Chief Compliance Officer

0001398344-20-002747.txt : 20200212 0001398344-20-002747.hdr.sgml : 20200212 20200212153335 ACCESSION NUMBER: 0001398344-20-002747 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 EFFECTIVENESS DATE: 20200212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lehman & Derafelo Financial Resources LLC CENTRAL INDEX KEY: 0001767952 IRS NUMBER: 823951929 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19273 FILM NUMBER: 20603781 BUSINESS ADDRESS: STREET 1: 1215 W. BALTIMORE PIKE STREET 2: SUITE 8 CITY: MEDIA STATE: PA ZIP: 19063 BUSINESS PHONE: 610-565-2343 MAIL ADDRESS: STREET 1: 1215 W. BALTIMORE PIKE STREET 2: SUITE 8 CITY: MEDIA STATE: PA ZIP: 19063 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767952 XXXXXXXX 12-31-2019 12-31-2019 false Lehman & Derafelo Financial Resources LLC

1215 W. BALTIMORE PIKE SUITE 8 MEDIA PA 19063

13F HOLDINGS REPORT 028-19273 N Richard Derafelo Chief Compliance Officer 610-565-2343 /s/ Richard Derafelo Media PA 02-03-2020 0 202 278442 INFORMATION TABLE 2 fp0049304_13fhr-table.xml 13F INFORMATION TABLE ABBVIE INC COM 00287Y109 219 2469 SH SOLE 2469 0 0 ADVANCED MICRO DEVICES INC COM 007903107 496 10822 SH SOLE 10822 0 0 ALPHABET INC CAP STK CL C 02079K107 265 198 SH SOLE 198 0 0 ALPHABET INC CAP STK CL A 02079K305 216 161 SH SOLE 161 0 0 ALTRIA GROUP INC COM 02209S103 236 4730 SH SOLE 4730 0 0 AMAZON COM INC COM 023135106 11179 6050 SH SOLE 6050 0 0 AMERICAN ELEC PWR CO INC COM 025537101 470 4968 SH SOLE 4968 0 0 APPLE INC COM 037833100 2667 9082 SH SOLE 9082 0 0 AQUA AMERICA INC COM 03836W103 408 8699 SH SOLE 8699 0 0 AT&T INC COM 00206R102 966 24722 SH SOLE 24722 0 0 BANK AMER CORP COM 060505104 9971 283111 SH SOLE 283111 0 0 BAUSCH HEALTH COS INC COM 071734107 254 8500 SH SOLE 8500 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 13027 57515 SH SOLE 57515 0 0 BLACKROCK CR ALLCTN INC TR COM 092508100 4114 294310 SH SOLE 294310 0 0 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 1439 96656 SH SOLE 96656 0 0 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 3205 132500 SH SOLE 132500 0 0 BOEING CO COM 097023105 527 1618 SH SOLE 1618 0 0 BP PLC SPONSORED ADR 055622104 4777 126586 SH SOLE 126586 0 0 CAPITAL ONE FINL CORP COM 14040H105 201 1953 SH SOLE 1953 0 0 CATERPILLAR INC DEL COM 149123101 417 2825 SH SOLE 2825 0 0 CHEVRON CORP NEW COM 166764100 4398 36493 SH SOLE 36493 0 0 CISCO SYS INC COM 17275R102 5976 124613 SH SOLE 124613 0 0 CITIGROUP INC COM NEW 172967424 363 4546 SH SOLE 4546 0 0 COCA COLA CO COM 191216100 277 5006 SH SOLE 5006 0 0 COMCAST CORP NEW CL A 20030N101 220 4892 SH SOLE 4892 0 0 CONOCOPHILLIPS COM 20825C104 394 6061 SH SOLE 6061 0 0 CONSOLIDATED EDISON INC COM 209115104 352 3891 SH SOLE 3891 0 0 CORNING INC COM 219350105 204 7024 SH SOLE 7024 0 0 COSTCO WHSL CORP NEW COM 22160K105 351 1193 SH SOLE 1193 0 0 CVS HEALTH CORP COM 126650100 8072 108653 SH SOLE 108653 0 0 DISNEY WALT CO COM DISNEY 254687106 788 5452 SH SOLE 5452 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1143 12527 SH SOLE 12527 0 0 EMERSON ELEC CO COM 291011104 221 2899 SH SOLE 2899 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 142 11078 SH SOLE 11078 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1646 58440 SH SOLE 58440 0 0 EXELON CORP COM 30161N101 788 17287 SH SOLE 17287 0 0 EXXON MOBIL CORP COM 30231G102 1443 20677 SH SOLE 20677 0 0 FACEBOOK INC CL A 30303M102 723 3521 SH SOLE 3521 0 0 FIDELITY COVINGTON TR MSCI ENERGY IDX 316092402 14 900 SH SOLE 900 0 0 FIDELITY COVINGTON TR MSCI INFO TECH I 316092808 163 2244 SH SOLE 2244 0 0 FIDELITY COVINGTON TR MOMENTUM FACTR 316092816 7 200 SH SOLE 200 0 0 FIDELITY COVINGTON TR DIVID ETF RISI 316092832 2411 68396 SH SOLE 68396 0 0 FORD MTR CO DEL COM 345370860 606 65139 SH SOLE 65139 0 0 FS KKR CAPITAL CORP COM 302635107 78 12713 SH SOLE 12713 0 0 GENERAL ELECTRIC CO COM 369604103 3039 272335 SH SOLE 272335 0 0 GENERAL MTRS CO COM 37045V100 2926 79943 SH SOLE 79943 0 0 GILEAD SCIENCES INC COM 375558103 1492 22959 SH SOLE 22959 0 0 HOME DEPOT INC COM 437076102 797 3651 SH SOLE 3651 0 0 INTEL CORP COM 458140100 505 8444 SH SOLE 8444 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 428 6200 SH SOLE 6200 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 43 370 SH SOLE 370 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 5 35 SH SOLE 35 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 40 2101 SH SOLE 2101 0 0 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 34 600 SH SOLE 600 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 432 2031 SH SOLE 2031 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 243 9850 SH SOLE 9850 0 0 ISHARES GOLD TRUST ISHARES 464285105 158 10900 SH SOLE 10900 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 1093 65500 SH SOLE 65500 0 0 ISHARES TR S&P 100 ETF 464287101 6 40 SH SOLE 40 0 0 ISHARES TR TIPS BD ETF 464287176 1 08 SH SOLE 8 0 0 ISHARES TR TRANS AVG ETF 464287192 16 80 SH SOLE 80 0 0 ISHARES TR CORE S&P500 ETF 464287200 10533 32586 SH SOLE 32586 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 440 9799 SH SOLE 9799 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 36 184 SH SOLE 184 0 0 ISHARES TR LATN AMER 40 ETF 464287390 3 100 SH SOLE 100 0 0 ISHARES TR S&P 500 VAL ETF 464287408 5 38 SH SOLE 38 0 0 ISHARES TR 20 YR TR BD ETF 464287432 40 295 SH SOLE 295 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 25 295 SH SOLE 295 0 0 ISHARES TR MSCI EAFE ETF 464287465 158 2282 SH SOLE 2282 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 26 271 SH SOLE 271 0 0 ISHARES TR RUS MID CAP ETF 464287499 6 102 SH SOLE 102 0 0 ISHARES TR PHLX SEMICND ETF 464287523 29 114 SH SOLE 114 0 0 ISHARES TR NASDAQ BIOTECH 464287556 1151 9548 SH SOLE 9548 0 0 ISHARES TR COHEN STEER REIT 464287564 47 400 SH SOLE 400 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 9 69 SH SOLE 69 0 0 ISHARES TR S&P MC 400GR ETF 464287606 8 34 SH SOLE 34 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 15 85 SH SOLE 85 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 25 195 SH SOLE 195 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 85 399 SH SOLE 399 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 21 129 SH SOLE 129 0 0 ISHARES TR CORE S&P US VLU 464287663 9 150 SH SOLE 150 0 0 ISHARES TR S&P MC 400VL ETF 464287705 3 16 SH SOLE 16 0 0 ISHARES TR U.S. TECH ETF 464287721 70 303 SH SOLE 303 0 0 ISHARES TR CORE S&P SCP ETF 464287804 2163 25797 SH SOLE 25797 0 0 ISHARES TR SP SMCP600VL ETF 464287879 8 48 SH SOLE 48 0 0 ISHARES TR S&P SML 600 GWT 464287887 9 48 SH SOLE 48 0 0 ISHARES TR 3YRTB ETF 464288125 4 54 SH SOLE 54 0 0 ISHARES TR MSCI ACWI EX US 464288240 108 2200 SH SOLE 2200 0 0 ISHARES TR MSCI ACWI ETF 464288257 61 764 SH SOLE 764 0 0 ISHARES TR JPMORGAN USD EMG 464288281 17 149 SH SOLE 149 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 15 58 SH SOLE 58 0 0 ISHARES TR IBOXX HI YD ETF 464288513 7 85 SH SOLE 85 0 0 ISHARES TR SH TR CRPORT ETF 464288646 10 188 SH SOLE 188 0 0 ISHARES TR PFD AND INCM SEC 464288687 4 118 SH SOLE 118 0 0 ISHARES TR US AER DEF ETF 464288760 66 295 SH SOLE 295 0 0 ISHARES TR US REGNL BKS ETF 464288778 16 307 SH SOLE 307 0 0 ISHARES TR EAFE VALUE ETF 464288877 32 647 SH SOLE 647 0 0 ISHARES TR US TREAS BD ETF 46429B267 42 1600 SH SOLE 1600 0 0 ISHARES TR CMBS ETF 46429B366 16 300 SH SOLE 300 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 211 4147 SH SOLE 4147 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 1933 19709 SH SOLE 19709 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 102 1375 SH SOLE 1375 0 0 ISHARES TR USA QUALITY FCTR 46432F339 35 346 SH SOLE 346 0 0 ISHARES TR EDGE MSCI USA VL 46432F388 6 71 SH SOLE 71 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 3 27 SH SOLE 27 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 2784 44984 SH SOLE 44984 0 0 ISHARES TR MULTIFACTOR INTL 46434V274 216 8000 SH SOLE 8000 0 0 ISHARES TR MULTIFACTOR USA 46434V282 207 6000 SH SOLE 6000 0 0 JOHNSON & JOHNSON COM 478160104 1880 12891 SH SOLE 12891 0 0 JPMORGAN CHASE & CO COM 46625H100 461 3308 SH SOLE 3308 0 0 KIMBERLY CLARK CORP COM 494368103 269 1952 SH SOLE 1952 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 2828 14293 SH SOLE 14293 0 0 LAS VEGAS SANDS CORP COM 517834107 262 3800 SH SOLE 3800 0 0 LOCKHEED MARTIN CORP COM 539830109 268 689 SH SOLE 689 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 4807 76465 SH SOLE 76465 0 0 MCDONALDS CORP COM 580135101 295 1495 SH SOLE 1495 0 0 MERCK & CO INC COM 58933Y105 4657 51208 SH SOLE 51208 0 0 MICROSOFT CORP COM 594918104 1437 9115 SH SOLE 9115 0 0 NEWMONT GOLDCORP CORPORATION COM 651639106 939 21606 SH SOLE 21606 0 0 NEXTERA ENERGY INC COM 65339F101 68150 281425 SH SOLE 281425 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 23718 450479 SH SOLE 450479 0 0 NORTHROP GRUMMAN CORP COM 666807102 224 652 SH SOLE 652 0 0 OPKO HEALTH INC COM 68375N103 78 53300 SH SOLE 53300 0 0 ORACLE CORP COM 68389X105 333 6276 SH SOLE 6276 0 0 PEPSICO INC COM 713448108 377 2762 SH SOLE 2762 0 0 PFIZER INC COM 717081103 7962 203219 SH SOLE 203219 0 0 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 2525 100207 SH SOLE 100207 0 0 PNC FINL SVCS GROUP INC COM 693475105 203 1271 SH SOLE 1271 0 0 PROCTER & GAMBLE CO COM 742718109 1314 10521 SH SOLE 10521 0 0 REALTY INCOME CORP COM 756109104 3872 52583 SH SOLE 52583 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 163 2713 SH SOLE 2713 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 118 2000 SH SOLE 2000 0 0 SAREPTA THERAPEUTICS INC COM 803607100 1902 14742 SH SOLE 14742 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 8 98 SH SOLE 98 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1 15 SH SOLE 15 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 23 377 SH SOLE 377 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 37 611 SH SOLE 611 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1 11 SH SOLE 11 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2 74 SH SOLE 74 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1383 23884 SH SOLE 23884 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 39 1159 SH SOLE 1159 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 23 225 SH SOLE 225 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 63 502 SH SOLE 502 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1052 17515 SH SOLE 17515 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2380 77338 SH SOLE 77338 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 14 176 SH SOLE 176 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 28 300 SH SOLE 300 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 0 03 SH SOLE 3 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 116 1790 SH SOLE 1790 0 0 SIRIUS XM HLDGS INC COM 82968B103 114 15945 SH SOLE 15945 0 0 SOUTHERN CO COM 842587107 307 4820 SH SOLE 4820 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 704 2470 SH SOLE 2470 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 775 5425 SH SOLE 5425 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 20 500 SH SOLE 500 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 257 6848 SH SOLE 6848 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 674 2093 SH SOLE 2093 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 43 648 SH SOLE 648 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 47 1322 SH SOLE 1322 0 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 4 36 SH SOLE 36 0 0 SPDR SERIES TRUST OILGAS EQUIP 78464A748 5 621 SH SOLE 621 0 0 SPDR SERIES TRUST S&P INS ETF 78464A789 56 1575 SH SOLE 1575 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 3500 74018 SH SOLE 74018 0 0 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 2141 29555 SH SOLE 29555 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 52 550 SH SOLE 550 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 9 208 SH SOLE 208 0 0 STARBUCKS CORP COM 855244109 267 3040 SH SOLE 3040 0 0 SUPERCOM LTD NEW SHS NEW M87095119 121 194670 SH SOLE 194670 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 208 3588 SH SOLE 3588 0 0 UNION PACIFIC CORP COM 907818108 352 1946 SH SOLE 1946 0 0 UNITED PARCEL SERVICE INC CL B 911312106 3546 30291 SH SOLE 30291 0 0 US BANCORP DEL COM NEW 902973304 229 3860 SH SOLE 3860 0 0 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 1511 51597 SH SOLE 51597 0 0 VANECK VECTORS ETF TRUST PFD SECS EX FINL 92189F429 51 2500 SH SOLE 2500 0 0 VANECK VECTORS ETF TRUST INTL HIGH YIELD 92189F445 17 670 SH SOLE 670 0 0 VANECK VECTORS ETF TRUST UNCVTL OIL GAS 92189F668 12 1100 SH SOLE 1100 0 0 VANECK VECTORS ETF TRUST SEMICONDUCTOR ET 92189F676 7 47 SH SOLE 47 0 0 VANECK VECTORS ETF TRUST RARE EARTH STRAT 92189F742 1 87 SH SOLE 87 0 0 VANECK VECTORS ETF TRUST JR GOLD MINERS E 92189F791 11 250 SH SOLE 250 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 14 49 SH SOLE 49 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 7 47 SH SOLE 47 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 39 215 SH SOLE 215 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 32 265 SH SOLE 265 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 17 101 SH SOLE 101 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 91 558 SH SOLE 558 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 2 36 SH SOLE 36 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 5937 73300 SH SOLE 73300 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 228 4250 SH SOLE 4250 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 75 1678 SH SOLE 1678 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 28 405 SH SOLE 405 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 22 379 SH SOLE 379 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 170 3050 SH SOLE 3050 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 241 2575 SH SOLE 2575 0 0 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 115 1600 SH SOLE 1600 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 37 197 SH SOLE 197 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 35 183 SH SOLE 183 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 158 645 SH SOLE 645 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1054 17168 SH SOLE 17168 0 0 VISA INC COM CL A 92826C839 842 4483 SH SOLE 4483 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 209 10800 SH SOLE 10800 0 0 WALMART INC COM 931142103 448 3766 SH SOLE 3766 0 0 WASHINGTON TR BANCORP COM 940610108 1145 21295 SH SOLE 21295 0 0 WELLS FARGO CO NEW COM 949746101 327 6070 SH SOLE 6070 0 0