Chief Compliance Officer

0001606587-20-000556.txt : 20200501 0001606587-20-000556.hdr.sgml : 20200501 20200501123219 ACCESSION NUMBER: 0001606587-20-000556 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200501 DATE AS OF CHANGE: 20200501 EFFECTIVENESS DATE: 20200501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Robertson Stephens Wealth Management, LLC CENTRAL INDEX KEY: 0001767307 IRS NUMBER: 822497219 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19136 FILM NUMBER: 20839603 BUSINESS ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 510 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 500-6835 MAIL ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 510 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767307 XXXXXXXX 03-31-2020 03-31-2020 false Robertson Stephens Wealth Management, LLC

201 Mission Street Suite 510 San Francisco CA 94105

13F HOLDINGS REPORT 028-19136 N Michael Curley Chief Compliance Officer 415-500-6835 Michael Curley San Francisco CA 04-30-2020 0 180 292823 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M Company COM 88579Y101 267 1958 SH SOLE NONE 0 0 1958 A T & T Inc New COM 00206R102 337 11555 SH SOLE NONE 0 0 11555 Abbvie Inc COM 00287Y109 967 12693 SH SOLE NONE 0 0 12693 Acelrx Pharmaceutl COM 00444T100 124 104795 SH SOLE NONE 0 0 104795 Adaptive COM 00650F109 14920 537095 SH SOLE NONE 0 0 537095 Alibaba Group HLDG SPONSORED ADS 01609W102 499 2568 SH SOLE NONE 0 0 2568 Alphabet Inc Cap STK (GOOG) CAP STK CL C 02079K107 1627 1399 SH SOLE NONE 0 0 1399 Alphabet Inc Cap STK (GOOGL) CAP STK CL A 02079K305 1936 1666 SH SOLE NONE 0 0 1666 Altria Group Inc COM 02209S103 396 10006 SH SOLE NONE 0 0 10006 Amazon Com Inc COM 023135106 4069 2087 SH SOLE NONE 0 0 2087 American Elec PWR Co COM 025537101 302 3771 SH SOLE NONE 0 0 3771 Apple Inc COM 037833100 9618 37821 SH SOLE NONE 0 0 37821 Applied Materials COM 038222105 228 4967 SH SOLE NONE 0 0 4967 Astrazeneca ADR Each SPONSORED ADR 046353108 232 5196 SH SOLE NONE 0 0 5196 Atlantica Yield PLC F SHS G0751N103 249 11145 SH SOLE NONE 0 0 11145 B G C Partners Class A CL A 05541T101 1543 612470 SH SOLE NONE 0 0 612470 Bank Of America COM 060505104 583 27452 SH SOLE NONE 0 0 27452 Bank Of Montreal Com COM 063671101 290 5774 SH SOLE NONE 0 0 5774 Bce Inc Com NPV COM NEW 05534B760 387 9328 SH SOLE NONE 0 0 9328 Berkshire Hathaway (A) CL A 084670108 272 1 SH SOLE NONE 0 0 1 Berkshire Hathaway (B) CL B NEW 084670702 937 5126 SH SOLE NONE 0 0 5126 Blackberry LTD COM 09228F103 961 232685 SH SOLE NONE 0 0 232685 BlackRock Inc COM 09247X101 543 1234 SH SOLE NONE 0 0 1234 Boeing Co COM 097023105 1455 9755 SH SOLE NONE 0 0 9755 Bristol Myers Squibb COM 110122108 275 4937 SH SOLE NONE 0 0 4937 Caterpillar Inc COM 149123101 401 3455 SH SOLE NONE 0 0 3455 Charter Communicatn CL A 16119P108 325 744 SH SOLE NONE 0 0 744 Chevron Corporation COM 166764100 702 9695 SH SOLE NONE 0 0 9695 Cisco Systems Inc COM 17275R102 573 14587 SH SOLE NONE 0 0 14587 Columbia BKG SYS Inc COM 197236102 232 8645 SH SOLE NONE 0 0 8645 Communication Services Select Sector SPDR ETF COMMUNICATION 81369Y852 3243 73305 SH SOLE NONE 0 0 73305 Deutsche X-trackers MSCI Japan Hedged Eq ETF XTRACK MSCI JAPN 233051507 4213 118868 SH SOLE NONE 0 0 118868 Diageo PLC New ADR F SPON ADR NEW 25243Q205 208 1622 SH SOLE NONE 0 0 1622 Disney Walt Co COM DISNEY 254687106 392 4062 SH SOLE NONE 0 0 4062 Duke Energy Corp Com COM NEW 26441C204 302 3732 SH SOLE NONE 0 0 3732 Eaton Corp PLC F SHS G29183103 478 6151 SH SOLE NONE 0 0 6151 Endurance Intl COM 29272B105 91 47062 SH SOLE NONE 0 0 47062 Energy Fuels Inc Com COM NEW 292671708 140 118906 SH SOLE NONE 0 0 118906 Energy Select Sector SPDR ET ENERGY 81369Y506 1351 46505 SH SOLE NONE 0 0 46505 Energy Transfer LP COM UT LTD PTN 29273V100 69 14930 SH SOLE NONE 0 0 14930 Exxon Mobil Corporation COM 30231G102 256 6752 SH SOLE NONE 0 0 6752 Facebook Class A CL A 30303M102 1414 8477 SH SOLE NONE 0 0 8477 Fidelity MSCI Health Care ETF MSCI HLTH CARE I 316092600 984 22888 SH SOLE NONE 0 0 22888 First TR Exchange (traded FD II First TR Dow Jones Global Select Dividend) DJ GLBL DIVID 33734X200 201 12625 SH SOLE NONE 0 0 12625 First TR Exchange (traded FD III First TR PFD Secs & Income Etf) PFD SECS INC ETF 33739E108 324 19778 SH SOLE NONE 0 0 19778 Flexshares Trust (international Quality DIV Idx) INTL QLTDV IDX 33939L837 374 21110 SH SOLE NONE 0 0 21110 Focus Finl Partners COM CL A 34417P100 21192 921000 SH SOLE NONE 0 0 921000 Ford MTR Co Del COM 345370860 183 37876 SH SOLE NONE 0 0 37876 GlaxoSmithKline PLC Adrf SPONSORED ADR 37733W105 826 21337 SH SOLE NONE 0 0 21337 Global Medical R E I T I COM NEW 37954A204 731 70852 SH SOLE NONE 0 0 70852 Global X FDS MLP (&energy Infrastructure Etf) GLB X MLP ENRG I 37950E226 92 15004 SH SOLE NONE 0 0 15004 Health Care Select Sector SPDR ETF SBI HEALTHCARE 81369Y209 7939 89626 SH SOLE NONE 0 0 89626 Hilton Worldwide COM 43300A203 202 2967 SH SOLE NONE 0 0 2967 Home Depot Inc COM 437076102 1111 5949 SH SOLE NONE 0 0 5949 HSBC Holdings PLC SPON ADR NEW 404280406 356 12724 SH SOLE NONE 0 0 12724 Huazhu Group Limited SPONSORED ADS 44332N106 259 9000 SH SOLE NONE 0 0 9000 Icl-Israel Chemicals SHS M5920A109 299 94097 SH SOLE NONE 0 0 94097 Illumina Inc COM 452327109 737 2700 SH SOLE NONE 0 0 2700 Intel Corp COM 458140100 515 9525 SH SOLE NONE 0 0 9525 Intl Business Mach COM 459200101 412 3713 SH SOLE NONE 0 0 3713 iShares 1-3 Year Treasury Bond 1 3 YR TREAS BD 464287457 2073 23920 SH SOLE NONE 0 0 23920 iShares 20 Year Treasury Bond 20 YR TR BD ETF 464287432 2641 16007 SH SOLE NONE 0 0 16007 iShares Core MSCI EAFE ETF CORE MSCI EAFE 46432F842 2126 42619 SH SOLE NONE 0 0 42619 iShares Core MSCI Emerging Markets ETF CORE MSCI EMKT 46434G103 3316 81928 SH SOLE NONE 0 0 81928 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 10694 41386 SH SOLE NONE 0 0 41386 iShares Core S&P Mid-Cap ETF CORE S&P MCP ETF 464287507 2290 15918 SH SOLE NONE 0 0 15918 iShares Core S&P Small-Cap ETF CORE S&P SCP ETF 464287804 1991 35479 SH SOLE NONE 0 0 35479 iShares Core S&P Total CORE S&P TTL STK 464287150 289 5059 SH SOLE NONE 0 0 5059 iShares Core US Aggregate Bond ETF CORE US AGGBD ET 464287226 834 7225 SH SOLE NONE 0 0 7225 iShares Currency Hedged MSCI Eurozone ETF CUR HD EURZN ETF 46434V639 7523 318629 SH SOLE NONE 0 0 318629 iShares Dow Jones US Health Care ETF US HLTHCR PR ETF 464288828 1018 6107 SH SOLE NONE 0 0 6107 iShares Edge MSCI (multifactor Global Etf) MULTIFACTOR GLBL 46434V316 1749 73010 SH SOLE NONE 0 0 73010 iShares Emerging Markets Dividend ETF EM MKTS DIV ETF 464286319 1060 37650 SH SOLE NONE 0 0 37650 iShares ESG MSCI EM ETF ESG MSCI EM ETF 46434G863 622 22730 SH SOLE NONE 0 0 22730 iShares Esg MSCI USA Leaders ETF IV ESG MSCI LEADR 46435U218 589 13068 SH SOLE NONE 0 0 13068 iShares Expanded Tech-Software ETF EXPANDED TECH 464287515 542 2577 SH SOLE NONE 0 0 2577 iShares Global Tech ETF GLOBAL TECH ETF 464287291 303 1659 SH SOLE NONE 0 0 1659 iShares iBoxx Invt Grade Bond ETF IBOXX INV CP ETF 464287242 2087 16901 SH SOLE NONE 0 0 16901 iShares JPMorgan USD Emerging Markets Bond ETF JPMORGAN USD EMG 464288281 642 6642 SH SOLE NONE 0 0 6642 iShares MSCI ACWI Index ETF MSCI ACWI ETF 464288257 586 9373 SH SOLE NONE 0 0 9373 iShares MSCI Canada ETF MSCI CDA ETF 464286509 1707 78138 SH SOLE NONE 0 0 78138 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 1082 20235 SH SOLE NONE 0 0 20235 iShares MSCI EAFE Growth ETF EAFE GRWTH ETF 464288885 1940 27278 SH SOLE NONE 0 0 27278 iShares MSCI Emerging Markets ETF MSCI EMG MKT ETF 464287234 6246 183004 SH SOLE NONE 0 0 183004 iShares MSCI Pacific ex Japan MSCI PAC JP ETF 464286665 2296 67711 SH SOLE NONE 0 0 67711 iShares MSCI USA Equal WGHTD ETF MSCI EQUAL WEITE 464286681 203 4351 SH SOLE NONE 0 0 4351 iShares MSCI USA Minimum Volatility ETF MSCI MIN VOL ETF 46429B697 2217 41056 SH SOLE NONE 0 0 41056 iShares MSCI Utd Kingdom ETF New MSCI UK ETF NEW 46435G334 2577 107918 SH SOLE NONE 0 0 107918 iShares Russell 1000 ETF RUS 1000 ETF 464287622 2959 20906 SH SOLE NONE 0 0 20906 iShares Russell 1000 Growth Index ETF RUS 1000 GRW ETF 464287614 2515 16693 SH SOLE NONE 0 0 16693 iShares Russell 2000 Growth ETF RUS 2000 GRW ETF 464287648 353 2234 SH SOLE NONE 0 0 2234 iShares Russell 2000 Index ETF RUSSELL 2000 ETF 464287655 866 7567 SH SOLE NONE 0 0 7567 iShares Russell Mid-Cap ETF RUS MID CAP ETF 464287499 763 17665 SH SOLE NONE 0 0 17665 iShares Russell Top 200 Growth ETF U.S. TECH ETF 464287721 297 1452 SH SOLE NONE 0 0 1452 iShares S&P 100 ETF S&P 100 ETF 464287101 386 3250 SH SOLE NONE 0 0 3250 iShares S&P 500 Growth ETF S&P 500 GRWT ETF 464287309 1206 7307 SH SOLE NONE 0 0 7307 iShares Select Dividend ETF SELECT DIVID ETF 464287168 219 2975 SH SOLE NONE 0 0 2975 iShares Short Maturity Bond ETF SHT MAT BD ETF 46431W507 665 13721 SH SOLE NONE 0 0 13721 iShares Short Treasury Bond ETF SHORT TREAS BD 464288679 3006 27074 SH SOLE NONE 0 0 27074 iShares TR U.S. Med Devices ETF U.S. MED DVC ETF 464288810 802 3559 SH SOLE NONE 0 0 3559 iShares Trust Core (divid GWTH) CORE DIV GRWTH 46434V621 6609 202800 SH SOLE NONE 0 0 202800 iShares Ultra Short Term Bond ETF ULTR SH TRM BD 46434V878 286 5720 SH SOLE NONE 0 0 5720 iShares US Treasury Bond ETF US TREAS BD ETF 46429B267 1454 51921 SH SOLE NONE 0 0 51921 Ishars Edg MSCI USA QLTY FCTR ETF USA QUALITY FCTR 46432F339 303 3741 SH SOLE NONE 0 0 3741 Johnson & Johnson COM 478160104 721 5497 SH SOLE NONE 0 0 5497 JPMorgan Chase & Co COM 46625H100 915 10162 SH SOLE NONE 0 0 10162 Kraneshares CSI China Internet CSI CHI INTERNET 500767306 754 16650 SH SOLE NONE 0 0 16650 Liquidity Services Inc COM 53635B107 149 38438 SH SOLE NONE 0 0 38438 Lithium Americas COM NEW 53680Q207 330 123892 SH SOLE NONE 0 0 123892 Mag Silver Corp F COM 55903Q104 1097 142876 SH SOLE NONE 0 0 142876 Materials Select Sector SPDR ETF SBI MATERIALS 81369Y100 781 17336 SH SOLE NONE 0 0 17336 MC Donalds Corp COM 580135101 450 2724 SH SOLE NONE 0 0 2724 McCormick & Co Inc COM NON VTG 579780206 2540 17988 SH SOLE NONE 0 0 17988 Merck & Co Inc New COM 58933Y105 1081 13937 SH SOLE NONE 0 0 13937 Microsoft Corp COM 594918104 4625 29327 SH SOLE NONE 0 0 29327 MPLX LP COM UNIT REP LTD 55336V100 122 10463 SH SOLE NONE 0 0 10463 Netflix Com Inc COM 64110L106 1389 3699 SH SOLE NONE 0 0 3699 Newmark Group Inc CL A 65158N102 1102 259279 SH SOLE NONE 0 0 259279 Nextera Energy Inc COM 65339F101 802 3331 SH SOLE NONE 0 0 3331 Nice SYS LTD SPONSORED ADR 653656108 207 1445 SH SOLE NONE 0 0 1445 Nike Inc Class B CL B 654106103 350 4229 SH SOLE NONE 0 0 4229 Novagold Res Inc Com COM NEW 66987E206 230 31094 SH SOLE NONE 0 0 31094 Oracle Corporation COM 68389X105 748 15467 SH SOLE NONE 0 0 15467 Pepsico COM 713448108 226 1881 SH SOLE NONE 0 0 1881 Pfizer Incorporated COM 717081103 260 7955 SH SOLE NONE 0 0 7955 PNC Finl Services GP Inc COM 693475105 500 5222 SH SOLE NONE 0 0 5222 Powershares QQQ R Series 1 UNIT SER 1 46090E103 9046 47511 SH SOLE NONE 0 0 47511 Procter & Gamble COM 742718109 457 4150 SH SOLE NONE 0 0 4150 Pure Storage Inc CL CL A 74624M102 293 23798 SH SOLE NONE 0 0 23798 Put FOCS @ $25.0 Exp Aug 21, 2020 COM CL A 34417P100 285 50000 SH Put SOLE NONE 0 0 50000 R One R C M Inc COM 749397105 849 93407 SH SOLE NONE 0 0 93407 Real Estate Select Sector SPDR RL EST SEL SEC 81369Y860 495 15967 SH SOLE NONE 0 0 15967 Ross Stores Inc COM 778296103 1365 15700 SH SOLE NONE 0 0 15700 Royal Dutch Shell SPON ADR B 780259107 315 9660 SH SOLE NONE 0 0 9660 S & P Global Inc COM 78409V104 245 1000 SH SOLE NONE 0 0 1000 Salesforce Com Inc COM 79466L302 251 1741 SH SOLE NONE 0 0 1741 Schwab Emerging Markets Equity ETF EMRG MKTEQ ETF 808524706 480 23198 SH SOLE NONE 0 0 23198 Schwab International Equity ETF INTL EQTY ETF 808524805 1365 52813 SH SOLE NONE 0 0 52813 Schwab Short Term US Treasury ETF SHT TM US TRES 808524862 887 17141 SH SOLE NONE 0 0 17141 Schwab Strategic TR (intermediate-Term US Treasury Etf) INTRM TRM TRES 808524854 628 10685 SH SOLE NONE 0 0 10685 Schwab U.S. Broad Market ETF US BRD MKT ETF 808524102 3150 52134 SH SOLE NONE 0 0 52134 Seagate Technology SHS G7945M107 533 10778 SH SOLE NONE 0 0 10778 Sector SPDR Fincl Select SBI INT-FINL 81369Y605 4372 210003 SH SOLE NONE 0 0 210003 SPDR Bloomberg Barclays 1-3 Month T-Bill ETF SPDR BLOOMBERG 78468R663 1113 12151 SH SOLE NONE 0 0 12151 SPDR Consumer Discret Select Sector ETF SBI CONS DISCR 81369Y407 2616 26672 SH SOLE NONE 0 0 26672 SPDR Consumer Staples Select Sector ETF SBI CONS STPLS 81369Y308 2549 46799 SH SOLE NONE 0 0 46799 SPDR Industrial Select Sector ETF SBI INT-INDS 81369Y704 3299 55907 SH SOLE NONE 0 0 55907 SPDR Nuveen S&P High Yield Muni ETF NUVEEN BBG BRCLY 78464A284 555 10138 SH SOLE NONE 0 0 10138 SPDR Portfolio S P 1500 CMPST ST ETF PORTFOLI S&P1500 78464A805 275 8730 SH SOLE NONE 0 0 8730 SPDR S&P 500 ETF TR UNIT 78462F103 11780 45470 SH SOLE NONE 0 0 45470 SPDR S&P Bank ETF S&P BK ETF 78464A797 494 18329 SH SOLE NONE 0 0 18329 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 223 2795 SH SOLE NONE 0 0 2795 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 332 10175 SH SOLE NONE 0 0 10175 SPDR S&P MidCap 400 ETF UTSER1 S&PDCRP 78467Y107 238 901 SH SOLE NONE 0 0 901 Starbucks Corp COM 855244109 419 6374 SH SOLE NONE 0 0 6374 Technology Select Sector SPDR ETF TECHNOLOGY 81369Y803 9711 120822 SH SOLE NONE 0 0 120822 Tesla Motors Inc Com COM 88160R101 466 889 SH SOLE NONE 0 0 889 Textainer Group HLDG F SHS G8766E109 747 90830 SH SOLE NONE 0 0 90830 The Charles Schwab Corp COM 808513105 411 12227 SH SOLE NONE 0 0 12227 Timberland Bancorp COM 887098101 195 10645 SH SOLE NONE 0 0 10645 Univar Inc Com COM 91336L107 333 31063 SH SOLE NONE 0 0 31063 US Bancorp COM NEW 902973304 1886 54080 SH SOLE NONE 0 0 54080 Utilities Select Sector SPDR SBI INT-UTILS 81369Y886 1283 23150 SH SOLE NONE 0 0 23150 Vanguard Admiral FDS (inc S&P 500 Value Index FD ETF SHS) 500 VAL IDX FD 921932703 924 9900 SH SOLE NONE 0 0 9900 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 3387 32758 SH SOLE NONE 0 0 32758 Vanguard FTSE All-World ex-US ETF ALLWRLD EX US 922042775 217 5292 SH SOLE NONE 0 0 5292 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 3816 114466 SH SOLE NONE 0 0 114466 Vanguard FTSE Emerging Markets FTSE EMR MKT ETF 922042858 397 11830 SH SOLE NONE 0 0 11830 Vanguard Growth ETF GROWTH ETF 922908736 4593 29314 SH SOLE NONE 0 0 29314 Vanguard Interm Treasury ETF INTER TERM TREAS 92206C706 209 2959 SH SOLE NONE 0 0 2959 Vanguard Intermediate-Term Corp Bd ETF INT-TERM CORP 92206C870 1044 11984 SH SOLE NONE 0 0 11984 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 9935 41951 SH SOLE NONE 0 0 41951 Vanguard Short Term Treasury ETF SHORT TERM TREAS 92206C102 250 4009 SH SOLE NONE 0 0 4009 Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 324 3794 SH SOLE NONE 0 0 3794 Vanguard Total Intl Bd Idx ETF INTL BD IDX ETF 92203J407 1135 20172 SH SOLE NONE 0 0 20172 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 3592 27861 SH SOLE NONE 0 0 27861 Vanguard Value ETF VALUE ETF 922908744 327 3667 SH SOLE NONE 0 0 3667 Verizon Communications COM 92343V104 587 10922 SH SOLE NONE 0 0 10922 Waste Management Inc COM 94106L109 389 4200 SH SOLE NONE 0 0 4200 Wells Fargo & Co New COM 949746101 301 10490 SH SOLE NONE 0 0 10490