Chief Compliance Officer

0001015247-20-000005.txt : 20201109 0001015247-20-000005.hdr.sgml : 20201109 20201109122944 ACCESSION NUMBER: 0001015247-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201109 DATE AS OF CHANGE: 20201109 EFFECTIVENESS DATE: 20201109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HNP Capital LLC CENTRAL INDEX KEY: 0001767841 IRS NUMBER: 264665268 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19155 FILM NUMBER: 201296817 BUSINESS ADDRESS: STREET 1: 100 CHESTNUT ST., 15TH FLOOR CITY: ROCHESTER STATE: NY ZIP: 14604 BUSINESS PHONE: 585-461-6085 MAIL ADDRESS: STREET 1: 100 CHESTNUT ST., 15TH FLOOR CITY: ROCHESTER STATE: NY ZIP: 14604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767841 XXXXXXXX 09-30-2020 09-30-2020 HNP Capital LLC

100 CHESTNUT ST., 15TH FLOOR ROCHESTER NY 14604

13F HOLDINGS REPORT 028-19155 N Karen A. Mohn Chief Compliance Officer 716-725-4844 Karen A. Mohn Rochester NY 11-09-2020 0 128 272952 false INFORMATION TABLE 2 HNP13FQ3_2020.xml ISHARES TR CORE S&P MCP ETF 464287507 1388 6862 SH SOLE 0 0 0 6862 SPDR S&P 500 ETF TR TR UNIT 78462F103 2840 8110 SH SOLE 0 0 0 8110 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2241 34948 SH SOLE 0 0 0 34948 AMAZON COM INC COM 023135106 288 87 SH SOLE 0 0 0 87 BRISTOL-MYERS SQUIBB CO COM 110122108 859 13466 SH SOLE 0 0 0 13466 IRON MTN INC NEW COM 46284V101 1833 68366 SH SOLE 0 0 0 68366 INVESCO QQQ TR UNIT SER 1 46090E103 200 680 SH SOLE 0 0 0 680 ABBOTT LABS COM 002824100 271 2367 SH SOLE 0 0 0 2367 BEST BUY INC COM 086516101 1179 9577 SH SOLE 0 0 0 9577 CONAGRA BRANDS INC COM 205887102 255 7062 SH SOLE 0 0 0 7062 ALTRIA GROUP INC COM 02209S103 453 12164 SH SOLE 0 0 0 12164 INTEL CORP COM 458140100 1379 30371 SH SOLE 0 0 0 30371 ORACLE CORP COM 68389X105 1505 26500 SH SOLE 0 0 0 26500 QUALCOMM INC COM 747525103 1309 9029 SH SOLE 0 0 0 9029 DISNEY WALT CO COM DISNEY 254687106 332 2606 SH SOLE 0 0 0 2606 JOHNSON & JOHNSON COM 478160104 1063 7471 SH SOLE 0 0 0 7471 PFIZER INC COM 717081103 607 16689 SH SOLE 0 0 0 16689 LOWES COS INC COM 548661107 357 2117 SH SOLE 0 0 0 2117 CHEVRON CORP NEW COM 166764100 603 8475 SH SOLE 0 0 0 8475 MICROSOFT CORP COM 594918104 6592 29467 SH SOLE 0 0 0 29467 AT&T INC COM 00206R102 776 28293 SH SOLE 0 0 0 28293 CITIGROUP INC COM NEW 172967424 244 5702 SH SOLE 0 0 0 5702 CISCO SYS INC COM 17275R102 729 19437 SH SOLE 0 0 0 19437 INTERNATIONAL BUSINESS MACHS COM 459200101 3760 32970 SH SOLE 0 0 0 32970 LOCKHEED MARTIN CORP COM 539830109 1090 3016 SH SOLE 0 0 0 3016 PEPSICO INC COM 713448108 373 2698 SH SOLE 0 0 0 2698 VERIZON COMMUNICATIONS INC COM 92343V104 400 6835 SH SOLE 0 0 0 6835 SPDR SER TR PRTFLO S&P500 GW 78464A409 11393 215896 SH SOLE 0 0 0 215896 ISHARES TR RUS MID CAP ETF 464287499 783 12676 SH SOLE 0 0 0 12676 SELECT SECTOR SPDR TR ENERGY 81369Y506 1198 41399 SH SOLE 0 0 0 41399 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 338 4161 SH SOLE 0 0 0 4161 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 234 1923 SH SOLE 0 0 0 1923 BK OF AMERICA CORP COM 060505104 629 25878 SH SOLE 0 0 0 25878 EXXON MOBIL CORP COM 30231G102 500 15243 SH SOLE 0 0 0 15243 WALMART INC COM 931142103 5944 40778 SH SOLE 0 0 0 40778 UNION PAC CORP COM 907818108 211 1110 SH SOLE 0 0 0 1110 TEXAS INSTRS INC COM 882508104 1068 6773 SH SOLE 0 0 0 6773 TARGET CORP COM 87612E106 986 6104 SH SOLE 0 0 0 6104 CAPITAL ONE FINL CORP COM 14040H105 2749 35351 SH SOLE 0 0 0 35351 LILLY ELI & CO COM 532457108 661 4630 SH SOLE 0 0 0 4630 CVS HEALTH CORP COM 126650100 1924 29621 SH SOLE 0 0 0 29621 DOMINION ENERGY INC COM 25746U109 2485 29695 SH SOLE 0 0 0 29695 MERCK & CO. INC COM 58933Y105 782 9730 SH SOLE 0 0 0 9730 PROCTER AND GAMBLE CO COM 742718109 325 2268 SH SOLE 0 0 0 2268 GENERAL ELECTRIC CO COM 369604103 82 10100 SH SOLE 0 0 0 10100 KIMBERLY CLARK CORP COM 494368103 272 2000 SH SOLE 0 0 0 2000 GOLDMAN SACHS GROUP INC COM 38141G104 217 1080 SH SOLE 0 0 0 1080 HOME DEPOT INC COM 437076102 2878 10125 SH SOLE 0 0 0 10125 MCDONALDS CORP COM 580135101 489 2258 SH SOLE 0 0 0 2258 JPMORGAN CHASE & CO COM 46625H100 3719 36123 SH SOLE 0 0 0 36123 TJX COS INC NEW COM 872540109 1200 22240 SH SOLE 0 0 0 22240 CORNING INC COM 219350105 299 8620 SH SOLE 0 0 0 8620 FISERV INC COM 337738108 2400 23284 SH SOLE 0 0 0 23284 FORD MTR CO DEL COM 345370860 117 15000 SH SOLE 0 0 0 15000 UNITEDHEALTH GROUP INC COM 91324P102 1051 3024 SH SOLE 0 0 0 3024 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1606 6795 SH SOLE 0 0 0 6795 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1836 31354 SH SOLE 0 0 0 31354 MARSH & MCLENNAN COS INC COM 571748102 2196 20042 SH SOLE 0 0 0 20042 3M CO COM 88579Y101 834 5118 SH SOLE 0 0 0 5118 ALBEMARLE CORP COM 012653101 1720 15325 SH SOLE 0 0 0 15325 COMCAST CORP NEW CL A 20030N101 1947 43731 SH SOLE 0 0 0 43731 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1784 9954 SH SOLE 0 0 0 9954 WELLTOWER INC COM 95040Q104 1288 23215 SH SOLE 0 0 0 23215 NEXTERA ENERGY INC COM 65339F101 1059 13980 SH SOLE 0 0 0 13980 DUKE ENERGY CORP NEW COM NEW 26441C204 1744 18666 SH SOLE 0 0 0 18666 CONOCOPHILLIPS COM 20825C104 220 7522 SH SOLE 0 0 0 7522 APPLE INC COM 037833100 6960 58644 SH SOLE 0 0 0 58644 INTERNATIONAL PAPER CO COM 460146103 214 4600 SH SOLE 0 0 0 4600 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 6141 53871 SH SOLE 0 0 0 53871 ROSS STORES INC COM 778296103 560 6000 SH SOLE 0 0 0 6000 AMERICAN EXPRESS CO COM 025816109 524 5420 SH SOLE 0 0 0 5420 REGIONS FINANCIAL CORP NEW COM 7591EP100 326 25000 SH SOLE 0 0 0 25000 GENERAL DYNAMICS CORP COM 369550108 430 3090 SH SOLE 0 0 0 3090 SOUTHERN CO COM 842587107 1592 26554 SH SOLE 0 0 0 26554 PAYCHEX INC COM 704326107 258 2935 SH SOLE 0 0 0 2935 ROCKWELL AUTOMATION INC COM 773903109 223 896 SH SOLE 0 0 0 896 NVIDIA CORPORATION COM 67066G104 4152 7128 SH SOLE 0 0 0 7128 TRAVELERS COMPANIES INC COM 89417E109 537 4225 SH SOLE 0 0 0 4225 AMERICAN ELEC PWR CO INC COM 025537101 310 3410 SH SOLE 0 0 0 3410 RYDER SYS INC COM 783549108 1056 20139 SH SOLE 0 0 0 20139 SPDR GOLD TR GOLD SHS 78463V107 302 1646 SH SOLE 0 0 0 1646 VANGUARD INDEX FDS MID CAP ETF 922908629 1795 9491 SH SOLE 0 0 0 9491 VANGUARD INDEX FDS SMALL CP ETF 922908751 912 5444 SH SOLE 0 0 0 5444 F M C CORP COM NEW 302491303 997 9180 SH SOLE 0 0 0 9180 AMERIPRISE FINL INC COM 03076C106 424 2500 SH SOLE 0 0 0 2500 BLACKROCK INCOME TR INC COM 09247F100 2008 329700 SH SOLE 0 0 0 329700 BLACKROCK CORPOR HI YLD FD I COM 09255P107 8843 795906 SH SOLE 0 0 0 795906 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2032 8633 SH SOLE 0 0 0 8633 THERMO FISHER SCIENTIFIC INC COM 883556102 4411 8360 SH SOLE 0 0 0 8360 DEXCOM INC COM 252131107 1023 2831 SH SOLE 0 0 0 2831 ROPER TECHNOLOGIES INC COM 776696106 698 1796 SH SOLE 0 0 0 1796 ARENA PHARMACEUTICALS INC COM NEW 040047607 318 3670 SH SOLE 0 0 0 3670 MASTERCARD INCORPORATED CL A 57636Q104 233 744 SH SOLE 0 0 0 744 EQUINIX INC COM 29444U700 4291 5401 SH SOLE 0 0 0 5401 DIGITAL RLTY TR INC COM 253868103 1589 10832 SH SOLE 0 0 0 10832 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 9240 47353 SH SOLE 0 0 0 47353 SPDR SER TR S&P REGL BKG 78464A698 2030 49083 SH SOLE 0 0 0 49083 SPDR SER TR S&P BK ETF 78464A797 2573 76417 SH SOLE 0 0 0 76417 ISHARES TR IBOXX HI YD ETF 464288513 4262 50011 SH SOLE 0 0 0 50011 ISHARES TR ISHS 1-5YR INVS 464288646 21083 383815 SH SOLE 0 0 0 383815 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2769 31462 SH SOLE 0 0 0 31462 ISHARES TR 3 7 YR TREAS BD 464288661 3819 28713 SH SOLE 0 0 0 28713 SPDR SER TR PORTFOLIO S&P500 78464A854 1636 39766 SH SOLE 0 0 0 39766 SPDR SER TR PORTFOLIO INTRMD 78464A375 16353 443528 SH SOLE 0 0 0 443528 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 338 3510 SH SOLE 0 0 0 3510 VERISK ANALYTICS INC COM 92345Y106 371 1881 SH SOLE 0 0 0 1881 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3748 45243 SH SOLE 0 0 0 45243 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 717 11567 SH SOLE 0 0 0 11567 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1516 27991 SH SOLE 0 0 0 27991 SPDR SER TR PORTFOLIO SHORT 78464A474 4665 148721 SH SOLE 0 0 0 148721 SPDR SER TR PORTFLI MORTGAGE 78464A383 2047 77194 SH SOLE 0 0 0 77194 TESLA INC COM 88160R101 230 535 SH SOLE 0 0 0 535 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 9330 28999 SH SOLE 0 0 0 28999 GENERAL MTRS CO COM 37045V100 382 10205 SH SOLE 0 0 0 10205 FIRST TR EXCH TRD ALPHDX FD MID CP GR ALPH 33737M102 2317 39776 SH SOLE 0 0 0 39776 ISHARES TR FLTG RATE NT ETF 46429B655 4082 80565 SH SOLE 0 0 0 80565 MANNING & NAPIER INC CL A 56382Q102 41 10000 SH SOLE 0 0 0 10000 FACEBOOK INC CL A 30303M102 251 854 SH SOLE 0 0 0 854 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1899 3797 SH SOLE 0 0 0 3797 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 10188 201230 SH SOLE 0 0 0 201230 ABBVIE INC COM 00287Y109 245 2637 SH SOLE 0 0 0 2637 ZOETIS INC CL A 98978V103 254 1500 SH SOLE 0 0 0 1500 ISHARES TR 0-5YR HI YL CP 46434V407 5229 117639 SH SOLE 0 0 0 117639 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 1452 58052 SH SOLE 0 0 0 58052 WISDOMTREE TR YIELD ENHANCD US 97717X511 967 17985 SH SOLE 0 0 0 17985 CHARTER COMMUNICATIONS INC N CL A 16119P108 348 540 SH SOLE 0 0 0 540 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 10423 418931 SH SOLE 0 0 0 418931 DELL TECHNOLOGIES INC CL C 24703L202 894 13834 SH SOLE 0 0 0 13834