0001768130-20-000005.txt : 20201112 0001768130-20-000005.hdr.sgml : 20201112 20201112093742 ACCESSION NUMBER: 0001768130-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOWARD FINANCIAL SERVICES, LTD. CENTRAL INDEX KEY: 0001768130 IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19410 FILM NUMBER: 201303985 BUSINESS ADDRESS: STREET 1: 8350 MEADOW ROAD STREET 2: SUITE 181 CITY: DALLAS STATE: TX ZIP: 75231 BUSINESS PHONE: 214-346-0785 MAIL ADDRESS: STREET 1: 8350 MEADOW ROAD STREET 2: SUITE 181 CITY: DALLAS STATE: TX ZIP: 75231 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001768130 XXXXXXXX 09-30-2020 09-30-2020 HOWARD FINANCIAL SERVICES, LTD.

8350 MEADOW ROAD SUITE 181 DALLAS TX 75231

13F HOLDINGS REPORT 028-19410 N Jeff Ramsey 214-346-0760 Jeff Ramsey Dallas TX 11-12-2020 0 121 154742 false INFORMATION TABLE 2 howard_3q2020.inftbl.xml AGNC INVT CORP COM 00123Q104 481 34572 SH SOLE 0 0 34572 AIR TRANSPORT SERVICES GRP I NOTE 1.125%10/1 00922RAB1 16 15000 PRN SOLE 0 0 15000 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 30 23000 PRN SOLE 0 0 23000 ALLIANCE DATA SYSTEMS CORP COM 018581108 504 12000 SH SOLE 0 0 12000 ALPHABET INC CAP STK CL C 02079K107 323 220 SH SOLE 0 0 220 ALPHABET INC CAP STK CL A 02079K305 262 179 SH SOLE 0 0 179 ALTRIA GROUP INC COM 02209S103 240 6212 SH SOLE 0 0 6212 AMAZON COM INC COM 023135106 2040 648 SH SOLE 0 0 648 AMBEV SA SPONSORED ADR 02319V103 30 13223 SH SOLE 0 0 13223 AMERICAN AIRLS GROUP INC NOTE 6.500% 7/0 02376RAF9 16 17000 PRN SOLE 0 0 17000 AMGEN INC COM 031162100 350 1376 SH SOLE 0 0 1376 ANNALY CAPITAL MANAGEMENT IN COM 035710409 509 71502 SH SOLE 0 0 71502 APPLE INC COM 037833100 6736 58166 SH SOLE 0 0 58166 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 205 963 SH SOLE 0 0 963 BK OF AMERICA CORP COM 060505104 280 11613 SH SOLE 0 0 11613 BLACK STONE MINERALS L P COM UNIT 09225M101 441 71807 SH SOLE 0 0 71807 BOEING CO COM 097023105 205 1240 SH SOLE 0 0 1240 CEMEX SAB DE CV SPON ADR NEW 151290889 40 10610 SH SOLE 0 0 10610 CHEVRON CORP NEW COM 166764100 211 2933 SH SOLE 0 0 2933 CHIPOTLE MEXICAN GRILL INC COM 169656105 2176 1750 SH SOLE 0 0 1750 CISCO SYS INC COM 17275R102 212 5375 SH SOLE 0 0 5375 COLONY STARWOOD HOMES NOTE 3.500% 1/1 19625XAB8 44 34000 PRN SOLE 0 0 34000 COMSTOCK RES INC COM 205768302 832 190050 SH SOLE 0 0 190050 CONDUENT INC COM 206787103 32 10000 SH SOLE 0 0 10000 CONMED CORP NOTE 2.625% 2/0 207410AF8 35 31000 PRN SOLE 0 0 31000 DIREXION SHS ETF TR DAILY S&P BEAR 25460E331 206 5000 SH SOLE 0 0 5000 DORCHESTER MINERALS LP COM UNIT 25820R105 178 17234 SH SOLE 0 0 17234 DYNEX CAP INC COM 26817Q886 240 15751 SH SOLE 0 0 15751 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 1088 200758 SH SOLE 0 0 200758 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 24 10000 SH SOLE 0 0 10000 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 18 15000 PRN SOLE 0 0 15000 EXXON MOBIL CORP COM 30231G102 214 6228 SH SOLE 0 0 6228 EZCORP INC CL A NON VTG 302301106 112 22185 SH SOLE 0 0 22185 FACEBOOK INC CL A 30303M102 301 1149 SH SOLE 0 0 1149 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 212 11152 SH SOLE 0 0 11152 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 638 11603 SH SOLE 0 0 11603 GENERAL ELECTRIC CO COM 369604103 200 32041 SH SOLE 0 0 32041 HILLTOP HOLDINGS INC COM 432748101 348 16894 SH SOLE 0 0 16894 II-VI INC NOTE 0.250% 9/0 902104AB4 16 14000 PRN SOLE 0 0 14000 INDEPENDENT BK GROUP INC COM 45384B106 1159 26234 SH SOLE 0 0 26234 INTEL CORP COM 458140100 285 5496 SH SOLE 0 0 5496 INVESCO ACTIVELY MANAGED ETF BLNCD MLTI AST 46090A200 179 13063 SH SOLE 0 0 13063 INVESCO ACTIVELY MANAGED ETF TOTAL RETURN 46090A804 269 4655 SH SOLE 0 0 4655 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 19888 183960 SH SOLE 0 0 183960 INVESCO QQQ TR UNIT SER 1 46090E103 4625 16646 SH SOLE 0 0 16646 ISHARES SILVER TR ISHARES 46428Q109 334 15436 SH SOLE 0 0 15436 ISHARES TR MSCI USA QLT FCT 46432F339 13146 126725 SH SOLE 0 0 126725 ISHARES TR SHORT TREAS BD 464288679 209 1887 SH SOLE 0 0 1887 ISHARES TR MSCI EAFE ETF 464287465 535 8400 SH SOLE 0 0 8400 ISHARES TR CORE S&P500 ETF 464287200 2423 7210 SH SOLE 0 0 7210 ISHARES TR ESG AWR MSCI USA 46435G425 318 4175 SH SOLE 0 0 4175 ISHARES TR 1 3 YR TREAS BD 464287457 1894 21893 SH SOLE 0 0 21893 ISHARES TR MSCI INTL QUALTY 46434V456 4793 152972 SH SOLE 0 0 152972 ISHARES TR MSCI LW CRB TG 46434V464 308 2354 SH SOLE 0 0 2354 J P MORGAN EXCHANGE-TRADED F BETABULDRS CDA 46641Q696 295 12385 SH SOLE 0 0 12385 J P MORGAN EXCHANGE-TRADED F BETBULD JAPAN 46641Q712 321 13025 SH SOLE 0 0 13025 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 400 7850 SH SOLE 0 0 7850 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 696 13695 SH SOLE 0 0 13695 J P MORGAN EXCHANGE-TRADED F BETBULD EUROPE 46641Q720 294 12866 SH SOLE 0 0 12866 JOHNSON & JOHNSON COM 478160104 368 2473 SH SOLE 0 0 2473 JPMORGAN CHASE & CO COM 46625H100 777 8071 SH SOLE 0 0 8071 LANDMARK INFRASTRCTUR PARTR COM UNIT LTD 51508J108 124 13745 SH SOLE 0 0 13745 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 4001 154590 SH SOLE 0 0 154590 LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 33 28000 PRN SOLE 0 0 28000 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 34 31000 PRN SOLE 0 0 31000 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 16 14000 PRN SOLE 0 0 14000 MANAGED PORTFOLIO SERIES TORTOISE NRAM PI 56167N720 4023 268582 SH SOLE 0 0 268582 MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 25 25000 PRN SOLE 0 0 25000 MERCK & CO. INC COM 58933Y105 228 2753 SH SOLE 0 0 2753 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 57 10073 SH SOLE 0 0 10073 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 21 14000 PRN SOLE 0 0 14000 MICROSOFT CORP COM 594918104 2187 10398 SH SOLE 0 0 10398 NETFLIX INC COM 64110L106 411 821 SH SOLE 0 0 821 NOKIA CORP SPONSORED ADR 654902204 40 10223 SH SOLE 0 0 10223 NORTHROP GRUMMAN CORP COM 666807102 520 1649 SH SOLE 0 0 1649 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 30 29000 PRN SOLE 0 0 29000 OKTA INC NOTE 0.125% 9/0 679295AD7 28 21000 PRN SOLE 0 0 21000 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 30 25000 PRN SOLE 0 0 25000 PEPSICO INC COM 713448108 1320 9525 SH SOLE 0 0 9525 PHILIP MORRIS INTL INC COM 718172109 292 3896 SH SOLE 0 0 3896 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 33 31000 PRN SOLE 0 0 31000 PROCTER AND GAMBLE CO COM 742718109 227 1632 SH SOLE 0 0 1632 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 21 15000 PRN SOLE 0 0 15000 SABINE ROYALTY TR UNIT BEN INT 785688102 706 24232 SH SOLE 0 0 24232 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 1482 60336 SH SOLE 0 0 60336 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 712 13830 SH SOLE 0 0 13830 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 358 10844 SH SOLE 0 0 10844 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 3357 106916 SH SOLE 0 0 106916 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 20405 368996 SH SOLE 0 0 368996 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 818 30575 SH SOLE 0 0 30575 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 309 2931 SH SOLE 0 0 2931 SNAP INC NOTE 0.750% 8/0 83304AAB2 30 22000 PRN SOLE 0 0 22000 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 61 47000 PRN SOLE 0 0 47000 SOUTHWEST AIRLS CO COM 844741108 720 19192 SH SOLE 0 0 19192 SPDR GOLD TR GOLD SHS 78463V107 422 2381 SH SOLE 0 0 2381 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 720 24620 SH SOLE 0 0 24620 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 426 11654 SH SOLE 0 0 11654 SPDR S&P 500 ETF TR TR UNIT 78462F103 6961 20787 SH SOLE 0 0 20787 SPDR SER TR S&P 600 SMCP VAL 78464A300 380 7586 SH SOLE 0 0 7586 SPDR SER TR PRTFLO S&P500 HI 78468R788 251 9161 SH SOLE 0 0 9161 SPDR SER TR SPDR BLOOMBERG 78468R663 2413 26366 SH SOLE 0 0 26366 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 472 9569 SH SOLE 0 0 9569 TESLA INC COM 88160R101 435 1015 SH SOLE 0 0 1015 TEXAS INSTRS INC COM 882508104 250 1750 SH SOLE 0 0 1750 TWO HBRS INVT CORP COM NEW 90187B408 788 154907 SH SOLE 0 0 154907 UBER TECHNOLOGIES INC COM 90353T100 407 11150 SH SOLE 0 0 11150 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 839 15362 SH SOLE 0 0 15362 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 437 11157 SH SOLE 0 0 11157 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 521 6275 SH SOLE 0 0 6275 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 338 2609 SH SOLE 0 0 2609 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 10700 83168 SH SOLE 0 0 83168 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 2753 38237 SH SOLE 0 0 38237 VANGUARD WORLD FDS INF TECH ETF 92204A702 464 1489 SH SOLE 0 0 1489 VERIZON COMMUNICATIONS INC COM 92343V104 221 3711 SH SOLE 0 0 3711 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 134 17776 SH SOLE 0 0 17776 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 194 10100 SH SOLE 0 0 10100 WALMART INC COM 931142103 285 2038 SH SOLE 0 0 2038 WISDOMTREE TR US QTLY DIV GRT 97717X669 2369 47798 SH SOLE 0 0 47798 WISDOMTREE TR EM EX ST-OWNED 97717X578 5292 157166 SH SOLE 0 0 157166 WORKDAY INC NOTE 0.250%10/0 98138HAF8 17 11000 PRN SOLE 0 0 11000 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 33 26000 PRN SOLE 0 0 26000