Chief Compliance Officer

0001606587-20-000942.txt : 20200812 0001606587-20-000942.hdr.sgml : 20200812 20200812135935 ACCESSION NUMBER: 0001606587-20-000942 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200812 DATE AS OF CHANGE: 20200812 EFFECTIVENESS DATE: 20200812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Robertson Stephens Wealth Management, LLC CENTRAL INDEX KEY: 0001767307 IRS NUMBER: 822497219 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19136 FILM NUMBER: 201095083 BUSINESS ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 510 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 500-6835 MAIL ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 510 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767307 XXXXXXXX 06-30-2020 06-30-2020 false Robertson Stephens Wealth Management, LLC

201 Mission Street Suite 510 San Francisco CA 94105

13F HOLDINGS REPORT 028-19136 N Michael Curley Chief Compliance Officer 415-500-6835 Michael Curley San Francisco CA 08-06-2020 0 188 346602 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M Company COM 88579Y101 322 2066 SH SOLE NONE 0 0 2066 Abbvie Inc COM 00287Y109 941 9593 SH SOLE NONE 0 0 9593 Aberdeen STNDRD PHYSCL Swiss GLD ETF PHYSCL GOLD SHS 00326A104 271 15830 SH SOLE NONE 0 0 15830 Accenture PLC CLS A SHS CLASS A G1151C101 226 1055 SH SOLE NONE 0 0 1055 Acelrx Pharmaceutl COM 00444T100 123 101965 SH SOLE NONE 0 0 101965 Adaptive COM 00650F109 23173 478979 SH SOLE NONE 0 0 478979 Alerian MLP ETF ALERIAN MLP 00162Q452 319 12937 SH SOLE NONE 0 0 12937 Alibaba Group HLDG SPONSORED ADS 01609W102 553 2568 SH SOLE NONE 0 0 2568 Alphabet Inc Cap STK (GOOG) CAP STK CL C 02079K107 2226 1575 SH SOLE NONE 0 0 1575 Alphabet Inc Cap STK (GOOGL) CAP STK CL A 02079K305 2556 1803 SH SOLE NONE 0 0 1803 Amazon Com Inc COM 023135106 6883 2495 SH SOLE NONE 0 0 2495 American WTR WKS Co COM 030420103 733 5704 SH SOLE NONE 0 0 5704 Apple Inc COM 037833100 15035 41214 SH SOLE NONE 0 0 41214 Applied Materials COM 038222105 383 6341 SH SOLE NONE 0 0 6341 Astrazeneca ADR Each SPONSORED ADR 046353108 274 5196 SH SOLE NONE 0 0 5196 B G C Partners Class A CL A 05541T101 1523 556029 SH SOLE NONE 0 0 556029 Bank Of America COM 060505104 678 28585 SH SOLE NONE 0 0 28585 Berkshire Hathaway (A) CL A 084670108 267 1 SH SOLE NONE 0 0 1 Berkshire Hathaway (B) CL B NEW 084670702 1430 8013 SH SOLE NONE 0 0 8013 Blackberry LTD COM 09228F103 1047 214215 SH SOLE NONE 0 0 214215 BlackRock Inc COM 09247X101 458 842 SH SOLE NONE 0 0 842 Boeing Co COM 097023105 1860 10149 SH SOLE NONE 0 0 10149 Bristol Myers Squibb COM 110122108 309 5261 SH SOLE NONE 0 0 5261 Charter Communicatn CL A 16119P108 355 697 SH SOLE NONE 0 0 697 Chevron Corporation COM 166764100 532 5966 SH SOLE NONE 0 0 5966 Cisco Systems Inc COM 17275R102 499 10715 SH SOLE NONE 0 0 10715 Citigroup Inc COM NEW 172967424 645 12630 SH SOLE NONE 0 0 12630 Columbia BKG SYS Inc COM 197236102 245 8645 SH SOLE NONE 0 0 8645 Communication Services Select Sector SPDR ETF COMMUNICATION 81369Y852 3063 56684 SH SOLE NONE 0 0 56684 Crown Castle Intl Corp COM 22822V101 250 1499 SH SOLE NONE 0 0 1499 Crown HLDGS Inc COM 228368106 302 4642 SH SOLE NONE 0 0 4642 Danaher Corp COM 235851102 200 1133 SH SOLE NONE 0 0 1133 Deutsche X-trackers MSCI Japan Hedged Eq ETF XTRACK MSCI JAPN 233051507 3809 95632 SH SOLE NONE 0 0 95632 Eaton Corp PLC F SHS G29183103 317 3625 SH SOLE NONE 0 0 3625 Endurance Intl COM 29272B105 153 38062 SH SOLE NONE 0 0 38062 Energy Fuels Inc Com COM NEW 292671708 164 108651 SH SOLE NONE 0 0 108651 Energy Select Sector SPDR ETF ENERGY 81369Y506 1532 40479 SH SOLE NONE 0 0 40479 Enterprise Products Partners LP COM 293792107 969 53358 SH SOLE NONE 0 0 53358 Exxon Mobil Corporation COM 30231G102 458 10257 SH SOLE NONE 0 0 10257 Facebook Class A CL A 30303M102 2057 9060 SH SOLE NONE 0 0 9060 Fastenal Co COM 311900104 224 5250 SH SOLE NONE 0 0 5250 Fidelity MSCI Health Care ETF MSCI HLTH CARE I 316092600 1484 29823 SH SOLE NONE 0 0 29823 First TR Energy (infrastrctr FD Com) COM 33738C103 225 22495 SH SOLE NONE 0 0 22495 First TR Exchange (traded FD II First TR Dow Jones Global Select Dividend) DJ GLBL DIVID 33734X200 227 12625 SH SOLE NONE 0 0 12625 Flextronics ORD Y2573F102 609 59419 SH SOLE NONE 0 0 59419 FMC Corp New COM NEW 302491303 357 3570 SH SOLE NONE 0 0 3570 Ford MTR Co Del COM 345370860 218 35876 SH SOLE NONE 0 0 35876 FS KKR Cap Corp II COM 35952V303 164 12734 SH SOLE NONE 0 0 12734 Garmin LTD Com SHS H2906T109 243 2500 SH SOLE NONE 0 0 2500 GlaxoSmithKline PLC Adrf SPONSORED ADR 37733W105 449 10786 SH SOLE NONE 0 0 10786 Global Medical R E I T I COM NEW 37954A204 563 48891 SH SOLE NONE 0 0 48891 Health Care Select Sector SPDR ETF SBI HEALTHCARE 81369Y209 7686 76815 SH SOLE NONE 0 0 76815 Hilton Worldwide COM 43300A203 217 2967 SH SOLE NONE 0 0 2967 Home Depot Inc COM 437076102 1393 5564 SH SOLE NONE 0 0 5564 Honeywell International COM 438516106 205 1418 SH SOLE NONE 0 0 1418 Huazhu Group Limited SPONSORED ADS 44332N106 315 9000 SH SOLE NONE 0 0 9000 Huntsman Corp COM 447011107 358 19976 SH SOLE NONE 0 0 19976 Icl Group LTD F SHS M53213100 226 74379 SH SOLE NONE 0 0 74379 Illumina Inc COM 452327109 999 2700 SH SOLE NONE 0 0 2700 Intel Corp COM 458140100 607 10155 SH SOLE NONE 0 0 10155 Invesco Exchng (traded FD TR II S&P500 Low Vol) S&P500 LOW VOL 46138E354 549 11065 SH SOLE NONE 0 0 11065 iShares 1-3 Year Credit Bond SH TR CRPORT ETF 464288646 1284 23486 SH SOLE NONE 0 0 23486 iShares 1-3 Year Treasury Bond 1 3 YR TREAS BD 464287457 360 4168 SH SOLE NONE 0 0 4168 iShares 20 Year Treasury Bond 20 YR TR BD ETF 464287432 1710 10437 SH SOLE NONE 0 0 10437 iShares Core MSCI EAFE ETF CORE MSCI EAFE 46432F842 2026 35461 SH SOLE NONE 0 0 35461 iShares Core MSCI Emerging Markets ETF CORE MSCI EMKT 46434G103 5248 110258 SH SOLE NONE 0 0 110258 iShares Core MSCI Total International Stock ETF CORE MSCI TOTAL 46432F834 264 4844 SH SOLE NONE 0 0 4844 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 15975 51585 SH SOLE NONE 0 0 51585 iShares Core S&P Mid-Cap ETF CORE S&P MCP ETF 464287507 475 2673 SH SOLE NONE 0 0 2673 iShares Core S&P Small-Cap ETF CORE S&P SCP ETF 464287804 992 14531 SH SOLE NONE 0 0 14531 iShares Core S&P Total CORE S&P TTL STK 464287150 367 5299 SH SOLE NONE 0 0 5299 iShares Core US Aggregate Bond ETF CORE US AGGBD ET 464287226 5549 46943 SH SOLE NONE 0 0 46943 iShares Currency Hedged MSCI Eurozone ETF CUR HD EURZN ETF 46434V639 7314 259947 SH SOLE NONE 0 0 259947 iShares Dow Jones US Health Care ETF US HLTHCR PR ETF 464288828 1178 6107 SH SOLE NONE 0 0 6107 iShares Edge MSCI (multifactor Global Etf) MULTIFACTOR GLBL 46434V316 1440 51685 SH SOLE NONE 0 0 51685 iShares Edge MSCI USA Value Factor ETF EDGE MSCI USA VL 46432F388 757 10486 SH SOLE NONE 0 0 10486 iShares Emerging Markets Dividend ETF EM MKTS DIV ETF 464286319 757 24190 SH SOLE NONE 0 0 24190 iShares ESG MSCI EM ETF ESG MSCI EM ETF 46434G863 1975 61591 SH SOLE NONE 0 0 61591 iShares Esg MSCI USA ETF ESG MSCI USA ETF 46435G425 759 10851 SH SOLE NONE 0 0 10851 iShares Esg MSCI USA Leaders ETF IV ESG MSCI LEADR 46435U218 694 12835 SH SOLE NONE 0 0 12835 iShares Expanded Tech-Software ETF EXPANDED TECH 464287515 732 2577 SH SOLE NONE 0 0 2577 iShares Global Tech ETF GLOBAL TECH ETF 464287291 1735 7369 SH SOLE NONE 0 0 7369 iShares Gold Trust ISHARES 464285105 215 12671 SH SOLE NONE 0 0 12671 iShares High Yield Corporat Bond ETF 0-5YR HI YL CP 46434V407 623 14537 SH SOLE NONE 0 0 14537 iShares iBoxx Invt Grade Bond ETF IBOXX INV CP ETF 464287242 5320 39557 SH SOLE NONE 0 0 39557 iShares JPMorgan USD Emerging Markets Bond ETF JPMORGAN USD EMG 464288281 6397 58578 SH SOLE NONE 0 0 58578 iShares MSCI ACWI Index ETF MSCI ACWI ETF 464288257 269 3658 SH SOLE NONE 0 0 3658 iShares MSCI Canada ETF MSCI CDA ETF 464286509 1721 66534 SH SOLE NONE 0 0 66534 iShares MSCI EAFE Growth ETF EAFE GRWTH ETF 464288885 3372 40573 SH SOLE NONE 0 0 40573 iShares MSCI Emerging Markets ETF MSCI EMG MKT ETF 464287234 6201 155073 SH SOLE NONE 0 0 155073 iShares MSCI Pacific ex Japan MSCI PAC JP ETF 464286665 2299 57842 SH SOLE NONE 0 0 57842 iShares MSCI USA Minimum Volatility ETF MSCI MIN VOL ETF 46429B697 2807 46302 SH SOLE NONE 0 0 46302 iShares MSCI Utd Kingdom ETF New MSCI UK ETF NEW 46435G334 2344 91026 SH SOLE NONE 0 0 91026 iShares Russell 1000 ETF RUS 1000 ETF 464287622 776 4524 SH SOLE NONE 0 0 4524 iShares Russell 1000 Growth Index ETF RUS 1000 GRW ETF 464287614 3269 17031 SH SOLE NONE 0 0 17031 iShares Russell 2000 Growth ETF RUS 2000 GRW ETF 464287648 462 2237 SH SOLE NONE 0 0 2237 iShares Russell 2000 Index ETF RUSSELL 2000 ETF 464287655 1066 7448 SH SOLE NONE 0 0 7448 iShares Russell Mid-Cap ETF RUS MID CAP ETF 464287499 953 17788 SH SOLE NONE 0 0 17788 iShares Russell Mid-Cap Growth ETF RUS MD CP GR ETF 464287481 209 1325 SH SOLE NONE 0 0 1325 iShares Russell Top 200 Growth ETF U.S. TECH ETF 464287721 278 1031 SH SOLE NONE 0 0 1031 iShares S&P 100 ETF S&P 100 ETF 464287101 462 3250 SH SOLE NONE 0 0 3250 iShares S&P 500 Growth ETF S&P 500 GRWT ETF 464287309 1741 8391 SH SOLE NONE 0 0 8391 iShares S&P 500 Value ETF S&P 500 VAL ETF 464287408 249 2302 SH SOLE NONE 0 0 2302 iShares Short Maturity Bond ETF SHT MAT BD ETF 46431W507 1318 26374 SH SOLE NONE 0 0 26374 iShares Short Treasury Bond ETF SHORT TREAS BD 464288679 2221 20064 SH SOLE NONE 0 0 20064 iShares TR (PHLX Semiconductor Etf) PHLX SEMICND ETF 464287523 215 797 SH SOLE NONE 0 0 797 iShares TR U.S. Med Devices ETF U.S. MED DVC ETF 464288810 1618 6111 SH SOLE NONE 0 0 6111 iShares Trust 0-5 YR Corporate Bond Fund ETF 0-5YR INVT GR CP 46434V100 255 4894 SH SOLE NONE 0 0 4894 iShares Trust Core (divid GWTH) CORE DIV GRWTH 46434V621 4257 113219 SH SOLE NONE 0 0 113219 iShares US Treasury Bond ETF US TREAS BD ETF 46429B267 2370 84673 SH SOLE NONE 0 0 84673 Ishars Edg MSCI USA QLTY FCTR ETF USA QUALITY FCTR 46432F339 311 3250 SH SOLE NONE 0 0 3250 Johnson & Johnson COM 478160104 789 5616 SH SOLE NONE 0 0 5616 JPMorgan Chase & Co COM 46625H100 892 9493 SH SOLE NONE 0 0 9493 Kraneshares CSI China Internet CSI CHI INTERNET 500767306 428 6925 SH SOLE NONE 0 0 6925 Lithium Americas COM NEW 53680Q207 611 120615 SH SOLE NONE 0 0 120615 Lockheed Martin Corp COM 539830109 552 1515 SH SOLE NONE 0 0 1515 Mag Silver Corp F COM 55903Q104 1337 94840 SH SOLE NONE 0 0 94840 Magellan Midstream Partners COM UNIT RP LP 559080106 301 6975 SH SOLE NONE 0 0 6975 Marriott Intl CL A 571903202 213 2495 SH SOLE NONE 0 0 2495 Mastercard Inc CL A CL A 57636Q104 681 2306 SH SOLE NONE 0 0 2306 Materials Select Sector SPDR ETF SBI MATERIALS 81369Y100 764 13567 SH SOLE NONE 0 0 13567 MC Donalds Corp COM 580135101 318 1724 SH SOLE NONE 0 0 1724 McCormick & Co Inc COM NON VTG 579780206 3227 17988 SH SOLE NONE 0 0 17988 Medallia Inc Com COM 584021109 252 10000 SH SOLE NONE 0 0 10000 Merck & Co Inc New COM 58933Y105 592 7600 SH SOLE NONE 0 0 7600 Microsoft Corp COM 594918104 10709 52622 SH SOLE NONE 0 0 52622 MPLX LP COM UNIT REP LTD 55336V100 173 10028 SH SOLE NONE 0 0 10028 Netflix Com Inc COM 64110L106 1683 3699 SH SOLE NONE 0 0 3699 Newmark Group Inc CL A 65158N102 1016 209223 SH SOLE NONE 0 0 209223 Nextera Energy Inc COM 65339F101 720 3001 SH SOLE NONE 0 0 3001 Nice SYS LTD SPONSORED ADR 653656108 273 1445 SH SOLE NONE 0 0 1445 Nike Inc Class B CL B 654106103 415 4229 SH SOLE NONE 0 0 4229 Novagold Res Inc Com COM NEW 66987E206 253 27583 SH SOLE NONE 0 0 27583 Oracle Corporation COM 68389X105 831 15045 SH SOLE NONE 0 0 15045 Pfizer Incorporated COM 717081103 296 9080 SH SOLE NONE 0 0 9080 Philip Morris Intl COM 718172109 250 3516 SH SOLE NONE 0 0 3516 Powershares QQQ R Series 1 UNIT SER 1 46090E103 13782 55664 SH SOLE NONE 0 0 55664 Procter & Gamble COM 742718109 516 4318 SH SOLE NONE 0 0 4318 Pure Storage Inc CL CL A 74624M102 395 22815 SH SOLE NONE 0 0 22815 Put FOCS @ $25.0 Exp Aug 21, 2020 COM CL A 34417P100 95 50000 SH Put SOLE NONE 0 0 50000 R One R C M Inc COM 749397105 1012 90796 SH SOLE NONE 0 0 90796 Real Estate Select Sector SPDR RL EST SEL SEC 81369Y860 502 14425 SH SOLE NONE 0 0 14425 Ross Stores Inc COM 778296103 1321 15500 SH SOLE NONE 0 0 15500 S & P Global Inc COM 78409V104 1624 4931 SH SOLE NONE 0 0 4931 Salesforce Com Inc COM 79466L302 243 1300 SH SOLE NONE 0 0 1300 Schwab Emerging Markets Equity ETF EMRG MKTEQ ETF 808524706 319 13117 SH SOLE NONE 0 0 13117 Schwab International Equity ETF INTL EQTY ETF 808524805 583 19624 SH SOLE NONE 0 0 19624 Schwab Short Term US Treasury ETF SHT TM US TRES 808524862 507 9829 SH SOLE NONE 0 0 9829 Schwab Strategic US REIT ETF US REIT ETF 808524847 3557 101000 SH SOLE NONE 0 0 101000 Schwab U.S. Broad Market ETF US BRD MKT ETF 808524102 2945 40089 SH SOLE NONE 0 0 40089 Schwab US Aggregate Bond ETF US AGGREGATE B 808524839 435 7735 SH SOLE NONE 0 0 7735 Seagate Technology SHS G7945M107 406 8284 SH SOLE NONE 0 0 8284 Sector SPDR Fincl Select SBI INT-FINL 81369Y605 4330 187130 SH SOLE NONE 0 0 187130 SPDR Barclays Capital High Yield Bond BLOOMBERG BRCLYS 78468R622 730 7225 SH SOLE NONE 0 0 7225 SPDR Consumer Discret Select Sector ETF SBI CONS DISCR 81369Y407 2712 21242 SH SOLE NONE 0 0 21242 SPDR Consumer Staples Select Sector ETF SBI CONS STPLS 81369Y308 2430 41454 SH SOLE NONE 0 0 41454 SPDR Gold Trust GOLD SHS 78463V107 393 2350 SH SOLE NONE 0 0 2350 SPDR Industrial Select Sector ETF SBI INT-INDS 81369Y704 3252 47336 SH SOLE NONE 0 0 47336 SPDR Nuveen S&P High Yield Muni ETF NUVEEN BBG BRCLY 78464A284 571 10138 SH SOLE NONE 0 0 10138 SPDR Portfolio S P 1500 CMPST ST ETF PORTFOLI S&P1500 78464A805 329 8730 SH SOLE NONE 0 0 8730 SPDR S&P 500 ETF TR UNIT 78462F103 12463 40267 SH SOLE NONE 0 0 40267 SPDR S&P Biotech ETF S&P BIOTECH 78464A870 223 2000 SH SOLE NONE 0 0 2000 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 213 2340 SH SOLE NONE 0 0 2340 SPDR S&P MidCap 400 ETF UTSER1 S&PDCRP 78467Y107 293 901 SH SOLE NONE 0 0 901 Starbucks Corp COM 855244109 481 6545 SH SOLE NONE 0 0 6545 Technology Select Sector SPDR ETF TECHNOLOGY 81369Y803 10833 103684 SH SOLE NONE 0 0 103684 Tesla Motors Inc Com COM 88160R101 959 889 SH SOLE NONE 0 0 889 Textainer Group HLDG F SHS G8766E109 613 75023 SH SOLE NONE 0 0 75023 The Charles Schwab Corp COM 808513105 318 9444 SH SOLE NONE 0 0 9444 Timberland Bancorp COM 887098101 193 10645 SH SOLE NONE 0 0 10645 Univar Inc Com COM 91336L107 460 27314 SH SOLE NONE 0 0 27314 US Bancorp COM NEW 902973304 1140 30574 SH SOLE NONE 0 0 30574 Utilities Select Sector SPDR SBI INT-UTILS 81369Y886 1152 20423 SH SOLE NONE 0 0 20423 Vaneck Vectors ETF (TR Gold Miners ETF) GOLD MINERS ETF 92189F106 824 22485 SH SOLE NONE 0 0 22485 Vanguard Admiral FDS (inc S&P 500 Value Index FD ETF SHS) 500 VAL IDX FD 921932703 1034 9900 SH SOLE NONE 0 0 9900 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 2743 23339 SH SOLE NONE 0 0 23339 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 7437 191732 SH SOLE NONE 0 0 191732 Vanguard Growth ETF GROWTH ETF 922908736 8275 40950 SH SOLE NONE 0 0 40950 Vanguard Interm Treasury ETF INTER TERM TREAS 92206C706 220 3118 SH SOLE NONE 0 0 3118 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 19592 68780 SH SOLE NONE 0 0 68780 Vanguard Short Term Treasury ETF SHORT TERM TREAS 92206C102 279 4491 SH SOLE NONE 0 0 4491 Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 496 5623 SH SOLE NONE 0 0 5623 Vanguard Total Intl Bd Idx ETF INTL BD IDX ETF 92203J407 769 13329 SH SOLE NONE 0 0 13329 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 3945 25209 SH SOLE NONE 0 0 25209 Verizon Communications COM 92343V104 349 6341 SH SOLE NONE 0 0 6341 Visa Inc Com CL A COM CL A 92826C839 407 2112 SH SOLE NONE 0 0 2112 Waste Management Inc COM 94106L109 444 4200 SH SOLE NONE 0 0 4200 Welltower Inc Com COM 95040Q104 235 4545 SH SOLE NONE 0 0 4545