SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Gansberg David

(Last) (First) (Middle)
C/O ARCH CAPITAL GROUP LTD.
WATERLOO HOUSE, 100 PITTS BAY ROAD

(Street)
PEMBROKE D0 HM 08

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/01/2019
3. Issuer Name and Ticker or Trading Symbol
ARCH CAPITAL GROUP LTD. [ ACGL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CEO, Global Mortgage Group
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares, $.0011 par value per share 116,206 D
Common Shares, $.0011 par value per share 9,000 I See Footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Share Appreciation Right (2) 05/06/2021 Common Shares, $.0011 par value per share 9,900 $11.3043 D
Share Appreciation Right (3) 05/09/2022 Common Shares, $.0011 par value per share 9,900 $12.86 D
Share Appreciation Right 11/12/2017 11/12/2022 Common Shares, $.0011 par value per share 18,810 $14.2167 D
Share Appreciation Right (4) 05/09/2023 Common Shares, $.0011 par value per share 7,395 $17.8433 D
Share Appreciation Right (5) 02/04/2024 Common Shares, $.0011 par value per share 29,070 $17.68 D
Share Appreciation Right (6) 05/13/2024 Common Shares, $.0011 par value per share 10,950 $19.09 D
Stock Option (right to buy) (7) 05/13/2025 Common Shares, $.0011 par value per share 13,560 $20.835 D
Stock Option (right to buy) (8) 05/13/2026 Common Shares, $.0011 par value per share 10,770 $23.9 D
Stock Option (right to buy) (9) 05/08/2027 Common Shares, $.0011 par value per share 15,090 $32.0867 D
Stock Option (right to buy) (10) 05/11/2028 Common Shares, $.0011 par value per share 15,822 $26.55 D
Stock Option (right to buy) (11) 02/28/2029 Common Shares, $.0011 par value per share 15,929 $32.67 D
Explanation of Responses:
1. The reporting person owns such common shares indirectly with his spouse.
2. The Share Appreciation Right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 6, 2012 and the next two installments on May 6, 2013 and May 6, 2014, subject to the applicable award agreement.
3. The Share Appreciation Right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 9, 2013 and the next two installments on May 9, 2014 and May 9, 2015 subject to the applicable award agreement.
4. The Share Appreciation Right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 9, 2014 and the next two installments on May 9, 2015 and May 9, 2016 subject to the applicable award agreement.
5. The Share Appreciation Right became exercisable in three equal annual installments, with the first installment becoming exercisable on February 4, 2015 and the next two installments on February 4, 2016 and February 4, 2017, subject to the applicable award agreement.
6. The Share Appreciation Right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 13, 2015 and the next two installments on May 13, 2016 and May 13, 2017 subject to the applicable award agreement.
7. The Stock Option is exercisable in three equal annual installments, with the first installment becoming exercisable on May 13, 2016 and the next two installments on May 13, 2017 and May 13, 2018, subject to the applicable award agreement.
8. The Stock Option is exercisable in three equal annual installments, with the first installment becoming exercisable on May 13, 2017 and the next two installments on May 13, 2018 and May 13, 2019, subject to the applicable award agreement.
9. The Stock Option is exercisable in three equal annual installments, with the first installment becoming exercisable on May 8, 2018 and the next two installments on May 8, 2019 and May 8, 2020, subject to the applicable award agreement.
10. The Stock Option is exercisable in three equal annual installments, with the first installment becoming exercisable on May 11, 2019, and the next two installments on May 11, 2020 and May 11, 2021, subject to the applicable award agreement.
11. The stock option becomes exercisable in three equal annual installments commencing February 28, 2020, and the next two installments on February 28, 2021 and February 28, 2022, subject to the applicable award agreement.
/s/ David Gansberg 03/05/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.