0001104659-19-061787.txt : 20191108 0001104659-19-061787.hdr.sgml : 20191108 20191108172507 ACCESSION NUMBER: 0001104659-19-061787 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 EFFECTIVENESS DATE: 20191108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BCJ Capital Management, LLC CENTRAL INDEX KEY: 0001768195 IRS NUMBER: 823738447 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19440 FILM NUMBER: 191205109 BUSINESS ADDRESS: STREET 1: 8355 EAST HARTFORD DRIVE SUITE 105 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480 483-1510 MAIL ADDRESS: STREET 1: 8355 EAST HARTFORD DRIVE SUITE 105 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001768195 XXXXXXXX 09-30-2019 09-30-2019 false BCJ Capital Management, LLC

8355 East Hartford Drive Suite 105 Scottsdale AZ 85255

13F HOLDINGS REPORT 028-19440 N Thomas Shea 815-782-1250 /s/ Thomas Shea Chicago IL 11-01-2019 0 137 707410 INFORMATION TABLE 2 infotable.xml AFLAC INC COM COM 001055102 2027 38743 SH SOLE 0 0 38743 ALTRIA GROUP INC COM COM 02209S103 208 5074 SH SOLE 0 0 5074 AMGEN INC COM COM 031162100 297 1534 SH SOLE 0 0 1534 APPLE INC COM COM 037833100 3251 14515 SH SOLE 0 0 14515 ARES CAPITAL CORP COM COM 04010L103 512 27494 SH SOLE 0 0 27494 AT&T INC COM COM 00206R102 361 9543 SH SOLE 0 0 9543 BERKSHIRE HATHAWAY INC COM CL B COM CL B 084670702 336 1617 SH SOLE 0 0 1617 BOEING CO COM COM 097023105 370 973 SH SOLE 0 0 973 CHEVRON CORPORATION COM COM 166764100 400 3371 SH SOLE 0 0 3371 COSTCO WHOLESALE CORP COM COM 22160K105 492 1707 SH SOLE 0 0 1707 CREDIT SUISSE AG LONDON BRANCH NOTE INDEX LNKD NOTE INDEX LNKD 22552FH70 379 382 SH SOLE 0 0 382 EXXON MOBIL CORPORATION COM COM 30231G102 482 6823 SH SOLE 0 0 6823 FARMERS & MERCHANTS BANK (CALI COM COM 308243104 334 42 SH SOLE 0 0 42 FIRST TR EXCHANGE CAP STRENGTH ETF CAP STRENGTH ETF 33733E104 451 7940 SH SOLE 0 0 7940 FLAHERTY & CRUMRINE/CLAYMORE P COM COM 338478100 517 24698 SH SOLE 0 0 24698 GENERAL ELECTRIC CO COM COM 369604103 145 16215 SH SOLE 0 0 16215 GLOBAL X FDS GLB X SUPERDIV ETF GLB X SUPERDIV ETF 37950E549 203 11944 SH SOLE 0 0 11944 GOLUB CAPITAL BDC INC COM COM 38173M102 518 27472 SH SOLE 0 0 27472 HANESBRANDS INC COM COM 410345102 159 10407 SH SOLE 0 0 10407 HOME DEPOT INC COM COM 437076102 457 1971 SH SOLE 0 0 1971 INTERNATIONAL BUS MACH CORP COM COM 459200101 228 1570 SH SOLE 0 0 1570 INVESCO DWA UTILITIES DWA UTILS MUMT 46137V795 577 16464 SH SOLE 0 0 16464 INVESCO EXCHANGE TRADED FUND T S&P500 LOW VOL ETF S&P500 LOW VOL ETF 46138E354 372 6420 SH SOLE 0 0 6420 INVESCO EXCHANGE TRADED SELF I DEFENSIVE EQTY ETF DEFENSIVE EQTY ETF 46138J775 597 11007 SH SOLE 0 0 11007 INVESCO QQQ TRUST UNIT SER 1 46090E103 1882 9966 SH SOLE 0 0 9966 INVESCO QQQ TRUST UNIT SER 1 ETF UNIT SER 1 ETF 46090E103 57966 307006 SH SOLE 0 0 307006 ISHARES INC CORE MSCI EMKT ETF CORE MSCI EMKT ETF 46434G103 23268 474657 SH SOLE 0 0 474657 ISHARES SILVER TRUST ISHARES ETF ISHARES ETF 46428Q109 228 14343 SH SOLE 0 0 14343 ISHARES TRUST 1 3 YR TREAS BD ETF 1 3 YR TREAS BD ETF 464287457 18145 213928 SH SOLE 0 0 213928 ISHARES TRUST 20 YR TR BD ETF 20 YR TR BD ETF 464287432 45455 317691 SH SOLE 0 0 317691 ISHARES TRUST 3 7 YR TREAS BD ETF 3 7 YR TREAS BD ETF 464288661 421 3322 SH SOLE 0 0 3322 ISHARES TRUST BARCLAYS 7 10 YR ETF BARCLAYS 7 10 YR ETF 464287440 2604 23155 SH SOLE 0 0 23155 ISHARES TRUST CORE MSCI EAFE ETF CORE MSCI EAFE ETF 46432F842 18682 305908 SH SOLE 0 0 305908 ISHARES TRUST CORE S&P MCP ETF CORE S&P MCP ETF 464287507 1260 6519 SH SOLE 0 0 6519 ISHARES TRUST CORE S&P SCP ETF CORE S&P SCP ETF 464287804 10549 135524 SH SOLE 0 0 135524 ISHARES TRUST CORE S&P TTL STK ETF CORE S&P TTL STK ETF 464287150 8361 124663 SH SOLE 0 0 124663 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 11247 37676 SH SOLE 0 0 37676 ISHARES TRUST FLTG RATE NT ETF FLTG RATE NT ETF 46429B655 1300 25508 SH SOLE 0 0 25508 ISHARES TRUST GLOBAL TECH ETF GLOBAL TECH ETF 464287291 2050 11085 SH SOLE 0 0 11085 ISHARES TRUST IBOXX INV CP ETF IBOXX INV CP ETF 464287242 50673 397500 SH SOLE 0 0 397500 ISHARES TRUST INTL SEL DIV ETF INTL SEL DIV ETF 464288448 241 7850 SH SOLE 0 0 7850 ISHARES TRUST INTRM TR CRP ETF INTRM TR CRP ETF 464288638 1199 20701 SH SOLE 0 0 20701 ISHARES TRUST JPMORGAN USD EMG ETF JPMORGAN USD EMG ETF 464288281 7883 69549 SH SOLE 0 0 69549 ISHARES TRUST MBS ETF MBS ETF 464288588 2222 20521 SH SOLE 0 0 20521 ISHARES TRUST MIN VOL EAFE ETF MIN VOL EAFE ETF 46429B689 421 5747 SH SOLE 0 0 5747 ISHARES TRUST MSCI EAFE ETF MSCI EAFE ETF 464287465 18627 285651 SH SOLE 0 0 285651 ISHARES TRUST MSCI MIN VOL ETF MSCI MIN VOL ETF 46429B697 4133 64483 SH SOLE 0 0 64483 ISHARES TRUST TIPS BD ETF TIPS BD ETF 464287176 1422 12229 SH SOLE 0 0 12229 ISHARES TRUST US TREAS BD ETF US TREAS BD ETF 46429B267 2441 92743 SH SOLE 0 0 92743 ISHARES TRUST USA MOMENTUM FCT ETF USA MOMENTUM FCT ETF 46432F396 1344 11271 SH SOLE 0 0 11271 ISHARES US ETF TRUST SHT MAT BD ETF SHT MAT BD ETF 46431W507 1666 33089 SH SOLE 0 0 33089 JOHN HANCOCK PFD INCOME FUND I COM COM 41021P103 519 25920 SH SOLE 0 0 25920 JPMORGAN CHASE & CO. COM COM 46625H100 421 3577 SH SOLE 0 0 3577 KIMBERLY CLARK CORP COM COM 494368103 238 1673 SH SOLE 0 0 1673 MAIN STREET CAP CORP COM COM 56035L104 511 11815 SH SOLE 0 0 11815 MARRIOTT INTERNATIONAL INC COM CL A COM CL A 571903202 201 1615 SH SOLE 0 0 1615 MCDONALD'S CORPORATION COM COM 580135101 330 1536 SH SOLE 0 0 1536 MICROSOFT CORP COM COM 594918104 1058 7611 SH SOLE 0 0 7611 NEUBERGER BERMAN INC COM COM 64190A103 530 93511 SH SOLE 0 0 93511 NEW MOUNTAIN FINANCE CORP COM COM 647551100 497 36432 SH SOLE 0 0 36432 OXFORD LANE CAPITAL CORP COM COM 691543102 179 19275 SH SOLE 0 0 19275 PIMCO ETF TRUST 25YR+ ZERO U S ETF 72201R882 463 3200 SH SOLE 0 0 3200 PIMCO ETF TRUST ENHAN SHRT MA AC ETF ENHAN SHRT MA AC ETF 72201R833 1457 14318 SH SOLE 0 0 14318 PIMCO FUNDS COM COM 72200U100 516 28125 SH SOLE 0 0 28125 PIMCO INCOME OPPORTUNITY FUND COM COM 72202B100 500 18771 SH SOLE 0 0 18771 SCHWAB STRATEGIC TR INTL EQTY ETF INTL EQTY ETF 808524805 2164 67913 SH SOLE 0 0 67913 SCHWAB STRATEGIC TR SCHWAB FDT US LG ETF SCHWAB FDT US LG ETF 808524771 221 5595 SH SOLE 0 0 5595 SCHWAB STRATEGIC TR SHT TM US TRES ETF SHT TM US TRES ETF 808524862 1179 23296 SH SOLE 0 0 23296 SCHWAB STRATEGIC TR US DIVIDEND EQ ETF US DIVIDEND EQ ETF 808524797 3499 63882 SH SOLE 0 0 63882 SCHWAB STRATEGIC TR US LCAP GR ETF US LCAP GR ETF 808524300 795 9457 SH SOLE 0 0 9457 SCHWAB STRATEGIC TR US LCAP VA ETF US LCAP VA ETF 808524409 446 7867 SH SOLE 0 0 7867 SCHWAB STRATEGIC TR US LRG CAP ETF US LRG CAP ETF 808524201 2933 41349 SH SOLE 0 0 41349 SCHWAB STRATEGIC TR US SML CAP ETF US SML CAP ETF 808524607 860 12333 SH SOLE 0 0 12333 SELECT SECTOR SPDR TRUST COMMUNICATION ETF COMMUNICATION ETF 81369Y852 5551 112091 SH SOLE 0 0 112091 SELECT SECTOR SPDR TRUST ENERGY ETF ENERGY ETF 81369Y506 1353 22856 SH SOLE 0 0 22856 SELECT SECTOR SPDR TRUST RL EST SEL SEC ETF RL EST SEL SEC ETF 81369Y860 1073 27263 SH SOLE 0 0 27263 SELECT SECTOR SPDR TRUST SBI CONS DISCR ETF SBI CONS DISCR ETF 81369Y407 3959 32797 SH SOLE 0 0 32797 SELECT SECTOR SPDR TRUST SBI CONS STPLS ETF SBI CONS STPLS ETF 81369Y308 5086 82811 SH SOLE 0 0 82811 SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF SBI HEALTHCARE ETF 81369Y209 7429 82428 SH SOLE 0 0 82428 SELECT SECTOR SPDR TRUST SBI INT-FINL ETF SBI INT-FINL ETF 81369Y605 4817 172050 SH SOLE 0 0 172050 SELECT SECTOR SPDR TRUST SBI INT-INDS ETF SBI INT-INDS ETF 81369Y704 3173 40871 SH SOLE 0 0 40871 SELECT SECTOR SPDR TRUST SBI INT-UTILS ETF SBI INT-UTILS ETF 81369Y886 2706 41792 SH SOLE 0 0 41792 SELECT SECTOR SPDR TRUST SBI MATERIALS ETF SBI MATERIALS ETF 81369Y100 975 16752 SH SOLE 0 0 16752 SELECT SECTOR SPDR TRUST TECHNOLOGY ETF TECHNOLOGY ETF 81369Y803 10024 124478 SH SOLE 0 0 124478 SOCIETE GENERALE NOTE INDEX LNKD NOTE INDEX LNKD 83369FSL2 369 379 SH SOLE 0 0 379 SPDR GOLD TRUST GOLD SHS ETF GOLD SHS ETF 78463V107 848 6104 SH SOLE 0 0 6104 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT ETF 78462F103 65916 222112 SH SOLE 0 0 222112 SPDR SERIES TRUST BLOOMBERG BRCLYS ETF BLOOMBERG BRCLYS ETF 78468R622 14617 134419 SH SOLE 0 0 134419 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 315 3071 SH SOLE 0 0 3071 SPIRIT REALTY CAPITAL INC COM NEW COM NEW 84860W300 204 4272 SH SOLE 0 0 4272 VANGUARD DIV APP ETF DIV APP ETF 921908844 76534 640024 SH SOLE 0 0 640024 VANGUARD EXTENDED DUR ETF EXTENDED DUR ETF 921910709 457 3231 SH SOLE 0 0 3231 VANGUARD HIGH DIV YLD ETF HIGH DIV YLD ETF 921946406 351 4182 SH SOLE 0 0 4182 VANGUARD INTL BD IDX ETF INTL BD IDX ETF 92203J407 1704 28973 SH SOLE 0 0 28973 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 416 4460 SH SOLE 0 0 4460 VANGUARD TOTAL STK MKT ETF TOTAL STK MKT ETF 922908769 385 2548 SH SOLE 0 0 2548 VANGUARD UTILITIES ETF UTILITIES ETF 92204A876 838 5837 SH SOLE 0 0 5837 VERIZON COMMUNICATIONS COM COM 92343V104 370 6137 SH SOLE 0 0 6137 WALT DISNEY COMPANY (THE) COM COM 254687106 745 5713 SH SOLE 0 0 5713 SELECT SECTOR SPDR TRUST ENERGY ETF ENERGY ETF 81369Y506 1907 29940 SH SOLE 0 0 29940 SELECT SECTOR SPDR TRUST RL EST SEL SEC ETF RL EST SEL SEC ETF 81369Y860 587 15958 SH SOLE 0 0 15958 SELECT SECTOR SPDR TRUST SBI CONS DISCR ETF SBI CONS DISCR ETF 81369Y407 3017 25314 SH SOLE 0 0 25314 SELECT SECTOR SPDR TRUST SBI CONS STPLS ETF SBI CONS STPLS ETF 81369Y308 4451 76648 SH SOLE 0 0 76648 SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF SBI HEALTHCARE ETF 81369Y209 10072 108717 SH SOLE 0 0 108717 SELECT SECTOR SPDR TRUST SBI INT-FINL ETF SBI INT-FINL 81369Y605 4448 161168 SH SOLE 0 0 161168 SELECT SECTOR SPDR TRUST SBI INT-INDS ETF SBI INT-INDS ETF 81369Y704 2735 35330 SH SOLE 0 0 35330 SELECT SECTOR SPDR TRUST SBI INT-UTILS ETF SBI INT-UTILS ETF 81369Y886 1472 24682 SH SOLE 0 0 24682 SELECT SECTOR SPDR TRUST SBI MATERIALS ETF SBI MATERIALS ETF 81369Y100 498 8508 SH SOLE 0 0 8508 SELECT SECTOR SPDR TRUST TECHNOLOGY ETF TECHNOLOGY ETF 81369Y803 7263 93062 SH SOLE 0 0 93062 SELECT SECTOR SPDR TRUSTMUNICATION ETF COMMUNICATION 81369Y852 4997 101517 SH SOLE 0 0 101517 SPDR BLMBRG BRCLY HGH BLOOMBERG BRCLYS 78468R622 4961 45535 SH SOLE 0 0 45535 SPDR BLMBRG BRCLY INTL BLOMBERG INTL TR 78464A516 432 14928 SH SOLE 0 0 14928 SPDR S&P 500 ETF TR UNIT ETF 78462F103 36025 122953 SH SOLE 0 0 122953 SPDR SERIES TRUST DJ REIT ETF DJ REIT ETF 78464A607 969 9809 SH SOLE 0 0 9809 SPDR SERIES TRUST PRTFLO S&P500 GW ETF PRTFLO S&P500 GW ETF 78464A409 1937 50012 SH SOLE 0 0 50012 SPDR SERIES TRUST S&P 400 MDCP GRW ETF S&P 400 MDCP GRW 78464A821 204 3752 SH SOLE 0 0 3752 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 310 3071 SH SOLE 0 0 3071 UMPQUA HOLDINGS CORP COM 904214103 175 10564 SH SOLE 0 0 10564 VANGUARD ALLWRLD EX US ETF ALLWRLD EX US ETF 922042775 2241 43956 SH SOLE 0 0 43956 VANGUARD DIV APP ETF DIV APP ETF 921908844 50762 440797 SH SOLE 0 0 440797 VANGUARD FTSE EMERGING FTSE EMR MKT ETF 922042858 1386 32586 SH SOLE 0 0 32586 VANGUARD HIGH DIV YLD ETF HIGH DIV YLD ETF 921946406 308 3520 SH SOLE 0 0 3520 VANGUARD INTL BD IDX ETF INTL BD IDX ETF 92203J407 8205 143195 SH SOLE 0 0 143195 VANGUARD REAL ESTATE REAL ESTATE ETF 922908553 1817 20789 SH SOLE 0 0 20789 VANGUARD S&P 500 ETF SHS S&P 500 ETF SHS 922908363 611 2271 SH SOLE 0 0 2271 VANGUARD SHORT TERM TREAS ETF SHORT TERM TREAS ETF 92206C102 279 4585 SH SOLE 0 0 4585 VANGUARD SHORT TRM BOND ETF SHORT TRM BOND ETF 921937827 4167 51747 SH SOLE 0 0 51747 VANGUARD SM CP VAL ETF SM CP VAL ETF 922908611 1527 11699 SH SOLE 0 0 11699 VANGUARD SMALL CP ETF SMALL CP ETF 922908751 3408 21754 SH SOLE 0 0 21754 VANGUARD TOTAL STK MKT ETF TOTAL STK MKT ETF 922908769 387 2580 SH SOLE 0 0 2580 VANGUARD UTILITIES ETF UTILITIES ETF 92204A876 766 5763 SH SOLE 0 0 5763 VANGUARD VALUE ETF VALUE ETF 922908744 3263 29415 SH SOLE 0 0 29415 VERIZONMUNICATIONS COM 92343V104 400 7002 SH SOLE 0 0 7002 WALGREENS BOOTS ALLIANCE INC COM 931427108 513 9384 SH SOLE 0 0 9384 WALT DISNEY CO COM 254687106 883 6325 SH SOLE 0 0 6325 WEC ENERGY GROUP INC COM 92939U106 278 3335 SH SOLE 0 0 3335 WISDOMTREE TRUST US MIDCAP DIVID ETF US MIDCAP DIVID ETF 97717W505 654 18070 SH SOLE 0 0 18070