0001104659-20-125978.txt : 20201117
0001104659-20-125978.hdr.sgml : 20201117
20201116185607
ACCESSION NUMBER: 0001104659-20-125978
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201117
DATE AS OF CHANGE: 20201116
EFFECTIVENESS DATE: 20201117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BCJ Capital Management, LLC
CENTRAL INDEX KEY: 0001768195
IRS NUMBER: 823738447
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19440
FILM NUMBER: 201318872
BUSINESS ADDRESS:
STREET 1: 8355 EAST HARTFORD DRIVE SUITE 105
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
BUSINESS PHONE: 480 483-1510
MAIL ADDRESS:
STREET 1: 8355 EAST HARTFORD DRIVE SUITE 105
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001768195
XXXXXXXX
09-30-2020
09-30-2020
false
BCJ Capital Management, LLC
8355 East Hartford Drive Suite 105
Scottsdale
AZ
85255
13F HOLDINGS REPORT
028-19440
N
Thomas Shea
CCO
815-782-1250
/s/ Thomas Shea
Chicago
IL
11-12-2020
0
174
655254
INFORMATION TABLE
2
infotable.xml
ADVANCED MICRO DEVICES INC COM
COM
007903107
234
2855
SH
SOLE
0
2855
0
AFLAC INC COM
COM
001055102
1129
31066
SH
SOLE
0
31066
0
AKAMAI TECHNOLOGIES COM
COM
00971T101
531
4801
SH
SOLE
0
4801
0
ALARM.COM HOLDINGS INC COM
COM
011642105
449
8118
SH
SOLE
0
8118
0
ALLSTATE CORP
COM
020002101
533
5667
SH
SOLE
0
5667
0
ALPHABET INC COM CL A
COM CL A
02079K305
1241
847
SH
SOLE
0
847
0
ALTABANCORP COM
COM
021347109
216
10754
SH
SOLE
0
10754
0
AMAZON COM INC COM
COM
023135106
1678
533
SH
SOLE
0
533
0
AMGEN INC COM
COM
031162100
363
1428
SH
SOLE
0
1428
0
APPLE INC COM
COM
037833100
8073
69706
SH
SOLE
0
69706
0
ARES CAPITAL CORP COM
COM
04010L103
253
18132
SH
SOLE
0
18132
0
BERKSHIRE HATHAWAY
COM CL B
084670702
340
1597
SH
SOLE
0
1597
0
BLACKROCK DEBT STR COM NEW
COM NEW
09255R202
234
23507
SH
SOLE
0
23507
0
BLACKROCK INCOME TR INC COM
COM
09247F100
228
37315
SH
SOLE
0
37315
0
CARNIVAL CORP F
UNITS
143658300
182
11988
SH
SOLE
0
11988
0
CARNIVAL PLC ADR SPONSORED
ADR SPONSORED
14365C103
175
13521
SH
SOLE
0
13521
0
CENOVUS ENERGY INC COM
COM
15135U109
40
10337
SH
SOLE
0
10337
0
CHINA OVERSEAS LAN ORDF
ORD SHS
Y15004107
125
50000
SH
SOLE
0
50000
0
CISCO SYSTEMS INC COM
COM
17275R102
594
15089
SH
SOLE
0
15089
0
CME GROUP INC COM
COM
12572Q105
513
3066
SH
SOLE
0
3066
0
COSTCO WHOLESALE CORP COM
COM
22160K105
784
2209
SH
SOLE
0
2209
0
DELTA AIR LINES INC COM
COM
247361702
273
8916
SH
SOLE
0
8916
0
DOMINION ENERGY INC COM
COM
25746U109
515
6521
SH
SOLE
0
6521
0
ELECTRONIC ARTS INC
COM
285512109
664
5092
SH
SOLE
0
5092
0
ELLSWORTH GROWTH AND INCOME FU COM
COM
289074106
247
21359
SH
SOLE
0
21359
0
EMX ROYALTY CORPORATION COM
COM
26873J107
53
20000
SH
SOLE
0
20000
0
ENERPLUS CORP F
COM
292766102
35
18602
SH
SOLE
0
18602
0
EVERSOURCE ENERGY COM
COM
30040W108
526
6292
SH
SOLE
0
6292
0
EXXON MOBIL CORPORATION COM
COM
30231G102
381
11111
SH
SOLE
0
11111
0
FACEBOOK INC COM CL A
COM CL A
30303M102
218
833
SH
SOLE
0
833
0
FALCON MINERALS CORP COM CL A
COM CL A
30607B109
38
15592
SH
SOLE
0
15592
0
FARMERS & MERCHANTS BANK (CA) COM
COM
308243104
256
42
SH
SOLE
0
42
0
FIDELITY COVINGTON TRUST HIGH YILD ETF
HIGH YILD ETF
316092618
229
4267
SH
SOLE
0
4267
0
FIRST TR EXCHANGE TRADED FD IV SSI STRG ETF
SSI STRG ETF
33739Q507
268
6652
SH
SOLE
0
6652
0
FIRST TR EXCHANGE TRADED FD VI US EQUITY DEEP BUFFER ETF
US EQUITY DEEP BUFFER ETF
33740F771
392
12677
SH
SOLE
0
12677
0
FIRST TRUST EXCH TRADED FUND 2 CLOUD COMPUTING ETF
CLOUD COMPUTING ETF
33734X192
261
3325
SH
SOLE
0
3325
0
FIRST TRUST EXCHANGE-TRADED FU CAP STRENGTH ETF
CAP STRENGTH ETF
33733E104
471
7446
SH
SOLE
0
7446
0
FRANKLIN UNIVERSAL TRUST SH BEN INT
SH BEN INT
355145103
228
33447
SH
SOLE
0
33447
0
GABELLI UTILITY TRUST COM
COM
36240A101
246
32478
SH
SOLE
0
32478
0
GENERAL ELECTRIC CO
COM
369604103
101
16166
SH
SOLE
0
16166
0
GLACIER BANCORP COM
COM
37637Q105
1038
32389
SH
SOLE
0
32389
0
GLOBAL X FDS GLB X SUPERDIV ETF
GLB X SUPERDIV ETF
37950E549
129
11944
SH
SOLE
0
11944
0
GLOBAL X FDS US PFD ETF
US PFD ETF
37954Y657
230
9291
SH
SOLE
0
9291
0
GRAYSCALE BITCOIN TRUST BTC COM
COM
389637109
979
89208
SH
SOLE
0
89208
0
GREENTREE HOSPITALITY GRP LTD ADR
ADR
39579V100
169
12407
SH
SOLE
0
12407
0
HAWAIIAN HOLDINGS INC COM
COM
419879101
215
16676
SH
SOLE
0
16676
0
HOME DEPOT INC
COM
437076102
568
2045
SH
SOLE
0
2045
0
HONG KONG & CHINA GAS F
COM
438550303
28
19618
SH
SOLE
0
19618
0
IBM CORP
COM
459200101
207
1701
SH
SOLE
0
1701
0
IMAX CORP COM
COM
45245E109
170
14193
SH
SOLE
0
14193
0
INNOVATOR ETFS TRUST S&P 500 POWER ETF
S&P 500 POWER ETF
45782C417
336
13318
SH
SOLE
0
13318
0
INNOVATOR ETFS TRUST S&P 500 PWR BU ETF
S&P 500 PWR BU ETF
45782C680
344
12727
SH
SOLE
0
12727
0
INTEL CORP
COM
458140100
272
5259
SH
SOLE
0
5259
0
INVESCO DB MULTI-SECTOR COMM T AGRICULTURE FD ETF
AGRICULTURE FD ETF
46140H106
847
57493
SH
SOLE
0
57493
0
INVESCO DB US DLR INDEX TR BULLISH FD ETF
BULLISH FD ETF
46141D203
1252
49380
SH
SOLE
0
49380
0
INVESCO DWA UTILITIES
UTILITIES ETF
46137V795
488
16562
SH
SOLE
0
16562
0
INVESCO EXCHANGE TRADED FD TR S&P500 QUALITY ETF
S&P500 QUALITY ETF
46137V241
1323
34209
SH
SOLE
0
34209
0
INVESCO EXCHANGE TRADED FUND T VAR RATE PFD ETF
VAR RATE PFD ETF
46138G870
249
10121
SH
SOLE
0
10121
0
INVESCO EXCHANGE TRADED SELF I BULSHS 2020 CB ETF
BULSHS 2020 CB ETF
46138J502
245
11565
SH
SOLE
0
11565
0
INVESCO EXCHANGE TRADED SELF I BULSHS 2021 CB ETF
BULSHS 2021 CB ETF
46138J700
404
18970
SH
SOLE
0
18970
0
INVESCO EXCHANGE TRADED SELF I BULSHS 2022 CB ETF
BULSHS 2022 CB ETF
46138J882
246
11277
SH
SOLE
0
11277
0
INVESCO EXCHANGE TRADED SELF I DEFENSIVE EQTY ETF
DEFENSIVE EQTY ETF
46138J775
612
11007
SH
SOLE
0
11007
0
INVESCO QQQ TRUST UNIT SER 1 ETF
UNIT SER 1 ETF
46090E103
99532
358236
SH
SOLE
0
358236
0
ISHARES GOLD TRUST ISHARES ETF
ISHARES ETF
464285105
221
12307
SH
SOLE
0
12307
0
ISHARES INC CORE MSCI EMKT ETF
CORE MSCI EMKT ETF
46434G103
67495
1278316
SH
SOLE
0
1278316
0
ISHARES INC ESG AWR MSCI EM ETF
ESG AWR MSCI EM ETF
46434G863
2320
65150
SH
SOLE
0
65150
0
ISHARES SILVER TRUST ISHARES ETF
ISHARES ETF
46428Q109
854
39478
SH
SOLE
0
39478
0
ISHARES TRUST 0-5YR HI YL CP ETF
0-5YR HI YL CP ETF
46434V407
1452
33033
SH
SOLE
0
33033
0
ISHARES TRUST 1 3 YR TREAS BD ETF
1 3 YR TREAS BD ETF
464287457
18615
215177
SH
SOLE
0
215177
0
ISHARES TRUST 20 YR TR BD ETF
20 YR TR BD ETF
464287432
39954
244723
SH
SOLE
0
244723
0
ISHARES TRUST 3 7 YR TREAS BD ETF
3 7 YR TREAS BD ETF
464288661
204
1529
SH
SOLE
0
1529
0
ISHARES TRUST BARCLAYS 7 10 YR ETF
BARCLAYS 7 10 YR ETF
464287440
4411
36210
SH
SOLE
0
36210
0
ISHARES TRUST CONV BD ETF
CONV BD ETF
46435G102
260
3222
SH
SOLE
0
3222
0
ISHARES TRUST CORE MSCI EAFE ETF
CORE MSCI EAFE ETF
46432F842
18373
304798
SH
SOLE
0
304798
0
ISHARES TRUST CORE S&P SCP ETF
CORE S&P SCP ETF
464287804
1781
25362
SH
SOLE
0
25362
0
ISHARES TRUST CORE S&P TTL STK ETF
CORE S&P TTL STK ETF
464287150
413
5472
SH
SOLE
0
5472
0
ISHARES TRUST CORE S&P500 ETF
CORE S&P500 ETF
464287200
8120
24161
SH
SOLE
0
24161
0
ISHARES TRUST CORE US AGGBD ET ETF
CORE US AGGBD ET ETF
464287226
310
2623
SH
SOLE
0
2623
0
ISHARES TRUST EAFE GRWTH ETF
EAFE GRWTH ETF
464288885
3662
40748
SH
SOLE
0
40748
0
ISHARES TRUST ESG AWR MSCI USA ETF
ESG AWR MSCI USA ETF
46435G425
5049
66245
SH
SOLE
0
66245
0
ISHARES TRUST FLTG RATE NT ETF
FLTG RATE NT ETF
46429B655
4062
80093
SH
SOLE
0
80093
0
ISHARES TRUST GLOBAL TECH ETF
GLOBAL TECH ETF
464287291
1458
5530
SH
SOLE
0
5530
0
ISHARES TRUST IBOXX HI YD ETF
IBOXX HI YD ETF
464288513
445
5298
SH
SOLE
0
5298
0
ISHARES TRUST IBOXX INV CP ETF
IBOXX INV CP ETF
464287242
46310
343777
SH
SOLE
0
343777
0
ISHARES TRUST ISHS 1-5YR INVS ETF
ISHS 1-5YR INVS ETF
464288646
1986
36175
SH
SOLE
0
36175
0
ISHARES TRUST ISHS 5-10YR INVT ETF
ISHS 5-10YR INVT ETF
464288638
212
3480
SH
SOLE
0
3480
0
ISHARES TRUST JPMORGAN USD EMG ETF
JPMORGAN USD EMG ETF
464288281
25683
231605
SH
SOLE
0
231605
0
ISHARES TRUST MBS ETF
MBS ETF
464288588
5380
48736
SH
SOLE
0
48736
0
ISHARES TRUST MSCI USA MIN VOL ETF
MSCI USA MIN VOL ETF
46429B697
1188
18649
SH
SOLE
0
18649
0
ISHARES TRUST MSCI USA VALUE ETF
MSCI USA VALUE ETF
46432F388
1677
22726
SH
SOLE
0
22726
0
ISHARES TRUST TIPS BD ETF
TIPS BD ETF
464287176
4270
33754
SH
SOLE
0
33754
0
ISHARES TRUST U.S. FIN SVC ETF
U.S. FIN SVC ETF
464287770
902
7388
SH
SOLE
0
7388
0
ISHARES TRUST U.S. MED DVC ETF
U.S. MED DVC ETF
464288810
1334
4451
SH
SOLE
0
4451
0
ISHARES TRUST US TREAS BD ETF
US TREAS BD ETF
46429B267
4221
151012
SH
SOLE
0
151012
0
ISHARES US ETF TRUST SHT MAT BD ETF
SHT MAT BD ETF
46431W507
1311
26153
SH
SOLE
0
26153
0
J JILL INC COM
COM
46620W102
92
170096
SH
SOLE
0
170096
0
JETBLUE AIRWAYS CORPORATION COM
COM
477143101
239
21104
SH
SOLE
0
21104
0
JOHNSON & JOHNSON COM
COM
478160104
825
5538
SH
SOLE
0
5538
0
JP MORGAN CHASE & CO COM
COM
46625H100
351
3650
SH
SOLE
0
3650
0
KINDER MORGAN INC COM
COM
49456B101
434
35160
SH
SOLE
0
35160
0
KRAFT HEINZ CO COM
COM
500754106
651
21721
SH
SOLE
0
21721
0
KRANESHARES TR BOSERA MSCI CH ETF
BOSERA MSCI CH ETF
500767405
368
9331
SH
SOLE
0
9331
0
LINDE PLC COM
COM
G5494J103
585
2457
SH
SOLE
0
2457
0
LOCKHEED MARTIN CORP COM
COM
539830109
663
1729
SH
SOLE
0
1729
0
MACY'S INC COM
COM
55616P104
97
17003
SH
SOLE
0
17003
0
MAMMOTH ENERGY SERVICES INC COM
COM
56155L108
88
54897
SH
SOLE
0
54897
0
MASTERCARD INCORPORATED COM CL A
COM CL A
57636Q104
218
644
SH
SOLE
0
644
0
MCDONALD'S CORPORATION COM
COM
580135101
331
1509
SH
SOLE
0
1509
0
MCKESSON CORPORATION COM
COM
58155Q103
681
4571
SH
SOLE
0
4571
0
MEDTRONIC PLC COM
COM
G5960L103
611
5883
SH
SOLE
0
5883
0
MICROSOFT CORP COM
COM
594918104
2469
11741
SH
SOLE
0
11741
0
MONARCH CASINO & RESORT COM
COM
609027107
208
4674
SH
SOLE
0
4674
0
MONDELEZ INTL INC COM CL A
COM CL A
609207105
599
10431
SH
SOLE
0
10431
0
MOVADO GROUP INC COM
COM
624580106
100
10079
SH
SOLE
0
10079
0
NAUTILUS INC COM
COM
63910B102
203
11801
SH
SOLE
0
11801
0
OXFORD LANE CAPITAL CORP COM
COM
691543102
85
19275
SH
SOLE
0
19275
0
PAYPAL HOLDINGS INC COM
COM
70450Y103
659
3347
SH
SOLE
0
3347
0
PEPSICO INC COM
COM
713448108
200
1446
SH
SOLE
0
1446
0
PFIZER INC COM
COM
717081103
678
18473
SH
SOLE
0
18473
0
PIMCO ETF TRUST 25YRplus ZERO U S ETF
25YR+ ZERO U S ETF
72201R882
742
4337
SH
SOLE
0
4337
0
PIMCO ETF TRUST ENHAN SHRT MA AC ETF
ENHAN SHRT MA AC ETF
72201R833
1114
10923
SH
SOLE
0
10923
0
PRINCIPAL EXCHANGE-TRADED FDS SPECTRUM PFD ETF
SPECTRUM PFD ETF
74255Y888
232
11534
SH
SOLE
0
11534
0
PROCTER & GAMBLE CO COM
COM
742718109
896
6443
SH
SOLE
0
6443
0
PROLOGIS INC COM
COM
74340W103
577
5730
SH
SOLE
0
5730
0
QUEST DIAGNOSTICS INC COM
COM
74834L100
531
4641
SH
SOLE
0
4641
0
RING ENERGY INC COM
COM
76680V108
30
44470
SH
SOLE
0
44470
0
RPC INC COM
COM
749660106
40
15328
SH
SOLE
0
15328
0
SCHWAB STRATEGIC TR SHT TM US TRES ETF
SHT TM US TRES ETF
808524862
1153
22394
SH
SOLE
0
22394
0
SCHWAB STRATEGIC TR US LCAP GR ETF
US LCAP GR ETF
808524300
409
3549
SH
SOLE
0
3549
0
SELECT ENERGY SERVICES INC COM CL A
COM CL A
81617J301
39
10130
SH
SOLE
0
10130
0
SELECT SECTOR SPDR TRUST AMEX FINANCIAL SEL IDX USD
AMEX FINANCIAL SEL IDX USD
81369Y605
4928
204741
SH
SOLE
0
204741
0
SELECT SECTOR SPDR TRUST COMMUNICATION ETF
COMMUNICATION ETF
81369Y852
5958
100309
SH
SOLE
0
100309
0
SELECT SECTOR SPDR TRUST ENERGY ETF
ENERGY ETF
81369Y506
251
8370
SH
SOLE
0
8370
0
SELECT SECTOR SPDR TRUST RL EST SEL SEC ETF
RL EST SEL SEC ETF
81369Y860
1572
44557
SH
SOLE
0
44557
0
SELECT SECTOR SPDR TRUST SBI CONS DISCR ETF
SBI CONS DISCR ETF
81369Y407
5529
37617
SH
SOLE
0
37617
0
SELECT SECTOR SPDR TRUST SBI CONS STPLS ETF
SBI CONS STPLS ETF
81369Y308
2128
33196
SH
SOLE
0
33196
0
SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF
SBI HEALTHCARE ETF
81369Y209
6704
63556
SH
SOLE
0
63556
0
SELECT SECTOR SPDR TRUST SBI INT-INDS ETF
SBI INT-INDS ETF
81369Y704
4758
61814
SH
SOLE
0
61814
0
SELECT SECTOR SPDR TRUST SBI INT-UTILS ETF
SBI INT-UTILS ETF
81369Y886
358
6033
SH
SOLE
0
6033
0
SELECT SECTOR SPDR TRUST SBI MATERIALS ETF
SBI MATERIALS ETF
81369Y100
760
11943
SH
SOLE
0
11943
0
SELECT SECTOR SPDR TRUST TECHNOLOGY ETF
TECHNOLOGY ETF
81369Y803
13120
112422
SH
SOLE
0
112422
0
SHENANDOAH TELECOMUNICATIONS COM
COM
82312B106
1278
28760
SH
SOLE
0
28760
0
SOUTHWEST AIRLINES CO COM
COM
844741108
248
6616
SH
SOLE
0
6616
0
SPDR GOLD TRUST GOLD SHS ETF
GOLD SHS ETF
78463V107
5402
30499
SH
SOLE
0
30499
0
SPDR S&P500 ETF TRUST TR UNIT ETF
TR UNIT ETF
78462F103
69248
206777
SH
SOLE
0
206777
0
SPDR SERIES TRUST BLMBRG BRC CNVRT ETF
BLMBRG BRC CNVRT ETF
78464A359
266
3863
SH
SOLE
0
3863
0
SPDR SERIES TRUST BLOOMBERG BRCLYS ETF
BLOOMBERG BRCLYS ETF
78468R622
18759
179910
SH
SOLE
0
179910
0
SPDR SERIES TRUST S&P METALS MNG ETF
S&P METALS MNG ETF
78464A755
1116
48001
SH
SOLE
0
48001
0
SPDR SERIES TRUST SPDR BLOOMBERG ETF
SPDR BLOOMBERG ETF
78468R663
3734
40801
SH
SOLE
0
40801
0
STAMPS.COM INC COM
COM
852857200
851
3530
SH
SOLE
0
3530
0
STRATEGIC EDUCATION INC COM
COM
86272C103
346
3778
SH
SOLE
0
3778
0
TESLA INC COM
COM
88160R101
471
1099
SH
SOLE
0
1099
0
UNITEDHEALTH GROUP INC COM
COM
91324P102
776
2489
SH
SOLE
0
2489
0
VANECK VECTORS ETF TRUST GOLD MINERS ETF
GOLD MINERS ETF
92189F106
1750
44682
SH
SOLE
0
44682
0
VANECK VECTORS ETF TRUST PFD SECS EX FINL ETF
PFD SECS EX FINL ETF
92189F429
229
11930
SH
SOLE
0
11930
0
VANGUARD DIV APP ETF
DIV APP ETF
921908844
53461
415523
SH
SOLE
0
415523
0
VANGUARD EXTENDED DUR ETF
EXTENDED DUR ETF
921910709
1043
6299
SH
SOLE
0
6299
0
VANGUARD FTSE DEV MKT ETF
FTSE DEV MKT ETF
921943858
455
11131
SH
SOLE
0
11131
0
VANGUARD FTSE EMR MKT ETF
FTSE EMR MKT ETF
922042858
204
4728
SH
SOLE
0
4728
0
VANGUARD GROWTH ETF
GROWTH ETF
922908736
916
4026
SH
SOLE
0
4026
0
VANGUARD INTERMED TERM ETF
INTERMED TERM ETF
921937819
266
2847
SH
SOLE
0
2847
0
VANGUARD INTL BD IDX ETF
INTL BD IDX ETF
92203J407
17849
306766
SH
SOLE
0
306766
0
VANGUARD LONG TERM BOND ETF
LONG TERM BOND ETF
921937793
293
2620
SH
SOLE
0
2620
0
VANGUARD MORTG-BACK SEC ETF
MORTG-BACK SEC ETF
92206C771
300
5530
SH
SOLE
0
5530
0
VANGUARD SHORT TRM BOND ETF
SHORT TRM BOND ETF
921937827
572
6885
SH
SOLE
0
6885
0
VANGUARD TOTAL STK MKT ETF
TOTAL STK MKT ETF
922908769
243
1427
SH
SOLE
0
1427
0
VANGUARD UTILITIES ETF
UTILITIES ETF
92204A876
411
3183
SH
SOLE
0
3183
0
VANGUARD VALUE ETF
VALUE ETF
922908744
253
2418
SH
SOLE
0
2418
0
VAPOTHERM INC COM
COM
922107107
580
20000
SH
SOLE
0
20000
0
VERIZON COMMUNICATIONS COM
COM
92343V104
454
7638
SH
SOLE
0
7638
0
VISA INC COM CL A
COM CL A
92826C839
695
3474
SH
SOLE
0
3474
0
WALMART INC COM
COM
931142103
957
6843
SH
SOLE
0
6843
0
WALT DISNEY CO
COM DISNEY
254687106
1005
8103
SH
SOLE
0
8103
0
ZTO EXPRESS (CAYMAN) INC ADR SPONSORED
ADR SPONSORED
98980A105
426
14234
SH
SOLE
0
14234
0