0001214659-19-002199.txt : 20190319 0001214659-19-002199.hdr.sgml : 20190319 20190319150047 ACCESSION NUMBER: 0001214659-19-002199 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20190319 DATE AS OF CHANGE: 20190319 EFFECTIVENESS DATE: 20190319 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Occidental Asset Management, LLC CENTRAL INDEX KEY: 0001770994 IRS NUMBER: 462763324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19444 FILM NUMBER: 19691261 BUSINESS ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-409-3888 MAIL ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001770994 XXXXXXXX 06-30-2017 06-30-2017 false Occidental Asset Management, LLC

301 CALIFORNIA DR. #9 BURLINGAME CA 94010

13F HOLDINGS REPORT 028-19444 N Nathan Hatton Walsh 650-409-3888 /s/ Nathan Hatton Walsh Burlingame CA 03-18-2019 0 137 167117 INFORMATION TABLE 2 infotable.xml WADDELL & REED FINL INC CL A 930059100 395 20896 SH SOLE 0 0 20896 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 231 6056 SH SOLE 0 0 6056 PFIZER INC COM 717081103 367 10932 SH SOLE 0 0 10932 ISHARES TR SHRT NAT MUN ETF 464288158 426 4028 SH SOLE 0 0 4028 ISHARES TR NATIONAL MUN ETF 464288414 1631 14813 SH SOLE 0 0 14813 GENERAL ELECTRIC CO COM 369604103 469 17375 SH SOLE 0 0 17375 PIMCO ETF TR ACTIVE BD ETF 72201R775 8132 76685 SH SOLE 0 0 76685 SPDR S&P 500 ETF TR TR UNIT 78462F103 618 2554 SH SOLE 0 0 2554 ISHARES TR SELECT DIVID ETF 464287168 1530 16597 SH SOLE 0 0 16597 CVS HEALTH CORP COM 126650100 301 3741 SH SOLE 0 0 3741 CHURCH & DWIGHT INC COM 171340102 836 16114 SH SOLE 0 0 16114 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 934 18200 SH SOLE 0 0 18200 ISHARES TR JP MOR EM MK ETF 464288281 402 3511 SH SOLE 0 0 3511 TARGET CORP COM 87612E106 303 5803 SH SOLE 0 0 5803 VALERO ENERGY CORP NEW COM 91913Y100 431 6386 SH SOLE 0 0 6386 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 2472 49822 SH SOLE 0 0 49822 AT&T INC COM 00206R102 665 17624 SH SOLE 0 0 17624 AMAZON COM INC COM 023135106 232 240 SH SOLE 0 0 240 APPLE INC COM 037833100 3476 24138 SH SOLE 0 0 24138 ISHARES TR INTL SEL DIV ETF 464288448 3571 109130 SH SOLE 0 0 109130 QUALCOMM INC COM 747525103 483 8755 SH SOLE 0 0 8755 ORACLE CORP COM 68389X105 615 12259 SH SOLE 0 0 12259 EASTMAN CHEM CO COM 277432100 319 3801 SH SOLE 0 0 3801 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 279 2529 SH SOLE 0 0 2529 CUMMINS INC COM 231021106 331 2038 SH SOLE 0 0 2038 DELTA AIR LINES INC DEL COM NEW 247361702 307 5715 SH SOLE 0 0 5715 CINCINNATI FINL CORP COM 172062101 279 3848 SH SOLE 0 0 3848 CA INC COM 12673P105 232 6720 SH SOLE 0 0 6720 PORTOLA PHARMACEUTICALS INC COM 737010108 674 12000 SH SOLE 0 0 12000 GAP INC DEL COM 364760108 272 12376 SH SOLE 0 0 12376 DOVER CORP COM 260003108 336 4189 SH SOLE 0 0 4189 PHILIP MORRIS INTL INC COM 718172109 455 3871 SH SOLE 0 0 3871 INTEL CORP COM 458140100 528 15642 SH SOLE 0 0 15642 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 466 14087 SH SOLE 0 0 14087 CLAYMORE EXCHANGE TRD FD TR GUGG S&P SPINOFF 18383M605 1157 24257 SH SOLE 0 0 24257 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 10421 211763 SH SOLE 0 0 211763 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 4151 179370 SH SOLE 0 0 179370 HEMISPHERX BIOPHARMA INC COM NEW 42366C301 8 15834 SH SOLE 0 0 15834 ISHARES TR SP SMCP600VL ETF 464287879 3683 26342 SH SOLE 0 0 26342 ISHARES TR RUS 2000 GRW ETF 464287648 3771 22344 SH SOLE 0 0 22344 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1339 19661 SH SOLE 0 0 19661 CISCO SYS INC COM 17275R102 278 8870 SH SOLE 0 0 8870 EXXON MOBIL CORP COM 30231G102 311 3851 SH SOLE 0 0 3851 PENSKE AUTOMOTIVE GRP INC COM 70959W103 248 5659 SH SOLE 0 0 5659 CORNING INC COM 219350105 219 7300 SH SOLE 0 0 7300 SPDR SER TR BLOOMBERG SRT TR 78468R408 950 33966 SH SOLE 0 0 33966 RELIANCE STEEL & ALUMINUM CO COM 759509102 268 3677 SH SOLE 0 0 3677 SYSCO CORP COM 871829107 310 6156 SH SOLE 0 0 6156 ISHARES GRWT ALLOCAT ETF 464289867 206 4724 SH SOLE 0 0 4724 VANGUARD INDEX FDS REIT ETF 922908553 507 6097 SH SOLE 0 0 6097 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 886 17699 SH SOLE 0 0 17699 VANECK VECTORS ETF TR SHORT HIGH YIELD 92189F387 545 22448 SH SOLE 0 0 22448 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1092 6446 SH SOLE 0 0 6446 DIAGEO P L C SPON ADR NEW 25243Q205 950 7925 SH SOLE 0 0 7925 HERSHEY CO COM 427866108 216 2015 SH SOLE 0 0 2015 HOLLYFRONTIER CORP COM 436106108 390 14201 SH SOLE 0 0 14201 TESORO CORP COM 881609101 383 4090 SH SOLE 0 0 4090 AETNA INC NEW COM 00817Y108 287 1890 SH SOLE 0 0 1890 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 2188 58807 SH SOLE 0 0 58807 PUBLIC SVC ENTERPRISE GROUP COM 744573106 322 7483 SH SOLE 0 0 7483 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 879 28449 SH SOLE 0 0 28449 ISHARES TR CORE DIV GRWTH 46434V621 792 25300 SH SOLE 0 0 25300 D R HORTON INC COM 23331A109 269 7788 SH SOLE 0 0 7788 POWERSHARES ETF TR II EX RTE SEN LOW 73937B563 1531 50036 SH SOLE 0 0 50036 PACKAGING CORP AMER COM 695156109 317 2846 SH SOLE 0 0 2846 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 501 6637 SH SOLE 0 0 6637 EXPEDITORS INTL WASH INC COM 302130109 267 4732 SH SOLE 0 0 4732 DOW CHEM CO COM 260543103 333 5280 SH SOLE 0 0 5280 GILEAD SCIENCES INC COM 375558103 386 5447 SH SOLE 0 0 5447 ISHARES TR FLTG RATE BD ETF 46429B655 363 7122 SH SOLE 0 0 7122 ISHARES TR RUS 1000 VAL ETF 464287598 562 4826 SH SOLE 0 0 4826 ISHARES TR IBOXX INV CP ETF 464287242 1610 13360 SH SOLE 0 0 13360 QUEST DIAGNOSTICS INC COM 74834L100 230 2070 SH SOLE 0 0 2070 FACEBOOK INC CL A 30303M102 19805 131176 SH SOLE 0 0 131176 PROGRESSIVE CORP OHIO COM 743315103 439 9962 SH SOLE 0 0 9962 EXELON CORP COM 30161N101 340 9414 SH SOLE 0 0 9414 ISHARES TR RUS MDCP VAL ETF 464287473 5751 68390 SH SOLE 0 0 68390 ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 021060207 123 14176 SH SOLE 0 0 14176 FEDERATED INVS INC PA CL B 314211103 351 12440 SH SOLE 0 0 12440 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 374 8301 SH SOLE 0 0 8301 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3010 33866 SH SOLE 0 0 33866 ISHARES MODERT ALLOC ETF 464289875 258 6922 SH SOLE 0 0 6922 HOME DEPOT INC COM 437076102 680 4432 SH SOLE 0 0 4432 ISHARES TR IBOXX HI YD ETF 464288513 654 7401 SH SOLE 0 0 7401 CRACKER BARREL OLD CTRY STOR COM 22410J106 266 1591 SH SOLE 0 0 1591 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 4873 166491 SH SOLE 0 0 166491 CARDINAL HEALTH INC COM 14149Y108 283 3635 SH SOLE 0 0 3635 VERIZON COMMUNICATIONS INC COM 92343V104 953 21333 SH SOLE 0 0 21333 COCA COLA CO COM 191216100 208 4637 SH SOLE 0 0 4637 WELLS FARGO CO NEW COM 949746101 507 9150 SH SOLE 0 0 9150 INTERNATIONAL BUSINESS MACHS COM 459200101 606 3942 SH SOLE 0 0 3942 UNITEDHEALTH GROUP INC COM 91324P102 204 1100 SH SOLE 0 0 1100 YUM BRANDS INC COM 988498101 353 4790 SH SOLE 0 0 4790 SPDR SERIES TRUST S&P REGL BKG 78464A698 1752 31890 SH SOLE 0 0 31890 CAMPBELL SOUP CO COM 134429109 229 4389 SH SOLE 0 0 4389 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 554 10500 SH SOLE 0 0 10500 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 6532 81613 SH SOLE 0 0 81613 WAL-MART STORES INC COM 931142103 324 4278 SH SOLE 0 0 4278 BRISTOL MYERS SQUIBB CO COM 110122108 670 12019 SH SOLE 0 0 12019 NVIDIA CORP COM 67066G104 932 6444 SH SOLE 0 0 6444 ISHARES TR RUS MID CAP ETF 464287499 802 4176 SH SOLE 0 0 4176 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 2407 81036 SH SOLE 0 0 81036 FIRST AMERN FINL CORP COM 31847R102 320 7165 SH SOLE 0 0 7165 ISHARES TR S&P 500 VAL ETF 464287408 4145 39493 SH SOLE 0 0 39493 MERCK & CO INC COM 58933Y105 883 13784 SH SOLE 0 0 13784 SANDERSON FARMS INC COM 800013104 323 2793 SH SOLE 0 0 2793 MICROSOFT CORP COM 594918104 1408 20424 SH SOLE 0 0 20424 ISHARES TR RUS 1000 GRW ETF 464287614 7000 58815 SH SOLE 0 0 58815 ISHARES TR RUSSELL 2000 ETF 464287655 530 3760 SH SOLE 0 0 3760 WHOLE FOODS MKT INC COM 966837106 275 6521 SH SOLE 0 0 6521 EATON VANCE CORP COM NON VTG 278265103 371 7831 SH SOLE 0 0 7831 NOVARTIS A G SPONSORED ADR 66987V109 399 4782 SH SOLE 0 0 4782 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 246 3100 SH SOLE 0 0 3100 ISHARES TR RUS MD CP GR ETF 464287481 4869 45058 SH SOLE 0 0 45058 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 491 8628 SH SOLE 0 0 8628 EMCOR GROUP INC COM 29084Q100 209 3196 SH SOLE 0 0 3196 ISHARES TR MSCI EAFE ETF 464287465 435 6670 SH SOLE 0 0 6670 SPDR SER TR NUVEEN BLMBRG SR 78468R739 815 16800 SH SOLE 0 0 16800 ALPHABET INC CAP STK CL C 02079K107 245 270 SH SOLE 0 0 270 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5434 133080 SH SOLE 0 0 133080 ISHARES TR U.S. PFD STK ETF 464288687 3020 77089 SH SOLE 0 0 77089 PIMCO ETF TR INTER MUN BD ACT 72201R866 920 17200 SH SOLE 0 0 17200 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 435 4277 SH SOLE 0 0 4277 EMERSON ELEC CO COM 291011104 291 4875 SH SOLE 0 0 4875 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 379 4630 SH SOLE 0 0 4630 CONOCOPHILLIPS COM 20825C104 213 4837 SH SOLE 0 0 4837 MEDTRONIC PLC SHS G5960L103 206 2317 SH SOLE 0 0 2317 HP INC COM 40434L105 469 26847 SH SOLE 0 0 26847 OMNICOM GROUP INC COM 681919106 234 2822 SH SOLE 0 0 2822 MOLSON COORS BREWING CO CL B 60871R209 216 2500 SH SOLE 0 0 2500 BLACKROCK ENHANCED EQT DIV T COM 09251A104 116 13185 SH SOLE 0 0 13185 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 393 4487 SH SOLE 0 0 4487 MANPOWERGROUP INC COM 56418H100 305 2735 SH SOLE 0 0 2735 SPDR GOLD TRUST GOLD SHS 78463V107 251 2128 SH SOLE 0 0 2128 PROOFPOINT INC COM 743424103 212 2438 SH SOLE 0 0 2438 ZENDESK INC COM 98936J101 284 10207 SH SOLE 0 0 10207 JOHNSON & JOHNSON COM 478160104 411 3105 SH SOLE 0 0 3105