Chief Compliance Officer

0001085146-19-001966.txt : 20190724 0001085146-19-001966.hdr.sgml : 20190724 20190724144118 ACCESSION NUMBER: 0001085146-19-001966 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190724 DATE AS OF CHANGE: 20190724 EFFECTIVENESS DATE: 20190724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MONECO Advisors, LLC CENTRAL INDEX KEY: 0001765690 IRS NUMBER: 463758971 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19342 FILM NUMBER: 19970699 BUSINESS ADDRESS: STREET 1: 2150 POST ROAD CITY: FAIRFIELD STATE: CT ZIP: 06824 BUSINESS PHONE: 203-319-3554 MAIL ADDRESS: STREET 1: 2150 POST ROAD CITY: FAIRFIELD STATE: CT ZIP: 06824 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001765690 XXXXXXXX 06-30-2019 06-30-2019 false MONECO Advisors, LLC

2150 POST ROAD FAIRFIELD CT 06824

13F HOLDINGS REPORT 028-19342 N Christopher Neubert Chief Compliance Officer 203-319-3550 /s/ Christopher Neubert Fairfield CT 07-18-2019 0 134 124373 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 231 3179 SH SOLE 0 0 3179 ALIGN TECHNOLOGY INC COM 016255101 519 1895 SH SOLE 0 0 1895 ALLIANZGI EQUITY & CONV INCO COM 018829101 211 9702 SH SOLE 0 0 9702 ALPHABET INC CAP STK CL A 02079K305 500 462 SH SOLE 0 0 462 ALPHABET INC CAP STK CL C 02079K107 226 209 SH SOLE 0 0 209 AMAZON COM INC COM 023135106 1017 537 SH SOLE 0 0 537 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 198 12462 SH SOLE 0 0 12462 APPLE INC COM 037833100 3890 19657 SH SOLE 0 0 19657 AT&T INC COM 00206R102 1533 45761 SH SOLE 0 0 45761 BANK AMER CORP COM 060505104 230 7919 SH SOLE 0 0 7919 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2316 10865 SH SOLE 0 0 10865 BLACKROCK RES & COMM STRAT T SHS 09257A108 369 45051 SH SOLE 0 0 45051 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 516 11619 SH SOLE 0 0 11619 BOEING CO COM 097023105 1395 3831 SH SOLE 0 0 3831 CATERPILLAR INC DEL COM 149123101 382 2801 SH SOLE 0 0 2801 CHEVRON CORP NEW COM 166764100 213 1712 SH SOLE 0 0 1712 CISCO SYS INC COM 17275R102 410 7494 SH SOLE 0 0 7494 CISCO SYS INC COM 17275R102 0 1200 SH Call SOLE 0 0 1200 CITIGROUP INC COM NEW 172967424 657 9379 SH SOLE 0 0 9379 DISNEY WALT CO COM DISNEY 254687106 454 3252 SH SOLE 0 0 3252 DNP SELECT INCOME FD COM 23325P104 175 14785 SH SOLE 0 0 14785 DUKE ENERGY CORP NEW COM NEW 26441C204 434 4914 SH SOLE 0 0 4914 EATON CORP PLC SHS G29183103 256 3069 SH SOLE 0 0 3069 ENTERPRISE PRODS PARTNERS L COM 293792107 232 8053 SH SOLE 0 0 8053 EXXON MOBIL CORP COM 30231G102 1076 14039 SH SOLE 0 0 14039 FACEBOOK INC CL A 30303M102 621 3218 SH SOLE 0 0 3218 GENERAL ELECTRIC CO COM 369604103 260 24768 SH SOLE 0 0 24768 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1055 36800 SH SOLE 0 0 36800 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 3286 55908 SH SOLE 0 0 55908 HIGHLAND INCOME FUND HIGHLAND INCOME 43010E404 5417 391371 SH SOLE 0 0 391371 INGERSOLL-RAND PLC SHS G47791101 253 2000 SH SOLE 0 0 2000 INTEL CORP COM 458140100 505 10549 SH SOLE 0 0 10549 INTERNATIONAL BUSINESS MACHS COM 459200101 481 3490 SH SOLE 0 0 3490 INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 46090A887 1145 22738 SH SOLE 0 0 22738 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 724 34321 SH SOLE 0 0 34321 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 1674 78739 SH SOLE 0 0 78739 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 359 14890 SH SOLE 0 0 14890 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 730 34427 SH SOLE 0 0 34427 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 211 9862 SH SOLE 0 0 9862 INVESCO EXCH TRD SLF IDX FD DEFENSIVE EQTY 46138J775 437 8260 SH SOLE 0 0 8260 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 237 2200 SH SOLE 0 0 2200 INVESCO EXCHNG TRADED FD TR 1 30 LADER TRE 46138E107 394 7677 SH SOLE 0 0 7677 INVESCO EXCHNG TRADED FD TR S&P 500 REVENUE 46138G698 247 4634 SH SOLE 0 0 4634 INVESCO QQQ TR UNIT SER 1 46090E103 360 1927 SH SOLE 0 0 1927 ISHARES INC MIN VOL GBL ETF 464286525 237 2574 SH SOLE 0 0 2574 ISHARES TR CORE S&P TTL STK 464287150 4632 69512 SH SOLE 0 0 69512 ISHARES TR CORE S&P US GWT 464287671 238 3795 SH SOLE 0 0 3795 ISHARES TR CORE S&P500 ETF 464287200 384 1302 SH SOLE 0 0 1302 ISHARES TR FLTG RATE NT ETF 46429B655 236 4642 SH SOLE 0 0 4642 ISHARES TR IBONDS DEC19 ETF 46434VAU4 356 14314 SH SOLE 0 0 14314 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 493 19448 SH SOLE 0 0 19448 ISHARES TR IBONDS DEC21 ETF 46434VBK5 412 16541 SH SOLE 0 0 16541 ISHARES TR IBONDS DEC22 ETF 46434VBA7 200 7935 SH SOLE 0 0 7935 ISHARES TR IBONDS MAR20 ETF 46432FBC0 292 11197 SH SOLE 0 0 11197 ISHARES TR MIN VOL EAFE ETF 46429B689 651 8964 SH SOLE 0 0 8964 ISHARES TR MIN VOL USA ETF 46429B697 8828 143006 SH SOLE 0 0 143006 ISHARES TR PFD AND INCM SEC 464288687 285 7732 SH SOLE 0 0 7732 ISHARES TR RUS 1000 ETF 464287622 760 4667 SH SOLE 0 0 4667 ISHARES TR RUS 1000 GRW ETF 464287614 1784 11342 SH SOLE 0 0 11342 ISHARES TR RUS 1000 VAL ETF 464287598 375 2950 SH SOLE 0 0 2950 ISHARES TR RUS 2000 GRW ETF 464287648 322 1603 SH SOLE 0 0 1603 ISHARES TR RUS 2000 VAL ETF 464287630 272 2258 SH SOLE 0 0 2258 ISHARES TR RUS MD CP GR ETF 464287481 279 1959 SH SOLE 0 0 1959 ISHARES TR RUS MDCP VAL ETF 464287473 217 2437 SH SOLE 0 0 2437 ISHARES TR RUS MID CAP ETF 464287499 575 10294 SH SOLE 0 0 10294 ISHARES TR RUSSELL 2000 ETF 464287655 1981 12741 SH SOLE 0 0 12741 ISHARES TR S&P 500 GRWT ETF 464287309 794 4431 SH SOLE 0 0 4431 ISHARES TR S&P MC 400GR ETF 464287606 1512 6684 SH SOLE 0 0 6684 ISHARES TR S&P MC 400VL ETF 464287705 726 4552 SH SOLE 0 0 4552 ISHARES TR SELECT DIVID ETF 464287168 343 3444 SH SOLE 0 0 3444 ISHARES US ETF TR IT RT HDG HGYL 46431W606 2804 31612 SH SOLE 0 0 31612 JOHNSON & JOHNSON COM 478160104 0 100 SH Call SOLE 0 0 100 JOHNSON & JOHNSON COM 478160104 1723 12371 SH SOLE 0 0 12371 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 755 14979 SH SOLE 0 0 14979 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 226 9016 SH SOLE 0 0 9016 JPMORGAN CHASE & CO COM 46625H100 424 3794 SH SOLE 0 0 3794 MEDTRONIC PLC SHS G5960L103 374 3845 SH SOLE 0 0 3845 MERCK & CO INC COM 58933Y105 225 2681 SH SOLE 0 0 2681 MICROSOFT CORP COM 594918104 2273 16967 SH SOLE 0 0 16967 MONDELEZ INTL INC CL A 609207105 395 7325 SH SOLE 0 0 7325 MOODYS CORP COM 615369105 625 3200 SH SOLE 0 0 3200 NETFLIX INC COM 64110L106 437 1190 SH SOLE 0 0 1190 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 1183 52870 SH SOLE 0 0 52870 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 3904 293088 SH SOLE 0 0 293088 NVIDIA CORP COM 67066G104 203 1236 SH SOLE 0 0 1236 OMEGA HEALTHCARE INVS INC COM 681936100 217 5918 SH SOLE 0 0 5918 ORACLE CORP COM 68389X105 413 7254 SH SOLE 0 0 7254 PEMBINA PIPELINE CORP COM 706327103 1654 44453 SH SOLE 0 0 44453 PEOPLES UTD FINL INC COM 712704105 451 26902 SH SOLE 0 0 26902 PEPSICO INC COM 713448108 215 1639 SH SOLE 0 0 1639 PFIZER INC COM 717081103 304 7017 SH SOLE 0 0 7017 PHILIP MORRIS INTL INC COM 718172109 700 8908 SH SOLE 0 0 8908 PIMCO INCOME STRATEGY FUND I COM 72201J104 112 10550 SH SOLE 0 0 10550 PIMCO MUN INCOME FD III COM 72201A103 126 10200 SH SOLE 0 0 10200 PROCTER AND GAMBLE CO COM 742718109 496 4527 SH SOLE 0 0 4527 PROSHARES TR ULTRASHRT S&P500 74347B383 14 468 SH SOLE 0 0 468 PROSHARES TR ULTRASHRT S&P500 74347B383 7 126500 SH Call SOLE 0 0 126500 QUALCOMM INC COM 747525103 243 3190 SH SOLE 0 0 3190 REALTY INCOME CORP COM 756109104 353 5119 SH SOLE 0 0 5119 ROCKWELL AUTOMATION INC COM 773903109 410 2500 SH SOLE 0 0 2500 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 626 11805 SH SOLE 0 0 11805 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1003 12853 SH SOLE 0 0 12853 SPDR S&P 500 ETF TR TR UNIT 78462F103 1119 3820 SH SOLE 0 0 3820 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1643 4633 SH SOLE 0 0 4633 SPDR SERIES TRUST RUSSELL LOW VOL 78468R754 378 4720 SH SOLE 0 0 4720 SPDR SERIES TRUST S&P DIVID ETF 78464A763 5199 51534 SH SOLE 0 0 51534 SPDR SERIES TRUST SSGA US SMAL ETF 78468R887 478 5137 SH SOLE 0 0 5137 STRYKER CORP COM 863667101 208 1012 SH SOLE 0 0 1012 TRANSAMERICA ETF TR DELTASHS S&P 500 89349P107 291 5115 SH SOLE 0 0 5115 UNION PACIFIC CORP COM 907818108 539 3184 SH SOLE 0 0 3184 UNITED TECHNOLOGIES CORP COM 913017109 246 1891 SH SOLE 0 0 1891 UNITEDHEALTH GROUP INC COM 91324P102 227 929 SH SOLE 0 0 929 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 328 12837 SH SOLE 0 0 12837 VANGUARD GROUP DIV APP ETF 921908844 472 4100 SH SOLE 0 0 4100 VANGUARD INDEX FDS GROWTH ETF 922908736 9613 58833 SH SOLE 0 0 58833 VANGUARD INDEX FDS LARGE CAP ETF 922908637 354 2627 SH SOLE 0 0 2627 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 4120 27595 SH SOLE 0 0 27595 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 837 7520 SH SOLE 0 0 7520 VANGUARD INDEX FDS MID CAP ETF 922908629 530 3173 SH SOLE 0 0 3173 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 232 2649 SH SOLE 0 0 2649 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1410 10801 SH SOLE 0 0 10801 VANGUARD INDEX FDS SMALL CP ETF 922908751 919 5864 SH SOLE 0 0 5864 VANGUARD INDEX FDS SML CP GRW ETF 922908595 996 5349 SH SOLE 0 0 5349 VANGUARD INDEX FDS TOTAL STK MKT 922908769 409 2728 SH SOLE 0 0 2728 VANGUARD INDEX FDS VALUE ETF 922908744 2205 19882 SH SOLE 0 0 19882 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 270 6354 SH SOLE 0 0 6354 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 265 3280 SH SOLE 0 0 3280 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 572 13714 SH SOLE 0 0 13714 VERIZON COMMUNICATIONS INC COM 92343V104 366 6402 SH SOLE 0 0 6402 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 406 8309 SH SOLE 0 0 8309 VISA INC COM CL A 92826C839 250 1439 SH SOLE 0 0 1439 WISDOMTREE TR US MIDCAP DIVID 97717W505 1305 36043 SH SOLE 0 0 36043 WISDOMTREE TR US QTLY DIV GRT 97717X669 671 15364 SH SOLE 0 0 15364 WPP PLC NEW ADR 92937A102 1600 25436 SH SOLE 0 0 25436