0001398344-20-021632.txt : 20201106
0001398344-20-021632.hdr.sgml : 20201106
20201106160457
ACCESSION NUMBER: 0001398344-20-021632
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201106
DATE AS OF CHANGE: 20201106
EFFECTIVENESS DATE: 20201106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lehman & Derafelo Financial Resources LLC
CENTRAL INDEX KEY: 0001767952
IRS NUMBER: 823951929
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19273
FILM NUMBER: 201294392
BUSINESS ADDRESS:
STREET 1: 1215 W. BALTIMORE PIKE
STREET 2: SUITE 8
CITY: MEDIA
STATE: PA
ZIP: 19063
BUSINESS PHONE: 610-565-2343
MAIL ADDRESS:
STREET 1: 1215 W. BALTIMORE PIKE
STREET 2: SUITE 8
CITY: MEDIA
STATE: PA
ZIP: 19063
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001767952
XXXXXXXX
09-30-2020
09-30-2020
false
Lehman & Derafelo Financial Resources LLC
1215 W. BALTIMORE PIKE
SUITE 8
MEDIA
PA
19063
13F HOLDINGS REPORT
028-19273
N
Richard Derafelo
Chief Compliance Officer
610-565-2343
/s/ Richard Derafelo
Media
PA
11-06-2020
0
270
314281
INFORMATION TABLE
2
fp0058403_13fhr-table.xml
13F INFORMATION TABLE
ABBOTT LABS
COM
002824100
229
2106
SH
SOLE
2106
0
0
ABBVIE INC
COM
00287Y109
223
2541
SH
SOLE
2541
0
0
ABBVIE INC
COM
00287Y109
876
10000
SH
Put
SOLE
10000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
592
7225
SH
SOLE
7225
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
820
10000
SH
Call
SOLE
10000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
1640
20000
SH
Put
SOLE
20000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
212
721
SH
SOLE
721
0
0
ALPHABET INC
CAP STK CL C
02079K107
351
239
SH
SOLE
239
0
0
ALPHABET INC
CAP STK CL A
02079K305
344
235
SH
SOLE
235
0
0
AMAZON COM INC
COM
023135106
19944
6334
SH
SOLE
6334
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
382
4677
SH
SOLE
4677
0
0
APPLE INC
COM
037833100
4845
41832
SH
SOLE
41832
0
0
APPLE INC
COM
037833100
2316
20000
SH
Put
SOLE
20000
0
0
AT&T INC
COM
00206R102
933
32725
SH
SOLE
32725
0
0
BAUSCH HEALTH COS INC
COM
071734107
61
3950
SH
SOLE
3950
0
0
BAUSCH HEALTH COS INC
COM
071734107
155
10000
SH
Put
SOLE
10000
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
13308
62495
SH
SOLE
62495
0
0
BIONANO GENOMICS INC
COM
09075F107
23
35500
SH
SOLE
35500
0
0
BK OF AMERICA CORP
COM
060505104
6854
284499
SH
SOLE
284499
0
0
BLACKROCK CR ALLOCATION INCO
COM
092508100
2942
206908
SH
SOLE
206908
0
0
BLACKROCK MUN 2020 TERM TR
COM SHS
09249X109
1322
87956
SH
SOLE
87956
0
0
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
2199
88000
SH
SOLE
88000
0
0
BOEING CO
COM
097023105
394
2383
SH
SOLE
2383
0
0
BOEING CO
COM
097023105
1653
10000
SH
Put
SOLE
10000
0
0
BP PLC
SPONSORED ADR
055622104
2197
125807
SH
SOLE
125807
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
450
7470
SH
SOLE
7470
0
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
3
1507
SH
SOLE
1507
0
0
CANOPY GROWTH CORP
COM
138035100
21
1483
SH
SOLE
1483
0
0
CANOPY GROWTH CORP
COM
138035100
573
40000
SH
Put
SOLE
40000
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
180
10000
SH
Put
SOLE
10000
0
0
CATERPILLAR INC DEL
COM
149123101
332
2225
SH
SOLE
2225
0
0
CHEVRON CORP NEW
COM
166764100
2853
39619
SH
SOLE
39619
0
0
CISCO SYS INC
COM
17275R102
5129
130200
SH
SOLE
130200
0
0
CITIGROUP INC
COM NEW
172967424
237
5491
SH
SOLE
5491
0
0
CLOUDERA INC
COM
18914U100
109
10000
SH
Put
SOLE
10000
0
0
CLOVIS ONCOLOGY INC
COM
189464100
23
4000
SH
SOLE
4000
0
0
CLOVIS ONCOLOGY INC
COM
189464100
117
20000
SH
Put
SOLE
20000
0
0
COCA COLA CO
COM
191216100
247
5008
SH
SOLE
5008
0
0
COMCAST CORP NEW
CL A
20030N101
200
4322
SH
SOLE
4322
0
0
CONSOLIDATED EDISON INC
COM
209115104
252
3241
SH
SOLE
3241
0
0
COSTCO WHSL CORP NEW
COM
22160K105
442
1246
SH
SOLE
1246
0
0
CVS HEALTH CORP
COM
126650100
6895
118057
SH
SOLE
118057
0
0
DIGITAL RLTY TR INC
COM
253868103
212
1444
SH
SOLE
1444
0
0
DISNEY WALT CO
COM DISNEY
254687106
681
5488
SH
SOLE
5488
0
0
DRAFTKINGS INC
COM CL A
26142R104
60
1025
SH
SOLE
1025
0
0
DRAFTKINGS INC
COM CL A
26142R104
588
10000
SH
Put
SOLE
10000
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
1187
13399
SH
SOLE
13399
0
0
EDITAS MEDICINE INC
COM
28106W103
88
3150
SH
SOLE
3150
0
0
EDITAS MEDICINE INC
COM
28106W103
561
20000
SH
Put
SOLE
20000
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
60
11078
SH
SOLE
11078
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
852
53940
SH
SOLE
53940
0
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
52
1400
SH
SOLE
1400
0
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
743
20000
SH
Put
SOLE
20000
0
0
ESSENTIAL UTILS INC
COM
29670G102
350
8699
SH
SOLE
8699
0
0
EXELON CORP
COM
30161N101
618
17281
SH
SOLE
17281
0
0
EXXON MOBIL CORP
COM
30231G102
1132
32964
SH
SOLE
32964
0
0
FACEBOOK INC
CL A
30303M102
755
2884
SH
SOLE
2884
0
0
FIDELITY COVINGTON TRUST
MSCI ENERGY IDX
316092402
7
900
SH
SOLE
900
0
0
FIDELITY COVINGTON TRUST
MSCI INFO TECH I
316092808
240
2608
SH
SOLE
2608
0
0
FIDELITY COVINGTON TRUST
MOMENTUM FACTR
316092816
8
200
SH
SOLE
200
0
0
FIDELITY COVINGTON TRUST
DIVID ETF RISI
316092832
4301
132536
SH
SOLE
132536
0
0
FORD MTR CO DEL
COM
345370860
448
67236
SH
SOLE
67236
0
0
GENERAL ELECTRIC CO
COM
369604103
1897
304535
SH
SOLE
304535
0
0
GENERAL MLS INC
COM
370334104
229
3716
SH
SOLE
3716
0
0
GENERAL MTRS CO
COM
37045V100
1381
46663
SH
SOLE
46663
0
0
GILEAD SCIENCES INC
COM
375558103
1497
23690
SH
SOLE
23690
0
0
GOLUB CAP BDC INC
COM
38173M102
3270
246945
SH
SOLE
246945
0
0
HOME DEPOT INC
COM
437076102
1013
3649
SH
SOLE
3649
0
0
HOMOLOGY MEDICINES INC
COM
438083107
107
10000
SH
Put
SOLE
10000
0
0
INTEL CORP
COM
458140100
417
8044
SH
SOLE
8044
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
228
1871
SH
SOLE
1871
0
0
INVESCO EXCHANGE TRADED FD T
BUYBACK ACHIEV
46137V308
361
6000
SH
SOLE
6000
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
29
265
SH
SOLE
265
0
0
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1500
46137V597
4
35
SH
SOLE
35
0
0
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
41
2184
SH
SOLE
2184
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC BIOTECH
46137V787
34
600
SH
SOLE
600
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
957
3444
SH
SOLE
3444
0
0
ISHARES GOLD TRUST
ISHARES
464285105
279
15500
SH
SOLE
15500
0
0
ISHARES SILVER TR
ISHARES
46428Q109
1461
67520
SH
SOLE
67520
0
0
ISHARES SILVER TR
ISHARES
46428Q109
433
20000
SH
Put
SOLE
20000
0
0
ISHARES TR
S&P 100 ETF
464287101
6
40
SH
SOLE
40
0
0
ISHARES TR
CORE S&P TTL STK
464287150
16
212
SH
SOLE
212
0
0
ISHARES TR
CORE S&P500 ETF
464287200
9026
26858
SH
SOLE
26858
0
0
ISHARES TR
CORE US AGGBD ET
464287226
10
83
SH
SOLE
83
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
158
3592
SH
SOLE
3592
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
3
25
SH
SOLE
25
0
0
ISHARES TR
GLOBAL TECH ETF
464287291
3
12
SH
SOLE
12
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
60
261
SH
SOLE
261
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
20
182
SH
SOLE
182
0
0
ISHARES TR
20 YR TR BD ETF
464287432
34
210
SH
SOLE
210
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
30
342
SH
SOLE
342
0
0
ISHARES TR
MSCI EAFE ETF
464287465
145
2282
SH
SOLE
2282
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
14
174
SH
SOLE
174
0
0
ISHARES TR
RUS MID CAP ETF
464287499
6
102
SH
SOLE
102
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
7
38
SH
SOLE
38
0
0
ISHARES TR
PHLX SEMICND ETF
464287523
35
114
SH
SOLE
114
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
1242
9172
SH
SOLE
9172
0
0
ISHARES TR
COHEN STEER REIT
464287564
41
400
SH
SOLE
400
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
8
69
SH
SOLE
69
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
3
14
SH
SOLE
14
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
18
85
SH
SOLE
85
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
19
195
SH
SOLE
195
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
56
251
SH
SOLE
251
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
19
126
SH
SOLE
126
0
0
ISHARES TR
CORE S&P US VLU
464287663
8
150
SH
SOLE
150
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
0
3
SH
SOLE
3
0
0
ISHARES TR
U.S. TECH ETF
464287721
5
15
SH
SOLE
15
0
0
ISHARES TR
U.S. FIN SVC ETF
464287770
14
112
SH
SOLE
112
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
1404
19996
SH
SOLE
19996
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
2
20
SH
SOLE
20
0
0
ISHARES TR
S&P SML 600 GWT
464287887
2
12
SH
SOLE
12
0
0
ISHARES TR
3YRTB ETF
464288125
4
54
SH
SOLE
54
0
0
ISHARES TR
MSCI ACWI EX US
464288240
101
2200
SH
SOLE
2200
0
0
ISHARES TR
MSCI ACWI ETF
464288257
61
764
SH
SOLE
764
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
17
149
SH
SOLE
149
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
7
85
SH
SOLE
85
0
0
ISHARES TR
INTRM GOV CR ETF
464288612
7
63
SH
SOLE
63
0
0
ISHARES TR
ISHS 1-5YR INVS
464288646
10
188
SH
SOLE
188
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
55
410
SH
SOLE
410
0
0
ISHARES TR
PFD AND INCM SEC
464288687
29
801
SH
SOLE
801
0
0
ISHARES TR
US AER DEF ETF
464288760
47
295
SH
SOLE
295
0
0
ISHARES TR
U.S. MED DVC ETF
464288810
3
9
SH
SOLE
9
0
0
ISHARES TR
EAFE VALUE ETF
464288877
14
342
SH
SOLE
342
0
0
ISHARES TR
EAFE GRWTH ETF
464288885
8
91
SH
SOLE
91
0
0
ISHARES TR
US TREAS BD ETF
46429B267
17
600
SH
SOLE
600
0
0
ISHARES TR
CMBS ETF
46429B366
17
300
SH
SOLE
300
0
0
ISHARES TR
FLTG RATE NT ETF
46429B655
210
4147
SH
SOLE
4147
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
1402
17415
SH
SOLE
17415
0
0
ISHARES TR
MSCI EAFE MIN VL
46429B689
94
1375
SH
SOLE
1375
0
0
ISHARES TR
MSCI USA MIN VOL
46429B697
2
33
SH
SOLE
33
0
0
ISHARES TR
MSCI USA QLT FCT
46432F339
36
346
SH
SOLE
346
0
0
ISHARES TR
MSCI USA VALUE
46432F388
8
107
SH
SOLE
107
0
0
ISHARES TR
MSCI USA MMENTM
46432F396
4
27
SH
SOLE
27
0
0
ISHARES TR
CORE MSCI TOTAL
46432F834
2096
35919
SH
SOLE
35919
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
7
118
SH
SOLE
118
0
0
ISHARES TR
MSCI INTL MULTFT
46434V274
194
8000
SH
SOLE
8000
0
0
ISHARES TR
MSCI USA MULTIFT
46434V282
199
6000
SH
SOLE
6000
0
0
J P MORGAN EXCHANGE-TRADED F
ULTRA SHT MUNCPL
46641Q654
9377
183900
SH
SOLE
183900
0
0
J P MORGAN EXCHANGE-TRADED F
BETABULDR DEVE
46641Q688
2
71
SH
SOLE
71
0
0
J P MORGAN EXCHANGE-TRADED F
BETABULDRS CDA
46641Q696
5
221
SH
SOLE
221
0
0
J P MORGAN EXCHANGE-TRADED F
BETBULD JAPAN
46641Q712
6
233
SH
SOLE
233
0
0
JOHNSON & JOHNSON
COM
478160104
2294
15411
SH
SOLE
15411
0
0
JPMORGAN CHASE & CO
COM
46625H100
201
2084
SH
SOLE
2084
0
0
JUMIA TECHNOLOGIES AG
SPONSORED ADS
48138M105
16
2000
SH
SOLE
2000
0
0
JUMIA TECHNOLOGIES AG
SPONSORED ADS
48138M105
80
10000
SH
Put
SOLE
10000
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
2438
14353
SH
SOLE
14353
0
0
LANDCADIA HLDGS II INC
CL A
51476X105
108
7545
SH
SOLE
7545
0
0
LANDCADIA HLDGS II INC
CL A
51476X105
287
20000
SH
Put
SOLE
20000
0
0
LOCKHEED MARTIN CORP
COM
539830109
264
689
SH
SOLE
689
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
4179
122199
SH
SOLE
122199
0
0
MCDONALDS CORP
COM
580135101
345
1572
SH
SOLE
1572
0
0
MELCO RESORTS AND ENTMNT LTD
ADR
585464100
5
300
SH
SOLE
300
0
0
MELCO RESORTS AND ENTMNT LTD
ADR
585464100
167
10000
SH
Put
SOLE
10000
0
0
MERCK & CO. INC
COM
58933Y105
4153
50063
SH
SOLE
50063
0
0
MICRON TECHNOLOGY INC
COM
595112103
171
3646
SH
SOLE
3646
0
0
MICRON TECHNOLOGY INC
COM
595112103
470
10000
SH
Put
SOLE
10000
0
0
MICROSOFT CORP
COM
594918104
2494
11857
SH
SOLE
11857
0
0
MICROSOFT CORP
COM
594918104
2103
10000
SH
Put
SOLE
10000
0
0
MODERNA INC
COM
60770K107
22
304
SH
SOLE
304
0
0
MODERNA INC
COM
60770K107
708
10000
SH
Put
SOLE
10000
0
0
NEWMONT CORP
COM
651639106
1380
21746
SH
SOLE
21746
0
0
NEXTERA ENERGY INC
COM
65339F101
83404
300492
SH
SOLE
300492
0
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
26572
443169
SH
SOLE
443169
0
0
NIO INC
SPON ADS
62914V106
4
200
SH
SOLE
200
0
0
NIO INC
SPON ADS
62914V106
212
10000
SH
Put
SOLE
10000
0
0
NORFOLK SOUTHN CORP
COM
655844108
200
933
SH
SOLE
933
0
0
NORTHROP GRUMMAN CORP
COM
666807102
239
757
SH
SOLE
757
0
0
NVIDIA CORPORATION
COM
67066G104
228
422
SH
SOLE
422
0
0
OPKO HEALTH INC
COM
68375N103
197
53300
SH
SOLE
53300
0
0
OPKO HEALTH INC
COM
68375N103
74
20000
SH
Put
SOLE
20000
0
0
ORACLE CORP
COM
68389X105
241
4041
SH
SOLE
4041
0
0
OVERSTOCK COM INC DEL
COM
690370101
727
10000
SH
Put
SOLE
10000
0
0
PAYPAL HLDGS INC
COM
70450Y103
271
1377
SH
SOLE
1377
0
0
PENN NATL GAMING INC
COM
707569109
15
200
SH
SOLE
200
0
0
PENN NATL GAMING INC
COM
707569109
727
10000
SH
Put
SOLE
10000
0
0
PEPSICO INC
COM
713448108
372
2683
SH
SOLE
2683
0
0
PFIZER INC
COM
717081103
7467
203462
SH
SOLE
203462
0
0
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
1924
95807
SH
SOLE
95807
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
64
10665
SH
SOLE
10665
0
0
PROCTER AND GAMBLE CO
COM
742718109
1316
9466
SH
SOLE
9466
0
0
PROTEOSTASIS THERAPEUTICS IN
COM
74373B109
12
10800
SH
SOLE
10800
0
0
QUALCOMM INC
COM
747525103
216
1834
SH
SOLE
1834
0
0
QUALCOMM INC
COM
747525103
1177
10000
SH
Put
SOLE
10000
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
197
3428
SH
SOLE
3428
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
575
10000
SH
Put
SOLE
10000
0
0
REALTY INCOME CORP
COM
756109104
728
11990
SH
SOLE
11990
0
0
REGENXBIO INC
COM
75901B107
275
10000
SH
Put
SOLE
10000
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
1430
10181
SH
SOLE
10181
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
4213
30000
SH
Put
SOLE
30000
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
8
98
SH
SOLE
98
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
23
417
SH
SOLE
417
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
1
11
SH
SOLE
11
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
2
74
SH
SOLE
74
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
11
355
SH
SOLE
355
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
6
178
SH
SOLE
178
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
2
15
SH
SOLE
15
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
11
213
SH
SOLE
213
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
1183
21384
SH
SOLE
21384
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
426
14235
SH
SOLE
14235
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
28
244
SH
SOLE
244
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
0
3
SH
SOLE
3
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
144
1365
SH
SOLE
1365
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
91
1418
SH
SOLE
1418
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
14
176
SH
SOLE
176
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
106
1790
SH
SOLE
1790
0
0
SIRIUS XM HOLDINGS INC
COM
82968B103
81
15160
SH
SOLE
15160
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
8
300
SH
SOLE
300
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
537
20000
SH
Put
SOLE
20000
0
0
SONOS INC
COM
83570H108
21
1400
SH
SOLE
1400
0
0
SONOS INC
COM
83570H108
152
10000
SH
Put
SOLE
10000
0
0
SORRENTO THERAPEUTICS INC
COM NEW
83587F202
35
3100
SH
SOLE
3100
0
0
SORRENTO THERAPEUTICS INC
COM NEW
83587F202
335
30000
SH
Call
SOLE
30000
0
0
SOUTHERN CO
COM
842587107
287
5293
SH
SOLE
5293
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
536
1930
SH
SOLE
1930
0
0
SPDR GOLD TR
GOLD SHS
78463V107
1076
6075
SH
SOLE
6075
0
0
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
250
6848
SH
SOLE
6848
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1844
5506
SH
SOLE
5506
0
0
SPDR SER TR
S&P 600 SMCP VAL
78464A300
23
464
SH
SOLE
464
0
0
SPDR SER TR
PORTFOLIO INTRMD
78464A375
49
1322
SH
SOLE
1322
0
0
SPDR SER TR
AEROSPACE DEF
78464A631
1
13
SH
SOLE
13
0
0
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
30
974
SH
SOLE
974
0
0
SPDR SER TR
PORTFOLIO LN TSR
78464A664
18
393
SH
SOLE
393
0
0
SPDR SER TR
S&P INS ETF
78464A789
25
900
SH
SOLE
900
0
0
SPDR SER TR
S&P BK ETF
78464A797
34
1140
SH
SOLE
1140
0
0
SPDR SER TR
S&P 600 SML CAP
78464A813
1446
23753
SH
SOLE
23753
0
0
SPDR SER TR
S&P BIOTECH
78464A870
61
550
SH
SOLE
550
0
0
SPDR SER TR
S&P HOMEBUILD
78464A888
11
208
SH
SOLE
208
0
0
SQUARE INC
CL A
852234103
245
1510
SH
SOLE
1510
0
0
SQUARE INC
CL A
852234103
1626
10000
SH
Call
SOLE
10000
0
0
SQUARE INC
CL A
852234103
1626
10000
SH
Put
SOLE
10000
0
0
STARBUCKS CORP
COM
855244109
333
3877
SH
SOLE
3877
0
0
SUPERCOM LTD NEW
SHS NEW
M87095119
49
64470
SH
SOLE
64470
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
258
3188
SH
SOLE
3188
0
0
TESLA INC
COM
88160R101
357
832
SH
SOLE
832
0
0
TILRAY INC
COM CL 2
88688T100
97
20000
SH
Put
SOLE
20000
0
0
UNION PAC CORP
COM
907818108
315
1600
SH
SOLE
1600
0
0
VALE S A
SPONSORED ADS
91912E105
21
2000
SH
SOLE
2000
0
0
VALE S A
SPONSORED ADS
91912E105
212
20000
SH
Put
SOLE
20000
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
2032
51877
SH
SOLE
51877
0
0
VANECK VECTORS ETF TR
VIDEO GAMING
92189F114
68
1100
SH
SOLE
1100
0
0
VANECK VECTORS ETF TR
PFD SECS EX FINL
92189F429
48
2500
SH
SOLE
2500
0
0
VANECK VECTORS ETF TR
INTL HIGH YIELD
92189F445
16
670
SH
SOLE
670
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
8
47
SH
SOLE
47
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
14
250
SH
SOLE
250
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
98
319
SH
SOLE
319
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
16
127
SH
SOLE
127
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
86
379
SH
SOLE
379
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
54
514
SH
SOLE
514
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
179
1051
SH
SOLE
1051
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
7
47
SH
SOLE
47
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
16
101
SH
SOLE
101
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
992
12300
SH
SOLE
12300
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
64
1477
SH
SOLE
1477
0
0
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
28
405
SH
SOLE
405
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
20
379
SH
SOLE
379
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
152
1878
SH
SOLE
1878
0
0
VANGUARD WHITEHALL FDS
INTL DVD ETF
921946810
115
1600
SH
SOLE
1600
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
46
197
SH
SOLE
197
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
206
660
SH
SOLE
660
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
15
361
SH
SOLE
361
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
37
183
SH
SOLE
183
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
884
14856
SH
SOLE
14856
0
0
VIKING THERAPEUTICS INC
COM
92686J106
18
3050
SH
SOLE
3050
0
0
VIKING THERAPEUTICS INC
COM
92686J106
58
10000
SH
Put
SOLE
10000
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
46
2400
SH
SOLE
2400
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
577
30000
SH
Put
SOLE
30000
0
0
VISA INC
COM CL A
92826C839
1284
6423
SH
SOLE
6423
0
0
WALMART INC
COM
931142103
501
3579
SH
SOLE
3579
0
0
WASHINGTON TR BANCORP
COM
940610108
653
21295
SH
SOLE
21295
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
1016
10000
SH
Put
SOLE
10000
0
0