0001085146-20-002396.txt : 20200828
0001085146-20-002396.hdr.sgml : 20200828
20200828102201
ACCESSION NUMBER: 0001085146-20-002396
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200828
DATE AS OF CHANGE: 20200828
EFFECTIVENESS DATE: 20200828
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advisor OS, LLC
CENTRAL INDEX KEY: 0001767580
IRS NUMBER: 815129769
STATE OF INCORPORATION: TX
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20349
FILM NUMBER: 201145543
BUSINESS ADDRESS:
STREET 1: 141 WEST JACKSON BLVD., SUITE 3540
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 888 267-4820
MAIL ADDRESS:
STREET 1: 141 WEST JACKSON BLVD., SUITE 3540
CITY: CHICAGO
STATE: IL
ZIP: 60604
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001767580
XXXXXXXX
06-30-2020
06-30-2020
false
Advisor OS, LLC
141 WEST JACKSON BLVD., SUITE 3540
CHICAGO
IL
60604
13F HOLDINGS REPORT
028-20349
N
Phillip J Kosmala
CCO
312-330-4781
/s/ Phillip J Kosmala
Chicago
IL
08-14-2020
0
141
167714
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
ABBVIE INC
COM
00287Y109
683
6956
SH
SOLE
0
0
6956
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
687
3200
SH
SOLE
0
0
3200
ADOBE INC
COM
00724F101
662
1521
SH
SOLE
0
0
1521
ALCON AG
ORD SHS
H01301128
297
5183
SH
SOLE
0
0
5183
ALPHABET INC
CAP STK CL A
02079K305
440
310
SH
SOLE
0
0
310
AMAZON COM INC
COM
023135106
1167
423
SH
SOLE
0
0
423
AMERICAN TOWER CORP NEW
COM
03027X100
559
2164
SH
SOLE
0
0
2164
AMGEN INC
COM
031162100
513
2177
SH
SOLE
0
0
2177
APPLE INC
COM
037833100
1519
4163
SH
SOLE
0
0
4163
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
301
818
SH
SOLE
0
0
818
AT&T INC
COM
00206R102
350
11575
SH
SOLE
0
0
11575
AUTODESK INC
COM
052769106
302
1263
SH
SOLE
0
0
1263
BIO RAD LABS INC
CL A
090572207
214
474
SH
SOLE
0
0
474
BLACKROCK INC
COM
09247X101
520
956
SH
SOLE
0
0
956
BROADCOM INC
COM
11135F101
437
1384
SH
SOLE
0
0
1384
CANADIAN PAC RY LTD
COM
13645T100
211
826
SH
SOLE
0
0
826
CISCO SYS INC
COM
17275R102
582
12487
SH
SOLE
0
0
12487
COCA COLA CO
COM
191216100
433
9692
SH
SOLE
0
0
9692
COLGATE PALMOLIVE CO
COM
194162103
561
7662
SH
SOLE
0
0
7662
COMCAST CORP NEW
CL A
20030N101
422
10824
SH
SOLE
0
0
10824
COSTCO WHSL CORP NEW
COM
22160K105
282
930
SH
SOLE
0
0
930
CVS HEALTH CORP
COM
126650100
425
6542
SH
SOLE
0
0
6542
DANAHER CORPORATION
COM
235851102
359
2029
SH
SOLE
0
0
2029
DELTA AIR LINES INC DEL
COM NEW
247361702
226
8060
SH
SOLE
0
0
8060
DUKE ENERGY CORP NEW
COM NEW
26441C204
426
5338
SH
SOLE
0
0
5338
EDWARDS LIFESCIENCES CORP
COM
28176E108
225
3249
SH
SOLE
0
0
3249
ELECTRONIC ARTS INC
COM
285512109
212
1607
SH
SOLE
0
0
1607
EXELON CORP
COM
30161N101
388
10686
SH
SOLE
0
0
10686
EXXON MOBIL CORP
COM
30231G102
422
9442
SH
SOLE
0
0
9442
FACEBOOK INC
CL A
30303M102
628
2768
SH
SOLE
0
0
2768
FERRARI N V
COM
N3167Y103
226
1321
SH
SOLE
0
0
1321
FIRST TR LRG CP VL ALPHADEX
COM SHS
33735J101
324
7116
SH
SOLE
0
0
7116
FS KKR CAP CORP II
COM
35952V303
939
72870
SH
SOLE
0
0
72870
GAP INC
COM
364760108
145
11467
SH
SOLE
0
0
11467
HIGHLAND INCOME FD
HIGHLAND INCOME
43010E404
253
31474
SH
SOLE
0
0
31474
HOME DEPOT INC
COM
437076102
1294
5166
SH
SOLE
0
0
5166
HONEYWELL INTL INC
COM
438516106
447
3094
SH
SOLE
0
0
3094
IDEXX LABS INC
COM
45168D104
202
613
SH
SOLE
0
0
613
INTEL CORP
COM
458140100
658
11003
SH
SOLE
0
0
11003
INTUIT
COM
461202103
305
1031
SH
SOLE
0
0
1031
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
744
14968
SH
SOLE
0
0
14968
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
10355
484581
SH
SOLE
0
0
484581
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
695
6828
SH
SOLE
0
0
6828
INVESCO QQQ TR
UNIT SER 1
46090E103
257
1038
SH
SOLE
0
0
1038
ISHARES SILVER TR
ISHARES
46428Q109
10
12500
SH
Call
SOLE
0
0
12500
ISHARES SILVER TR
ISHARES
46428Q109
43
2500
SH
SOLE
0
0
2500
ISHARES TR
RUS 1000 GRW ETF
464287614
948
4941
SH
SOLE
0
0
4941
ISHARES TR
RUSSELL 3000 ETF
464287689
2799
15547
SH
SOLE
0
0
15547
ISHARES TR
CORE S&P SCP ETF
464287804
2210
32356
SH
SOLE
0
0
32356
ISHARES TR
RUSSELL 2000 ETF
464287655
401
2800
SH
SOLE
0
0
2800
ISHARES TR
IBOXX HI YD ETF
464288513
201
2466
SH
SOLE
0
0
2466
ISHARES TR
ESG AWRE 1 5 YR
46435G243
1209
46467
SH
SOLE
0
0
46467
ISHARES TR
SH TR CRPORT ETF
464288646
2641
48270
SH
SOLE
0
0
48270
ISHARES TR
INTRM GOV CR ETF
464288612
13196
112097
SH
SOLE
0
0
112097
ISHARES TR
0-5YR HI YL CP
46434V407
1267
29539
SH
SOLE
0
0
29539
ISHARES TR
RUS MD CP GR ETF
464287481
6267
39634
SH
SOLE
0
0
39634
ISHARES TR
CORE US AGGBD ET
464287226
1560
13200
SH
SOLE
0
0
13200
ISHARES TR
0-5 YR TIPS ETF
46429B747
477
4658
SH
SOLE
0
0
4658
ISHARES TR
MBS ETF
464288588
202
1824
SH
SOLE
0
0
1824
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
7154
141022
SH
SOLE
0
0
141022
JOHNSON & JOHNSON
COM
478160104
1537
10932
SH
SOLE
0
0
10932
JPMORGAN CHASE & CO
COM
46625H100
314
3339
SH
SOLE
0
0
3339
LAM RESEARCH CORP
COM
512807108
366
1132
SH
SOLE
0
0
1132
LOCKHEED MARTIN CORP
COM
539830109
410
1124
SH
SOLE
0
0
1124
LULULEMON ATHLETICA INC
COM
550021109
612
1963
SH
SOLE
0
0
1963
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
228
6490
SH
SOLE
0
0
6490
MASTERCARD INCORPORATED
CL A
57636Q104
278
941
SH
SOLE
0
0
941
MCDONALDS CORP
COM
580135101
654
3544
SH
SOLE
0
0
3544
MEDTRONIC PLC
SHS
G5960L103
478
5215
SH
SOLE
0
0
5215
MERCADOLIBRE INC
COM
58733R102
385
391
SH
SOLE
0
0
391
MERCK & CO. INC
COM
58933Y105
502
6486
SH
SOLE
0
0
6486
MICROSOFT CORP
COM
594918104
2569
12624
SH
SOLE
0
0
12624
MONDELEZ INTL INC
CL A
609207105
461
9015
SH
SOLE
0
0
9015
MONOLITHIC PWR SYS INC
COM
609839105
211
889
SH
SOLE
0
0
889
NETFLIX INC
COM
64110L106
206
452
SH
SOLE
0
0
452
NEXTERA ENERGY INC
COM
65339F101
573
2384
SH
SOLE
0
0
2384
NORDSON CORP
COM
655663102
235
1240
SH
SOLE
0
0
1240
NUVEEN MUN VALUE FD INC
COM
670928100
120
11737
SH
SOLE
0
0
11737
NVR INC
COM
62944T105
2408
739
SH
SOLE
0
0
739
PEPSICO INC
COM
713448108
1261
9531
SH
SOLE
0
0
9531
PIMCO ETF TR
ENHNCD LW DUR AC
72201R718
244
2389
SH
SOLE
0
0
2389
PIMCO ETF TR
INV GRD CRP BD
72201R817
974
8522
SH
SOLE
0
0
8522
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
16120
158517
SH
SOLE
0
0
158517
PRICE T ROWE GROUP INC
COM
74144T108
209
1692
SH
SOLE
0
0
1692
PROCTER AND GAMBLE CO
COM
742718109
691
5780
SH
SOLE
0
0
5780
QUALCOMM INC
COM
747525103
505
5533
SH
SOLE
0
0
5533
RESMED INC
COM
761152107
395
2055
SH
SOLE
0
0
2055
S&P GLOBAL INC
COM
78409V104
347
1052
SH
SOLE
0
0
1052
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
1231
41371
SH
SOLE
0
0
41371
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
366
6234
SH
SOLE
0
0
6234
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
1008
19521
SH
SOLE
0
0
19521
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
2194
41698
SH
SOLE
0
0
41698
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
1570
29056
SH
SOLE
0
0
29056
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1666
15943
SH
SOLE
0
0
15943
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
5612
56081
SH
SOLE
0
0
56081
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
1491
25419
SH
SOLE
0
0
25419
SERVICE PPTYS TR
COM SH BEN INT
81761L102
131
18515
SH
SOLE
0
0
18515
SHOPIFY INC
CL A
82509L107
252
265
SH
SOLE
0
0
265
SMITH & NEPHEW GROUP PLC
SPDN ADR NEW
83175M205
289
7570
SH
SOLE
0
0
7570
SOUTHERN CO
COM
842587107
471
9079
SH
SOLE
0
0
9079
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
651
19456
SH
SOLE
0
0
19456
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
633
23129
SH
SOLE
0
0
23129
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
2265
82006
SH
SOLE
0
0
82006
SPDR S&P 500 ETF TR
TR UNIT
78462F103
8855
28717
SH
SOLE
0
0
28717
SPDR SER TR
PORTFOLIO SH TSR
78468R101
217
7074
SH
SOLE
0
0
7074
SPDR SER TR
PORTFOLI S&P1500
78464A805
362
9574
SH
SOLE
0
0
9574
SPDR SER TR
S&P HOMEBUILD
78464A888
1069
24358
SH
SOLE
0
0
24358
SPDR SER TR
PORTFOLIO INTRMD
78464A375
1033
28280
SH
SOLE
0
0
28280
SPDR SER TR
PRTFLO S&P500 HI
78468R788
2857
102586
SH
SOLE
0
0
102586
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
1740
56399
SH
SOLE
0
0
56399
SPDR SER TR
PORTFOLIO S&P600
78468R853
207
7782
SH
SOLE
0
0
7782
SPDR SER TR
S&P 600 SMCP GRW
78464A201
1862
32796
SH
SOLE
0
0
32796
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
1323
26527
SH
SOLE
0
0
26527
SPDR SER TR
NUVEEN BRC MUNIC
78468R721
836
16186
SH
SOLE
0
0
16186
SPDR SER TR
PRTFLO S&P500 VL
78464A508
291
10034
SH
SOLE
0
0
10034
SPDR SER TR
PRTFLO S&P500 GW
78464A409
3412
75951
SH
SOLE
0
0
75951
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
904
20840
SH
SOLE
0
0
20840
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
215
3787
SH
SOLE
0
0
3787
TARGET CORP
COM
87612E106
508
4239
SH
SOLE
0
0
4239
TEXAS INSTRS INC
COM
882508104
504
3973
SH
SOLE
0
0
3973
THERMO FISHER SCIENTIFIC INC
COM
883556102
407
1122
SH
SOLE
0
0
1122
TRAVELCENTERS OF AMERICA INC
COM NEW
89421B109
971
63057
SH
SOLE
0
0
63057
UNION PAC CORP
COM
907818108
209
1239
SH
SOLE
0
0
1239
UNITED BANKSHARES INC WEST V
COM
909907107
383
13838
SH
SOLE
0
0
13838
UNITED PARCEL SERVICE INC
CL B
911312106
474
4266
SH
SOLE
0
0
4266
UNITEDHEALTH GROUP INC
COM
91324P102
1097
3719
SH
SOLE
0
0
3719
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
701
14142
SH
SOLE
0
0
14142
VANGUARD INDEX FDS
MID CAP ETF
922908629
1837
11207
SH
SOLE
0
0
11207
VANGUARD INDEX FDS
SMALL CP ETF
922908751
4096
28109
SH
SOLE
0
0
28109
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
347
2425
SH
SOLE
0
0
2425
VANGUARD INDEX FDS
GROWTH ETF
922908736
247
1222
SH
SOLE
0
0
1222
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1163
4106
SH
SOLE
0
0
4106
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
2074
25099
SH
SOLE
0
0
25099
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
605
5166
SH
SOLE
0
0
5166
VERISK ANALYTICS INC
COM
92345Y106
240
1413
SH
SOLE
0
0
1413
VERIZON COMMUNICATIONS INC
COM
92343V104
487
8836
SH
SOLE
0
0
8836
VISA INC
COM CL A
92826C839
453
2343
SH
SOLE
0
0
2343
WEST PHARMACEUTICAL SVSC INC
COM
955306105
221
972
SH
SOLE
0
0
972
WESTERN ASSET INTER MUNI FD
COM
958435109
118
13751
SH
SOLE
0
0
13751
WP CAREY INC
COM
92936U109
252
3721
SH
SOLE
0
0
3721
YAMANA GOLD INC
COM
98462Y100
132
24213
SH
SOLE
0
0
24213