CHIEF COMPLIANCE OFFICER

0001104659-19-008489.txt : 20190214 0001104659-19-008489.hdr.sgml : 20190214 20190214105226 ACCESSION NUMBER: 0001104659-19-008489 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSTRUM ASSET MANAGEMENT CENTRAL INDEX KEY: 0001767945 IRS NUMBER: 000000000 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19266 FILM NUMBER: 19602497 BUSINESS ADDRESS: STREET 1: 43 AVENUE PIERRE MENDES-FRANCE CITY: PARIS STATE: I0 ZIP: 75013 BUSINESS PHONE: 0033178408000 MAIL ADDRESS: STREET 1: 43 AVENUE PIERRE MENDES-FRANCE CITY: PARIS STATE: I0 ZIP: 75013 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001767945 XXXXXXXX 12-31-2018 12-31-2018 false OSTRUM ASSET MANAGEMENT

43 AVENUE PIERRE MENDES-FRANCE PARIS I0 75013

13F COMBINATION REPORT 028-19266 028-10092 Natixis Investment Managers International N CHRISTINE COUSINET CHIEF COMPLIANCE OFFICER 0033178408745 CHRISTINE COUSINET PARIS I0 02-14-2019 0 154 254786 false INFORMATION TABLE 2 a19-4711_10informationtable.xml INFORMATION TABLE 3M CO. Common Stock 88579Y101 476 2500 SH SOLE 0 2500 0 ACCURAY INC Common Stock 004397105 522 153100 SH SOLE 0 153100 0 ACTIVISION BLIZZARD INC. Common Stock 00507V109 1265 27161 SH SOLE 27161 0 0 ADAPTIMMUNE THERAPEUTICS PLC American Depository Receipt 00653A107 186 32280 SH SOLE 32280 0 0 ADOBE SYSTEMS INC. Common Stock 00724F101 2144 9478 SH SOLE 9478 0 0 ADVANCED DRAINAGE SYSTEMS INC Common Stock 00790R104 467 19250 SH SOLE 0 19250 0 ADVANCED MICRO DEVICES INC. Convertible Bond 007903BD8 376 155 SH SOLE 0 155 0 AKAMAI TECHNOLOGIES INC. Convertible Bond 00971TAG6 816 820 SH SOLE 0 820 0 ALNYLAM PHARMACEUTICALS INC. Common Stock 02043Q107 308 4219 SH SOLE 4219 0 0 ALPHABET INC Common Stock 02079K305 7355 7039 SH SOLE 5389 1650 0 ALTAIR ENGINEERING INC Common Stock 021369103 803 29100 SH SOLE 0 29100 0 AMAZON COM INC. Common Stock 023135106 12016 8000 SH SOLE 8000 0 0 AMBEV SA American Depository Receipt 02319V103 1544 394000 SH SOLE 394000 0 0 AMERICAN STATES WATER CO. Common Stock 029899101 473 7050 SH SOLE 0 7050 0 AMERICAN WATER WORKS CO INC Common Stock 030420103 2097 23100 SH SOLE 0 23100 0 AMGEN INC. Common Stock 031162100 1260 6471 SH SOLE 6471 0 0 ANSYS INC. Common Stock 03662Q105 979 6850 SH SOLE 0 6850 0 APPLE INC. Common Stock 037833100 5909 37462 SH SOLE 37462 0 0 AQUA AMERICA INC. Common Stock 03836W103 1181 34550 SH SOLE 0 34550 0 ARISTA NETWORKS INC Common Stock 040413106 746 3539 SH SOLE 3539 0 0 AT AND T INC. Common Stock 00206R102 2185 76575 SH SOLE 76575 0 0 AUTODESK INC. Common Stock 052769106 907 7050 SH SOLE 0 7050 0 BIOGEN IDEC INC. Common Stock 09062X103 651 2163 SH SOLE 2163 0 0 BLUEBIRD BIO INC Common Stock 09609G100 291 2930 SH SOLE 2930 0 0 BOOKING HOLDINGS INC. Convertible Bond 741503AX4 771 695 SH SOLE 0 695 0 BROWN-FORMAN CORP. Common Stock 115637209 7808 164112 SH SOLE 164112 0 0 CADENCE DESIGN SYSTEMS INC. Common Stock 127387108 1454 33450 SH SOLE 0 33450 0 CANTEL MEDICAL CORP. Common Stock 138098108 931 12500 SH SOLE 0 12500 0 CBS CORP.(EX VIACOM INC.) Common Stock 92553P201 1346 52368 SH SOLE 52368 0 0 CELGENE CORP. Common Stock 151020104 501 7824 SH SOLE 7824 0 0 CINTAS CORP. Common Stock 172908105 1739 10350 SH SOLE 0 10350 0 CISCO SYSTEMS INC. Common Stock 17275R102 3191 73639 SH SOLE 73639 0 0 CITRIX SYSTEMS INC. Common Stock 177376100 1643 16035 SH SOLE 16035 0 0 CITRIX SYSTEMS INC. Convertible Bond 177376AD2 1544 1088 SH SOLE 0 1088 0 COGNEX CORP. Common Stock 192422103 1597 41306 SH SOLE 17256 24050 0 COHERENT INC. Common Stock 192479103 560 5300 SH SOLE 0 5300 0 COLGATE PALMOLIVE CO. Common Stock 194162103 11904 200000 SH SOLE 200000 0 0 COMCAST CORP. Common Stock 20030N101 1571 46137 SH SOLE 46137 0 0 COTT CORP.(QUEBEC) Common Stock 22163N106 0 33950 SH SOLE 0 33950 0 CREDICORP LTD Common Stock G2519Y108 5653 25500 SH SOLE 7500 18000 0 CRYOPORT INC Common Stock 229050307 559 50700 SH SOLE 0 50700 0 CTRIP COM INTERNATIONAL LTD Convertible Bond 22943FAF7 891 960 SH SOLE 0 960 0 CTRIP COM INTERNATIONAL LTD Convertible Bond 22943FAM2 859 882 SH SOLE 0 882 0 CYPRESS SEMICONDUCTOR CORP. Common Stock 232806109 262 20605 SH SOLE 20605 0 0 DANAHER CORP. Common Stock 235851102 1918 18600 SH SOLE 0 18600 0 DISCOVERY COMMUNICATIONS INC. Common Stock 25470F104 1231 49762 SH SOLE 49762 0 0 DISH NETWORK CORP Convertible Bond 25470MAB5 2013 2471 SH SOLE 0 2471 0 DYCOM INDUSTRIES INC. Convertible Bond 267475AB7 274 295 SH SOLE 0 295 0 ECOLAB INC Common Stock 278865100 3006 20400 SH SOLE 0 20400 0 EDGEWELL PERSONAL CARE CO Common Stock 28035Q102 10647 285072 SH SOLE 285072 0 0 ELECTRONIC ARTS Common Stock 285512109 705 8935 SH SOLE 8935 0 0 EMERSON ELECTRIC CO. Common Stock 291011104 729 12200 SH SOLE 0 12200 0 EQUINIX INC. Common Stock 29444U700 1357 3850 SH SOLE 0 3850 0 EURONET WORLDWIDE INC. Convertible Bond 298736AH2 226 160 SH SOLE 0 160 0 EXACT SCIENCES CORP. Convertible Bond 30063PAA3 941 850 SH SOLE 0 850 0 FACEBOOK INC Common Stock 30303M102 1473 11235 SH SOLE 11235 0 0 FIDELITY NATL INFORMATION SCES Common Stock 31620M106 1933 18850 SH SOLE 0 18850 0 FISERV INC. Common Stock 337738108 1437 19550 SH SOLE 0 19550 0 FLOWSERVE CORP Common Stock 34354P105 671 17650 SH SOLE 0 17650 0 GENTEX CORP. Common Stock 371901109 482 23850 SH SOLE 0 23850 0 GILEAD SCIENCES INC. Common Stock 375558103 747 11945 SH SOLE 11945 0 0 GLOBAL PAYMENTS INC. Common Stock 37940X102 1207 11700 SH SOLE 0 11700 0 HERBALIFE LTD Convertible Bond 42703MAB9 820 593 SH SOLE 0 593 0 HOLOGIC INC. Common Stock 436440101 1249 30400 SH SOLE 0 30400 0 HP INC Common Stock 40434L105 1958 95699 SH SOLE 95699 0 0 HUAZHU GROUP LTD Convertible Bond 16949NAC3 389 400 SH SOLE 0 400 0 IBM Common Stock 459200101 1316 11578 SH SOLE 11578 0 0 IDEX CORP. Common Stock 45167R104 934 7400 SH SOLE 0 7400 0 ILLUMINA INC. Convertible Bond 452327AF6 705 579 SH SOLE 0 579 0 ILLUMINA INC. Convertible Bond 452327AH2 394 300 SH SOLE 0 300 0 INTUITIVE SURGICAL INC. Common Stock 46120E602 1533 3200 SH SOLE 0 3200 0 IONIS PHARMACEUTICALS INC Convertible Bond 464337AJ3 431 400 SH SOLE 0 400 0 IROBOT CORP. Common Stock 462726100 1348 16100 SH SOLE 0 16100 0 ITAU UNIBANCO HOLDING SA American Depository Receipt 465562106 1357 148500 SH SOLE 148500 0 0 J2 GLOBAL COMMUNICATIONS INC. Convertible Bond 48123VAC6 286 250 SH SOLE 0 250 0 JAZZ INVESTMENTS I LTD Convertible Bond 472145AB7 952 975 SH SOLE 0 975 0 JOHN BEAN TECHNOGIES CORP Common Stock 477839104 521 7250 SH SOLE 0 7250 0 KLA-TENCOR CORP. Common Stock 482480100 519 5800 SH SOLE 0 5800 0 LAUDER ESTEE COS INC. Common Stock 518439104 14311 110000 SH SOLE 110000 0 0 LITTELFUSE INC. Common Stock 537008104 1286 7500 SH SOLE 0 7500 0 LUMENTUM HOLDINGS INC Convertible Bond 55024UAB5 300 300 SH SOLE 0 300 0 MEDIDATA SOLUTIONS INC Common Stock 58471A105 1008 14950 SH SOLE 0 14950 0 METTLER-TOLEDO INTL INC. Common Stock 592688105 679 1200 SH SOLE 0 1200 0 MICROCHIP TECHNOLOGY INC. Common Stock 595017104 459 6388 SH SOLE 6388 0 0 MICROCHIP TECHNOLOGY INC. Convertible Bond 595017AD6 339 241 SH SOLE 0 241 0 MICROCHIP TECHNOLOGY INC. Convertible Bond 595017AF1 2158 2210 SH SOLE 0 2210 0 MICROSOFT CORP. Common Stock 594918104 7462 73463 SH SOLE 73463 0 0 MINE SAFETY APPLIANCES CO. Common Stock 553498106 1381 14650 SH SOLE 0 14650 0 MONDELEZ INTERNATIONAL INC Common Stock 609207105 11208 280000 SH SOLE 280000 0 0 NETFLIX INC. Common Stock 64110L106 330 1233 SH SOLE 1233 0 0 NUANCE COMMUNICATIONS INC. Common Stock 67020Y100 850 64250 SH SOLE 0 64250 0 NUANCE COMMUNICATIONS INC. Convertible Bond 67020YAK6 434 500 SH SOLE 0 500 0 NUVASIVE INC. Convertible Bond 670704AG0 397 374 SH SOLE 0 374 0 NVIDIA CORP. Common Stock 67066G104 1825 13667 SH SOLE 5517 8150 0 NXP SEMICONDUCTORS NV Convertible Bond 62952QAB6 852 849 SH SOLE 0 849 0 ON SEMICONDUCTOR CORP. Common Stock 682189105 908 55000 SH SOLE 0 55000 0 ON SEMICONDUCTOR CORP. Convertible Bond 682189AK1 890 807 SH SOLE 0 807 0 ON SEMICONDUCTOR CORP. Convertible Bond 682189AP0 451 420 SH SOLE 0 420 0 ORACLE CORP. Common Stock 68389X105 1004 22227 SH SOLE 22227 0 0 OSI SYSTEMS INC. Common Stock 671044105 674 9200 SH SOLE 0 9200 0 PALO ALTO NETWORKS INC. Common Stock 697435105 1987 10550 SH SOLE 4700 5850 0 PARAMETRIC TECHNOLOGY CORP. Common Stock 69370C100 895 10800 SH SOLE 0 10800 0 PAYPAL HOLDINGS INC Common Stock 70450Y103 1430 17000 SH SOLE 0 17000 0 PERKINELMER INC. Common Stock 714046109 1677 21350 SH SOLE 0 21350 0 POOL CORP. Common Stock 73278L105 959 6450 SH SOLE 0 6450 0 PROOFPOINT INC Common Stock 743424103 1286 15350 SH SOLE 0 15350 0 Q2 HOLDINGS INC Common Stock 74736L109 894 18050 SH SOLE 0 18050 0 RAPID7 INC Common Stock 753422104 709 22750 SH SOLE 0 22750 0 REXNORD CORP Common Stock 76169B102 445 19400 SH SOLE 0 19400 0 ROCKWELL AUTOMATION INC Common Stock 773903109 1399 9300 SH SOLE 0 9300 0 ROLLINS INC. Common Stock 775711104 634 17550 SH SOLE 0 17550 0 ROPER TECHNOLOGIES INC Common Stock 776696106 1666 6250 SH SOLE 0 6250 0 ROYAL GOLD INC. Convertible Bond 780287AA6 262 260 SH SOLE 0 260 0 SAILPOINT TECHNOLOGIES HOLDING INC Common Stock 78781P105 860 36600 SH SOLE 0 36600 0 SALESFORCE.COM INC Common Stock 79466L302 3610 26353 SH SOLE 12953 13400 0 SERVICEMASTER GLOBAL HOLDINGS INC Common Stock 81761R109 474 12900 SH SOLE 0 12900 0 SERVICENOW INC Common Stock 81762P102 2580 14490 SH SOLE 2390 12100 0 SERVICENOW INC Convertible Bond 81762PAC6 1086 770 SH SOLE 0 770 0 SHOTSPOTTER INC Common Stock 82536T107 910 29200 SH SOLE 0 29200 0 SITEONE LANDSCAPE SUPPLY INC Common Stock 82982L103 934 16900 SH SOLE 0 16900 0 SJW CORP. Common Stock 784305104 498 8950 SH SOLE 0 8950 0 SMITH CORP.(A.O.) Common Stock 831865209 922 21600 SH SOLE 0 21600 0 SPLUNK INC Common Stock 848637104 2819 26884 SH SOLE 8334 18550 0 SPS COMMERCE INC Common Stock 78463M107 758 9200 SH SOLE 0 9200 0 STANLEY BLACK ET DECKER Common Stock 854502101 1066 8900 SH SOLE 0 8900 0 STANTEC INC Common Stock 85472N109 470 21500 SH SOLE 0 21500 0 STITCH FIX INC Common Stock 860897107 556 32550 SH SOLE 0 32550 0 SYNOPSYS INC. Common Stock 871607107 1104 13100 SH SOLE 0 13100 0 TERADYNE INC. Common Stock 880770102 1288 41050 SH SOLE 0 41050 0 TESLA INC Convertible Bond 88160RAB7 1064 1025 SH SOLE 0 1025 0 TESLA INC Convertible Bond 88160RAC5 1829 1630 SH SOLE 0 1630 0 THERMO FISHER SCIENTIFIC INC. Common Stock 883556102 3234 14450 SH SOLE 0 14450 0 T-MOBILE US INC Common Stock 872590104 1437 22590 SH SOLE 22590 0 0 TORO CO. Common Stock 891092108 816 14600 SH SOLE 0 14600 0 TRANSUNION Common Stock 89400J107 1358 23900 SH SOLE 0 23900 0 TRIMBLE NAVIGATION LTD Common Stock 896239100 1468 44600 SH SOLE 0 44600 0 TYLER TECHNOLOGIES INC. Common Stock 902252105 976 5250 SH SOLE 0 5250 0 ULTIMATE SOFTWARE GROUP INC. Common Stock 90385D107 992 4050 SH SOLE 0 4050 0 ULTRAPAR PARTICIPACOES S.A. American Depository Receipt 90400P101 1774 131000 SH SOLE 131000 0 0 VALMONT INDUSTRIES INC Common Stock 920253101 649 5850 SH SOLE 0 5850 0 VARONIS SYSTEMS INC Common Stock 922280102 942 17800 SH SOLE 0 17800 0 VERIZON COMMUNICATIONS INC. Common Stock 92343V104 3283 58403 SH SOLE 58403 0 0 VERTEX PHARMACEUTICALS INC. Common Stock 92532F100 605 3653 SH SOLE 3653 0 0 VISA INC. Common Stock 92826C839 4659 35311 SH SOLE 24811 10500 0 WABTEC CORP/DE Common Stock 929740108 1128 16050 SH SOLE 0 16050 0 WASTE CONNECTIONS INC Common Stock 94106B101 1400 18850 SH SOLE 0 18850 0 WASTE MANAGEMENT INC. Common Stock 94106L109 1424 16000 SH SOLE 0 16000 0 WEIBO CORP Convertible Bond G9515TAA6 471 516 SH SOLE 0 516 0 WORKDAY INC-CLASS A Convertible Bond 98138HAF8 1312 1060 SH SOLE 0 1060 0 WORLDPAY INC Common Stock 981558109 860 11250 SH SOLE 0 11250 0 WRIGHT MEDICAL GROUP INC. Convertible Bond 98235TAE7 278 261 SH SOLE 0 261 0 XILINX INC. Common Stock 983919101 954 11200 SH SOLE 0 11200 0 XYLEM INC Common Stock 98419M100 2439 36550 SH SOLE 0 36550 0 ZILLOW GROUP INC Convertible Bond 98954MAB7 607 620 SH SOLE 0 620 0