0001766564-19-000002.txt : 20190515
0001766564-19-000002.hdr.sgml : 20190515
20190514214724
ACCESSION NUMBER: 0001766564-19-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190514
EFFECTIVENESS DATE: 20190515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Paradigm Financial Partners, LLC
CENTRAL INDEX KEY: 0001766564
IRS NUMBER: 823880559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19104
FILM NUMBER: 19824813
BUSINESS ADDRESS:
STREET 1: 315 POST ROAD WEST
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: 2032213085
MAIL ADDRESS:
STREET 1: 315 POST ROAD WEST
CITY: WESTPORT
STATE: CT
ZIP: 06880
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001766564
XXXXXXXX
03-31-2019
03-31-2019
Paradigm Financial Partners, LLC
315 POST ROAD WEST
WESTPORT
CT
06880
13F HOLDINGS REPORT
028-19104
N
CAROL A. ROBERTSON
CHIEF COMPLIANCE OFFICER
203-221-3085
CAROL A. ROBERTSON
WESTPORT
CT
05-14-2019
0
168
214214
false
INFORMATION TABLE
2
13F_ParadigmFinancial_2019Q1.xml
AMAZON COM INC
COM
023135106
543
305
SH
SOLE
0
0
305
AMERICAN ELEC PWR INC
COM
025537101
1673
19974
SH
SOLE
0
0
19974
AMERICAN WTR WKS CO INC NEW
COM
030420103
1584
15195
SH
SOLE
0
0
15195
AMGEN INC
COM
031162100
253
1331
SH
SOLE
0
0
1331
AMPHENOL CORP NEW
CL A
032095101
1683
17816
SH
SOLE
0
0
17816
ANNALY CAP MGMT INC
COM
035710409
133
13353
SH
SOLE
0
0
13353
APPLE INC
COM
037833100
2803
14755
SH
SOLE
0
0
14755
BB&T CORP
COM
054937107
1400
30093
SH
SOLE
0
0
30093
BANK AMER CORP
COM
060505104
902
32705
SH
SOLE
0
0
32705
BECTON DICKINSON & CO
COM
075887109
905
3625
SH
SOLE
0
0
3625
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3023
15047
SH
SOLE
0
0
15047
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
0
100
SH
Put
SOLE
0
0
100
BRISTOL MYERS SQUIBB CO
COM
110122108
230
4822
SH
SOLE
0
0
4822
CABOT OIL & GAS CORP
COM
127097103
844
32329
SH
SOLE
0
0
32329
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
118
11627
SH
SOLE
0
0
11627
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
668
12689
SH
SOLE
0
0
12689
CHEVRON CORP NEW
COM
166764100
2107
17105
SH
SOLE
0
0
17105
CHEVRON CORP NEW
COM
166764100
0
100
SH
Put
SOLE
0
0
100
CINCINNATI FINL CORP
COM
172062101
1583
18431
SH
SOLE
0
0
18431
CINTAS CORP
COM
172908105
1358
6719
SH
SOLE
0
0
6719
CLOROX CO DEL
COM
189054109
280
1745
SH
SOLE
0
0
1745
COCA COLA CO
COM
191216100
1638
34952
SH
SOLE
0
0
34952
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
255
3515
SH
SOLE
0
0
3515
COLGATE PALMOLIVE CO
COM
194162103
1222
17834
SH
SOLE
0
0
17834
CREDIT ACCEP CORP MICH
COM
225310101
443
980
SH
SOLE
0
0
980
DANAHER CORP DEL
COM
235851102
1857
14064
SH
SOLE
0
0
14064
DISNEY WALT CO
COM DISNEY
254687106
1302
11724
SH
SOLE
0
0
11724
DISNEY WALT CO
COM DISNEY
254687106
0
100
SH
Put
SOLE
0
0
100
DOLLAR GEN CORP NEW
COM
256677105
358
2999
SH
SOLE
0
0
2999
ENTERPRISE PRODS PARTNERS L
COM
293792107
1019
35030
SH
SOLE
0
0
35030
ENZO BIOCHEM INC
COM
294100102
47
17175
SH
SOLE
0
0
17175
ESSEX PPTY TR INC
COM
297178105
1222
4224
SH
SOLE
0
0
4224
FS KKR CAPITAL CORP
COM
302635107
1472
243305
SH
SOLE
0
0
243305
GALLAGHER ARTHUR J & CO
COM
363576109
958
12271
SH
SOLE
0
0
12271
GLADSTONE CAPITAL CORP
COM
376535100
113
12521
SH
SOLE
0
0
12521
HOME DEPOT INC
COM
437076102
2353
12260
SH
SOLE
0
0
12260
HONEYWELL INTL INC
COM
438516106
1592
10018
SH
SOLE
0
0
10018
HUNTINGTON BANCSHARES INC
COM
446150104
946
74620
SH
SOLE
0
0
74620
INTEL CORP
COM
458140100
2199
40941
SH
SOLE
0
0
40941
ISHARES INC
MSCI EM ASIA ETF
464286426
790
11685
SH
SOLE
0
0
11685
ISHARES TR
CORE S&P TTL STK
464287150
674
10467
SH
SOLE
0
0
10467
ISHARES TR
CORE S&P500 ETF
464287200
504
1770
SH
SOLE
0
0
1770
ISHARES TR
IBOXX INV CP ETF
464287242
649
5452
SH
SOLE
0
0
5452
ISHARES TR
BARCLAYS 7 10 YR
464287440
249
2333
SH
SOLE
0
0
2333
ISHARES TR
RUS MDCP VAL ETF
464287473
395
4549
SH
SOLE
0
0
4549
ISHARES TR
RUS MD CP GR ETF
464287481
483
3558
SH
SOLE
0
0
3558
ISHARES TR
CORE S&P MCP ETF
464287507
4948
26123
SH
SOLE
0
0
26123
ISHARES TR
S&P MC 400GR ETF
464287606
267
1219
SH
SOLE
0
0
1219
ISHARES TR
S&P MC 400VL ETF
464287705
220
1400
SH
SOLE
0
0
1400
ISHARES TR
SP SMCP600VL ETF
464287879
510
3458
SH
SOLE
0
0
3458
ISHARES TR
S&P SML 600 GWT
464287887
567
3176
SH
SOLE
0
0
3176
ISHARES TR
IBOXX HI YD ETF
464288513
213
2466
SH
SOLE
0
0
2466
ISHARES TR
10-20 YR TRS ETF
464288653
249
1811
SH
SOLE
0
0
1811
ISHARES TR
AGGRES ALLOC ETF
464289859
295
5506
SH
SOLE
0
0
5506
JOHNSON & JOHNSON
COM
478160104
2118
15154
SH
SOLE
0
0
15154
KIMBERLY CLARK CORP
COM
494368103
1281
10341
SH
SOLE
0
0
10341
L BRANDS INC
COM
501797104
235
8504
SH
SOLE
0
0
8504
LAMAR ADVERTISING CO NEW
CL A
512816109
1939
24465
SH
SOLE
0
0
24465
LIBERTY PPTY TR
SH BEN INT
531172104
2072
42785
SH
SOLE
0
0
42785
LOCKHEED MARTIN CORP
COM
539830109
2092
6971
SH
SOLE
0
0
6971
MAGNA INTL INC
COM
559222401
1059
21759
SH
SOLE
0
0
21759
MASTEC INC
COM
576323109
958
19907
SH
SOLE
0
0
19907
MCDONALDS CORP
COM
580135101
1973
10391
SH
SOLE
0
0
10391
MCDONALDS CORP
COM
580135101
0
100
SH
Put
SOLE
0
0
100
MICROSOFT CORP
COM
594918104
2996
25400
SH
SOLE
0
0
25400
MICROSOFT CORP
COM
594918104
0
100
SH
Put
SOLE
0
0
100
NATIONAL RETAIL PPTYS INC
COM
637417106
2252
40663
SH
SOLE
0
0
40663
NORTHROP GRUMMAN CORP
COM
666807102
1089
4041
SH
SOLE
0
0
4041
ONEOK INC NEW
COM
682680103
1734
24825
SH
SOLE
0
0
24825
ONEOK INC NEW
COM
682680103
0
200
SH
Put
SOLE
0
0
200
PNC FINL SVCS GROUP INC
COM
693475105
1180
9624
SH
SOLE
0
0
9624
PAYCHEX INC
COM
704326107
2078
25915
SH
SOLE
0
0
25915
PEPSICO INC
COM
713448108
2146
17512
SH
SOLE
0
0
17512
PEPSICO INC
COM
713448108
0
100
SH
Put
SOLE
0
0
100
PFIZER INC
COM
717081103
1814
42710
SH
SOLE
0
0
42710
PHILIP MORRIS INTL INC
COM
718172109
1132
12811
SH
SOLE
0
0
12811
PROCTER AND GAMBLE CO
COM
742718109
1960
18841
SH
SOLE
0
0
18841
PRUDENTIAL FINL INC
COM
744320102
1010
10994
SH
SOLE
0
0
10994
PULTE GROUP INC
COM
745867101
1356
48497
SH
SOLE
0
0
48497
RAYTHEON CO
COM NEW
755111507
1717
9429
SH
SOLE
0
0
9429
ROPER TECHNOLOGIES INC
COM
776696106
1397
4084
SH
SOLE
0
0
4084
SONOCO PRODS CO
COM
835495102
1530
24870
SH
SOLE
0
0
24870
STRYKER CORP
COM
863667101
1841
9320
SH
SOLE
0
0
9320
SUNTRUST BKS INC
COM
867914103
1236
20868
SH
SOLE
0
0
20868
SYSCO CORP
COM
871829107
1693
25364
SH
SOLE
0
0
25364
TEXAS INSTRS INC
COM
882508104
601
5668
SH
SOLE
0
0
5668
THERMO FISHER SCIENTIFIC INC
COM
883556102
2278
8322
SH
SOLE
0
0
8322
UMPQUA HLDGS CORP
COM
904214103
726
44010
SH
SOLE
0
0
44010
UNILEVER PLC
SPON ADR NEW
904767704
1619
28054
SH
SOLE
0
0
28054
UNION PAC CORP
COM
907818108
1159
6933
SH
SOLE
0
0
6933
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
1013
8148
SH
SOLE
0
0
8148
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
1054
13509
SH
SOLE
0
0
13509
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
212
2616
SH
SOLE
0
0
2616
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
3007
73584
SH
SOLE
0
0
73584
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
513
1977
SH
SOLE
0
0
1977
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
365
3382
SH
SOLE
0
0
3382
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
299
2094
SH
SOLE
0
0
2094
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
363
2816
SH
SOLE
0
0
2816
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1970
12894
SH
SOLE
0
0
12894
WALMART INC
COM
931142103
1425
14609
SH
SOLE
0
0
14609
EDWARDS LIFESCIENCES CORP
COM
28176E108
1740
9094
SH
SOLE
0
0
9094
AT&T INC
COM
00206R102
2317
73870
SH
SOLE
0
0
73870
ADOBE INC
COM
00724F101
3363
12620
SH
SOLE
0
0
12620
ALPHABET INC
CAP STK CL C
02079K107
656
559
SH
SOLE
0
0
559
ALPHABET INC
CAP STK CL A
02079K305
2494
2119
SH
SOLE
0
0
2119
ALTRIA GROUP INC
COM
02209S103
1175
20453
SH
SOLE
0
0
20453
ARES CAP CORP
COM
04010L103
1514
88304
SH
SOLE
0
0
88304
AVANGRID INC
COM
05351W103
1654
32852
SH
SOLE
0
0
32852
B & G FOODS INC NEW
COM
05508R106
1250
51170
SH
SOLE
0
0
51170
BLACKROCK INC
COM
09247X101
1285
3006
SH
SOLE
0
0
3006
CME GROUP INC
COM CL A
12572Q105
1418
8615
SH
SOLE
0
0
8615
CENTERPOINT ENERGY INC
COM
15189T107
1057
34415
SH
SOLE
0
0
34415
CISCO SYS INC
COM
17275R102
2073
38391
SH
SOLE
0
0
38391
CISCO SYS INC
COM
17275R102
0
200
SH
Put
SOLE
0
0
200
COLONY CR REAL ESTATE INC
COM CL A
19625T101
1069
68284
SH
SOLE
0
0
68284
COMCAST CORP NEW
CL A
20030N101
2094
52385
SH
SOLE
0
0
52385
COMCAST CORP NEW
CL A
20030N101
0
200
SH
Put
SOLE
0
0
200
COMPASS DIVERSIFIED HOLDINGS
SH BEN INT
20451Q104
1103
70280
SH
SOLE
0
0
70280
CONOCOPHILLIPS
COM
20825C104
309
4623
SH
SOLE
0
0
4623
COSTCO WHSL CORP NEW
COM
22160K105
1483
6125
SH
SOLE
0
0
6125
COSTCO WHSL CORP NEW
COM
22160K105
0
100
SH
Put
SOLE
0
0
100
CROWN CASTLE INTL CORP NEW
COM
22822V101
1827
14273
SH
SOLE
0
0
14273
DOMINION ENERGY INC
COM
25746U109
1480
19306
SH
SOLE
0
0
19306
DUKE ENERGY CORP NEW
COM NEW
26441C204
1491
16572
SH
SOLE
0
0
16572
EOG RES INC
COM
26875P101
788
8282
SH
SOLE
0
0
8282
EPR PPTYS
COM SH BEN INT
26884U109
1766
22959
SH
SOLE
0
0
22959
EVERSOURCE ENERGY
COM
30040W108
1517
21380
SH
SOLE
0
0
21380
FACEBOOK INC
CL A
30303M102
2266
13596
SH
SOLE
0
0
13596
HEALTHCARE TR AMER INC
CL A NEW
42225P501
1338
46785
SH
SOLE
0
0
46785
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
1926
132820
SH
SOLE
0
0
132820
ISHARES TR
US TREAS BD ETF
46429B267
481
19064
SH
SOLE
0
0
19064
ISHARES TR
MIN VOL USA ETF
46429B697
252
4291
SH
SOLE
0
0
4291
ISHARES TR
CORE MSCI EAFE
46432F842
285
4696
SH
SOLE
0
0
4696
JPMORGAN CHASE & CO
COM
46625H100
2196
21697
SH
SOLE
0
0
21697
MASTERCARD INCORPORATED
CL A
57636Q104
3779
16050
SH
SOLE
0
0
16050
MERCK & CO INC
COM
58933Y105
2132
25630
SH
SOLE
0
0
25630
MID AMER APT CMNTYS INC
COM
59522J103
2347
21470
SH
SOLE
0
0
21470
NETFLIX INC
COM
64110L106
323
907
SH
SOLE
0
0
907
NEXTERA ENERGY INC
COM
65339F101
1738
8990
SH
SOLE
0
0
8990
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1751
6198
SH
SOLE
0
0
6198
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
284
7943
SH
SOLE
0
0
7943
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
571
19533
SH
SOLE
0
0
19533
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
371
10321
SH
SOLE
0
0
10321
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
243
7955
SH
SOLE
0
0
7955
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
225
7880
SH
SOLE
0
0
7880
SPDR SERIES TRUST
PORTFOLIO LN TSR
78464A664
253
6953
SH
SOLE
0
0
6953
SIX FLAGS ENTMT CORP NEW
COM
83001A102
839
17011
SH
SOLE
0
0
17011
UNITEDHEALTH GROUP INC
COM
91324P102
2756
11145
SH
SOLE
0
0
11145
VANECK VECTORS ETF TR
EMERGING MKTS HI
92189F353
1983
84850
SH
SOLE
0
0
84850
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
206
3698
SH
SOLE
0
0
3698
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
625
11940
SH
SOLE
0
0
11940
VERIZON COMMUNICATIONS INC
COM
92343V104
3154
53332
SH
SOLE
0
0
53332
VERU INC
COM
92536C103
29
20000
SH
SOLE
0
0
20000
VISA INC
COM CL A
92826C839
2965
18986
SH
SOLE
0
0
18986
VISA INC
COM CL A
92826C839
0
100
SH
Put
SOLE
0
0
100
W P CAREY INC
COM
92936U109
2669
34068
SH
SOLE
0
0
34068
WELLTOWER INC
COM
95040Q104
1555
20035
SH
SOLE
0
0
20035
XCEL ENERGY INC
COM
98389B100
1491
26524
SH
SOLE
0
0
26524
ZOETIS INC
CL A
98978V103
1523
15125
SH
SOLE
0
0
15125
AMDOCS LTD
SHS
G02602103
437
8074
SH
SOLE
0
0
8074
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1224
6952
SH
SOLE
0
0
6952
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
1408
33620
SH
SOLE
0
0
33620
EATON CORP PLC
SHS
G29183103
1344
16680
SH
SOLE
0
0
16680
INGERSOLL-RAND PLC
SHS
G47791101
1193
11050
SH
SOLE
0
0
11050
LINDE PLC
COM
G5494J103
1014
5765
SH
SOLE
0
0
5765
CHUBB LIMITED
COM
H1467J104
1125
8030
SH
SOLE
0
0
8030
CHUBB LIMITED
COM
H1467J104
0
100
SH
Put
SOLE
0
0
100
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
14399
103740
SH
SOLE
0
0
103740