0001172661-19-002135.txt : 20191108
0001172661-19-002135.hdr.sgml : 20191108
20191108103149
ACCESSION NUMBER: 0001172661-19-002135
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191108
DATE AS OF CHANGE: 20191108
EFFECTIVENESS DATE: 20191108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Private Advisors, LLC
CENTRAL INDEX KEY: 0001766226
IRS NUMBER: 541886751
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19334
FILM NUMBER: 191202767
BUSINESS ADDRESS:
STREET 1: RIVERFRONT PLAZA WEST
STREET 2: 901 EAST BYRD STREET, SUITE 1400
CITY: RICHMOND
STATE: VA
ZIP: 23219
BUSINESS PHONE: 8042896000
MAIL ADDRESS:
STREET 1: RIVERFRONT PLAZA WEST
STREET 2: 901 EAST BYRD STREET, SUITE 1400
CITY: RICHMOND
STATE: VA
ZIP: 23219
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001766226
XXXXXXXX
09-30-2019
09-30-2019
false
Private Advisors, LLC
Riverfront Plaza West
901 East Byrd Street, Suite 1400
Richmond
VA
23219
13F HOLDINGS REPORT
028-19334
N
Kevin Rutherford
Chief Compliance Officer
804-289-6000
/s/ Kevin Rutherford
Richmond
VA
11-08-2019
4
127
101550
1
0001626220
028-17931
Greenhouse Funds LLLP
2
0001617201
028-18450
Prosight Management, LP
3
0001635663
028-17274
Steamboat Capital Partners, LLC
4
0001607278
028-16139
Whetstone Capital Advisors, LLC
INFORMATION TABLE
2
infotable.xml
3-D SYS CORP DEL
COM NEW
88554D205
335
41116
SH
DFND
0
0
41116
AC IMMUNE SA
SHS
H00263105
377
76257
SH
DFND
2
0
0
76257
ACACIA RESH CORP
ACACIA TCH COM
003881307
86
32145
SH
DFND
3
0
0
32145
ADMA BIOLOGICS INC
COM
000899104
148
33271
SH
DFND
2
0
0
33271
ADT INC
COM
00090Q103
1023
163228
SH
DFND
1
0
0
163228
ADT INC
COM
00090Q103
104
16600
SH
Call
DFND
1
0
0
16600
AEROJET ROCKETDYNE HLDGS INC
COM
007800105
1793
35503
SH
DFND
0
0
35503
ALASKA AIR GROUP INC
COM
011659109
912
14052
SH
DFND
1
0
0
14052
ALBIREO PHARMA INC
COM
01345P106
310
15498
SH
DFND
2
0
0
15498
ALDEYRA THERAPEUTICS INC
COM
01438T106
256
48502
SH
DFND
2
0
0
48502
ALLERGAN PLC
SHS
G0177J108
604
3588
SH
DFND
3
0
0
3588
ALPHABET INC
CAP STK CL C
02079K107
768
630
SH
DFND
3
0
0
630
ALPHABET INC
CAP STK CL C
02079K107
2364
1939
SH
DFND
4
0
0
1939
AMAZON COM INC
COM
023135106
1434
826
SH
DFND
4
0
0
826
AMAZON COM INC
COM
023135106
828
477
SH
DFND
3
0
0
477
AMERICAN OUTDOOR BRANDS CORP
COM
02874P103
68
11700
SH
Call
DFND
1
0
0
11700
AMERICAN OUTDOOR BRANDS CORP
COM
02874P103
279
47634
SH
DFND
1
0
0
47634
ARENA PHARMACEUTICALS INC
COM NEW
040047607
458
9997
SH
DFND
2
0
0
9997
ARQULE INC
COM
04269E107
160
22356
SH
DFND
2
0
0
22356
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
372
5521
SH
DFND
2
0
0
5521
BLUELINX HLDGS INC
COM NEW
09624H208
4064
125700
SH
DFND
0
0
125700
BLUELINX HLDGS INC
COM NEW
09624H208
2031
62810
SH
SOLE
62810
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
935
18447
SH
DFND
2
0
0
18447
CARGURUS INC
COM CL A
141788109
492
15898
SH
DFND
0
0
15898
CATALYST BIOSCIENCES INC
COM NEW
14888D208
168
34344
SH
DFND
2
0
0
34344
CELGENE CORP
COM
151020104
866
8718
SH
DFND
3
0
0
8718
CENTENE CORP DEL
COM
15135B101
439
10150
SH
DFND
2
0
0
10150
CHEGG INC
COM
163092109
939
31342
SH
DFND
1
0
0
31342
CLARUS CORP NEW
COM
18270P109
1266
107961
SH
DFND
1
0
0
107961
CLOUDFLARE INC
CL A COM
18915M107
539
29018
SH
DFND
4
0
0
29018
CLOVIS ONCOLOGY INC
COM
189464100
142
36152
SH
DFND
2
0
0
36152
COSTAR GROUP INC
COM
22160N109
592
998
SH
DFND
1
0
0
998
CREDIT ACCEP CORP MICH
COM
225310101
1105
2395
SH
DFND
3
0
0
2395
CROWN HOLDINGS INC
COM
228368106
778
11775
SH
SOLE
11775
0
0
CTRIP COM INTL LTD
SPONSORED ADS
22943F100
369
12602
SH
DFND
1
0
0
12602
DANAHER CORPORATION
COM
235851102
524
3627
SH
DFND
3
0
0
3627
DELL TECHNOLOGIES INC
CL C
24703L202
834
16079
SH
DFND
3
0
0
16079
DOMO INC
COM CL B
257554105
971
60792
SH
DFND
4
0
0
60792
ELASTIC N V
ORD SHS
N14506104
626
7599
SH
DFND
4
0
0
7599
ELECTRONIC ARTS INC
COM
285512109
259
2649
SH
DFND
1
0
0
2649
ENTERCOM COMMUNICATIONS CORP
CL A
293639100
179
53702
SH
DFND
0
0
53702
EURONET WORLDWIDE INC
COM
298736109
615
4206
SH
DFND
1
0
0
4206
EURONET WORLDWIDE INC
COM
298736109
146
1000
SH
Put
DFND
1
0
0
1000
EVENTBRITE INC
COM CL A
29975E109
1105
62402
SH
DFND
4
0
0
62402
EVO PMTS INC
CL A COM
26927E104
738
26236
SH
DFND
1
0
0
26236
EXFO INC
SUB VTG SHS
302046107
200
50000
SH
DFND
0
0
50000
EZCORP INC
CL A NON VTG
302301106
840
129986
SH
SOLE
129986
0
0
FACEBOOK INC
CL A
30303M102
1572
8829
SH
DFND
4
0
0
8829
FACEBOOK INC
CL A
30303M102
1037
5822
SH
DFND
3
0
0
5822
FISERV INC
COM
337738108
1009
9745
SH
DFND
3
0
0
9745
FLEETCOR TECHNOLOGIES INC
COM
339041105
983
3427
SH
DFND
3
0
0
3427
FOX CORP
CL A COM
35137L105
557
17665
SH
SOLE
17665
0
0
GARRETT MOTION INC
COM
366505105
339
34000
SH
DFND
0
0
34000
GARTNER INC
COM
366651107
647
4523
SH
DFND
1
0
0
4523
GCP APPLIED TECHNOLOGIES INC
COM
36164Y101
477
24767
SH
DFND
1
0
0
24767
HABIT RESTAURANTS INC
COM CL A
40449J103
604
69105
SH
DFND
1
0
0
69105
HANGER INC
COM NEW
41043F208
490
24051
SH
DFND
2
0
0
24051
INFINERA CORPORATION
COM
45667G103
1134
208004
SH
DFND
1
0
0
208004
INTERNATIONAL MNY EXPRESS IN
COM
46005L101
1500
109179
SH
DFND
3
0
0
109179
INVESCO EXCHNG TRADED FD TR
SR LN ETF
46138G508
1559
69000
SH
Put
DFND
0
0
69000
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
386
21213
SH
DFND
2
0
0
21213
ITURAN LOCATION AND CONTROL
SHS
M6158M104
536
21620
SH
DFND
3
0
0
21620
J2 GLOBAL INC
COM
48123V102
2626
28911
SH
DFND
0
0
28911
KURA ONCOLOGY INC
COM
50127T109
826
54430
SH
DFND
2
0
0
54430
LATTICE SEMICONDUCTOR CORP
COM
518415104
652
35654
SH
DFND
1
0
0
35654
LATTICE SEMICONDUCTOR CORP
COM
518415104
593
32400
SH
Put
DFND
1
0
0
32400
LIBERTY BROADBAND CORP
COM SER C
530307305
823
7863
SH
SOLE
7863
0
0
LOUISIANA PAC CORP
COM
546347105
712
28974
SH
DFND
0
0
28974
LUTHER BURBANK CORP
COM
550550107
345
30473
SH
DFND
0
0
30473
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
956
44446
SH
DFND
1
0
0
44446
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
282
13100
SH
Put
DFND
1
0
0
13100
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
796
3022
SH
DFND
1
0
0
3022
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
625
2372
SH
DFND
3
0
0
2372
MASTERCARD INC
CL A
57636Q104
1130
4160
SH
DFND
3
0
0
4160
MEIRAGTX HOLDINGS PLC
COM
G59665102
330
20720
SH
DFND
2
0
0
20720
META FINL GROUP INC
COM
59100U108
1796
55086
SH
DFND
3
0
0
55086
MICROSOFT CORP
COM
594918104
811
5830
SH
DFND
3
0
0
5830
MICROSTRATEGY INC
CL A NEW
594972408
1180
7950
SH
DFND
0
0
7950
MOBILEIRON INC
COM NEW
60739U204
541
82645
SH
DFND
1
0
0
82645
MOLECULAR TEMPLATES INC
COM
608550109
89
13569
SH
DFND
2
0
0
13569
MONGODB INC
CL A
60937P106
566
4700
SH
DFND
4
0
0
4700
NATIONAL CINEMEDIA INC
COM
635309107
921
112372
SH
DFND
1
0
0
112372
NEWMONT GOLDCORP CORPORATION
COM
651639106
499
13159
SH
DFND
1
0
0
13159
NORBORD INC
COM NEW
65548P403
283
11800
SH
Put
DFND
0
0
11800
ONESPAN INC
COM
68287N100
160
11000
SH
DFND
0
0
11000
ONESPAWORLD HOLDINGS LIMITED
COM
P73684113
1160
74724
SH
DFND
1
0
0
74724
ONESPAWORLD HOLDINGS LIMITED
COM
P73684113
1803
116081
SH
SOLE
116081
0
0
PIVOTAL SOFTWARE INC
COM CL A
72582H107
1746
117000
SH
Put
DFND
4
0
0
117000
PIVOTAL SOFTWARE INC
COM CL A
72582H107
1746
117010
SH
DFND
4
0
0
117010
PLANTRONICS INC NEW
COM
727493108
1374
36808
SH
DFND
1
0
0
36808
PLURALSIGHT INC
COM CL A
72941B106
707
42060
SH
DFND
4
0
0
42060
QAD INC
CL A
74727D306
1010
21870
SH
DFND
4
0
0
21870
R1 RCM INC
COM
749397105
224
25101
SH
DFND
2
0
0
25101
REATA PHARMACEUTICALS INC
CL A
75615P103
308
3842
SH
DFND
2
0
0
3842
REATA PHARMACEUTICALS INC
CL A
75615P103
64
800
SH
Call
DFND
2
0
0
800
S&P GLOBAL INC
COM
78409V104
622
2539
SH
DFND
3
0
0
2539
SIERRA ONCOLOGY INC
COM
82640U107
57
145829
SH
DFND
2
0
0
145829
SINCLAIR BROADCAST GROUP INC
CL A
829226109
520
12165
SH
DFND
3
0
0
12165
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
607
8202
SH
DFND
1
0
0
8202
SLACK TECHNOLOGIES INC
COM CL A
83088V102
709
29871
SH
DFND
4
0
0
29871
SQUARE INC
CL A
852234103
1480
23891
SH
DFND
4
0
0
23891
SSC TECHNOLOGIES HLDGS INC
COM
78467J100
776
15038
SH
DFND
1
0
0
15038
STARS GROUP INC
COM
85570W100
957
63901
SH
SOLE
63901
0
0
STONERIDGE INC
COM
86183P102
578
18674
SH
DFND
0
0
18674
STRONGBRIDGE BIOPHARMA PLC
SHS USD
G85347105
366
152977
SH
DFND
2
0
0
152977
TELIGENT INC NEW
COM
87960W104
141
148395
SH
DFND
2
0
0
148395
TESLA INC
NOTE 2.000% 5/1
88160RAG6
875
859000
PRN
DFND
3
0
0
859000
THERMO FISHER SCIENTIFIC INC
COM
883556102
1220
4188
SH
DFND
3
0
0
4188
TRIVAGO N V
SPON ADS A SHS
89686D105
859
208943
SH
DFND
1
0
0
208943
TRIVAGO N V
SPON ADS A SHS
89686D105
90
21800
SH
Call
DFND
1
0
0
21800
TWILIO INC
CL A
90138F102
2337
21249
SH
DFND
4
0
0
21249
UNIQURE NV
SHS
N90064101
795
20192
SH
DFND
2
0
0
20192
UNITED THERAPEUTICS CORP DEL
COM
91307C102
651
8159
SH
DFND
2
0
0
8159
UNITEDHEALTH GROUP INC
COM
91324P102
1898
8735
SH
DFND
3
0
0
8735
UPLAND SOFTWARE INC
COM
91544A109
1445
41453
SH
DFND
4
0
0
41453
UROGEN PHARMA LTD
COM
M96088105
471
19770
SH
DFND
2
0
0
19770
VISA INC
COM CL A
92826C839
1172
6813
SH
DFND
3
0
0
6813
VMWARE INC
CL A COM
928563402
473
3155
SH
DFND
3
0
0
3155
VOYA FINL INC
COM
929089100
479
8800
SH
DFND
0
0
8800
VULCAN MATLS CO
COM
929160109
772
5106
SH
DFND
1
0
0
5106
WELBILT INC
COM
949090104
1232
73100
SH
DFND
0
0
73100
WHEELER REAL ESTATE INVT TR
CV PFD SER B
963025309
461
38806
SH
DFND
3
0
0
38806
WHEELER REAL ESTATE INVT TR
PFD CNV SER D
963025606
675
47596
SH
DFND
3
0
0
47596
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
1101
5706
SH
SOLE
5706
0
0
YEXT INC
COM
98585N106
1033
65034
SH
DFND
4
0
0
65034
ZILLOW GROUP INC
CL C CAP STK
98954M200
675
22650
SH
DFND
1
0
0
22650
ZIMMER BIOMET HLDGS INC
COM
98956P102
1068
7782
SH
DFND
2
0
0
7782