 0 0 15834 ISHARES TR GLOBAL ENERG ETF 464287341 901 25337 SH SOLE 0 0 25337 ISHARES TR SP SMCP600VL ETF 464287879 3552 23132 SH SOLE 0 0 23132 ISHARES TR RUS 2000 GRW ETF 464287648 3481 18643 SH SOLE 0 0 18643 CISCO SYS INC COM 17275R102 348 9097 SH SOLE 0 0 9097 EXXON MOBIL CORP COM 30231G102 322 3852 SH SOLE 0 0 3852 JPMORGAN CHASE & CO COM 46625H100 212 1986 SH SOLE 0 0 1986 PENSKE AUTOMOTIVE GRP INC COM 70959W103 298 6232 SH SOLE 0 0 6232 CORNING INC COM 219350105 357 11173 SH SOLE 0 0 11173 SPDR SER TR BLOOMBERG SRT TR 78468R408 997 36185 SH SOLE 0 0 36185 SYSCO CORP COM 871829107 389 6398 SH SOLE 0 0 6398 RELIANCE STEEL & ALUMINUM CO COM 759509102 336 3913 SH SOLE 0 0 3913 ISHARES TR FLTG RATE NT ETF 46429B655 338 6650 SH SOLE 0 0 6650 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 512 6175 SH SOLE 0 0 6175 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1126 20568 SH SOLE 0 0 20568 VANECK VECTORS ETF TR SHORT HIGH YIELD 92189F387 543 22448 SH SOLE 0 0 22448 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1260 6356 SH SOLE 0 0 6356 ABBVIE INC COM 00287Y109 232 2400 SH SOLE 0 0 2400 DIAGEO P L C SPON ADR NEW 25243Q205 1085 7427 SH SOLE 0 0 7427 HOLLYFRONTIER CORP COM 436106108 734 14324 SH SOLE 0 0 14324 WILLIAMS SONOMA INC COM 969904101 224 4336 SH SOLE 0 0 4336 HERSHEY CO COM 427866108 212 1865 SH SOLE 0 0 1865 FRANKLIN RES INC COM 354613101 252 5826 SH SOLE 0 0 5826 AETNA INC NEW COM 00817Y108 354 1960 SH SOLE 0 0 1960 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 2512 68416 SH SOLE 0 0 68416 ENERGIZER HLDGS INC NEW COM 29272W109 237 4948 SH SOLE 0 0 4948 PUBLIC SVC ENTERPRISE GROUP COM 744573106 412 7997 SH SOLE 0 0 7997 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 877 28104 SH SOLE 0 0 28104 ISHARES TR CORE DIV GRWTH 46434V621 880 25300 SH SOLE 0 0 25300 D R HORTON INC COM 23331A109 400 7836 SH SOLE 0 0 7836 PACKAGING CORP AMER COM 695156109 357 2958 SH SOLE 0 0 2958 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 618 6828 SH SOLE 0 0 6828 EXPEDITORS INTL WASH INC COM 302130109 336 5188 SH SOLE 0 0 5188 HELMERICH & PAYNE INC COM 423452101 269 4162 SH SOLE 0 0 4162 CF INDS HLDGS INC COM 125269100 219 5150 SH SOLE 0 0 5150 GILEAD SCIENCES INC COM 375558103 418 5829 SH SOLE 0 0 5829 ISHARES TR RUS 1000 VAL ETF 464287598 545 4385 SH SOLE 0 0 4385 ISHARES TR IBOXX INV CP ETF 464287242 1810 14890 SH SOLE 0 0 14890 QUEST DIAGNOSTICS INC COM 74834L100 463 4697 SH SOLE 0 0 4697 FACEBOOK INC CL A 30303M102 22914 129856 SH SOLE 0 0 129856 PROGRESSIVE CORP OHIO COM 743315103 578 10259 SH SOLE 0 0 10259 EXELON CORP COM 30161N101 397 10079 SH SOLE 0 0 10079 MARSH & MCLENNAN COS INC COM 571748102 371 4554 SH SOLE 0 0 4554 ISHARES TR RUS MDCP VAL ETF 464287473 6444 72283 SH SOLE 0 0 72283 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 855 34814 SH SOLE 0 0 34814 ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 021060207 167 17596 SH SOLE 0 0 17596 FEDERATED INVS INC PA CL B 314211103 465 12894 SH SOLE 0 0 12894 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 575 14651 SH SOLE 0 0 14651 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 451 8804 SH SOLE 0 0 8804 DOWDUPONT INC COM 26078J100 438 6149 SH SOLE 0 0 6149 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3243 34322 SH SOLE 0 0 34322 HOME DEPOT INC COM 437076102 849 4478 SH SOLE 0 0 4478 ISHARES TR IBOXX HI YD ETF 464288513 507 5805 SH 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ISHARES TR S&P 500 VAL ETF 464287408 5498 48124 SH SOLE 0 0 48124 ISHARES TR RUS MID CAP ETF 464287499 844 4057 SH SOLE 0 0 4057 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1365 49683 SH SOLE 0 0 49683 MERCK & CO INC COM 58933Y105 773 13734 SH SOLE 0 0 13734 SANDERSON FARMS INC COM 800013104 386 2779 SH SOLE 0 0 2779 ISHARES TR S&P US PFD STK 464288687 3509 92178 SH SOLE 0 0 92178 MICROSOFT CORP COM 594918104 1795 20988 SH SOLE 0 0 20988 ISHARES TR RUS 1000 GRW ETF 464287614 8809 65405 SH SOLE 0 0 65405 ISHARES TR RUSSELL 2000 ETF 464287655 573 3760 SH SOLE 0 0 3760 EATON VANCE CORP COM NON VTG 278265103 464 8231 SH SOLE 0 0 8231 NOVARTIS A G SPONSORED ADR 66987V109 395 4708 SH SOLE 0 0 4708 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 274 3316 SH SOLE 0 0 3316 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 897 18352 SH SOLE 0 0 18352 ISHARES TR RUS MD CP GR ETF 464287481 5426 44978 SH SOLE 0 0 44978 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 480 8628 SH SOLE 0 0 8628 EMCOR GROUP INC COM 29084Q100 303 3709 SH SOLE 0 0 3709 SPDR SER TR NUVEEN BLMBRG SR 78468R739 882 18400 SH SOLE 0 0 18400 ISHARES TR MSCI EAFE ETF 464287465 460 6536 SH SOLE 0 0 6536 ALPHABET INC CAP STK CL C 02079K107 285 272 SH SOLE 0 0 272 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6551 142693 SH SOLE 0 0 142693 PIMCO ETF TR INTER MUN BD ACT 72201R866 923 17200 SH SOLE 0 0 17200 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 980 9650 SH SOLE 0 0 9650 EMERSON ELEC CO COM 291011104 356 5107 SH SOLE 0 0 5107 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 380 4653 SH SOLE 0 0 4653 CONOCOPHILLIPS COM 20825C104 266 4837 SH SOLE 0 0 4837 HP INC COM 40434L105 518 24657 SH SOLE 0 0 24657 ISHARES TR MODERT ALLOC ETF 464289875 420 11036 SH SOLE 0 0 11036 SPDR SERIES TRUST S&P METALS MNG 78464A755 900 24735 SH SOLE 0 0 24735 OMNICOM GROUP INC COM 681919106 231 3176 SH SOLE 0 0 3176 MOLSON COORS BREWING CO CL B 60871R209 201 2450 SH SOLE 0 0 2450 BLACKROCK ENHANCED EQT DIV T COM 09251A104 121 13106 SH SOLE 0 0 13106 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 383 4387 SH SOLE 0 0 4387 MANPOWERGROUP INC COM 56418H100 359 2847 SH SOLE 0 0 2847 SPDR GOLD TRUST GOLD SHS 78463V107 263 2128 SH SOLE 0 0 2128 PROOFPOINT INC COM 743424103 208 2338 SH SOLE 0 0 2338 ZENDESK INC COM 98936J101 345 10207 SH SOLE 0 0 10207 JOHNSON & JOHNSON COM 478160104 420 3005 SH SOLE 0 0 3005 EATON VANCE TAX MNGD GBL DV COM 27829F108 100 10664 SH SOLE 0 0 10664