Chief Compliance Officer

0001398344-20-010066.txt : 20200513 0001398344-20-010066.hdr.sgml : 20200513 20200513142435 ACCESSION NUMBER: 0001398344-20-010066 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200513 DATE AS OF CHANGE: 20200513 EFFECTIVENESS DATE: 20200513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lehman & Derafelo Financial Resources LLC CENTRAL INDEX KEY: 0001767952 IRS NUMBER: 823951929 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19273 FILM NUMBER: 20872417 BUSINESS ADDRESS: STREET 1: 1215 W. BALTIMORE PIKE STREET 2: SUITE 8 CITY: MEDIA STATE: PA ZIP: 19063 BUSINESS PHONE: 610-565-2343 MAIL ADDRESS: STREET 1: 1215 W. BALTIMORE PIKE STREET 2: SUITE 8 CITY: MEDIA STATE: PA ZIP: 19063 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767952 XXXXXXXX 03-31-2020 03-31-2020 false Lehman & Derafelo Financial Resources LLC

1215 W. BALTIMORE PIKE SUITE 8 MEDIA PA 19063

13F HOLDINGS REPORT 028-19273 N Richard Derafelo Chief Compliance Officer 610-565-2343 /s/ Richard Derafelo Media PA 05-13-2020 0 196 240368 INFORMATION TABLE 2 fp0052701_13fhr-table.xml 13F INFORMATION TABLE ADVANCED MICRO DEVICES INC COM 007903107 401 8822 SH SOLE 8822 0 0 ALPHABET INC CAP STK CL C 02079K107 242 208 SH SOLE 208 0 0 ALPHABET INC CAP STK CL A 02079K305 256 220 SH SOLE 220 0 0 AMAZON COM INC COM 023135106 12410 6365 SH SOLE 6365 0 0 AMERICAN ELEC PWR CO INC COM 025537101 382 4781 SH SOLE 4781 0 0 APPLE INC COM 037833100 2656 10445 SH SOLE 10445 0 0 AT&T INC COM 00206R102 731 25082 SH SOLE 25082 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 11019 60267 SH SOLE 60267 0 0 BK OF AMERICA CORP COM 060505104 5973 281365 SH SOLE 281365 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 2530 216957 SH SOLE 216957 0 0 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 1374 93656 SH SOLE 93656 0 0 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 2937 129500 SH SOLE 129500 0 0 BOEING CO COM 097023105 271 1818 SH SOLE 1818 0 0 BP PLC SPONSORED ADR 055622104 3121 127977 SH SOLE 127977 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 361 6470 SH SOLE 6470 0 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 6 1707 SH SOLE 1707 0 0 CATERPILLAR INC DEL COM 149123101 339 2925 SH SOLE 2925 0 0 CHEVRON CORP NEW COM 166764100 2959 40840 SH SOLE 40840 0 0 CISCO SYS INC COM 17275R102 5061 128745 SH SOLE 128745 0 0 CITIGROUP INC COM NEW 172967424 215 5096 SH SOLE 5096 0 0 COCA COLA CO COM 191216100 222 5006 SH SOLE 5006 0 0 CONSOLIDATED EDISON INC COM 209115104 303 3891 SH SOLE 3891 0 0 COSTCO WHSL CORP NEW COM 22160K105 350 1228 SH SOLE 1228 0 0 CVS HEALTH CORP COM 126650100 6569 110723 SH SOLE 110723 0 0 DISNEY WALT CO COM DISNEY 254687106 546 5649 SH SOLE 5649 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1046 12927 SH SOLE 12927 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 51 11078 SH SOLE 11078 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 830 58040 SH SOLE 58040 0 0 ESSENTIAL UTILS INC COM 29670G102 354 8699 SH SOLE 8699 0 0 EXELON CORP COM 30161N101 636 17287 SH SOLE 17287 0 0 EXXON MOBIL CORP COM 30231G102 1161 30569 SH SOLE 30569 0 0 FACEBOOK INC CL A 30303M102 589 3530 SH SOLE 3530 0 0 FIDELITY COVINGTON TR MSCI ENERGY IDX 316092402 7 900 SH SOLE 900 0 0 FIDELITY COVINGTON TR MSCI INFO TECH I 316092808 116 1856 SH SOLE 1856 0 0 FIDELITY COVINGTON TR MOMENTUM FACTR 316092816 6 200 SH SOLE 200 0 0 FIDELITY COVINGTON TR DIVID ETF RISI 316092832 3199 121281 SH SOLE 121281 0 0 FORD MTR CO DEL COM 345370860 337 69739 SH SOLE 69739 0 0 FS KKR CAPITAL CORP COM 302635107 38 12713 SH SOLE 12713 0 0 GENERAL ELECTRIC CO COM 369604103 2148 270535 SH SOLE 270535 0 0 GENERAL MTRS CO COM 37045V100 1634 78643 SH SOLE 78643 0 0 GILEAD SCIENCES INC COM 375558103 1716 22960 SH SOLE 22960 0 0 HOME DEPOT INC COM 437076102 725 3886 SH SOLE 3886 0 0 INTEL CORP COM 458140100 425 7844 SH SOLE 7844 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 291 6000 SH SOLE 6000 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 30 360 SH SOLE 360 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 3 35 SH SOLE 35 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 36 2130 SH SOLE 2130 0 0 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 28 600 SH SOLE 600 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 709 3724 SH SOLE 3724 0 0 ISHARES GOLD TRUST ISHARES 464285105 197 13100 SH SOLE 13100 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 865 66270 SH SOLE 66270 0 0 ISHARES TR S&P 100 ETF 464287101 5 40 SH SOLE 40 0 0 ISHARES TR TRANS AVG ETF 464287192 11 80 SH SOLE 80 0 0 ISHARES TR CORE S&P500 ETF 464287200 8453 32711 SH SOLE 32711 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 333 9747 SH SOLE 9747 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 30 184 SH SOLE 184 0 0 ISHARES TR S&P 500 VAL ETF 464287408 4 38 SH SOLE 38 0 0 ISHARES TR 20 YR TR BD ETF 464287432 35 210 SH SOLE 210 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 26 295 SH SOLE 295 0 0 ISHARES TR MSCI EAFE ETF 464287465 122 2282 SH SOLE 2282 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 17 260 SH SOLE 260 0 0 ISHARES TR RUS MID CAP ETF 464287499 4 102 SH SOLE 102 0 0 ISHARES TR PHLX SEMICND ETF 464287523 23 114 SH SOLE 114 0 0 ISHARES TR NASDAQ BIOTECH 464287556 1015 9422 SH SOLE 9422 0 0 ISHARES TR COHEN STEER REIT 464287564 37 400 SH SOLE 400 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 7 69 SH SOLE 69 0 0 ISHARES TR S&P MC 400GR ETF 464287606 6 34 SH SOLE 34 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 13 85 SH SOLE 85 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 16 195 SH SOLE 195 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 63 399 SH SOLE 399 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 15 129 SH SOLE 129 0 0 ISHARES TR CORE S&P US VLU 464287663 7 150 SH SOLE 150 0 0 ISHARES TR S&P MC 400VL ETF 464287705 2 16 SH SOLE 16 0 0 ISHARES TR U.S. TECH ETF 464287721 3 15 SH SOLE 15 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 11 111 SH SOLE 111 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1321 23538 SH SOLE 23538 0 0 ISHARES TR SP SMCP600VL ETF 464287879 5 48 SH SOLE 48 0 0 ISHARES TR S&P SML 600 GWT 464287887 7 48 SH SOLE 48 0 0 ISHARES TR 3YRTB ETF 464288125 4 54 SH SOLE 54 0 0 ISHARES TR MSCI ACWI EX US 464288240 83 2200 SH SOLE 2200 0 0 ISHARES TR MSCI ACWI ETF 464288257 48 764 SH SOLE 764 0 0 ISHARES TR JPMORGAN USD EMG 464288281 14 149 SH SOLE 149 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 13 58 SH SOLE 58 0 0 ISHARES TR IBOXX HI YD ETF 464288513 7 85 SH SOLE 85 0 0 ISHARES TR SH TR CRPORT ETF 464288646 10 188 SH SOLE 188 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 55 410 SH SOLE 410 0 0 ISHARES TR PFD AND INCM SEC 464288687 23 718 SH SOLE 718 0 0 ISHARES TR US AER DEF ETF 464288760 42 295 SH SOLE 295 0 0 ISHARES TR US REGNL BKS ETF 464288778 9 307 SH SOLE 307 0 0 ISHARES TR EAFE VALUE ETF 464288877 19 525 SH SOLE 525 0 0 ISHARES TR US TREAS BD ETF 46429B267 17 600 SH SOLE 600 0 0 ISHARES TR CMBS ETF 46429B366 16 300 SH SOLE 300 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 202 4147 SH SOLE 4147 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 1387 19381 SH SOLE 19381 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 85 1375 SH SOLE 1375 0 0 ISHARES TR USA QUALITY FCTR 46432F339 28 346 SH SOLE 346 0 0 ISHARES TR EDGE MSCI USA VL 46432F388 4 71 SH SOLE 71 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 3 27 SH SOLE 27 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 2047 43538 SH SOLE 43538 0 0 ISHARES TR MULTIFACTOR INTL 46434V274 162 8000 SH SOLE 8000 0 0 ISHARES TR MULTIFACTOR USA 46434V282 159 6000 SH SOLE 6000 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 22 548 SH SOLE 548 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 9178 182000 SH SOLE 182000 0 0 J P MORGAN EXCHANGE-TRADED F BETABULDR DEVE 46641Q688 1 71 SH SOLE 71 0 0 J P MORGAN EXCHANGE-TRADED F BETABULDRS CDA 46641Q696 4 221 SH SOLE 221 0 0 J P MORGAN EXCHANGE-TRADED F BETBULD JAPAN 46641Q712 5 233 SH SOLE 233 0 0 JOHNSON & JOHNSON COM 478160104 1891 14417 SH SOLE 14417 0 0 JPMORGAN CHASE & CO COM 46625H100 304 3378 SH SOLE 3378 0 0 KIMBERLY CLARK CORP COM 494368103 208 1624 SH SOLE 1624 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 2597 14418 SH SOLE 14418 0 0 LOCKHEED MARTIN CORP COM 539830109 234 689 SH SOLE 689 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 3268 89565 SH SOLE 89565 0 0 MCDONALDS CORP COM 580135101 252 1527 SH SOLE 1527 0 0 MERCK & CO. INC COM 58933Y105 3932 51108 SH SOLE 51108 0 0 MICROSOFT CORP COM 594918104 1810 11480 SH SOLE 11480 0 0 NEWMONT CORP COM 651639106 978 21606 SH SOLE 21606 0 0 NEXTERA ENERGY INC COM 65339F101 67317 279765 SH SOLE 279765 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 19812 460748 SH SOLE 460748 0 0 NORTHROP GRUMMAN CORP COM 666807102 229 757 SH SOLE 757 0 0 OPKO HEALTH INC COM 68375N103 71 53300 SH SOLE 53300 0 0 ORACLE CORP COM 68389X105 300 6216 SH SOLE 6216 0 0 ORGANOVO HLDGS INC COM 68620A104 19 45942 SH SOLE 45942 0 0 PEPSICO INC COM 713448108 338 2812 SH SOLE 2812 0 0 PFIZER INC COM 717081103 6613 202603 SH SOLE 202603 0 0 PIMCO DYNAMIC CR & MTG INC F COM SHS 72202D106 1645 97807 SH SOLE 97807 0 0 PROCTER & GAMBLE CO COM 742718109 1151 10466 SH SOLE 10466 0 0 PROTEOSTASIS THERAPEUTICS IN COM 74373B109 13 11000 SH SOLE 11000 0 0 REALTY INCOME CORP COM 756109104 2552 51183 SH SOLE 51183 0 0 SAREPTA THERAPEUTICS INC COM 803607100 1119 11442 SH SOLE 11442 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 6 98 SH SOLE 98 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1 15 SH SOLE 15 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 17 377 SH SOLE 377 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 25 591 SH SOLE 591 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1 11 SH SOLE 11 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2 74 SH SOLE 74 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1011 22484 SH SOLE 22484 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 17 655 SH SOLE 655 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 6 178 SH SOLE 178 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 121 1365 SH SOLE 1365 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 71 1300 SH SOLE 1300 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 49 502 SH SOLE 502 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 500 17205 SH SOLE 17205 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 10 176 SH SOLE 176 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 24 301 SH SOLE 301 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 0 3 SH SOLE 3 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 99 1790 SH SOLE 1790 0 0 SIRIUS XM HLDGS INC COM 82968B103 79 15945 SH SOLE 15945 0 0 SOUTHERN CO COM 842587107 288 5320 SH SOLE 5320 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 432 1970 SH SOLE 1970 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 879 5940 SH SOLE 5940 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 15 500 SH SOLE 500 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 195 6848 SH SOLE 6848 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 629 2441 SH SOLE 2441 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 26 632 SH SOLE 632 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 45 1322 SH SOLE 1322 0 0 SPDR SER TR AEROSPACE DEF 78464A631 4 56 SH SOLE 56 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 29 974 SH SOLE 974 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 19 393 SH SOLE 393 0 0 SPDR SER TR S&P INS ETF 78464A789 39 1575 SH SOLE 1575 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 1390 28691 SH SOLE 28691 0 0 SPDR SER TR S&P BIOTECH 78464A870 43 550 SH SOLE 550 0 0 SPDR SER TR S&P HOMEBUILD 78464A888 6 208 SH SOLE 208 0 0 STARBUCKS CORP COM 855244109 282 4290 SH SOLE 4290 0 0 SUPERCOM LTD NEW SHS NEW M87095119 122 132145 SH SOLE 132145 0 0 UNION PAC CORP COM 907818108 274 1946 SH SOLE 1946 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2783 29792 SH SOLE 29792 0 0 UNITED TECHNOLOGIES CORP COM 913017109 228 2422 SH SOLE 2422 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1198 51997 SH SOLE 51997 0 0 VANECK VECTORS ETF TR VIDEO GAMING 92189F114 1 30 SH SOLE 30 0 0 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 41 2500 SH SOLE 2500 0 0 VANECK VECTORS ETF TR INTL HIGH YIELD 92189F445 14 670 SH SOLE 670 0 0 VANECK VECTORS ETF TR UNCVTL OIL GAS 92189F668 5 1100 SH SOLE 1100 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 5 47 SH SOLE 47 0 0 VANECK VECTORS ETF TR RARE EARTH STRAT 92189F742 1 87 SH SOLE 87 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 7 250 SH SOLE 250 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 76 319 SH SOLE 319 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 6 47 SH SOLE 47 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 11 127 SH SOLE 127 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 59 379 SH SOLE 379 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 46 514 SH SOLE 514 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 71 611 SH SOLE 611 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 137 1063 SH SOLE 1063 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 2 36 SH SOLE 36 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4603 73300 SH SOLE 73300 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 174 4250 SH SOLE 4250 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 56 1678 SH SOLE 1678 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 22 405 SH SOLE 405 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 16 379 SH SOLE 379 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 215 5120 SH SOLE 5120 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 207 2931 SH SOLE 2931 0 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 93 1600 SH SOLE 1600 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 938 17459 SH SOLE 17459 0 0 VISA INC COM CL A 92826C839 1004 6233 SH SOLE 6233 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 140 10200 SH SOLE 10200 0 0 WALMART INC COM 931142103 370 3256 SH SOLE 3256 0 0 WASHINGTON TR BANCORP COM 940610108 779 21295 SH SOLE 21295 0 0