CHIEF COMPLIANCE OFFICER

0001766564-20-000002.txt : 20200508 0001766564-20-000002.hdr.sgml : 20200508 20200507183143 ACCESSION NUMBER: 0001766564-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200508 DATE AS OF CHANGE: 20200507 EFFECTIVENESS DATE: 20200508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Paradigm Financial Partners, LLC CENTRAL INDEX KEY: 0001766564 IRS NUMBER: 823880559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19104 FILM NUMBER: 20858100 BUSINESS ADDRESS: STREET 1: 315 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032213085 MAIL ADDRESS: STREET 1: 315 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001766564 XXXXXXXX 03-31-2020 03-31-2020 Paradigm Financial Partners, LLC

315 POST ROAD WEST WESTPORT CT 06880

13F HOLDINGS REPORT 028-19104 N CAROL ROBERTSON CHIEF COMPLIANCE OFFICER (203) 221-3085 CAROL ROBERTSON WESTPORT CT 03-31-2020 0 141 194428 false INFORMATION TABLE 2 13F_ParadigmFinancial_2020Q1.xml ISHARES TR CORE S&P MCP ETF 464287507 1421 9279 SH SOLE 0 0 9279 ISHARES TR CORE S&P500 ETF 464287200 369 1340 SH SOLE 0 0 1340 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 346 1238 SH SOLE 0 0 1238 SPDR S&P 500 ETF TR TR UNIT 78462F103 1877 6849 SH SOLE 0 0 6849 ADOBE INC COM 00724F101 3228 10177 SH SOLE 0 0 10177 AMAZON COM INC COM 023135106 958 469 SH SOLE 0 0 469 BRISTOL-MYERS SQUIBB CO COM 110122108 435 7476 SH SOLE 0 0 7476 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2920 15286 SH SOLE 0 0 15286 EVERSOURCE ENERGY COM 30040W108 1762 21137 SH SOLE 0 0 21137 INVESCO QQQ TR UNIT SER 1 46090E103 580 2890 SH SOLE 0 0 2890 AMGEN INC COM 031162100 347 1585 SH SOLE 0 0 1585 ALTRIA GROUP INC COM 02209S103 1052 26214 SH SOLE 0 0 26214 INTEL CORP COM 458140100 2543 43125 SH SOLE 0 0 43125 DISNEY WALT CO COM DISNEY 254687106 1291 12777 SH SOLE 0 0 12777 JOHNSON & JOHNSON COM 478160104 2262 15790 SH SOLE 0 0 15790 MEDTRONIC PLC SHS G5960L103 255 2565 SH SOLE 0 0 2565 PFIZER INC COM 717081103 1559 45060 SH SOLE 0 0 45060 MICROSOFT CORP COM 594918104 3795 22980 SH SOLE 0 0 22980 AT&T INC COM 00206R102 2076 69458 SH SOLE 0 0 69458 CISCO SYS INC COM 17275R102 282 6755 SH SOLE 0 0 6755 COCA COLA CO COM 191216100 1674 35000 SH SOLE 0 0 35000 LOCKHEED MARTIN CORP COM 539830109 2235 6185 SH SOLE 0 0 6185 PEPSICO INC COM 713448108 2244 16920 SH SOLE 0 0 16920 STRYKER CORP COM 863667101 1709 9689 SH SOLE 0 0 9689 VERIZON COMMUNICATIONS INC COM 92343V104 3102 53664 SH SOLE 0 0 53664 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 221 2597 SH SOLE 0 0 2597 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 867 7888 SH SOLE 0 0 7888 WALMART INC COM 931142103 1777 14582 SH SOLE 0 0 14582 UNILEVER PLC SPON ADR NEW 904767704 1299 25332 SH SOLE 0 0 25332 COLGATE PALMOLIVE CO COM 194162103 1170 16663 SH SOLE 0 0 16663 COSTCO WHSL CORP NEW COM 22160K105 1680 5491 SH SOLE 0 0 5491 CVS HEALTH CORP COM 126650100 760 12792 SH SOLE 0 0 12792 DOMINION ENERGY INC COM 25746U109 1381 17659 SH SOLE 0 0 17659 DANAHER CORPORATION COM 235851102 2044 14087 SH SOLE 0 0 14087 MERCK & CO. INC COM 58933Y105 2043 25033 SH SOLE 0 0 25033 ENTERGY CORP NEW COM 29364G103 446 4432 SH SOLE 0 0 4432 PROCTER & GAMBLE CO COM 742718109 2057 17871 SH SOLE 0 0 17871 KIMBERLY CLARK CORP COM 494368103 1317 9930 SH SOLE 0 0 9930 HOME DEPOT INC COM 437076102 2218 11387 SH SOLE 0 0 11387 TRANE TECHNOLOGIES PLC SHS G8994E103 1055 12011 SH SOLE 0 0 12011 MCDONALDS CORP COM 580135101 1476 8315 SH SOLE 0 0 8315 JPMORGAN CHASE & CO COM 46625H100 2133 22617 SH SOLE 0 0 22617 ISHARES TR IBOXX INV CP ETF 464287242 274 2180 SH SOLE 0 0 2180 XCEL ENERGY INC COM 98389B100 1164 18528 SH SOLE 0 0 18528 UNITEDHEALTH GROUP INC COM 91324P102 3048 11382 SH SOLE 0 0 11382 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1614 9396 SH SOLE 0 0 9396 CROWN CASTLE INTL CORP NEW COM 22822V101 2080 13220 SH SOLE 0 0 13220 COMCAST CORP NEW CL A 20030N101 1919 50917 SH SOLE 0 0 50917 NEXTERA ENERGY INC COM 65339F101 2071 8870 SH SOLE 0 0 8870 DUKE ENERGY CORP NEW COM NEW 26441C204 1203 14070 SH SOLE 0 0 14070 APPLE INC COM 037833100 4086 15358 SH SOLE 0 0 15358 AMERICAN WTR WKS CO INC NEW COM 030420103 1975 15758 SH SOLE 0 0 15758 CHUBB LIMITED COM H1467J104 987 8616 SH SOLE 0 0 8616 ISHARES TR PHLX SEMICND ETF 464287523 226 1016 SH SOLE 0 0 1016 AON PLC SHS CL A G0408V102 414 2202 SH SOLE 0 0 2202 EDWARDS LIFESCIENCES CORP COM 28176E108 1593 7694 SH SOLE 0 0 7694 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 99 11627 SH SOLE 0 0 11627 PAYCHEX INC COM 704326107 1604 24655 SH SOLE 0 0 24655 NORTHROP GRUMMAN CORP COM 666807102 1203 3648 SH SOLE 0 0 3648 CME GROUP INC COM 12572Q105 1368 7560 SH SOLE 0 0 7560 PROLOGIS INC. COM 74340W103 2284 26503 SH SOLE 0 0 26503 WP CAREY INC COM 92936U109 1276 20472 SH SOLE 0 0 20472 AMDOCS LTD SHS G02602103 377 6500 SH SOLE 0 0 6500 ISHARES TR SELECT DIVID ETF 464287168 216 2758 SH SOLE 0 0 2758 CLOROX CO DEL COM 189054109 784 4329 SH SOLE 0 0 4329 DOLLAR GEN CORP NEW COM 256677105 375 2216 SH SOLE 0 0 2216 MID AMER APT CMNTYS INC COM 59522J103 1803 16254 SH SOLE 0 0 16254 NVIDIA CORP COM 67066G104 226 847 SH SOLE 0 0 847 AMERICAN ELEC PWR CO INC COM 025537101 1694 20336 SH SOLE 0 0 20336 NATIONAL RETAIL PROPERTIES I COM 637417106 1237 38308 SH SOLE 0 0 38308 GALLAGHER ARTHUR J & CO COM 363576109 1035 12169 SH SOLE 0 0 12169 SONOCO PRODS CO COM 835495102 1315 26740 SH SOLE 0 0 26740 CINCINNATI FINL CORP COM 172062101 1133 13974 SH SOLE 0 0 13974 CINTAS CORP COM 172908105 1051 5464 SH SOLE 0 0 5464 ALPHABET INC CAP STK CL A 02079K305 2519 2087 SH SOLE 0 0 2087 VANGUARD INDEX FDS SM CP VAL ETF 922908611 276 2947 SH SOLE 0 0 2947 VANGUARD INDEX FDS SMALL CP ETF 922908751 440 3629 SH SOLE 0 0 3629 ENZO BIOCHEM INC COM 294100102 42 17600 SH SOLE 0 0 17600 ASML HOLDING N V N Y REGISTRY SHS N07059210 515 1847 SH SOLE 0 0 1847 ISHARES GOLD TRUST ISHARES 464285105 549 34986 SH SOLE 0 0 34986 THERMO FISHER SCIENTIFIC INC COM 883556102 2434 7926 SH SOLE 0 0 7926 MASTEC INC COM 576323109 747 19833 SH SOLE 0 0 19833 ROPER TECHNOLOGIES INC COM 776696106 1449 4556 SH SOLE 0 0 4556 MASTERCARD INC CL A 57636Q104 3048 11248 SH SOLE 0 0 11248 EQUINIX INC COM 29444U700 1000 1505 SH SOLE 0 0 1505 BCE INC COM NEW 05534B760 832 20354 SH SOLE 0 0 20354 ISHARES TR U.S. MED DVC ETF 464288810 237 984 SH SOLE 0 0 984 ESSEX PPTY TR INC COM 297178105 974 4160 SH SOLE 0 0 4160 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 638 42334 SH SOLE 0 0 42334 ISHARES TR CORE S&P TTL STK 464287150 743 12245 SH SOLE 0 0 12245 ARES CAPITAL CORP COM 04010L103 1007 85754 SH SOLE 0 0 85754 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 211 1550 SH SOLE 0 0 1550 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 214 2458 SH SOLE 0 0 2458 ISHARES TR SHORT TREAS BD 464288679 1168 10530 SH SOLE 0 0 10530 ISHARES TR IBOXX HI YD ETF 464288513 227 2936 SH SOLE 0 0 2936 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2239 25877 SH SOLE 0 0 25877 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 201 6812 SH SOLE 0 0 6812 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 1133 28622 SH SOLE 0 0 28622 SPDR SER TR SPDR BLOOMBERG 78468R663 920 10047 SH SOLE 0 0 10047 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 558 20541 SH SOLE 0 0 20541 SPDR SER TR BLOOMBERG BRCLYS 78468R622 349 3668 SH SOLE 0 0 3668 VANGUARD WORLD FD MEGA GRWTH IND 921910816 858 6385 SH SOLE 0 0 6385 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 782 11101 SH SOLE 0 0 11101 VISA INC COM CL A 92826C839 3036 17353 SH SOLE 0 0 17353 PHILIP MORRIS INTL INC COM 718172109 1121 15021 SH SOLE 0 0 15021 VERU INC COM 92536C103 65 20000 SH SOLE 0 0 20000 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 588 24015 SH SOLE 0 0 24015 INVESCO EXCHANGE-TRADED FD T PFD ETF 46138E511 1784 132430 SH SOLE 0 0 132430 NEWTEK BUSINESS SVCS CORP COM NEW 652526203 202 14767 SH SOLE 0 0 14767 VANGUARD WORLD FD EXTENDED DUR 921910709 787 4704 SH SOLE 0 0 4704 ISHARES TR AGGRES ALLOC ETF 464289859 340 6912 SH SOLE 0 0 6912 FS KKR CAPITAL CORP COM 302635107 685 202617 SH SOLE 0 0 202617 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1048 19234 SH SOLE 0 0 19234 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1473 28524 SH SOLE 0 0 28524 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 679 2696 SH SOLE 0 0 2696 BRISTOL-MYERS SQUIBB CO RIGHT 12/30/2030 110122140 5 10000 SH SOLE 0 0 10000 INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 415 19943 SH SOLE 0 0 19943 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1405 29123 SH SOLE 0 0 29123 ISHARES TR MSCI MIN VOL ETF 46429B697 1978 34336 SH SOLE 0 0 34336 ISHARES INC MSCI EM ASIA ETF 464286426 414 7021 SH SOLE 0 0 7021 ISHARES TR US TREAS BD ETF 46429B267 519 18582 SH SOLE 0 0 18582 FACEBOOK INC CL A 30303M102 2165 12420 SH SOLE 0 0 12420 HEALTHCARE TR AMER INC CL A NEW 42225P501 1115 43805 SH SOLE 0 0 43805 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 1595 80676 SH SOLE 0 0 80676 ISHARES TR CORE MSCI EAFE 46432F842 379 7468 SH SOLE 0 0 7468 ZOETIS INC CL A 98978V103 1691 13285 SH SOLE 0 0 13285 T MOBILE US INC COM 872590104 508 5847 SH SOLE 0 0 5847 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 210 3723 SH SOLE 0 0 3723 ISHARES TR USA QUALITY FCTR 46432F339 2245 25939 SH SOLE 0 0 25939 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 208 4266 SH SOLE 0 0 4266 ALPHABET INC CAP STK CL C 02079K107 362 299 SH SOLE 0 0 299 ISHARES TR CORE TOTAL USD 46434V613 1188 22488 SH SOLE 0 0 22488 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1456 7429 SH SOLE 0 0 7429 PAYPAL HLDGS INC COM 70450Y103 204 1937 SH SOLE 0 0 1937 AVANGRID INC COM 05351W103 1317 30669 SH SOLE 0 0 30669 AURORA CANNABIS INC COM 05156X108 10 12158 SH SOLE 0 0 12158 COLONY CR REAL ESTATE INC COM CL A 19625T101 184 47554 SH SOLE 0 0 47554 SPOTIFY TECHNOLOGY S A SHS L8681T102 12699 100752 SH SOLE 0 0 100752 LYFT INC CL A COM 55087P104 10185 343637 SH SOLE 0 0 343637 PINTEREST INC CL A 72352L106 246 14639 SH SOLE 0 0 14639 UBER TECHNOLOGIES INC COM 90353T100 7607 282386 SH SOLE 0 0 282386