0000950170-24-028809.txt : 20240308 0000950170-24-028809.hdr.sgml : 20240308 20240308173918 ACCESSION NUMBER: 0000950170-24-028809 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240306 FILED AS OF DATE: 20240308 DATE AS OF CHANGE: 20240308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rooney Katie J. CENTRAL INDEX KEY: 0001770793 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39299 FILM NUMBER: 24735848 MAIL ADDRESS: STREET 1: C/O ALIGHT INC. STREET 2: 4 OVERLOOK POINT CITY: LINCOLNSHIRE STATE: IL ZIP: 60069 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alight, Inc. / Delaware CENTRAL INDEX KEY: 0001809104 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 850545098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 OVERLOOK POINT CITY: LINCOLNSHIRE STATE: IL ZIP: 60069 BUSINESS PHONE: (702) 323-7330 MAIL ADDRESS: STREET 1: 4 OVERLOOK POINT CITY: LINCOLNSHIRE STATE: IL ZIP: 60069 FORMER COMPANY: FORMER CONFORMED NAME: Alight Group, Inc. DATE OF NAME CHANGE: 20210707 FORMER COMPANY: FORMER CONFORMED NAME: Foley Trasimene Acquisition Corp. DATE OF NAME CHANGE: 20200410 4 1 ownership.xml 4 X0508 4 2024-03-06 0001809104 Alight, Inc. / Delaware ALIT 0001770793 Rooney Katie J. C/O ALIGHT, INC. 4 OVERLOOK POINT LINCOLNSHIRE IL 60069 false true false false See remarks true Class A Common Stock 2024-03-06 4 S false 26164 8.9522 D 2963694 D Class A Common Stock 2024-03-07 4 S false 5454 9.092 D 2958240 D Class V Common Stock 69620 I By Tempo Management, LLC This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. The price represents the weighted average price of the shares sold. The shares were sold within a range of $8.87 to $9.00. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Includes restricted stock units scheduled to vest in the future. The price represents the weighted average price of the shares sold. The shares were sold within a range of $9.065 to $9.115. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares of Class V common stock do not represent economic interests in the Issuer. Except as provided in the Issuer's Certificate of Incorporation or as required by applicable law, Class V common stock will be entitled to one vote per share on all matters to be voted on by Issuer's stockholders generally. Upon exchange of Class A Units of Alight Holding Company, LLC ("Alight Holdings") that are held by the reporting person, an equal number of shares of the Issuer's Class V common stock will be cancelled for no consideration. Chief Financial Officer and Chief Operating Officer /s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact 2024-03-08