0001085146-20-002396.txt : 20200828 0001085146-20-002396.hdr.sgml : 20200828 20200828102201 ACCESSION NUMBER: 0001085146-20-002396 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200828 DATE AS OF CHANGE: 20200828 EFFECTIVENESS DATE: 20200828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advisor OS, LLC CENTRAL INDEX KEY: 0001767580 IRS NUMBER: 815129769 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20349 FILM NUMBER: 201145543 BUSINESS ADDRESS: STREET 1: 141 WEST JACKSON BLVD., SUITE 3540 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 888 267-4820 MAIL ADDRESS: STREET 1: 141 WEST JACKSON BLVD., SUITE 3540 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767580 XXXXXXXX 06-30-2020 06-30-2020 false Advisor OS, LLC

141 WEST JACKSON BLVD., SUITE 3540 CHICAGO IL 60604

13F HOLDINGS REPORT 028-20349 N Phillip J Kosmala 312-330-4781 /s/ Phillip J Kosmala Chicago IL 08-14-2020 0 141 167714 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 683 6956 SH SOLE 0 0 6956 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 687 3200 SH SOLE 0 0 3200 ADOBE INC COM 00724F101 662 1521 SH SOLE 0 0 1521 ALCON AG ORD SHS H01301128 297 5183 SH SOLE 0 0 5183 ALPHABET INC CAP STK CL A 02079K305 440 310 SH SOLE 0 0 310 AMAZON COM INC COM 023135106 1167 423 SH SOLE 0 0 423 AMERICAN TOWER CORP NEW COM 03027X100 559 2164 SH SOLE 0 0 2164 AMGEN INC COM 031162100 513 2177 SH SOLE 0 0 2177 APPLE INC COM 037833100 1519 4163 SH SOLE 0 0 4163 ASML HOLDING N V N Y REGISTRY SHS N07059210 301 818 SH SOLE 0 0 818 AT&T INC COM 00206R102 350 11575 SH SOLE 0 0 11575 AUTODESK INC COM 052769106 302 1263 SH SOLE 0 0 1263 BIO RAD LABS INC CL A 090572207 214 474 SH SOLE 0 0 474 BLACKROCK INC COM 09247X101 520 956 SH SOLE 0 0 956 BROADCOM INC COM 11135F101 437 1384 SH SOLE 0 0 1384 CANADIAN PAC RY LTD COM 13645T100 211 826 SH SOLE 0 0 826 CISCO SYS INC COM 17275R102 582 12487 SH SOLE 0 0 12487 COCA COLA CO COM 191216100 433 9692 SH SOLE 0 0 9692 COLGATE PALMOLIVE CO COM 194162103 561 7662 SH SOLE 0 0 7662 COMCAST CORP NEW CL A 20030N101 422 10824 SH SOLE 0 0 10824 COSTCO WHSL CORP NEW COM 22160K105 282 930 SH SOLE 0 0 930 CVS HEALTH CORP COM 126650100 425 6542 SH SOLE 0 0 6542 DANAHER CORPORATION COM 235851102 359 2029 SH SOLE 0 0 2029 DELTA AIR LINES INC DEL COM NEW 247361702 226 8060 SH SOLE 0 0 8060 DUKE ENERGY CORP NEW COM NEW 26441C204 426 5338 SH SOLE 0 0 5338 EDWARDS LIFESCIENCES CORP COM 28176E108 225 3249 SH SOLE 0 0 3249 ELECTRONIC ARTS INC COM 285512109 212 1607 SH SOLE 0 0 1607 EXELON CORP COM 30161N101 388 10686 SH SOLE 0 0 10686 EXXON MOBIL CORP COM 30231G102 422 9442 SH SOLE 0 0 9442 FACEBOOK INC CL A 30303M102 628 2768 SH SOLE 0 0 2768 FERRARI N V COM N3167Y103 226 1321 SH SOLE 0 0 1321 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 324 7116 SH SOLE 0 0 7116 FS KKR CAP CORP II COM 35952V303 939 72870 SH SOLE 0 0 72870 GAP INC COM 364760108 145 11467 SH SOLE 0 0 11467 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 253 31474 SH SOLE 0 0 31474 HOME DEPOT INC COM 437076102 1294 5166 SH SOLE 0 0 5166 HONEYWELL INTL INC COM 438516106 447 3094 SH SOLE 0 0 3094 IDEXX LABS INC COM 45168D104 202 613 SH SOLE 0 0 613 INTEL CORP COM 458140100 658 11003 SH SOLE 0 0 11003 INTUIT COM 461202103 305 1031 SH SOLE 0 0 1031 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 744 14968 SH SOLE 0 0 14968 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 10355 484581 SH SOLE 0 0 484581 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 695 6828 SH SOLE 0 0 6828 INVESCO QQQ TR UNIT SER 1 46090E103 257 1038 SH SOLE 0 0 1038 ISHARES SILVER TR ISHARES 46428Q109 10 12500 SH Call SOLE 0 0 12500 ISHARES SILVER TR ISHARES 46428Q109 43 2500 SH SOLE 0 0 2500 ISHARES TR RUS 1000 GRW ETF 464287614 948 4941 SH SOLE 0 0 4941 ISHARES TR RUSSELL 3000 ETF 464287689 2799 15547 SH SOLE 0 0 15547 ISHARES TR CORE S&P SCP ETF 464287804 2210 32356 SH SOLE 0 0 32356 ISHARES TR RUSSELL 2000 ETF 464287655 401 2800 SH SOLE 0 0 2800 ISHARES TR IBOXX HI YD ETF 464288513 201 2466 SH SOLE 0 0 2466 ISHARES TR ESG AWRE 1 5 YR 46435G243 1209 46467 SH SOLE 0 0 46467 ISHARES TR SH TR CRPORT ETF 464288646 2641 48270 SH SOLE 0 0 48270 ISHARES TR INTRM GOV CR ETF 464288612 13196 112097 SH SOLE 0 0 112097 ISHARES TR 0-5YR HI YL CP 46434V407 1267 29539 SH SOLE 0 0 29539 ISHARES TR RUS MD CP GR ETF 464287481 6267 39634 SH SOLE 0 0 39634 ISHARES TR CORE US AGGBD ET 464287226 1560 13200 SH SOLE 0 0 13200 ISHARES TR 0-5 YR TIPS ETF 46429B747 477 4658 SH SOLE 0 0 4658 ISHARES TR MBS ETF 464288588 202 1824 SH SOLE 0 0 1824 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 7154 141022 SH SOLE 0 0 141022 JOHNSON & JOHNSON COM 478160104 1537 10932 SH SOLE 0 0 10932 JPMORGAN CHASE & CO COM 46625H100 314 3339 SH SOLE 0 0 3339 LAM RESEARCH CORP COM 512807108 366 1132 SH SOLE 0 0 1132 LOCKHEED MARTIN CORP COM 539830109 410 1124 SH SOLE 0 0 1124 LULULEMON ATHLETICA INC COM 550021109 612 1963 SH SOLE 0 0 1963 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 228 6490 SH SOLE 0 0 6490 MASTERCARD INCORPORATED CL A 57636Q104 278 941 SH SOLE 0 0 941 MCDONALDS CORP COM 580135101 654 3544 SH SOLE 0 0 3544 MEDTRONIC PLC SHS G5960L103 478 5215 SH SOLE 0 0 5215 MERCADOLIBRE INC COM 58733R102 385 391 SH SOLE 0 0 391 MERCK & CO. INC COM 58933Y105 502 6486 SH SOLE 0 0 6486 MICROSOFT CORP COM 594918104 2569 12624 SH SOLE 0 0 12624 MONDELEZ INTL INC CL A 609207105 461 9015 SH SOLE 0 0 9015 MONOLITHIC PWR SYS INC COM 609839105 211 889 SH SOLE 0 0 889 NETFLIX INC COM 64110L106 206 452 SH SOLE 0 0 452 NEXTERA ENERGY INC COM 65339F101 573 2384 SH SOLE 0 0 2384 NORDSON CORP COM 655663102 235 1240 SH SOLE 0 0 1240 NUVEEN MUN VALUE FD INC COM 670928100 120 11737 SH SOLE 0 0 11737 NVR INC COM 62944T105 2408 739 SH SOLE 0 0 739 PEPSICO INC COM 713448108 1261 9531 SH SOLE 0 0 9531 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 244 2389 SH SOLE 0 0 2389 PIMCO ETF TR INV GRD CRP BD 72201R817 974 8522 SH SOLE 0 0 8522 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 16120 158517 SH SOLE 0 0 158517 PRICE T ROWE GROUP INC COM 74144T108 209 1692 SH SOLE 0 0 1692 PROCTER AND GAMBLE CO COM 742718109 691 5780 SH SOLE 0 0 5780 QUALCOMM INC COM 747525103 505 5533 SH SOLE 0 0 5533 RESMED INC COM 761152107 395 2055 SH SOLE 0 0 2055 S&P GLOBAL INC COM 78409V104 347 1052 SH SOLE 0 0 1052 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1231 41371 SH SOLE 0 0 41371 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 366 6234 SH SOLE 0 0 6234 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1008 19521 SH SOLE 0 0 19521 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2194 41698 SH SOLE 0 0 41698 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1570 29056 SH SOLE 0 0 29056 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1666 15943 SH SOLE 0 0 15943 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 5612 56081 SH SOLE 0 0 56081 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1491 25419 SH SOLE 0 0 25419 SERVICE PPTYS TR COM SH BEN INT 81761L102 131 18515 SH SOLE 0 0 18515 SHOPIFY INC CL A 82509L107 252 265 SH SOLE 0 0 265 SMITH & NEPHEW GROUP PLC SPDN ADR NEW 83175M205 289 7570 SH SOLE 0 0 7570 SOUTHERN CO COM 842587107 471 9079 SH SOLE 0 0 9079 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 651 19456 SH SOLE 0 0 19456 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 633 23129 SH SOLE 0 0 23129 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2265 82006 SH SOLE 0 0 82006 SPDR S&P 500 ETF TR TR UNIT 78462F103 8855 28717 SH SOLE 0 0 28717 SPDR SER TR PORTFOLIO SH TSR 78468R101 217 7074 SH SOLE 0 0 7074 SPDR SER TR PORTFOLI S&P1500 78464A805 362 9574 SH SOLE 0 0 9574 SPDR SER TR S&P HOMEBUILD 78464A888 1069 24358 SH SOLE 0 0 24358 SPDR SER TR PORTFOLIO INTRMD 78464A375 1033 28280 SH SOLE 0 0 28280 SPDR SER TR PRTFLO S&P500 HI 78468R788 2857 102586 SH SOLE 0 0 102586 SPDR SER TR PORTFOLIO AGRGTE 78464A649 1740 56399 SH SOLE 0 0 56399 SPDR SER TR PORTFOLIO S&P600 78468R853 207 7782 SH SOLE 0 0 7782 SPDR SER TR S&P 600 SMCP GRW 78464A201 1862 32796 SH SOLE 0 0 32796 SPDR SER TR NUVEEN BLMBRG SR 78468R739 1323 26527 SH SOLE 0 0 26527 SPDR SER TR NUVEEN BRC MUNIC 78468R721 836 16186 SH SOLE 0 0 16186 SPDR SER TR PRTFLO S&P500 VL 78464A508 291 10034 SH SOLE 0 0 10034 SPDR SER TR PRTFLO S&P500 GW 78464A409 3412 75951 SH SOLE 0 0 75951 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 904 20840 SH SOLE 0 0 20840 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 215 3787 SH SOLE 0 0 3787 TARGET CORP COM 87612E106 508 4239 SH SOLE 0 0 4239 TEXAS INSTRS INC COM 882508104 504 3973 SH SOLE 0 0 3973 THERMO FISHER SCIENTIFIC INC COM 883556102 407 1122 SH SOLE 0 0 1122 TRAVELCENTERS OF AMERICA INC COM NEW 89421B109 971 63057 SH SOLE 0 0 63057 UNION PAC CORP COM 907818108 209 1239 SH SOLE 0 0 1239 UNITED BANKSHARES INC WEST V COM 909907107 383 13838 SH SOLE 0 0 13838 UNITED PARCEL SERVICE INC CL B 911312106 474 4266 SH SOLE 0 0 4266 UNITEDHEALTH GROUP INC COM 91324P102 1097 3719 SH SOLE 0 0 3719 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 701 14142 SH SOLE 0 0 14142 VANGUARD INDEX FDS MID CAP ETF 922908629 1837 11207 SH SOLE 0 0 11207 VANGUARD INDEX FDS SMALL CP ETF 922908751 4096 28109 SH SOLE 0 0 28109 VANGUARD INDEX FDS LARGE CAP ETF 922908637 347 2425 SH SOLE 0 0 2425 VANGUARD INDEX FDS GROWTH ETF 922908736 247 1222 SH SOLE 0 0 1222 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1163 4106 SH SOLE 0 0 4106 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2074 25099 SH SOLE 0 0 25099 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 605 5166 SH SOLE 0 0 5166 VERISK ANALYTICS INC COM 92345Y106 240 1413 SH SOLE 0 0 1413 VERIZON COMMUNICATIONS INC COM 92343V104 487 8836 SH SOLE 0 0 8836 VISA INC COM CL A 92826C839 453 2343 SH SOLE 0 0 2343 WEST PHARMACEUTICAL SVSC INC COM 955306105 221 972 SH SOLE 0 0 972 WESTERN ASSET INTER MUNI FD COM 958435109 118 13751 SH SOLE 0 0 13751 WP CAREY INC COM 92936U109 252 3721 SH SOLE 0 0 3721 YAMANA GOLD INC COM 98462Y100 132 24213 SH SOLE 0 0 24213