0001104659-20-022863.txt : 20200219 0001104659-20-022863.hdr.sgml : 20200219 20200219165642 ACCESSION NUMBER: 0001104659-20-022863 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 EFFECTIVENESS DATE: 20200219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BCJ Capital Management, LLC CENTRAL INDEX KEY: 0001768195 IRS NUMBER: 823738447 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19440 FILM NUMBER: 20630742 BUSINESS ADDRESS: STREET 1: 8355 EAST HARTFORD DRIVE SUITE 105 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480 483-1510 MAIL ADDRESS: STREET 1: 8355 EAST HARTFORD DRIVE SUITE 105 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001768195 XXXXXXXX 12-31-2019 12-31-2019 false BCJ Capital Management, LLC

8355 East Hartford Drive Suite 105 Scottsdale AZ 85255

13F HOLDINGS REPORT 028-19440 N Thomas Shea 815-782-1250 /s/ Thomas Shea Chicago IL 02-13-2020 0 104 588224 INFORMATION TABLE 2 infotable.xml AFLAC INC COM COM 001055102 1358 25677 SH SOLE 0 0 25677 AMGEN INC COM COM 031162100 319 1322 SH SOLE 0 0 1322 APPLE INC COM COM 037833100 4299 14639 SH SOLE 0 0 14639 ARES CAPITAL CORP COM COM 04010L103 536 28720 SH SOLE 0 0 28720 AT&T INC COM COM 00206R102 456 11679 SH SOLE 0 0 11679 BARCLAYS BANK PLC IPATH B LIVESTCK ETN IPATH B LIVESTCK ETN 06746P498 414 9036 SH SOLE 0 0 9036 BARCLAYS BANK PLC IPATH SER B GSCI ETN IPATH SER B GSCI ETN 06745R693 389 30920 SH SOLE 0 0 30920 BERKSHIRE HATHAWAY INC COM CL B COM CL B 084670702 366 1617 SH SOLE 0 0 1617 BOEING CO COM COM 097023105 298 915 SH SOLE 0 0 915 CHEVRON CORPORATION COM COM 166764100 346 2867 SH SOLE 0 0 2867 COSTCO WHOLESALE CORP COM COM 22160K105 490 1666 SH SOLE 0 0 1666 CREDIT SUISSE AG LONDON BRANCH NOTE CLBL INDEX LNKD NOTE CLBL INDEX LNKD 22552FW65 306 302 SH SOLE 0 0 302 CREDIT SUISSE AG LONDON BRANCH NOTE M/W CLBL INDEX LNKD NOTE M/W CLBL INDEX LNKD 22552FH70 385 382 SH SOLE 0 0 382 EMX ROYALTY CORPORATION COM COM 26873J107 33 20000 SH SOLE 0 0 20000 EVRIM RESOURCES CORP COM COM 30051B100 3 10000 SH SOLE 0 0 10000 EXXON MOBIL CORPORATION COM COM 30231G102 430 6156 SH SOLE 0 0 6156 FARMERS & MERCHANTS BANK (CA) COM COM 308243104 330 42 SH SOLE 0 0 42 FIRST TRUST EXCHANGE-TRADED FU CAP STRENGTH ETF CAP STRENGTH ETF 33733E104 479 7940 SH SOLE 0 0 7940 FLAHERTY & CRUMRINE/CLAYMORE P COM COM 338478100 550 25359 SH SOLE 0 0 25359 GENERAL ELECTRIC CO COM COM 369604103 182 16315 SH SOLE 0 0 16315 GLOBAL X FDS GLB X SUPERDIV ETF GLB X SUPERDIV ETF 37950E549 211 11944 SH SOLE 0 0 11944 GOLUB CAPITAL BDC INC COM COM 38173M102 536 29036 SH SOLE 0 0 29036 HOME DEPOT INC COM COM 437076102 426 1950 SH SOLE 0 0 1950 INTERNATIONAL BUS MACH CORP COM COM 459200101 213 1592 SH SOLE 0 0 1592 INVESCO DWA UTILITIES DWA UTILS MUMT 46137V795 566 16483 SH SOLE 0 0 16483 INVESCO EXCHANGE TRADED FUND T S&P500 LOW VOL ETF S&P500 LOW VOL ETF 46138E354 325 5574 SH SOLE 0 0 5574 INVESCO EXCHANGE TRADED SELF I DEFENSIVE EQTY ETF DEFENSIVE EQTY ETF 46138J775 613 11007 SH SOLE 0 0 11007 INVESCO QQQ TRUST UNIT SER 1 ETF UNIT SER 1 ETF 46090E103 93779 441085 SH SOLE 0 0 441085 ISHARES INC CORE MSCI EMKT ETF CORE MSCI EMKT ETF 46434G103 18171 338011 SH SOLE 0 0 338011 ISHARES SILVER TRUST ISHARES ETF ISHARES ETF 46428Q109 239 14343 SH SOLE 0 0 14343 ISHARES TRUST 1 3 YR TREAS BD ETF 1 3 YR TREAS BD ETF 464287457 12822 151507 SH SOLE 0 0 151507 ISHARES TRUST 20 YR TR BD ETF 20 YR TR BD ETF 464287432 23368 172486 SH SOLE 0 0 172486 ISHARES TRUST 3 7 YR TREAS BD ETF 3 7 YR TREAS BD ETF 464288661 404 3210 SH SOLE 0 0 3210 ISHARES TRUST BARCLAYS 7 10 YR ETF BARCLAYS 7 10 YR ETF 464287440 2019 18315 SH SOLE 0 0 18315 ISHARES TRUST CORE MSCI EAFE ETF CORE MSCI EAFE ETF 46432F842 29666 454721 SH SOLE 0 0 454721 ISHARES TRUST CORE S&P MCP ETF CORE S&P MCP ETF 464287507 1239 6022 SH SOLE 0 0 6022 ISHARES TRUST CORE S&P SCP ETF CORE S&P SCP ETF 464287804 14018 167185 SH SOLE 0 0 167185 ISHARES TRUST CORE S&P TTL STK ETF CORE S&P TTL STK ETF 464287150 7032 96734 SH SOLE 0 0 96734 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 11149 34491 SH SOLE 0 0 34491 ISHARES TRUST FLTG RATE NT ETF FLTG RATE NT ETF 46429B655 1783 35023 SH SOLE 0 0 35023 ISHARES TRUST GLOBAL TECH ETF GLOBAL TECH ETF 464287291 2058 9779 SH SOLE 0 0 9779 ISHARES TRUST IBOXX HI YD ETF IBOXX HI YD ETF 464288513 433 4929 SH SOLE 0 0 4929 ISHARES TRUST IBOXX INV CP ETF IBOXX INV CP ETF 464287242 46185 360937 SH SOLE 0 0 360937 ISHARES TRUST INTL SEL DIV ETF INTL SEL DIV ETF 464288448 264 7850 SH SOLE 0 0 7850 ISHARES TRUST INTRM TR CRP ETF INTRM TR CRP ETF 464288638 1321 22792 PRN SOLE 0 0 22792 ISHARES TRUST JPMORGAN USD EMG ETF JPMORGAN USD EMG ETF 464288281 32888 287080 SH SOLE 0 0 287080 ISHARES TRUST MBS ETF MBS ETF 464288588 3586 33190 SH SOLE 0 0 33190 ISHARES TRUST MIN VOL EAFE ETF MIN VOL EAFE ETF 46429B689 451 6056 SH SOLE 0 0 6056 ISHARES TRUST MSCI MIN VOL ETF MSCI MIN VOL ETF 46429B697 2540 38716 SH SOLE 0 0 38716 ISHARES TRUST TIPS BD ETF TIPS BD ETF 464287176 486 4169 PRN SOLE 0 0 4169 ISHARES TRUST US TREAS BD ETF US TREAS BD ETF 46429B267 3210 123740 SH SOLE 0 0 123740 ISHARES TRUST USA QUALITY FCTR ETF USA QUALITY FCTR ETF 46432F339 3353 33196 SH SOLE 0 0 33196 ISHARES TRUST USA SIZE FACTOR ETF USA SIZE FACTOR ETF 46432F370 1918 19690 SH SOLE 0 0 19690 ISHARES US ETF TRUST SHT MAT BD ETF SHT MAT BD ETF 46431W507 1340 26667 SH SOLE 0 0 26667 JOHN HANCOCK PFD INCOME FUND I COM COM 41021P103 527 27329 SH SOLE 0 0 27329 JP MORGAN CHASE & CO COM COM 46625H100 515 3692 SH SOLE 0 0 3692 LARAMIDE RESOURCES COM COM 51669T101 9 60000 SH SOLE 0 0 60000 MAIN STREET CAP CORP COM COM 56035L104 535 12418 PRN SOLE 0 0 12418 MARRIOTT INTERNATIONAL INC COM CL A COM CL A 571903202 245 1615 SH SOLE 0 0 1615 MCDONALD'S CORPORATION COM COM 580135101 303 1535 SH SOLE 0 0 1535 MICROSOFT CORP COM COM 594918104 1213 7689 SH SOLE 0 0 7689 NEUBERGER BERMAN INC COM COM 64190A103 544 97543 SH SOLE 0 0 97543 NEW MOUNTAIN FINANCE CORP COM COM 647551100 532 38700 SH SOLE 0 0 38700 OXFORD LANE CAPITAL CORP COM COM 691543102 157 19275 SH SOLE 0 0 19275 PHILIP MORRIS INTL INC COM COM 718172109 227 2666 SH SOLE 0 0 2666 PIMCO ETF TRUST ENHAN SHRT MA AC ETF ENHAN SHRT MA AC ETF 72201R833 1266 12458 SH SOLE 0 0 12458 PIMCO FUNDS COM COM 72200U100 558 29195 SH SOLE 0 0 29195 PIMCO INCOME OPPORTUNITY FUND COM COM 72202B100 548 19721 SH SOLE 0 0 19721 SCHWAB STRATEGIC TR EMRG MKTEQ ETF EMRG MKTEQ ETF 808524706 1363 49798 PRN SOLE 0 0 49798 SCHWAB STRATEGIC TR INTL EQTY ETF INTL EQTY ETF 808524805 1200 35681 SH SOLE 0 0 35681 SCHWAB STRATEGIC TR SCHWAB FDT US LG ETF SCHWAB FDT US LG ETF 808524771 239 5595 SH SOLE 0 0 5595 SCHWAB STRATEGIC TR SHT TM US TRES ETF SHT TM US TRES ETF 808524862 1147 22720 SH SOLE 0 0 22720 SCHWAB STRATEGIC TR US DIVIDEND EQ ETF US DIVIDEND EQ ETF 808524797 2037 35171 SH SOLE 0 0 35171 SCHWAB STRATEGIC TR US LCAP GR ETF US LCAP GR ETF 808524300 811 8730 SH SOLE 0 0 8730 SCHWAB STRATEGIC TR US LCAP VA ETF US LCAP VA ETF 808524409 445 7410 SH SOLE 0 0 7410 SCHWAB STRATEGIC TR US LRG CAP ETF US LRG CAP ETF 808524201 2213 28817 SH SOLE 0 0 28817 SELECT SECTOR SPDR TRUST COMMUNICATION ETF COMMUNICATION ETF 81369Y852 5270 98272 SH SOLE 0 0 98272 SELECT SECTOR SPDR TRUST ENERGY ETF ENERGY ETF 81369Y506 2438 40613 SH SOLE 0 0 40613 SELECT SECTOR SPDR TRUST RL EST SEL SEC ETF RL EST SEL SEC ETF 81369Y860 2022 52294 SH SOLE 0 0 52294 SELECT SECTOR SPDR TRUST SBI CONS DISCR ETF SBI CONS DISCR ETF 81369Y407 4984 39737 SH SOLE 0 0 39737 SELECT SECTOR SPDR TRUST SBI CONS STPLS ETF SBI CONS STPLS ETF 81369Y308 3114 49445 SH SOLE 0 0 49445 SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF SBI HEALTHCARE ETF 81369Y209 8613 84562 SH SOLE 0 0 84562 SELECT SECTOR SPDR TRUST SBI INT-FINL ETF SBI INT-FINL ETF 81369Y605 5308 172463 SH SOLE 0 0 172463 SELECT SECTOR SPDR TRUST SBI INT-INDS ETF SBI INT-INDS ETF 81369Y704 4802 58940 SH SOLE 0 0 58940 SELECT SECTOR SPDR TRUST SBI INT-UTILS ETF SBI INT-UTILS ETF 81369Y886 1318 20398 SH SOLE 0 0 20398 SELECT SECTOR SPDR TRUST SBI MATERIALS ETF SBI MATERIALS ETF 81369Y100 1029 16752 SH SOLE 0 0 16752 SELECT SECTOR SPDR TRUST TECHNOLOGY ETF TECHNOLOGY ETF 81369Y803 11104 121130 SH SOLE 0 0 121130 SOCIETE GENERALE NOTE INDEX LNKD NOTE INDEX LNKD 83369FSL2 379 379 SH SOLE 0 0 379 SPDR BLMBRG BRCLY INTL BLOMBERG INTL TR 78464A516 345 11970 SH SOLE 0 0 11970 SPDR GOLD TRUST GOLD SHS ETF GOLD SHS ETF 78463V107 1401 9806 SH SOLE 0 0 9806 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT ETF 78462F103 77014 239278 SH SOLE 0 0 239278 SPDR SERIES TRUST BLOOMBERG BRCLYS ETF BLOOMBERG BRCLYS ETF 78468R622 43490 397023 SH SOLE 0 0 397023 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 330 3071 SH SOLE 0 0 3071 SPIRIT REALTY CAPITAL INC COM NEW COM NEW 84860W300 210 4272 SH SOLE 0 0 4272 SYNTHORX INC COM COM 87167A103 266 3800 PRN SOLE 0 0 3800 VANGUARD DIV APP ETF DIV APP ETF 921908844 59301 475698 SH SOLE 0 0 475698 VANGUARD HIGH DIV YLD ETF HIGH DIV YLD ETF 921946406 258 2750 SH SOLE 0 0 2750 VANGUARD INTL BD IDX ETF INTL BD IDX ETF 92203J407 4538 80203 SH SOLE 0 0 80203 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 674 7269 SH SOLE 0 0 7269 VANGUARD TOTAL STK MKT ETF TOTAL STK MKT ETF 922908769 373 2280 SH SOLE 0 0 2280 VANGUARD UTILITIES ETF UTILITIES ETF 92204A876 823 5763 SH SOLE 0 0 5763 VAPOTHERM INC COM COM 922107107 243 20000 SH SOLE 0 0 20000 VERIZON COMMUNICATIONS COM COM 92343V104 459 7478 SH SOLE 0 0 7478 WALT DISNEY CO COM 254687106 903 6246 SH SOLE 0 0 6246