0001172661-21-000789.txt : 20210216
0001172661-21-000789.hdr.sgml : 20210216
20210216164514
ACCESSION NUMBER: 0001172661-21-000789
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
EFFECTIVENESS DATE: 20210216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gladstone Institutional Advisory LLC
CENTRAL INDEX KEY: 0001766530
IRS NUMBER: 474043338
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19151
FILM NUMBER: 21639899
BUSINESS ADDRESS:
STREET 1: 4 MILL RIDGE LANE
CITY: CHESTER
STATE: NJ
ZIP: 07930
BUSINESS PHONE: 908-719-1313
MAIL ADDRESS:
STREET 1: 4 MILL RIDGE LANE
CITY: CHESTER
STATE: NJ
ZIP: 07930
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001766530
XXXXXXXX
12-31-2020
12-31-2020
false
Gladstone Institutional Advisory LLC
4 Mill Ridge Lane
Chester
NJ
07930
13F HOLDINGS REPORT
028-19151
N
Robert Slomin
Vice President, Chief Compliance Officer
201-939-6644
/s/ Robert Slomin
Paramus
NJ
02-16-2021
0
296
502016
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
260
1486
SH
SOLE
1486
0
0
ABBVIE INC
COM
00287Y109
845
7889
SH
SOLE
7888
0
0
ABERDEEN STD PRECIOUS METALS
PHYSCL PM BASKET
003263100
2204
22274
SH
SOLE
22274
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
433
866
SH
SOLE
866
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
704
7673
SH
SOLE
7673
0
0
AGF INVTS TR
AGFIQ US MK ANTI
00110G408
2207
115660
SH
SOLE
115660
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
431
1854
SH
SOLE
1854
0
0
ALIGN TECHNOLOGY INC
COM
016255101
638
1194
SH
SOLE
1194
0
0
ALPHABET INC
CAP STK CL A
02079K305
1651
942
SH
SOLE
942
0
0
ALPHABET INC
CAP STK CL C
02079K107
823
470
SH
SOLE
470
0
0
AMAZON COM INC
COM
023135106
8286
2544
SH
SOLE
2544
0
0
AMGEN INC
COM
031162100
301
1309
SH
SOLE
1309
0
0
APPLE INC
COM
037833100
11781
88787
SH
SOLE
88787
0
0
ARK ETF TR
GENOMIC REV ETF
00214Q302
11862
127192
SH
SOLE
127192
0
0
ARK ETF TR
INNOVATION ETF
00214Q104
1148
9218
SH
SOLE
9217
0
0
ARK ETF TR
NEXT GNRTN INTER
00214Q401
403
2757
SH
SOLE
2756
0
0
AT&T INC
COM
00206R102
760
26413
SH
SOLE
26412
0
0
AURINIA PHARMACEUTICALS INC
COM
05156V102
1269
91750
SH
SOLE
91750
0
0
AXON ENTERPRISE INC
COM
05464C101
232
1890
SH
SOLE
1890
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
442
1908
SH
SOLE
1908
0
0
BIG 5 SPORTING GOODS CORP
COM
08915P101
982
96208
SH
SOLE
96208
0
0
BK OF AMERICA CORP
COM
060505104
682
22501
SH
SOLE
22500
0
0
BLACKROCK 2022 GBL INCM OPP
COM
09258P104
149
16500
SH
SOLE
16500
0
0
BLACKROCK ENHANCED GLOBAL DI
COM
092501105
160
14624
SH
SOLE
14624
0
0
BLACKROCK ENHANCED INTL DIV
COM BENE INTER
092524107
222
37800
SH
SOLE
37800
0
0
BLACKROCK MUNIHLDGS NJ QLTY
COM
09254X101
1087
75157
SH
SOLE
75157
0
0
BLACKROCK SCIENCE & TECHNOLO
SHS
09258G104
541
10157
SH
SOLE
10157
0
0
BOEING CO
COM
097023105
1263
5901
SH
SOLE
5901
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
1876
30239
SH
SOLE
30239
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
355
2600
SH
SOLE
2600
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
426
26950
SH
SOLE
26950
0
0
CATERPILLAR INC
COM
149123101
209
1146
SH
SOLE
1145
0
0
CHEVRON CORP NEW
COM
166764100
257
3038
SH
SOLE
3038
0
0
CINTAS CORP
COM
172908105
409
1157
SH
SOLE
1157
0
0
CISCO SYS INC
COM
17275R102
353
7883
SH
SOLE
7883
0
0
COCA COLA CO
COM
191216100
242
4420
SH
SOLE
4419
0
0
COLGATE PALMOLIVE CO
COM
194162103
239
2793
SH
SOLE
2793
0
0
COMCAST CORP NEW
CL A
20030N101
423
8070
SH
SOLE
8070
0
0
CONOCOPHILLIPS
COM
20825C104
752
18793
SH
SOLE
18792
0
0
CONSOLIDATED EDISON INC
COM
209115104
202
2792
SH
SOLE
2792
0
0
COPART INC
COM
217204106
387
3038
SH
SOLE
3038
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
300
1417
SH
SOLE
1417
0
0
DANAHER CORPORATION
COM
235851102
267
1201
SH
SOLE
1201
0
0
DATADOG INC
CL A COM
23804L103
517
5251
SH
SOLE
5251
0
0
DISNEY WALT CO
COM
254687106
2156
11898
SH
SOLE
11897
0
0
DOCUSIGN INC
COM
256163106
718
3232
SH
SOLE
3232
0
0
DOW INC
COM
260557103
690
12436
SH
SOLE
12435
0
0
DUPONT DE NEMOURS INC
COM
26614N102
565
7950
SH
SOLE
7950
0
0
EATON VANCE RISK-MANAGED DIV
COM
27829G106
525
50599
SH
SOLE
50599
0
0
EATON VANCE TAX-MANAGED GLOB
COM
27829C105
355
36650
SH
SOLE
36650
0
0
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
291
33199
SH
SOLE
33199
0
0
EDITAS MEDICINE INC
COM
28106W103
251
3575
SH
SOLE
3575
0
0
ETF MANAGERS TR
PRIME CYBR SCRTY
26924G201
312
5414
SH
SOLE
5413
0
0
ETF SER SOLUTIONS
DISTILLATE US
26922A321
3337
91871
SH
SOLE
91871
0
0
EXCHANGE TRADED CONCEPTS TR
EMQQ EM INTERN
301505889
2920
45930
SH
SOLE
45930
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
429
3238
SH
SOLE
3238
0
0
EXXON MOBIL CORP
COM
30231G102
1449
35155
SH
SOLE
35154
0
0
FACEBOOK INC
CL A
30303M102
1861
6812
SH
SOLE
6812
0
0
FASTLY INC
CL A
31188V100
253
2893
SH
SOLE
2893
0
0
FEDEX CORP
COM
31428X106
387
1490
SH
SOLE
1490
0
0
FIDELITY COVINGTON TRUST
DIVID ETF RISI
316092832
612
16631
SH
SOLE
16630
0
0
FIDELITY COVINGTON TRUST
HIGH DIVID ETF
316092840
1741
54251
SH
SOLE
54251
0
0
FIDELITY MERRIMACK STR TR
TOTAL BD ETF
316188309
1758
32397
SH
SOLE
32397
0
0
FIRST TR EXCH TRADED FD III
MANAGD MUN ETF
33739N108
3806
67094
SH
SOLE
67093
0
0
FIRST TR EXCH TRADED FD III
MUNI HI INCM ETF
33739P301
2775
51665
SH
SOLE
51664
0
0
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
7198
356520
SH
SOLE
356520
0
0
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
3305
34775
SH
SOLE
34774
0
0
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
882
19883
SH
SOLE
19883
0
0
FIRST TR EXCHANGE-TRADED ALP
MID CP GR ALPH
33737M102
2451
37496
SH
SOLE
37496
0
0
FIRST TR EXCHANGE-TRADED FD
CAP STRENGTH ETF
33733E104
5715
84663
SH
SOLE
84662
0
0
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
5979
28170
SH
SOLE
28170
0
0
FIRST TR EXCHANGE-TRADED FD
FIRST TR ENH NEW
33739Q408
31404
523050
SH
SOLE
523049
0
0
FIRST TR EXCHANGE-TRADED FD
FIRST TR TA HIYL
33738D408
20558
421962
SH
SOLE
421962
0
0
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
383
7449
SH
SOLE
7449
0
0
FIRST TR EXCHANGE-TRADED FD
GBL WND ENRG ETF
33736G106
883
37905
SH
SOLE
37905
0
0
FIRST TR EXCHANGE-TRADED FD
NAS CLNEDG GREEN
33733E500
2859
40714
SH
SOLE
40714
0
0
FIRST TR EXCHANGE-TRADED FD
NASD TECH DIV
33738R118
1108
22389
SH
SOLE
22389
0
0
FIRST TR EXCHANGE-TRADED FD
NY ARCA BIOTECH
33733E203
1146
6819
SH
SOLE
6819
0
0
FIRST TR EXCHANGE-TRADED FD
SENIOR LN FD
33738D309
10700
224829
SH
SOLE
224829
0
0
FIRST TR EXCHANGE-TRADED FD
SSI STRG ETF
33739Q507
6861
140144
SH
SOLE
140144
0
0
FIRST TR EXCHNG TRADED FD VI
LOW DUR STRTGC
33740F870
19239
940329
SH
SOLE
940328
0
0
FIRST TR EXCHNG TRADED FD VI
TCW OPPORTUNIS
33740F805
7601
138887
SH
SOLE
138886
0
0
FIRST TR EXCHNG TRADED FD VI
TCW UNCONSTRAI
33740F888
243
9126
SH
SOLE
9125
0
0
FIRST TR LRG CP VL ALPHADEX
COM SHS
33735J101
1390
25300
SH
SOLE
25300
0
0
FIRST TR LRGE CP CORE ALPHA
COM SHS
33734K109
1746
23779
SH
SOLE
23779
0
0
FIRST TR MID CAP CORE ALPHAD
COM SHS
33735B108
265
3190
SH
SOLE
3190
0
0
FIRST TR NAS100 EQ WEIGHTED
SHS
337344105
724
7180
SH
SOLE
7179
0
0
FIRST TR NASDAQ 100 TECH IND
SHS
337345102
2937
21275
SH
SOLE
21275
0
0
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
7692
219338
SH
SOLE
219337
0
0
FIRST TRUST LRGCP GWT ALPHAD
COM SHS
33735K108
5407
55955
SH
SOLE
55954
0
0
FORD MTR CO DEL
COM
345370860
245
27888
SH
SOLE
27888
0
0
FORTRESS BIOTECH INC
COM
34960Q109
35
10940
SH
SOLE
10940
0
0
GENERAL ELECTRIC CO
COM
369604103
312
28878
SH
SOLE
28878
0
0
GERON CORP
COM
374163103
17
10500
SH
SOLE
10500
0
0
GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
2045
27013
SH
SOLE
27013
0
0
GRACO INC
COM
384109104
2074
28665
SH
SOLE
28665
0
0
GX ACQUISITION CORP
COM CL A
36251A107
844
76750
SH
SOLE
76750
0
0
HARTFORD FDS EXCHANGE TRADED
MUN OPORTUNITE
41653L503
280
6696
SH
SOLE
6696
0
0
HOME DEPOT INC
COM
437076102
1149
4326
SH
SOLE
4326
0
0
HONEYWELL INTL INC
COM
438516106
436
2050
SH
SOLE
2049
0
0
HYRECAR INC
COM
44916T107
279
39145
SH
SOLE
39145
0
0
IDEXX LABS INC
COM
45168D104
557
1115
SH
SOLE
1115
0
0
INMODE LTD
SHS
M5425M103
266
5600
SH
SOLE
5600
0
0
INTEL CORP
COM
458140100
265
5319
SH
SOLE
5318
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
281
2229
SH
SOLE
2229
0
0
INVESCO EXCH TRADED FD TR II
NATL AMT MUNI
46138E537
1280
47223
SH
SOLE
47223
0
0
INVESCO EXCH TRADED FD TR II
S&P ULTRA DIVIDE
46138G656
390
11548
SH
SOLE
11548
0
0
INVESCO EXCH TRADED FD TR II
S&P500 HDL VOL
46138E362
271
7218
SH
SOLE
7217
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 HY
46138J809
562
24347
SH
SOLE
24347
0
0
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
1234
9266
SH
SOLE
9266
0
0
INVESCO HIGH INCOME 2023 TAR
COM
46135X108
116
13800
SH
SOLE
13800
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
1851
5900
SH
SOLE
5899
0
0
INVESCO SR INCOME TR
COM
46131H107
64
16000
SH
SOLE
16000
0
0
ISHARES GOLD TRUST
ISHARES
464285105
3599
198494
SH
SOLE
198493
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
3846
61995
SH
SOLE
61995
0
0
ISHARES INC
MSCI EMERG MRKT
464286533
455
7448
SH
SOLE
7448
0
0
ISHARES SILVER TR
ISHARES
46428Q109
243
9895
SH
SOLE
9895
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
3099
23306
SH
SOLE
23306
0
0
ISHARES TR
CONV BD ETF
46435G102
974
10083
SH
SOLE
10082
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
230
2624
SH
SOLE
2623
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
1513
21899
SH
SOLE
21898
0
0
ISHARES TR
CORE MSCI TOTAL
46432F834
773
11505
SH
SOLE
11504
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
9201
40035
SH
SOLE
40035
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
2820
30683
SH
SOLE
30682
0
0
ISHARES TR
CORE S&P TTL STK
464287150
4365
50624
SH
SOLE
50623
0
0
ISHARES TR
CORE S&P US GWT
464287671
368
4146
SH
SOLE
4146
0
0
ISHARES TR
CORE S&P US VLU
464287663
267
4300
SH
SOLE
4299
0
0
ISHARES TR
CORE S&P500 ETF
464287200
11340
30210
SH
SOLE
30209
0
0
ISHARES TR
CORE US AGGBD ET
464287226
4433
37506
SH
SOLE
37506
0
0
ISHARES TR
EAFE GRWTH ETF
464288885
400
3960
SH
SOLE
3960
0
0
ISHARES TR
ESG AWR MSCI USA
46435G425
400
4647
SH
SOLE
4647
0
0
ISHARES TR
EXPONENTIAL TECH
46434V381
1249
21817
SH
SOLE
21816
0
0
ISHARES TR
GLOBAL TECH ETF
464287291
423
1410
SH
SOLE
1410
0
0
ISHARES TR
HDG MSCI EAFE
46434V803
499
16382
SH
SOLE
16382
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
1723
12476
SH
SOLE
12476
0
0
ISHARES TR
ISHS 5-10YR INVT
464288638
299
4843
SH
SOLE
4843
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
248
2137
SH
SOLE
2136
0
0
ISHARES TR
MBS ETF
464288588
262
2375
SH
SOLE
2374
0
0
ISHARES TR
MRGSTR MD CP GRW
464288307
1967
5142
SH
SOLE
5142
0
0
ISHARES TR
MRGSTR SM CP GR
464288604
883
2910
SH
SOLE
2910
0
0
ISHARES TR
MSCI EAFE ETF
464287465
410
5621
SH
SOLE
5621
0
0
ISHARES TR
MSCI EAFE MIN VL
46429B689
4750
64702
SH
SOLE
64702
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
335
6476
SH
SOLE
6476
0
0
ISHARES TR
MSCI USA MIN VOL
46429B697
8400
123752
SH
SOLE
123752
0
0
ISHARES TR
MSCI USA MMENTM
46432F396
634
3928
SH
SOLE
3927
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
865
5710
SH
SOLE
5709
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
300
2561
SH
SOLE
2561
0
0
ISHARES TR
PFD AND INCM SEC
464288687
680
17668
SH
SOLE
17668
0
0
ISHARES TR
PHLX SEMICND ETF
464287523
342
901
SH
SOLE
901
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
3431
14228
SH
SOLE
14227
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
978
7155
SH
SOLE
7155
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
249
867
SH
SOLE
867
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
383
3730
SH
SOLE
3730
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1662
8477
SH
SOLE
8476
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
11771
184436
SH
SOLE
184436
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
6553
51191
SH
SOLE
51190
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
564
7806
SH
SOLE
7806
0
0
ISHARES TR
U.S. MED DVC ETF
464288810
208
636
SH
SOLE
636
0
0
ISHARES TR
U.S. TECH ETF
464287721
516
6063
SH
SOLE
6062
0
0
ISHARES TR
US AER DEF ETF
464288760
223
2356
SH
SOLE
2355
0
0
ISHARES TR
US TREAS BD ETF
46429B267
466
17125
SH
SOLE
17124
0
0
ISHARES U S ETF TR
BLACKROCK ST MAT
46431W507
1210
24119
SH
SOLE
24119
0
0
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
1191
23443
SH
SOLE
23442
0
0
J P MORGAN EXCHANGE-TRADED F
US DIVIDEND
46641Q795
751
27780
SH
SOLE
27780
0
0
JANUS DETROIT STR TR
HENDERSN SML ETF
47103U209
1291
20586
SH
SOLE
20585
0
0
JANUS DETROIT STR TR
HENDERSON MTG
47103U852
2110
39462
SH
SOLE
39462
0
0
JANUS DETROIT STR TR
HENDRSN SHRT ETF
47103U886
759
15038
SH
SOLE
15037
0
0
JD.COM INC
SPON ADR CL A
47215P106
714
8124
SH
SOLE
8124
0
0
JOHNSON & JOHNSON
COM
478160104
1676
10649
SH
SOLE
10648
0
0
JPMORGAN CHASE & CO
COM
46625H100
553
4350
SH
SOLE
4350
0
0
KAYNE ANDERSON NEXTGEN ENRGY
COM
48661E108
63
10900
SH
SOLE
10900
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
395
2089
SH
SOLE
2089
0
0
LATTICE STRATEGIES TR
HARTFORD MLT ETF
518416102
1530
54043
SH
SOLE
54042
0
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
424
4266
SH
SOLE
4266
0
0
LOCKHEED MARTIN CORP
COM
539830109
241
678
SH
SOLE
677
0
0
LOWES COS INC
COM
548661107
531
3307
SH
SOLE
3307
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
935
2618
SH
SOLE
2618
0
0
MCDONALDS CORP
COM
580135101
391
1824
SH
SOLE
1823
0
0
MERCADOLIBRE INC
COM
58733R102
1288
769
SH
SOLE
769
0
0
MERCK & CO. INC
COM
58933Y105
1062
12984
SH
SOLE
12983
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
279
8855
SH
SOLE
8855
0
0
MICROSOFT CORP
COM
594918104
4124
18543
SH
SOLE
18543
0
0
MODERNA INC
COM
60770K107
684
6545
SH
SOLE
6545
0
0
MORGAN STANLEY
COM NEW
617446448
217
3166
SH
SOLE
3166
0
0
NAUTILUS INC
COM
63910B102
858
47300
SH
SOLE
47300
0
0
NETFLIX INC
COM
64110L106
967
1789
SH
SOLE
1789
0
0
NEXTERA ENERGY INC
COM
65339F101
253
3282
SH
SOLE
3282
0
0
NIKE INC
CL B
654106103
356
2518
SH
SOLE
2517
0
0
NIO INC
SPON ADS
62914V106
1322
27122
SH
SOLE
27122
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
363
3845
SH
SOLE
3845
0
0
NOVAVAX INC
COM NEW
670002401
268
2405
SH
SOLE
2405
0
0
NOVOCURE LTD
ORD SHS
G6674U108
277
1600
SH
SOLE
1600
0
0
NVIDIA CORPORATION
COM
67066G104
1645
3151
SH
SOLE
3150
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
403
2536
SH
SOLE
2536
0
0
OKTA INC
CL A
679295105
338
1330
SH
SOLE
1330
0
0
ONCTERNAL THERAPEUTICS INC
COM
68236P107
50
10150
SH
SOLE
10150
0
0
OPKO HEALTH INC
COM
68375N103
44
11122
SH
SOLE
11122
0
0
PACIFIC ETHANOL INC
COM
69423U305
390
71878
SH
SOLE
71878
0
0
PAYPAL HLDGS INC
COM
70450Y103
1151
4915
SH
SOLE
4915
0
0
PEPSICO INC
COM
713448108
318
2146
SH
SOLE
2146
0
0
PERSONALIS INC
COM
71535D106
496
13550
SH
SOLE
13550
0
0
PFIZER INC
COM
717081103
636
17271
SH
SOLE
17270
0
0
PHILLIPS 66
COM
718546104
1441
20603
SH
SOLE
20603
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
933
9142
SH
SOLE
9142
0
0
PIMCO ETF TR
INTER MUN BD ACT
72201R866
223
3928
SH
SOLE
3928
0
0
PIMCO HIGH INCOME FD
COM SHS
722014107
121
19965
SH
SOLE
19965
0
0
PINTEREST INC
CL A
72352L106
539
8175
SH
SOLE
8175
0
0
PROCTER AND GAMBLE CO
COM
742718109
464
3333
SH
SOLE
3332
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
214
3675
SH
SOLE
3675
0
0
QUALCOMM INC
COM
747525103
958
6287
SH
SOLE
6286
0
0
QUICKLOGIC CORP
COM NEW
74837P405
52
13698
SH
SOLE
13697
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
229
3208
SH
SOLE
3208
0
0
REDFIN CORP
COM
75737F108
236
3440
SH
SOLE
3440
0
0
ROKU INC
COM CL A
77543R102
258
778
SH
SOLE
778
0
0
SALESFORCE COM INC
COM
79466L302
1167
5246
SH
SOLE
5246
0
0
SANOFI
SPONSORED ADR
80105N105
387
7967
SH
SOLE
7967
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
407
11299
SH
SOLE
11299
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
407
6340
SH
SOLE
6340
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
5792
45106
SH
SOLE
45106
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
7345
123375
SH
SOLE
123375
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
3330
37413
SH
SOLE
37413
0
0
SEA LTD
SPONSORD ADS
81141R100
570
2862
SH
SOLE
2862
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
331
2916
SH
SOLE
2915
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1323
21097
SH
SOLE
21097
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
429
3298
SH
SOLE
3297
0
0
SHOPIFY INC
CL A
82509L107
1347
1190
SH
SOLE
1190
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
290
1898
SH
SOLE
1898
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
1554
5080
SH
SOLE
5080
0
0
SPDR GOLD TR
GOLD SHS
78463V107
2951
16545
SH
SOLE
16545
0
0
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
3440
101936
SH
SOLE
101936
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
14135
37806
SH
SOLE
37806
0
0
SPDR SER TR
BLOOMBERG SRT TR
78468R408
319
11843
SH
SOLE
11843
0
0
SPDR SER TR
S&P 400 MDCP GRW
78464A821
2954
42602
SH
SOLE
42601
0
0
SPDR SER TR
S&P 400 MDCP VAL
78464A839
4919
88631
SH
SOLE
88630
0
0
SPDR SER TR
S&P 600 SMCP GRW
78464A201
1466
19190
SH
SOLE
19189
0
0
SPDR SER TR
S&P 600 SMCP VAL
78464A300
2905
43890
SH
SOLE
43890
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
350
3307
SH
SOLE
3307
0
0
SPLUNK INC
COM
848637104
267
1574
SH
SOLE
1574
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
446
1416
SH
SOLE
1416
0
0
SQUARE INC
CL A
852234103
859
3949
SH
SOLE
3949
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
248
6691
SH
SOLE
6691
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
222
2321
SH
SOLE
2321
0
0
TARGET CORP
COM
87612E106
657
3720
SH
SOLE
3720
0
0
TELADOC HEALTH INC
COM
87918A105
926
4631
SH
SOLE
4631
0
0
TEMPLETON EMERGING MKTS INCO
COM
880192109
88
11350
SH
SOLE
11350
0
0
TESLA INC
COM
88160R101
2557
3623
SH
SOLE
3623
0
0
THE TRADE DESK INC
COM CL A
88339J105
597
745
SH
SOLE
745
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
294
631
SH
SOLE
631
0
0
TRACTOR SUPPLY CO
COM
892356106
241
1715
SH
SOLE
1715
0
0
TWILIO INC
CL A
90138F102
326
962
SH
SOLE
962
0
0
TWITTER INC
COM
90184L102
338
6240
SH
SOLE
6240
0
0
UBER TECHNOLOGIES INC
COM
90353T100
326
6395
SH
SOLE
6395
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1658
9843
SH
SOLE
9842
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
474
1351
SH
SOLE
1351
0
0
UNITY SOFTWARE INC
COM
91332U101
248
1615
SH
SOLE
1615
0
0
VANECK VECTORS ETF TR
FALLEN ANGEL HG
92189F437
316
9859
SH
SOLE
9858
0
0
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
279
4538
SH
SOLE
4538
0
0
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
1981
31955
SH
SOLE
31954
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
423
1937
SH
SOLE
1937
0
0
VANECK VECTORS ETF TR
SHORT MUNI ETF
92189F528
183
10126
SH
SOLE
10126
0
0
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
288
1250
SH
SOLE
1250
0
0
VANGUARD ADMIRAL FDS INC
500 VAL IDX FD
921932703
246
1988
SH
SOLE
1988
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
569
6864
SH
SOLE
6863
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
2470
28013
SH
SOLE
28012
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
4002
15798
SH
SOLE
15797
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
498
2347
SH
SOLE
2347
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
363
3050
SH
SOLE
3050
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
489
2363
SH
SOLE
2362
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
265
3125
SH
SOLE
3124
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
4340
12628
SH
SOLE
12627
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
315
2213
SH
SOLE
2212
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
337
1731
SH
SOLE
1731
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
302
1129
SH
SOLE
1129
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
4742
24364
SH
SOLE
24364
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
2786
23416
SH
SOLE
23416
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
336
6702
SH
SOLE
6701
0
0
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
629
9065
SH
SOLE
9064
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
947
9744
SH
SOLE
9743
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
468
8648
SH
SOLE
8647
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
919
6508
SH
SOLE
6508
0
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
656
10898
SH
SOLE
10897
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1869
39591
SH
SOLE
39591
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
561
6133
SH
SOLE
6133
0
0
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
256
2954
SH
SOLE
2954
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
754
3700
SH
SOLE
3699
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
677
1913
SH
SOLE
1912
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1017
17305
SH
SOLE
17304
0
0
VISA INC
COM CL A
92826C839
1764
8066
SH
SOLE
8065
0
0
WALMART INC
COM
931142103
624
4326
SH
SOLE
4326
0
0
WISDOMTREE TR
CLOUD COMPUTNG
97717Y691
6789
126706
SH
SOLE
126706
0
0
WISDOMTREE TR
US MIDCAP DIVID
97717W505
301
8647
SH
SOLE
8646
0
0
WORKDAY INC
CL A
98138H101
330
1378
SH
SOLE
1378
0
0
WORKHORSE GROUP INC
COM NEW
98138J206
397
20091
SH
SOLE
20091
0
0
XERIS PHARMACEUTICALS INC
COM
98422L107
253
51500
SH
SOLE
51500
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
213
1640
SH
SOLE
1640
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
651
1930
SH
SOLE
1930
0
0