President

0001437749-20-015281.txt : 20200716 0001437749-20-015281.hdr.sgml : 20200716 20200716150358 ACCESSION NUMBER: 0001437749-20-015281 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200716 DATE AS OF CHANGE: 20200716 EFFECTIVENESS DATE: 20200716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bay Harbor Wealth Management, LLC CENTRAL INDEX KEY: 0001767989 IRS NUMBER: 451032121 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19245 FILM NUMBER: 201031483 BUSINESS ADDRESS: STREET 1: 201 INTERNATIONAL CIRCLE, STE 200 CITY: HUNT VALLEY STATE: MD ZIP: 21030 BUSINESS PHONE: 4104032060 MAIL ADDRESS: STREET 1: 201 INTERNATIONAL CIRCLE, STE 200 CITY: HUNT VALLEY STATE: MD ZIP: 21030 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767989 XXXXXXXX 06-30-2020 06-30-2020 Bay Harbor Wealth Management, LLC

201 INTERNATIONAL CIRCLE, STE 200 HUNT VALLEY MD 21030

13F HOLDINGS REPORT 028-19245 N Lance Scott President 410-403-2060 /s/ Lance Scott Hunt Valley MD 07-13-2020 4 381 187495 false 1 028-16121 Astor Investor Management, LLC 2 028-13023 Dana Investment Advisors, Inc. 3 028-18135 State Street Global Advisors Trust Co. 4 028-04375 Federated Investors Inc. INFORMATION TABLE 2 infotable_bhwmq220.xml 3D Systems Corp Common Stock 88554D205 1 99 SH SOLE 0 0 99 3M Co Common Stock 88579Y101 413 2647 SH OTR 4 0 0 2647 Abbott Laboratories Common Stock 002824100 41 447 SH OTR 2 0 0 447 AbbVie Inc Common Stock 00287Y109 410 4180 SH OTR 2, 4 0 0 4180 ABERDEEN PHYSICAL SWISS GOLD ETF Exchange Traded Fund 00326A104 462 26978 SH OTR 1 0 0 26978 Accenture PLC A Common Stock G1151C101 2 11 SH OTR 2 0 0 11 Activision Blizzard Inc Common Stock 00507V109 41 541 SH OTR 2 0 0 541 Adobe Systems Inc Common Stock 00724F101 380 872 SH OTR 2 0 0 872 Advanced Micro Devices Inc Common Stock 007903107 2 34 SH SOLE 0 0 34 Air Products & Chemicals Inc Common Stock 009158106 6 25 SH OTR 2 0 0 25 Akamai Technologies Inc Common Stock 00971T101 61 570 SH OTR 2 0 0 570 Alexandria Real Estate Equities Inc Common Stock 015271109 1 6 SH OTR 2 0 0 6 Alibaba Group Holding Ltd ADR Common Stock 01609W102 5 24 SH SOLE 0 0 24 Alliant Energy Corp Common Stock 018802108 27 566 SH SOLE 0 0 566 Alphabet Inc A Common Stock 02079K305 129 91 SH OTR 2 0 0 91 Alphabet Inc C Common Stock 02079K107 48 34 SH SOLE 0 0 34 Altria Group Inc Common Stock 02209S103 7 175 SH SOLE 0 0 175 Amarin Corp PLC ADR Common Stock 023111206 4 575 SH SOLE 0 0 575 Amazon.com Inc Common Stock 023135106 237 86 SH OTR 2 0 0 86 American Airlines Group Inc Common Stock 02376R102 10 800 SH SOLE 0 0 800 American Electric Power Co Inc Common Stock 025537101 69 869 SH OTR 4 0 0 869 American Express Co Common Stock 025816109 46 481 SH OTR 2 0 0 481 American International Group Inc Common Stock 026874156 0 155 SH SOLE 0 0 155 American Tower Corp Common Stock 03027X100 33 127 SH OTR 2 0 0 127 Amgen Inc Common Stock 031162100 142 604 SH OTR 2, 4 0 0 604 Ansys Inc Common Stock 03662Q105 2 6 SH OTR 2 0 0 6 Aon PLC Common Stock G0403H108 53 276 SH OTR 2 0 0 276 Aphria Inc Common Stock 03765K104 3 691 SH SOLE 0 0 691 Apple Inc Common Stock 037833100 3685 10101 SH OTR 2 0 0 10101 Arista Networks Inc Common Stock 040413106 11 50 SH SOLE 0 0 50 AT&T Inc Common Stock 00206R102 509 16832 SH OTR 2, 4 0 0 16832 Atlassian Corporation PLC Common Stock G06242104 1 4 SH SOLE 0 0 4 Aurora Cannabis Inc Common Stock 05156X884 0 19 SH SOLE 0 0 19 AutoZone Inc Common Stock 053332102 59 52 SH OTR 2 0 0 52 Avery Dennison Corp Common Stock 053611109 38 332 SH OTR 2 0 0 332 Avis Budget Group Inc Common Stock 053774105 0 1 SH SOLE 0 0 1 Bank of America Corporation Common Stock 060505104 66 2760 SH OTR 2 0 0 2760 Bank of New York Mellon Corp Common Stock 064058100 47 1224 SH OTR 2 0 0 1224 Barrick Gold Corp Common Stock 067901108 1 50 SH SOLE 0 0 50 Bausch Health Companies Inc Common Stock 071734107 2 93 SH SOLE 0 0 93 Bce Inc Com New Common Stock 05534B760 263 6288 SH OTR 4 0 0 6288 Berkshire Hathaway Inc A Common Stock 084670108 1069 4 SH SOLE 0 0 4 Berkshire Hathaway Inc B Common Stock 084670702 272 1522 SH SOLE 0 0 1522 Best Buy Co Inc Common Stock 086516101 77 877 SH OTR 2 0 0 877 Bioscience Neutraceuticals Inc Common Stock 09075H202 0 3 SH SOLE 0 0 3 Blackstone Group LP Common Stock 09260D107 0 8 SH SOLE 0 0 8 Boeing Co Common Stock 097023105 8 46 SH SOLE 0 0 46 BorgWarner Inc Common Stock 099724106 15 424 SH OTR 2 0 0 424 Box Inc Common Stock 10316T104 2 100 SH SOLE 0 0 100 BP PLC ADR Common Stock 055622104 132 5681 SH OTR 4 0 0 5681 Bristol-Myers Squibb Company Common Stock 110122108 131 2220 SH OTR 2, 4 0 0 2220 British American Tobacco PLC Common Stock 110448107 249 6419 SH OTR 4 0 0 6419 Brunswick Corp Common Stock 117043109 2 38 SH SOLE 0 0 38 Cadence Design Systems Inc Common Stock 127387108 41 431 SH OTR 2 0 0 431 Canadian Imperial Bank of Commerce Common Stock 136069101 273 4079 SH OTR 4 0 0 4079 Canopy Growth Corp Common Stock 138035100 2 122 SH SOLE 0 0 122 Cantel Medical Corp Common Stock 138098108 25 559 SH SOLE 0 0 559 Carnival Corp Common Stock 143658300 6 375 SH SOLE 0 0 375 Carrier Global Corp-Wi Common Stock 14448C104 0 17 SH SOLE 0 0 17 Caterpillar Inc Common Stock 149123101 8 64 SH SOLE 0 0 64 CDW Corp Common Stock 12514G108 59 507 SH OTR 2 0 0 507 CenturyLink Inc Common Stock 156700106 0 10 SH SOLE 0 0 10 Chegg Inc Common Stock 163092109 0 3 SH SOLE 0 0 3 Chevron Corp Common Stock 166764100 289 3236 SH OTR 4 0 0 3236 China Mobile Ltd Common Stock 16941M109 0 2 SH SOLE 0 0 2 Cigna Corp Common Stock 125523100 47 249 SH SOLE 0 0 249 Cincinnati Financial Corp Common Stock 172062101 2 26 SH SOLE 0 0 26 Cisco Systems Inc Common Stock 17275R102 281 6020 SH OTR 2, 4 0 0 6020 Citigroup Inc Common Stock 172967424 5 100 SH SOLE 0 0 100 Coca-Cola Co Common Stock 191216100 199 4458 SH OTR 4 0 0 4458 Columbia Sportswear Co Common Stock 198516106 1 17 SH SOLE 0 0 17 Comcast Corp Class A Common Stock 20030N101 96 2470 SH OTR 2 0 0 2470 ConocoPhillips Common Stock 20825C104 43 1017 SH OTR 2 0 0 1017 Consumer Staples Select Sector SPDR ETF Exchange Traded Fund 81369Y308 11 189 SH OTR 1 0 0 189 Corporate Ppty Assocs 18 Global Inc Com Cl A Unit Trusts 22004E109 39 4705 SH SOLE 0 0 4705 Corteva Inc com Common Stock 22052L104 1 39 SH SOLE 0 0 39 CrowdStrike Holdings Inc Common Stock 22788C105 9 87 SH SOLE 0 0 87 CSX Corp Common Stock 126408103 61 875 SH SOLE 0 0 875 CVS Health Corp Common Stock 126650100 2 27 SH OTR 2 0 0 27 D.R. Horton Inc Common Stock 23331A109 64 1148 SH OTR 2 0 0 1148 Daimler AG Common Stock D1668R123 5 131 SH SOLE 0 0 131 Daktronics Inc Common Stock 234264109 0 1 SH SOLE 0 0 1 Dell Technologies Inc Common Stock 24703L202 0 1 SH SOLE 0 0 1 Delta Air Lines Inc Common Stock 247361702 3 108 SH SOLE 0 0 108 Diamondback Energy Inc Common Stock 25278X109 4 86 SH SOLE 0 0 86 Dominion Resources Inc Common Stock 25746U109 318 3921 SH OTR 4 0 0 3921 Dow Inc Common Stock 260557103 2 39 SH SOLE 0 0 39 Dropbox Inc Common Stock 26210C104 1 49 SH SOLE 0 0 49 Duke Energy Corp Common Stock 26441C204 252 3159 SH OTR 4 0 0 3159 DuPont de Nemours Inc Common Stock 26614N102 2 39 SH SOLE 0 0 39 DXC Technology Co Common Stock 23355L106 0 1 SH SOLE 0 0 1 Eaton Corp PLC Common Stock G29183103 61 702 SH OTR 2 0 0 702 eBay Inc Common Stock 278642103 19 360 SH SOLE 0 0 360 Emergent BioSolutions Inc Common Stock 29089Q105 3 37 SH OTR 2 0 0 37 Enbridge Inc Com Common Stock 29250N105 182 5993 SH OTR 4 0 0 5993 Encompass Health Corp Common Stock 29261A100 1 19 SH OTR 2 0 0 19 Energizer Holdings Inc Common Stock 29272W109 7 147 SH SOLE 0 0 147 Energy Transfer Equity LP Common Stock 29273V100 2 250 SH SOLE 0 0 250 Equinix Inc Common Stock 29444U700 1 1 SH SOLE 0 0 1 Esc Seventy Seven Common Stock 818ESC998 0 14 SH SOLE 0 0 14 ETFMG Alternative Harvest ETF Exchange Traded Fund 26924G508 9 664 SH SOLE 0 0 664 ETFMG Prime Cyber Security ETF Exchange Traded Fund 26924G201 0 6 SH SOLE 0 0 6 Eversource Energy Common Stock 30040W108 49 589 SH OTR 2 0 0 589 Exelon Corp Common Stock 30161N101 6 159 SH SOLE 0 0 159 Extreme Networks Inc Common Stock 30226D106 0 1 SH SOLE 0 0 1 Exxon Mobil Corp Common Stock 30231G102 325 7274 SH OTR 4 0 0 7274 Facebook Inc A Common Stock 30303M102 158 696 SH OTR 2 0 0 696 Fastly Inc Common Stock 31188V100 1 10 SH SOLE 0 0 10 FedEx Corp Common Stock 31428X106 9 65 SH SOLE 0 0 65 Fidelity National Information Services Inc Common Stock 31620M106 47 354 SH OTR 2 0 0 354 Financial Select Sector SPDR ETF Exchange Traded Fund 81369Y605 937 40495 SH OTR 3 0 0 40495 First Solar Inc Common Stock 336433107 0 3 SH SOLE 0 0 3 First Trust Dorsey Wright Focus 5 ETF Exchange Traded Fund 33738R605 1 29 SH SOLE 0 0 29 First Trust Health Care AlphaDEX ETF Exchange Traded Fund 33734X143 5 51 SH OTR 1 0 0 51 First Trust Low Duration Oppos ETF Exchange Traded Fund 33739Q200 471 9114 SH OTR 1 0 0 9114 First Trust Senior Loan ETF Exchange Traded Fund 33738D309 5 104 SH OTR 1 0 0 104 First Trust Technology AlphaDEX ETF Exchange Traded Fund 33734X176 42 499 SH OTR 1 0 0 499 First Trust Value Line Dividend ETF Exchange Traded Fund 33734H106 0 1 SH SOLE 0 0 1 Frontier Communications Corp Class B Common Stock 35906A306 0 9 SH SOLE 0 0 9 FS KKR Capital Corp Common Stock 302635206 39 2802 SH SOLE 0 0 2802 General Electric Co Common Stock 369604103 2 253 SH SOLE 0 0 253 General Mills Inc Common Stock 370334104 15 236 SH OTR 2 0 0 236 General Motors Co Common Stock 37045V100 1 43 SH SOLE 0 0 43 Gilead Sciences Inc Common Stock 375558103 109 1412 SH OTR 4 0 0 1412 GlaxoSmithKline PLC ADR Common Stock 37733W105 216 5288 SH OTR 4 0 0 5288 Global X Robotics & Artfcl Intllgnc ETF Exchange Traded Fund 37954Y715 0 1 SH SOLE 0 0 1 Globe Life Inc Common Stock 37959E102 9 118 SH SOLE 0 0 118 Goldman Sachs Group Inc Common Stock 38141G104 6 31 SH SOLE 0 0 31 Halozyme Therapeutics Inc Common Stock 40637H109 32 1197 SH SOLE 0 0 1197 Hannon Armstrong Sustainable Infrastructure Capital Inc Common Stock 41068X100 1 51 SH OTR 2 0 0 51 HEALTHCARE TRUST INC Unit Trusts 42226B105 26 1657 SH SOLE 0 0 1657 Healthcare Trust of America Inc Common Stock 42225P501 36 1366 SH SOLE 0 0 1366 Hewlett Packard Enterprise Co Common Stock 42824C109 0 23 SH SOLE 0 0 23 Highlands REIT Inc Unit Trusts 43110A104 2 6785 SH SOLE 0 0 6785 Hill-Rom Holdings Inc Common Stock 431475102 20 179 SH OTR 2 0 0 179 Hologic Inc Common Stock 436440101 9 156 SH SOLE 0 0 156 Hovnanian Enterprises Inc Common Stock 442487401 1 24 SH SOLE 0 0 24 HP Inc Common Stock 40434L105 0 23 SH SOLE 0 0 23 Humana Inc Common Stock 444859102 2 5 SH OTR 2 0 0 5 Huntington Bancshares Inc Common Stock 446150104 130 14401 SH OTR 4 0 0 14401 Illinois Tool Works Inc Common Stock 452308109 35 200 SH SOLE 0 0 200 Intel Corp Common Stock 458140100 85 1424 SH OTR 2 0 0 1424 International Business Machines Corp Common Stock 459200101 146 1206 SH OTR 4 0 0 1206 InvenTrust Properties Corp. Unit Trusts 46124J102 21 6785 SH SOLE 0 0 6785 Invesco QQQ Trust Exchange Traded Fund 46090E103 546 2206 SH OTR 1 0 0 2206 Invesco S&P 500 Equal Weight ETF Exchange Traded Fund 46137V357 425 4179 SH OTR 1 0 0 4179 Invesco Ultra Short Duration ETF Exchange Traded Fund 46090A887 18 352 SH OTR 1 0 0 352 iShares 0-5 Year High Yield Corp Bd ETF Exchange Traded Fund 46434V407 1251 29179 SH SOLE 0 0 29179 Ishares 20 Plus Year Treasury Bond Etf Exchange Traded Fund 464287432 517 3151 SH SOLE 0 0 3151 iShares 3-7 Year Treasury Bond ETF Exchange Traded Fund 464288661 450 3368 SH OTR 1 0 0 3368 iShares 7-10 Year Treasury Bond ETF Exchange Traded Fund 464287440 115 945 SH SOLE 0 0 945 iShares Core Aggressive Allocation ETF Exchange Traded Fund 464289859 133 2424 SH SOLE 0 0 2424 iShares Core Conservative Allocation ETF Exchange Traded Fund 464289883 468 12846 SH SOLE 0 0 12846 iShares Core Dividend Growth ETF Exchange Traded Fund 46434V621 0 10 SH SOLE 0 0 10 iShares Core Growth Allocation ETF Exchange Traded Fund 464289867 137 2951 SH SOLE 0 0 2951 iShares Core Moderate Allocation ETF Exchange Traded Fund 464289875 475 11908 SH SOLE 0 0 11908 iShares Core MSCI EAFE Exchange Traded Fund 46432F842 1277 22333 SH SOLE 0 0 22333 iShares Core MSCI Emerging Markets ETF Exchange Traded Fund 46434G103 5 99 SH OTR 1 0 0 99 iShares Core S&P 500 Exchange Traded Fund 464287200 7059 22793 SH SOLE 0 0 22793 iShares Core S&P Small-Cap Exchange Traded Fund 464287804 1426 20886 SH SOLE 0 0 20886 iShares Core S&P Total US Stock Mkt ETF Exchange Traded Fund 464287150 901 12978 SH OTR 1 0 0 12978 iShares Core US Aggregate Bond Exchange Traded Fund 464287226 34 291 SH OTR 1 0 0 291 iShares Edge MSCI Min Vol USA Exchange Traded Fund 46429B697 1172 19322 SH OTR 1 0 0 19322 iShares Edge MSCI USA Quality Factor ETF Exchange Traded Fund 46432F339 4 46 SH SOLE 0 0 46 iShares Edge MSCI USA Size Factor ETF Exchange Traded Fund 46432F370 1 17 SH SOLE 0 0 17 iShares Edge MSCI USA Value Factor ETF Exchange Traded Fund 46432F388 1411 19527 SH SOLE 0 0 19527 iShares ESG MSCI EM ETF Exchange Traded Fund 46434G863 2454 76482 SH SOLE 0 0 76482 iShares ESG MSCI USA ETF Exchange Traded Fund 46435G425 4325 61792 SH SOLE 0 0 61792 iShares Global Tech ETF Exchange Traded Fund 464287291 1486 6308 SH SOLE 0 0 6308 iShares iBoxx High Yield Corporate Bd Exchange Traded Fund 464288513 82 1007 SH SOLE 0 0 1007 iShares iBoxx Investment Grade Corporate Bond ETF Exchange Traded Fund 464287242 5536 41159 SH OTR 1 0 0 41159 iShares JPMorgan USD Emerg Markets Bond Exchange Traded Fund 464288281 31 281 SH SOLE 0 0 281 iShares MSCI EAFE Growth ETF Exchange Traded Fund 464288885 3292 39616 SH SOLE 0 0 39616 iShares National Muni Bond ETF Exchange Traded Fund 464288414 42 360 SH SOLE 0 0 360 iShares Russell 1000 Growth Exchange Traded Fund 464287614 148 772 SH SOLE 0 0 772 iShares Russell 2000 Exchange Traded Fund 464287655 1 8 SH SOLE 0 0 8 iShares Russell 3000 Exchange Traded Fund 464287689 20 112 SH SOLE 0 0 112 iShares S&P 500 Growth Exchange Traded Fund 464287309 0 2 SH SOLE 0 0 2 iShares Select Dividend Exchange Traded Fund 464287168 1 14 SH SOLE 0 0 14 iShares Self-Driving EV and Tech ETF Exchange Traded Fund 46435U366 0 5 SH SOLE 0 0 5 iShares Short Maturity Bond ETF Exchange Traded Fund 46431W507 1029 20572 SH OTR 1 0 0 20572 iShares Short Treasury Bond Exchange Traded Fund 464288679 798 7207 SH OTR 1 0 0 7207 Ishares Tr Sh Tr Crport Etf Exchange Traded Fund 464288646 2780 50813 SH OTR 1 0 0 50813 Ishares U S Technology Etf Exchange Traded Fund 464287721 18 67 SH SOLE 0 0 67 iShares US Financial Services ETF Exchange Traded Fund 464287770 658 5515 SH SOLE 0 0 5515 iShares US Medical Devices Exchange Traded Fund 464288810 1114 4208 SH SOLE 0 0 4208 iShares US Treasury Bond Exchange Traded Fund 46429B267 4268 152482 SH SOLE 0 0 152482 JM Smucker Co Common Stock 832696405 0 1 SH SOLE 0 0 1 Johnson & Johnson Common Stock 478160104 27 194 SH SOLE 0 0 194 JPMorgan Chase & Co Common Stock 46625H100 65 692 SH OTR 2 0 0 692 JPMorgan Ultra-Short Income ETF Exchange Traded Fund 46641Q837 882 17389 SH OTR 1 0 0 17389 KBS REIT III, INC. Unit Trusts 48668L105 106 9137 SH SOLE 0 0 9137 Kellogg Co Common Stock 487836108 32 480 SH SOLE 0 0 480 Kimberly-Clark Corp Common Stock 494368103 60 422 SH OTR 2 0 0 422 KraneShares CSI China Internet ETF Exchange Traded Fund 500767306 0 1 SH SOLE 0 0 1 Laboratory Corp of America Holdings Common Stock 50540R409 98 589 SH SOLE 0 0 589 Lam Research Corp Common Stock 512807108 68 210 SH OTR 2 0 0 210 Leidos Holdings Inc Common Stock 525327102 273 2917 SH OTR 2 0 0 2917 Lockheed Martin Corp Common Stock 539830109 42 114 SH OTR 2 0 0 114 Lululemon Athletica Inc Common Stock 550021109 37 119 SH SOLE 0 0 119 Mastercard Inc A Common Stock 57636Q104 44 150 SH OTR 2 0 0 150 Mattel Inc Common Stock 577081102 3 269 SH SOLE 0 0 269 McCormick & Co Inc Common Stock 579780107 5 30 SH SOLE 0 0 30 McCormick & Co Inc Non-Voting Common Stock 579780206 31 172 SH SOLE 0 0 172 McDonald's Corp Common Stock 580135101 20 110 SH OTR 2 0 0 110 Medtronic PLC Common Stock G5960L103 2 20 SH OTR 2 0 0 20 Merck & Co Inc Common Stock 58933Y105 216 2790 SH OTR 2, 4 0 0 2790 MGM Resorts International Common Stock 552953101 6 383 SH SOLE 0 0 383 Micro Focus International PLC Common Stock 594837403 0 2 SH SOLE 0 0 2 Microbest Inc Common Stock 59500X108 0 500 SH SOLE 0 0 500 Micron Technology Inc Common Stock 595112103 4 85 SH SOLE 0 0 85 Microsoft Corp Common Stock 594918104 379 1861 SH OTR 2 0 0 1861 Mondelez International Inc Class A Common Stock 609207105 55 1075 SH OTR 2 0 0 1075 Morgan Stanley Common Stock 617446448 60 1246 SH OTR 2 0 0 1246 National Grid PLC ADR Common Stock 636274409 222 3653 SH OTR 4 0 0 3653 Netflix Inc Common Stock 64110L106 5 10 SH SOLE 0 0 10 Newell Brands Inc Common Stock 651229106 2 152 SH SOLE 0 0 152 NextEra Energy Inc Common Stock 65339F101 50 207 SH OTR 2 0 0 207 Nike Inc B Common Stock 654106103 4 40 SH SOLE 0 0 40 Nikola Corp Common Stock 654110105 41 604 SH SOLE 0 0 604 Nokia Oyj Common Stock 654902204 2 500 SH SOLE 0 0 500 Norfolk Southern Corp Common Stock 655844108 46 262 SH OTR 2 0 0 262 NortonLifeLock Inc Common Stock 668771108 3 136 SH SOLE 0 0 136 Norwegian Cruise Line Holdings Ltd Common Stock G66721104 1 40 SH SOLE 0 0 40 NovaBay Pharmaceuticals Inc Common Stock 66987P201 1 500 SH SOLE 0 0 500 NVIDIA Corp Common Stock 67066G104 16 43 SH SOLE 0 0 43 Occidental Petroleum Corp Common Stock 674599105 1 75 SH SOLE 0 0 75 Omega Healthcare Investors Inc Common Stock 681936100 153 5146 SH SOLE 0 0 5146 ONEOK Inc Common Stock 682680103 9 275 SH OTR 2 0 0 275 O'Shares FTSE US Quality Dividend ETF Exchange Traded Fund 67110P407 3 96 SH OTR 1 0 0 96 OTIS Worldwide Corp-Wi Common Stock 68902V107 0 8 SH SOLE 0 0 8 Packaging Corp of America Common Stock 695156109 38 382 SH OTR 2 0 0 382 Parker Hannifin Corp Common Stock 701094104 40 219 SH OTR 2 0 0 219 PayPal Holdings Inc Common Stock 70450Y103 114 657 SH OTR 2 0 0 657 PepsiCo Inc Common Stock 713448108 248 1878 SH OTR 2, 4 0 0 1878 Petroleo Brasileiro SA Common Stock 71654V408 1 100 SH SOLE 0 0 100 Pfizer Inc Common Stock 717081103 271 8295 SH OTR 4 0 0 8295 Philip Morris International Inc Common Stock 718172109 321 4585 SH OTR 4 0 0 4585 PIMCO Active Bond ETF Exchange Traded Fund 72201R775 4 33 SH SOLE 0 0 33 PIMCO Enhanced Short Maturity Active ETF Exchange Traded Fund 72201R833 0 2 SH SOLE 0 0 2 Pioneer Natural Resources Co Common Stock 723787107 42 428 SH OTR 2 0 0 428 PNC Financial Services Group Inc Common Stock 693475105 123 1165 SH OTR 4 0 0 1165 PPL Corp Common Stock 69351T106 132 5126 SH OTR 4 0 0 5126 Procter & Gamble Co Common Stock 742718109 127 1060 SH SOLE 0 0 1060 Profitable Developments Inc Common Stock 74317C106 0 2 SH SOLE 0 0 2 Prologis Inc Common Stock 74340W103 43 466 SH OTR 2 0 0 466 ProShares Ultra Bloomberg Crude Oil Exchange Traded Fund 74347Y888 1 39 SH SOLE 0 0 39 Public Service Enterprise Group Inc Common Stock 744573106 70 1416 SH OTR 4 0 0 1416 Qorvo Inc Common Stock 74736K101 14 125 SH OTR 2 0 0 125 QUALCOMM Inc Common Stock 747525103 6 62 SH SOLE 0 0 62 Raytheon Technologies Ord Common Stock 75513E101 1 17 SH SOLE 0 0 17 Real Estate Select Sector SPDR Exchange Traded Fund 81369Y860 4 117 SH OTR 1 0 0 117 Redhill Biopharma Ltd Common Stock 757468103 1 100 SH SOLE 0 0 100 Regal Beloit Corp Common Stock 758750103 2 23 SH OTR 2 0 0 23 Regeneron Pharmaceuticals Inc Common Stock 75886F107 33 53 SH OTR 2 0 0 53 Regions Financial Corp Common Stock 7591EP100 86 7727 SH OTR 4 0 0 7727 RingCentral Inc Common Stock 76680R206 1 2 SH SOLE 0 0 2 Rite Aid Corporation Com Common Stock 767754872 1 70 SH SOLE 0 0 70 ROUNDHILL SPRT BETNG AND IGAMING ETF Exchange Traded Fund 53656F789 0 18 SH SOLE 0 0 18 Royal Caribbean Cruises Ltd Common Stock V7780T103 10 203 SH SOLE 0 0 203 Schwab International Equity ETF Exchange Traded Fund 808524805 1 41 SH SOLE 0 0 41 Science Applications International Corp Common Stock 808625107 66 844 SH SOLE 0 0 844 Scorpio Tankers Inc Common Stock Y7542C130 1 50 SH SOLE 0 0 50 Select Sector Spdr Trust Shs Ben Int Energy Exchange Traded Fund 81369Y506 7 178 SH OTR 1 0 0 178 Select Sector Spdr Trust The Health Care Select Sector Spdr Fund Exchange Traded Fund 81369Y209 1251 12498 SH OTR 1, 3 0 0 12498 Severn Bancorp Inc Common Stock 81811M100 57 8722 SH SOLE 0 0 8722 Sherwin-Williams Co Common Stock 824348106 3 5 SH SOLE 0 0 5 ShiftPixy Inc Common Stock 82452L203 2 420 SH SOLE 0 0 420 Sirius XM Holdings Inc Common Stock 82968B103 0 10 SH SOLE 0 0 10 Smith & Wesson Brands Inc Common Stock 831754106 3 144 SH SOLE 0 0 144 SoftBank Group Corp Common Stock 83404D109 0 12 SH SOLE 0 0 12 Sonoco Products Co Common Stock 835495102 0 1 SH SOLE 0 0 1 Southern Co Common Stock 842587107 204 3942 SH OTR 4 0 0 3942 Southwest Airlines Co Common Stock 844741108 1 25 SH SOLE 0 0 25 SPDR Blmbg Barclays 1-3 Mth T-Bill ETF Exchange Traded Fund 78468R663 565 6176 SH OTR 1 0 0 6176 SPDR Blmbg Barclays Em Mkts Lcl Bd ETF Exchange Traded Fund 78464A391 397 15136 SH OTR 3 0 0 15136 SPDR Blmbg Barclays High Yield Bd ETF Exchange Traded Fund 78468R622 1533 15155 SH OTR 3 0 0 15155 SPDR Blmbg Barclays Inv Grd Flt Rt ETF Exchange Traded Fund 78468R200 455 14943 SH OTR 1 0 0 14943 SPDR Citi Intl Govt Infl-Prot Bd ETF Exchange Traded Fund 78464A490 11 218 SH OTR 3 0 0 218 SPDR DoubleLine Total Return Tact ETF Exchange Traded Fund 78467V848 4192 84610 SH OTR 3 0 0 84610 SPDR Dow Jones Industrial Average ETF Exchange Traded Fund 78467X109 1 2 SH SOLE 0 0 2 SPDR Dow Jones International RelEst ETF Exchange Traded Fund 78463X863 267 9253 SH OTR 3 0 0 9253 SPDR Dow Jones REIT ETF Exchange Traded Fund 78464A607 356 4557 SH OTR 3 0 0 4557 SPDR Gold Shares Exchange Traded Fund 78463V107 913 5452 SH OTR 1, 3 0 0 5452 SPDR Portfolio Aggregate Bond ETF Exchange Traded Fund 78464A649 2533 82087 SH OTR 3 0 0 82087 SPDR Portfolio Developed Wld ex-US ETF Exchange Traded Fund 78463X889 1579 57186 SH OTR 3 0 0 57186 SPDR Portfolio Interm Term Corp Bd ETF Exchange Traded Fund 78464A375 1021 27944 SH OTR 3 0 0 27944 SPDR Portfolio Long Term Corp Bd ETF Exchange Traded Fund 78464A367 213 6730 SH OTR 3 0 0 6730 SPDR Portfolio Long Term Treasury ETF Exchange Traded Fund 78464A664 449 9578 SH OTR 1 0 0 9578 SPDR Portfolio S&P 400 Mid Cap ETF Exchange Traded Fund 78464A847 324 10354 SH OTR 3 0 0 10354 SPDR Portfolio S&P 500 ETF Exchange Traded Fund 78464A854 1933 53311 SH OTR 3 0 0 53311 SPDR Portfolio S&P 600 Sm Cap ETF Exchange Traded Fund 78468R853 188 7092 SH OTR 3 0 0 7092 SPDR Portfolio Short Term Treasury ETF Exchange Traded Fund 78468R101 484 15761 SH OTR 1 0 0 15761 SPDR Portfolio TIPS ETF Exchange Traded Fund 78464A656 895 29693 SH OTR 3 0 0 29693 SPDR S&P 500 ETF Exchange Traded Fund 78462F103 262 849 SH SOLE 0 0 849 SPDR S&P Emerging Markets ETF Exchange Traded Fund 78463X509 721 21547 SH OTR 1, 3 0 0 21547 SPDR S&P International Small Cap ETF Exchange Traded Fund 78463X871 284 10373 SH OTR 3 0 0 10373 Spectrum Brands Holdings Inc Com Common Stock 84790A105 2 43 SH SOLE 0 0 43 Square Inc Common Stock 852234103 1 7 SH SOLE 0 0 7 Stanley Black & Decker Inc Common Stock 854502101 112 807 SH SOLE 0 0 807 STERIS PLC Common Stock G8473T100 46 300 SH OTR 2 0 0 300 STMicroelectronics NV Common Stock 861012102 0 3 SH SOLE 0 0 3 Sturm Ruger & Co Inc Common Stock 864159108 4 48 SH SOLE 0 0 48 T. Rowe Price Group Inc Common Stock 74144T108 2 20 SH SOLE 0 0 20 Tapestry Inc Common Stock 876030107 8 600 SH SOLE 0 0 600 Target Corp Common Stock 87612E101 1 8 SH SOLE 0 0 8 TC Energy Corpcom Common Stock 87807B107 110 2573 SH OTR 4 0 0 2573 Technology Select Sector SPDR ETF Exchange Traded Fund 81369Y803 1212 11595 SH OTR 3 0 0 11595 Teck Resources Ltd Common Stock 878742204 1 50 SH SOLE 0 0 50 Tesla Motors Inc Common Stock 88160R101 43 40 SH SOLE 0 0 40 Teva Pharmaceutical Industries Ltd ADR Common Stock 881624209 1 77 SH SOLE 0 0 77 Texas Instruments Inc Common Stock 882508104 147 1155 SH SOLE 0 0 1155 The Estee Lauder Companies Inc Class A Common Stock 518439104 17 90 SH SOLE 0 0 90 The Hershey Co Common Stock 427866108 3 25 SH SOLE 0 0 25 The Home Depot Inc Common Stock 437076102 92 368 SH OTR 2 0 0 368 The Kraft Heinz Co Common Stock 500754106 5 142 SH SOLE 0 0 142 The Western Union Co Common Stock 959802109 2 85 SH SOLE 0 0 85 Thermo Fisher Scientific Inc Common Stock 883556102 50 139 SH OTR 2 0 0 139 Tilray Inc Common Stock 88688T100 0 9 SH SOLE 0 0 9 T-Mobile US Inc Common Stock 872590104 59 566 SH OTR 2 0 0 566 Toronto Dominion Bk Ont Com New Common Stock 891160509 188 4211 SH SOLE 0 0 4211 Tractor Supply Co Common Stock 892356106 2 16 SH OTR 2 0 0 16 Transocean Ltd Common Stock H8817H100 0 200 SH SOLE 0 0 200 Truist Finl Corp Com Common Stock 89832Q109 373 9934 SH OTR 2 0 0 9934 Twitter Inc Common Stock 90184L102 11 369 SH SOLE 0 0 369 Uber Technologies Inc Common Stock 90353T100 0 4 SH SOLE 0 0 4 Under Armour Inc A Common Stock 904311107 8 813 SH SOLE 0 0 813 Under Armour Inc C Common Stock 904311206 17 1905 SH SOLE 0 0 1905 Unilever PLC ADR Common Stock 904767704 195 3551 SH OTR 4 0 0 3551 United Bankshares Inc Common Stock 909907107 3 118 SH SOLE 0 0 118 United Continental Holdings Inc Common Stock 910047109 5 135 SH SOLE 0 0 135 United Parcel Service Inc Class B Common Stock 911312106 275 2477 SH OTR 4 0 0 2477 United Rentals Inc Common Stock 911363109 1 5 SH SOLE 0 0 5 United States Oil Exchange Traded Fund 91232N207 1 46 SH SOLE 0 0 46 UnitedHealth Group Inc Common Stock 91324P102 54 184 SH OTR 2 0 0 184 US Global Jets ETF Exchange Traded Fund 26922A842 5 314 SH SOLE 0 0 314 Vale SA Common Stock 91912E105 1 100 SH SOLE 0 0 100 VanEck Vectors Vdo Gaming and eSprts ETF Exchange Traded Fund 92189F114 0 1 SH SOLE 0 0 1 Vanguard 500 ETF Exchange Traded Fund 922908363 10 34 SH OTR 1 0 0 34 Vanguard FTSE Developed Markets ETF Exchange Traded Fund 921943858 15790 407068 SH SOLE 0 0 407068 Vanguard FTSE Emerging Markets ETF Exchange Traded Fund 922042858 4690 118402 SH SOLE 0 0 118402 Vanguard Growth ETF Exchange Traded Fund 922908736 16016 79253 SH SOLE 0 0 79253 Vanguard Information Technology ETF Exchange Traded Fund 92204A702 768 2756 SH SOLE 0 0 2756 Vanguard Intermediate-Term Bond ETF Exchange Traded Fund 921937819 6012 64515 SH SOLE 0 0 64515 Vanguard Long-Term Bond ETF Exchange Traded Fund 921937793 6034 54042 SH SOLE 0 0 54042 Vanguard Mid-Cap ETF Exchange Traded Fund 922908629 1 6 SH SOLE 0 0 6 Vanguard Mid-Cap Growth ETF Exchange Traded Fund 922908538 17 100 SH SOLE 0 0 100 Vanguard Mid-Cap Value ETF Exchange Traded Fund 922908512 16 165 SH SOLE 0 0 165 Vanguard Mortgage-Backed Secs ETF Exchange Traded Fund 92206C771 6621 121782 SH SOLE 0 0 121782 Vanguard REIT ETF Exchange Traded Fund 922908553 0 2 SH SOLE 0 0 2 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 11553 138998 SH OTR 1 0 0 138998 Vanguard Small-Cap ETF Exchange Traded Fund 922908751 3675 25221 SH SOLE 0 0 25221 Vanguard Tax-Exempt Bond ETF Exchange Traded Fund 922907746 42 767 SH SOLE 0 0 767 Vanguard Telecommunication Services ETF Exchange Traded Fund 92204A884 16 173 SH OTR 1 0 0 173 Vanguard Total Bond Market ETF Exchange Traded Fund 921937835 4 40 SH SOLE 0 0 40 Vanguard Total International Bond ETF Exchange Traded Fund 92203J407 12681 219662 SH SOLE 0 0 219662 Vanguard Total International Stock ETF Exchange Traded Fund 921909768 4 90 SH SOLE 0 0 90 Vanguard Total Stock Market ETF Exchange Traded Fund 922908769 66 424 SH SOLE 0 0 424 Vanguard Value ETF Exchange Traded Fund 922908744 12738 127905 SH SOLE 0 0 127905 Verizon Communications Inc Common Stock 92343V104 348 6305 SH OTR 2, 4 0 0 6305 Vertex Pharmaceuticals Inc Common Stock 92532F100 2 7 SH OTR 2 0 0 7 Visa Inc Class A Common Stock 92826C839 48 248 SH OTR 2 0 0 248 Vodafone Group PLC ADR Common Stock 92857W308 208 13028 SH OTR 4 0 0 13028 W.P. Carey Inc Common Stock 92936U109 50 743 SH SOLE 0 0 743 W.W. Grainger Inc Common Stock 384802104 2 6 SH OTR 2 0 0 6 Wal-Mart Stores Inc Common Stock 931142103 49 412 SH OTR 2 0 0 412 Walt Disney Co Common Stock 254687106 12 106 SH SOLE 0 0 106 Waste Management Inc Common Stock 94106L109 49 465 SH OTR 2 0 0 465 Wells Fargo & Co Common Stock 949746101 4 139 SH SOLE 0 0 139 Welltower Inc Com Common Stock 95040Q104 1 25 SH SOLE 0 0 25 Whirlpool Corp Common Stock 963320106 5 35 SH SOLE 0 0 35 Wisdomtree Europe Hedged Equity ETF Exchange Traded Fund 97717X701 3 44 SH OTR 1 0 0 44 WisdomTree Managed Futures Strategy ETF Exchange Traded Fund 97717W125 0 4 SH SOLE 0 0 4 Wyndham Destinations Inc Common Stock 98310W108 4 128 SH SOLE 0 0 128 Wyndham Hotels & Resorts Inc Common Stock 98311A105 5 128 SH SOLE 0 0 128 Wynn Resorts Ltd Common Stock 983134107 6 86 SH SOLE 0 0 86 Xilinx Inc Common Stock 983919101 162 1645 SH SOLE 0 0 1645 Yum Brands Inc Common Stock 988498101 45 523 SH SOLE 0 0 523 Yum China Hldgs Inc Com Common Stock 98850P109 24 498 SH SOLE 0 0 498 Zebra Technologies Corp Common Stock 989207105 57 224 SH OTR 2 0 0 224 Zoetis Inc Common Stock 98978V103 3 22 SH OTR 2 0 0 22