Chief Compliance Officer

0001764049-21-000001.txt : 20210125 0001764049-21-000001.hdr.sgml : 20210125 20210125101300 ACCESSION NUMBER: 0001764049-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210125 DATE AS OF CHANGE: 20210125 EFFECTIVENESS DATE: 20210125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SlateStone Wealth, LLC CENTRAL INDEX KEY: 0001764049 IRS NUMBER: 611815919 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19177 FILM NUMBER: 21548301 BUSINESS ADDRESS: STREET 1: 4495 MILITARY TRAIL STREET 2: SUITE 207 CITY: JUPITER STATE: FL ZIP: 33458 BUSINESS PHONE: 561.244.2504 MAIL ADDRESS: STREET 1: 4495 MILITARY TRAIL STREET 2: SUITE 207 CITY: JUPITER STATE: FL ZIP: 33458 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001764049 XXXXXXXX 12-31-2020 12-31-2020 SlateStone Wealth, LLC

4495 MILITARY TRAIL SUITE 207 JUPITER FL 33458

13F HOLDINGS REPORT 028-19177 N Milagros Kleiner Chief Compliance Officer 5612442504 Milagros Kleiner Jupiter FL 01-25-2021 1 185 401018 false 2 0001600145 028-15895 Van Hulzen Asset Management, LLC INFORMATION TABLE 2 13f_12312020.xml Q42020 3M Co COM 88579y101 257 1472 SH SOLE 0 0 1472 3M Co COM 88579y101 157 900 SH DFND 02 0 0 900 Abbott Laboratories COM 002824100 496 4534 SH SOLE 0 0 4534 AbbVie Inc COM 00287y109 2032 18960 SH SOLE 6238 0 12722 AbbVie Inc COM 00287y109 129 1200 SH DFND 02 0 0 1200 Adobe Inc COM 00724f101 1316 2632 SH SOLE 1347 0 1285 Advanced Micro Devices Inc COM 007903107 417 4551 SH SOLE 0 0 4551 Aflac Inc COM 001055102 240 5400 SH SOLE 5400 0 0 Air Prods & Chems Inc COM 009158106 1240 4539 SH SOLE 0 0 4539 Aldeyra Therapeutics Inc COM 01438t106 82 11964 SH SOLE 0 0 11964 Alibaba Group Holding Ltd Sp A COM 01609w102 3095 13300 SH SOLE 1165 0 12135 Alphabet Inc Cap Stock Cl A COM 02079k305 6895 3934 SH SOLE 441 0 3493 Alphabet Inc Cap Stock Cl C COM 02079k107 6675 3810 SH SOLE 165 0 3645 Alteryx Inc Cl A COM 02156b103 1431 11750 SH SOLE 0 0 11750 Amazon.com Inc COM 023135106 8527 2618 SH SOLE 319 0 2299 American Express Co COM 025816109 383 3170 SH SOLE 2395 0 775 Amgen Inc COM 031162100 791 3440 SH SOLE 0 0 3440 Amphenol Corp Cl A COM 032095101 6093 46597 SH SOLE 0 0 46597 Apple Inc COM 037833100 24338 183421 SH SOLE 14057 0 169364 Apple Inc COM 037833100 80 600 SH DFND 02 0 0 600 Ares Capital Corp COM 04010l103 3518 208264 SH SOLE 0 0 208264 AT&T Inc COM 00206r102 490 17034 SH SOLE 3529 0 13505 Automatic Data Processing Inc COM 053015103 1584 8990 SH SOLE 0 0 8990 Bank America Corp COM 060505104 1705 56259 SH SOLE 11527 0 44732 Bank America Corp COM 060505104 52 1700 SH DFND 02 0 0 1700 Berkshire Hathaway Inc Cl B COM 084670702 1570 6769 SH SOLE 0 0 6769 BlackRock Inc COM 09247x101 2966 4110 SH SOLE 498 0 3612 Booking Holdings Inc COM 09857l108 668 300 SH SOLE 0 0 300 Bristol-Myers Squibb Co COM 110122108 258 4163 SH SOLE 510 0 3653 Broadcom Inc COM 11135f101 761 1737 SH SOLE 1269 0 468 Carrier Global Corporation COM 14448c104 212 5627 SH SOLE 0 0 5627 Century Bancorp Inc MA Cl A No COM 156432106 873 11284 SH SOLE 0 0 11284 Chevron Corp COM 166764100 1074 12715 SH SOLE 0 0 12715 Chevron Corp COM 166764100 76 900 SH DFND 02 0 0 900 Cisco Systems Inc COM 17275r102 288 6444 SH SOLE 0 0 6444 Cisco Systems Inc COM 17275r102 81 1800 SH DFND 02 0 0 1800 Cloudflare Inc Cl A COM 18915m107 304 4000 SH SOLE 0 0 4000 Comcast Corp Cl A COM 20030n101 493 9415 SH SOLE 725 0 8690 Consolidated Water Co Inc COM g23773107 256 21242 SH SOLE 0 0 21242 Copart Inc COM 217204106 889 6988 SH SOLE 5718 0 1270 Costco Wholesale Corp COM 22160k105 4112 10913 SH SOLE 1739 0 9174 Crowdstrike Holdings Inc Cl A COM 22788c105 6298 29732 SH SOLE 3337 0 26395 CSX Corp COM 126408103 600 6609 SH SOLE 0 0 6609 Danaher Corp COM 235851102 1229 5531 SH SOLE 0 0 5531 Datadog Inc Cl A COM 23804l103 2892 29380 SH SOLE 0 0 29380 Deere & Co COM 244199105 240 892 SH SOLE 0 0 892 Disney Walt Co Disney COM 254687106 5394 29771 SH SOLE 0 0 29771 Docusign Inc COM 256163106 222 1000 SH SOLE 0 0 1000 Ecolab Inc COM 278865100 755 3490 SH SOLE 1591 0 1899 Elastic NV Ord COM n14506104 1586 10850 SH SOLE 0 0 10850 Expeditors Intl Wash Inc COM 302130109 618 6495 SH SOLE 0 0 6495 Exxon Mobil Corp COM 30231g102 295 7157 SH SOLE 4375 0 2782 Facebook Inc Cl A COM 30303m102 1899 6952 SH SOLE 1530 0 5422 FedEx Corp COM 31428x106 3005 11575 SH SOLE 300 0 11275 Flexshopper Inc COM 33939j303 139 54000 SH SOLE 0 0 54000 General Electric Co COM 369604103 125 11576 SH SOLE 0 0 11576 General Electric Co COM 369604103 71 6600 SH DFND 02 0 0 6600 Goldman Sachs Group Inc COM 38141g104 850 3223 SH SOLE 0 0 3223 Hershey Co COM 427866108 1764 11577 SH SOLE 0 0 11577 Home Depot Inc COM 437076102 1984 7468 SH SOLE 2815 0 4653 Honeywell Intl Inc COM 438516106 3005 14126 SH SOLE 3491 0 10635 IIVI Inc COM 902104108 2639 34745 SH SOLE 500 0 34245 Intel Corp COM 458140100 299 5995 SH SOLE 0 0 5995 Johnson & Johnson COM 478160104 2027 12878 SH SOLE 2466 0 10412 Johnson & Johnson COM 478160104 126 800 SH DFND 02 0 0 800 JPMorgan Chase & Co COM 46625h100 3121 24562 SH SOLE 5694 0 18868 Lilly Eli & Co COM 532457108 308 1826 SH SOLE 1520 0 306 Lockheed Martin Corp COM 539830109 471 1328 SH SOLE 1032 0 296 Lululemon Athletica Inc COM 550021109 505 1450 SH SOLE 812 0 638 Magnite Inc COM 55955d100 307 10000 SH SOLE 0 0 10000 Marvell Technology Group Ltd COM g5876h105 634 13330 SH SOLE 0 0 13330 MasterCard Incorporated Cl A COM 57636q104 1942 5441 SH SOLE 2048 0 3393 McDonalds Corp COM 580135101 2184 10178 SH SOLE 300 0 9878 Merck & Co Inc COM 58933y105 463 5657 SH SOLE 2395 0 3262 Microsoft Corp COM 594918104 4324 19441 SH SOLE 5034 0 14408 Microsoft Corp COM 594918104 111 500 SH DFND 02 0 0 500 Neos Therapeutics Inc COM 64052l106 39 62000 SH SOLE 0 0 62000 Nestle S A COM 641069406 470 3992 SH SOLE 0 0 3992 Nextera Energy Inc COM 65339f101 733 9500 SH SOLE 4516 0 4984 Nike Inc Cl B COM 654106103 1279 9041 SH SOLE 5148 0 3893 Novartis A G COM 66987v109 666 7055 SH SOLE 0 0 7055 NVIDIA Corp COM 67066g104 908 1739 SH SOLE 606 0 1133 Oracle Corp COM 68389x105 130 2016 SH SOLE 0 0 2016 Oracle Corp COM 68389x105 116 1800 SH DFND 02 0 0 1800 Otis Worldwide Corp COM 68902v107 201 2976 SH SOLE 0 0 2976 Paypal Holdings Inc COM 70450y103 4046 17277 SH SOLE 600 0 16677 Paypal Holdings Inc COM 70450y103 70 300 SH DFND 02 0 0 300 PepsiCo Inc COM 713448108 9465 63823 SH SOLE 0 0 63823 PepsiCo Inc COM 713448108 30 200 SH DFND 02 0 0 200 Personalis Inc COM 71535d106 322 8800 SH SOLE 0 0 8800 Pfizer Inc COM 717081103 1276 34651 SH SOLE 4535 0 30116 Plug Power Inc COM 72919p202 1119 33000 SH SOLE 0 0 33000 PPL Corp COM 69351t106 212 7519 SH SOLE 7519 0 0 Procter And Gamble Co COM 742718109 938 6739 SH SOLE 3125 0 3614 Procter And Gamble Co COM 742718109 28 200 SH DFND 02 0 0 200 Qualcomm Inc COM 747525103 2248 14759 SH SOLE 6405 0 8354 Raytheon Technologies Corp COM 75513e101 1121 15671 SH SOLE 7460 0 8211 Rightscorp Inc COM 76658a102 4 200000 SH SOLE 0 0 200000 Roku Inc Cl A COM 77543r102 3519 10600 SH SOLE 0 0 10600 Royal Mines & Minerals Corp COM 78033p101 0 50000 SH SOLE 50000 0 0 Salesforce.com Inc COM 79466l302 243 1090 SH SOLE 0 0 1090 Sap SE Sp ADR COM 803054204 1170 8975 SH SOLE 0 0 8975 Sea Ltd Sponsord ADS COM 81141r100 617 3100 SH SOLE 0 0 3100 ServiceNow Inc COM 81762p102 517 940 SH SOLE 499 0 441 Snowflake Inc COM 833445109 231 820 SH SOLE 0 0 820 Sorrento Therapeutics Inc COM 83587f202 339 49733 SH SOLE 0 0 49733 Splunk Inc COM 848637104 254 1495 SH SOLE 1273 0 222 Square Inc Cl A COM 852234103 3867 17766 SH SOLE 3531 0 14235 Starbucks Corp COM 855244109 1462 13669 SH SOLE 0 0 13669 Starwood Property Trust Inc COM 85571b105 746 38639 SH SOLE 0 0 38639 Target Corp COM 87612e106 243 1376 SH SOLE 345 0 1031 Teladoc Health Inc COM 87918a105 2155 10779 SH SOLE 0 0 10779 Tesla Inc COM 88160r101 236 335 SH SOLE 0 0 335 TG Therapeutics Inc COM 88322q108 921 17697 SH SOLE 0 0 17697 Twilio Inc Cl A COM 90138f102 203 600 SH SOLE 0 0 600 United Rentals Inc COM 911363109 489 2110 SH SOLE 1825 0 285 UnitedHealth Group Inc COM 91324p102 3926 11194 SH SOLE 1021 0 10173 US Bancorp Del COM 902973304 236 5057 SH SOLE 0 0 5057 Verizon Communications Inc COM 92343v104 569 9679 SH SOLE 0 0 9679 Verizon Communications Inc COM 92343v104 253 4300 SH DFND 02 0 0 4300 Visa Inc Cl A COM 92826c839 6210 28393 SH SOLE 4522 0 23871 Wal-Mart Inc COM 931142103 5018 34810 SH SOLE 0 0 34810 Zillow Group COM 98954m200 319 2460 SH SOLE 0 0 2460 Zoetis Inc Cl A COM 98978v103 3192 19284 SH SOLE 3641 0 15643 Zoom Video Communications Inc COM 98980l101 1066 3160 SH SOLE 0 0 3160 Aberdeen Std Gold ETF Tr Physc ETF 00326a104 369 20180 SH SOLE 0 0 20180 Ark ETF Tr Innovation ETF ETF 00214q104 3898 31314 SH SOLE 3193 0 28121 Grayscale Bitcoin Tr Btc ETF 389637109 1920 60000 SH SOLE 0 0 60000 Innovator S&P Power Buffer ETF ETF 45782c417 1795 68502 SH SOLE 0 0 68502 Innovator S&P Power Buffer ETF ETF 45782c383 214 7523 SH SOLE 0 0 7523 Invesco Exchange-Traded Fund T ETF 46138g870 693 26713 SH SOLE 0 0 26713 Invesco Exchange Traded Fund T ETF 46137v266 1367 8388 SH SOLE 0 0 8388 Invesco Exchange Traded Fund T ETF 46137v241 1764 41893 SH SOLE 0 0 41893 Invesco Exchng Traded Fund Tr ETF 46138g102 2663 65370 SH SOLE 36165 0 29205 Invesco QQQ Ser 1 ETF 46090e103 27665 88179 SH SOLE 0 0 88179 IShares Core S&P 500 ETF ETF 464287200 447 1190 SH SOLE 1130 0 60 iShares Core S&P Mcp ETF ETF 464287507 260 1130 SH SOLE 0 0 1130 IShares Global 100 ETF ETF 464287572 406 6450 SH SOLE 0 0 6450 iShares Gold Trust ETF 464285105 2234 123195 SH SOLE 0 0 123195 iShares Growth Allocat ETF ETF 464289867 243 4653 SH SOLE 0 0 4653 iShares Min Vol EAFE ETF ETF 46429b689 368 5017 SH SOLE 0 0 5017 iShares Min Vol USA ETF ETF 46429b697 395 5815 SH SOLE 0 0 5815 iShares MSCI Emerg Mkt ETF ETF 464287234 4062 78624 SH SOLE 17786 0 60838 iShares NASDAQ Biotech ETF 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