0001172661-19-001643.txt : 20190808
0001172661-19-001643.hdr.sgml : 20190808
20190808143216
ACCESSION NUMBER: 0001172661-19-001643
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190808
DATE AS OF CHANGE: 20190808
EFFECTIVENESS DATE: 20190808
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Private Advisors, LLC
CENTRAL INDEX KEY: 0001766226
IRS NUMBER: 541886751
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19334
FILM NUMBER: 191008980
BUSINESS ADDRESS:
STREET 1: RIVERFRONT PLAZA WEST
STREET 2: 901 EAST BYRD STREET, SUITE 1400
CITY: RICHMOND
STATE: VA
ZIP: 23219
BUSINESS PHONE: 8042896000
MAIL ADDRESS:
STREET 1: RIVERFRONT PLAZA WEST
STREET 2: 901 EAST BYRD STREET, SUITE 1400
CITY: RICHMOND
STATE: VA
ZIP: 23219
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001766226
XXXXXXXX
06-30-2019
06-30-2019
false
Private Advisors, LLC
Riverfront Plaza West
901 East Byrd Street, Suite 1400
Richmond
VA
23219
13F HOLDINGS REPORT
028-19334
N
Kevin Rutherford
Chief Compliance Officer
804-289-6000
/s/ Kevin Rutherford
Richmond
VA
08-08-2019
4
113
109923
1
0001626220
028-17931
Greenhouse Funds LLLP
2
0001617201
028-18450
Prosight Management, LP
3
0001635663
028-17274
Steamboat Capital Partners, LLC
4
0001607278
028-16139
Whetstone Capital Advisors, LLC
INFORMATION TABLE
2
infotable.xml
3-D SYS CORP DEL
COM NEW
88554D205
374
41116
SH
DFND
0
0
41116
ACACIA RESH CORP
ACACIA TCH COM
003881307
99
33287
SH
DFND
3
0
0
33287
ADESTO TECHNOLOGIES CORP
COM
00687D101
599
73500
SH
DFND
0
0
73500
ADMA BIOLOGICS INC
COM
000899104
41
10642
SH
DFND
2
0
0
10642
ADT INC
COM
00090Q103
785
128191
SH
DFND
1
0
0
128191
ADT INC
COM
00090Q103
70
11400
SH
Call
DFND
1
0
0
11400
AEROJET ROCKETDYNE HLDGS INC
COM
007800105
2140
47803
SH
DFND
0
0
47803
ALASKA AIR GROUP INC
COM
011659109
699
10930
SH
DFND
1
0
0
10930
ALBIREO PHARMA INC
COM
01345P106
466
14462
SH
DFND
2
0
0
14462
ALDEYRA THERAPEUTICS INC
COM
01438T106
242
40270
SH
DFND
2
0
0
40270
ALLIANCE DATA SYSTEMS CORP
COM
018581108
415
2962
SH
DFND
1
0
0
2962
ALPHABET INC
CAP STK CL C
02079K107
1065
985
SH
DFND
3
0
0
985
ALPHABET INC
CAP STK CL C
02079K107
2096
1939
SH
DFND
4
0
0
1939
AMAZON COM INC
COM
023135106
935
494
SH
DFND
3
0
0
494
AMAZON COM INC
COM
023135106
1564
826
SH
DFND
4
0
0
826
AMERICAN OUTDOOR BRANDS CORP
COM
02874P103
105
11700
SH
Call
DFND
1
0
0
11700
AMERICAN OUTDOOR BRANDS CORP
COM
02874P103
480
53272
SH
DFND
1
0
0
53272
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
626
18259
SH
SOLE
18259
0
0
ARENA PHARMACEUTICALS INC
COM NEW
040047607
557
9507
SH
DFND
2
0
0
9507
ASSEMBLY BIOSCIENCES INC
COM
045396108
155
11517
SH
DFND
2
0
0
11517
BALL CORP
COM
058498106
641
9156
SH
SOLE
9156
0
0
BAYCOM CORP
COM
07272M107
5355
244530
SH
SOLE
244530
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
250
2923
SH
DFND
2
0
0
2923
BLUELINX HLDGS INC
COM NEW
09624H208
2371
119700
SH
DFND
0
0
119700
BLUELINX HLDGS INC
COM NEW
09624H208
1832
92485
SH
SOLE
92485
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1072
23647
SH
DFND
2
0
0
23647
BROADCOM INC
COM
11135F101
1202
4176
SH
DFND
3
0
0
4176
CATALYST BIOSCIENCES INC
COM NEW
14888D208
231
31284
SH
DFND
2
0
0
31284
CELGENE CORP
COM
151020104
834
9027
SH
DFND
3
0
0
9027
CENTENE CORP DEL
COM
15135B101
379
7223
SH
DFND
2
0
0
7223
CHEGG INC
COM
163092109
891
23099
SH
DFND
1
0
0
23099
CIDARA THERAPEUTICS INC
COM
171757107
20
11728
SH
DFND
2
0
0
11728
CIGNA CORP NEW
COM
125523100
284
1805
SH
DFND
2
0
0
1805
CLARUS CORP NEW
COM
18270P109
1597
110576
SH
DFND
1
0
0
110576
CLOVIS ONCOLOGY INC
COM
189464100
382
25715
SH
DFND
2
0
0
25715
COSTAR GROUP INC
COM
22160N109
704
1270
SH
DFND
1
0
0
1270
CREDIT ACCEP CORP MICH
COM
225310101
1200
2480
SH
DFND
3
0
0
2480
CROWN HOLDINGS INC
COM
228368106
719
11775
SH
SOLE
11775
0
0
DANAHER CORPORATION
COM
235851102
801
5603
SH
DFND
3
0
0
5603
DOMO INC
COM CL B
257554105
1661
60792
SH
DFND
4
0
0
60792
ENTERCOM COMMUNICATIONS CORP
CL A
293639100
311
53702
SH
DFND
0
0
53702
EQUIFAX INC
COM
294429105
205
1516
SH
DFND
1
0
0
1516
EURONET WORLDWIDE INC
COM
298736109
876
5205
SH
DFND
1
0
0
5205
EVENTBRITE INC
COM CL A
29975E109
801
49454
SH
DFND
4
0
0
49454
EVO PMTS INC
CL A COM
26927E104
509
16148
SH
DFND
1
0
0
16148
EZCORP INC
CL A NON VTG
302301106
799
84405
SH
SOLE
84405
0
0
FACEBOOK INC
CL A
30303M102
1221
6325
SH
DFND
3
0
0
6325
FACEBOOK INC
CL A
30303M102
1762
9129
SH
DFND
4
0
0
9129
FISERV INC
COM
337738108
1273
13967
SH
DFND
3
0
0
13967
FLEETCOR TECHNOLOGIES INC
COM
339041105
1515
5396
SH
DFND
3
0
0
5396
FOX CORP
CL B COM
35137L204
430
11774
SH
DFND
3
0
0
11774
GARRETT MOTION INC
COM
366505105
522
34000
SH
DFND
0
0
34000
GCP APPLIED TECHNOLOGIES INC
COM
36164Y101
762
33648
SH
DFND
1
0
0
33648
HABIT RESTAURANTS INC
COM CL A
40449J103
632
60206
SH
DFND
1
0
0
60206
HABIT RESTAURANTS INC
COM CL A
40449J103
174
16600
SH
Call
DFND
1
0
0
16600
HANGER INC
COM NEW
41043F208
544
28419
SH
DFND
2
0
0
28419
HOMOLOGY MEDICINES INC
COM
438083107
416
21248
SH
DFND
2
0
0
21248
INTERNATIONAL MNY EXPRESS IN
COM
46005L101
1219
86452
SH
DFND
3
0
0
86452
INVESCO EXCHNG TRADED FD TR
SR LN ETF
46138G508
1556
69000
SH
Put
DFND
0
0
69000
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
562
22903
SH
DFND
2
0
0
22903
J2 GLOBAL INC
COM
48123V102
2290
25766
SH
DFND
0
0
25766
JD COM INC
SPON ADR CL A
47215P106
303
10000
SH
DFND
0
0
10000
KURA ONCOLOGY INC
COM
50127T109
988
50159
SH
DFND
2
0
0
50159
LATTICE SEMICONDUCTOR CORP
COM
518415104
590
40420
SH
DFND
1
0
0
40420
LIBERTY BROADBAND CORP
COM SER C
530307305
1302
12490
SH
SOLE
12490
0
0
LOUISIANA PAC CORP
COM
546347105
418
15926
SH
DFND
0
0
15926
LUTHER BURBANK CORP
COM
550550107
332
30473
SH
DFND
0
0
30473
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
797
52653
SH
DFND
1
0
0
52653
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
998
3564
SH
DFND
3
0
0
3564
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
563
2012
SH
DFND
1
0
0
2012
MASTERCARD INC
CL A
57636Q104
1276
4824
SH
DFND
3
0
0
4824
META FINL GROUP INC
COM
59100U108
1939
69123
SH
DFND
3
0
0
69123
MICROSTRATEGY INC
CL A NEW
594972408
1139
7950
SH
DFND
0
0
7950
MOBILEIRON INC
COM NEW
60739U204
484
78037
SH
DFND
1
0
0
78037
MOLECULAR TEMPLATES INC
COM
608550109
95
11384
SH
DFND
2
0
0
11384
NATIONAL CINEMEDIA INC
COM
635309107
737
112372
SH
DFND
1
0
0
112372
NEWMONT GOLDCORP CORPORATION
COM
651639106
463
12037
SH
DFND
1
0
0
12037
ONESPAN INC
COM
68287N100
156
11000
SH
DFND
0
0
11000
ONESPAWORLD HOLDINGS LIMITED
COM
P73684113
1626
104916
SH
DFND
1
0
0
104916
ONESPAWORLD HOLDINGS LIMITED
COM
P73684113
1799
116081
SH
SOLE
116081
0
0
PIVOTAL SOFTWARE INC
COM CL A
72582H107
1162
110027
SH
DFND
4
0
0
110027
PLANTRONICS INC NEW
COM
727493108
750
20261
SH
DFND
1
0
0
20261
PLANTRONICS INC NEW
COM
727493108
308
8300
SH
Call
DFND
1
0
0
8300
POTBELLY CORP
COM
73754Y100
318
62554
SH
DFND
0
0
62554
PROS HOLDINGS INC
COM
74346Y103
3012
47613
SH
DFND
4
0
0
47613
QAD INC
CL A
74727D306
996
24770
SH
DFND
4
0
0
24770
REATA PHARMACEUTICALS INC
CL A
75615P103
679
7196
SH
DFND
2
0
0
7196
RENASANT CORP
COM
75970E107
6612
183964
SH
SOLE
183964
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
174
11000
SH
DFND
0
0
11000
S&P GLOBAL INC
COM
78409V104
890
3907
SH
DFND
3
0
0
3907
SIERRA ONCOLOGY INC
COM
82640U107
87
154997
SH
DFND
2
0
0
154997
SINCLAIR BROADCAST GROUP INC
CL A
829226109
1209
22540
SH
DFND
3
0
0
22540
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
790
11400
SH
DFND
1
0
0
11400
SLACK TECHNOLOGIES INC
COM CL A
83088V102
702
18725
SH
DFND
4
0
0
18725
SQUARE INC
CL A
852234103
1205
16609
SH
DFND
4
0
0
16609
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
757
13147
SH
DFND
1
0
0
13147
TELIGENT INC NEW
COM
87960W104
107
169923
SH
DFND
2
0
0
169923
TESLA INC
NOTE 2.000% 5/1
88160RAG6
844
859000
PRN
DFND
3
0
0
859000
THERMO FISHER SCIENTIFIC INC
COM
883556102
1642
5590
SH
DFND
3
0
0
5590
TRIVAGO N V
SPON ADS A SHS
89686D105
854
202925
SH
DFND
1
0
0
202925
TWILIO INC
CL A
90138F102
3025
22188
SH
DFND
4
0
0
22188
UNITEDHEALTH GROUP INC
COM
91324P102
2299
9421
SH
DFND
3
0
0
9421
UPLAND SOFTWARE INC
COM
91544A109
1679
36878
SH
DFND
4
0
0
36878
UPWORK INC
COM
91688F104
163
10155
SH
DFND
4
0
0
10155
VISA INC
COM CL A
92826C839
1476
8502
SH
DFND
3
0
0
8502
VOYA FINL INC
COM
929089100
487
8800
SH
DFND
0
0
8800
VULCAN MATLS CO
COM
929160109
995
7244
SH
DFND
1
0
0
7244
WELBILT INC
COM
949090104
1221
73100
SH
DFND
0
0
73100
WHEELER REAL ESTATE INVT TR
CV PFD SER B
963025309
523
38455
SH
DFND
3
0
0
38455
WHEELER REAL ESTATE INVT TR
PFD CNV SER D
963025606
669
46134
SH
DFND
3
0
0
46134
YEXT INC
COM
98585N106
1483
73819
SH
DFND
4
0
0
73819
ZILLOW GROUP INC
CL C CAP STK
98954M200
1372
29565
SH
DFND
1
0
0
29565
ZIMMER BIOMET HLDGS INC
COM
98956P102
1110
9428
SH
DFND
2
0
0
9428